Janssen v. OppenheimerFunds, Inc. et al
| Ronald J. Janssen |
| OppenheimerFunds, Inc., Oppenheimer Funds Distributor, Inc., William L. Armstrong, Robert G. Avis, George C. Bowen, Edward L. Cameron, Jon S. Fossel, Sam Freedman, Beverly L. Hamilton, Robert J. Malone, F. William Marshall, Jr., John V. Murphy, Brian W. Wixted and Angelo Manioudakis |
| 1:2009cv00386 |
| February 24, 2009 |
| US District Court for the District of Colorado |
| Securities/Commodities Office |
| XX US, Outside State |
| John L. Kane |
| Plaintiff |
| Federal Question |
| 15:77 Securities Fraud |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
206
ORDER granting 201 Motion to Enforce Settlement, Final Judgment and Order of Dismissal Dated September 30, 2011 as to Putative Class Member Nancy Chard by Judge John L. Kane on 10/08/13.(jjhsl, )
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Filing
195
ORDER RE THIRD PARTY MOTION TO ENFORCE SETTLEMENT. Nationwide Planning and Frank Ammirato's Motion to Enforce Settlement (Doc. 177 ) is GRANTED in part and DENIED in part. Mrs. Newton shall cause this Order to be submitted to the FINRA arbitration panel for action consistent with it, by Judge John L. Kane on 03/15/2012.(wjc, )
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Filing
183
ORDER. The memorandum referring Docs. 177 Motion to Enforce Settlement and 181 Supplement to Magistrate Judge Tafoya is WITHDRAWN and moving Defendants are ORDERED to CONFER with class counsel regarding the substance of their Motion and file a Status Report/certificate of compliance with D.C.COLO.LCiv.R 7.1A regarding the matters discussed on or before 1/18/2012, by Judge John L. Kane on 01/09/2012. (wjc, )
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Filing
168
ORDER APPROVING CLASS COUNSEL'S 118 MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES. There is no just reason for delay in the entry of this Order, and immediate entry by the Clerk of the Court is expressly directed, by Judge John L. Kane on 09/30/2011. (wjc, )
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Filing
107
ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE Re: 104 Unopposed Motion for Preliminary Approval of Proposed Class Settlement and Approval of Notice Plan. The Court does hereby preliminarily approve the Stipulation and the Settle ment set forth therein, subject to further consideration at the Settlement Hearing. Settlement Hearing set for 9/30/2011 at 01:30 PM in Courtroom A 802 before Judge John L. Kane. See Order for further details. The Court reserves the right to adjourn the date of the Settlement Hearing without further notice to the Members of the Class, and retains jurisdiction to consider all further applications arising out of or connected with the proposed Settlement, by Judge John L. Kane on 06/01/2011.(wjc, )
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Filing
95
ORDER granting Defendant's Unopposed Motion to Enter Order Staying Cohn v. OppenheimerFunds, Inc., Case No. 09-cv-02738 (Doc. 15). The case is STAYED until such time as the Court issues its decision on the motions to dismiss filed in the Fixed Income Actions, by Judge John L. Kane on 03/09/2010. (wjc, )
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Filing
94
ORDER. The Unopposed Motion to Consolidate and Proposal for Consolidation, the file in this matter and being fully advised does hereby GRANT the Motion. In re: Oppenheimer Champion Fund Securities Class Fraud Class Actions, Civil Action No. 09-cv-0 0386-JLK-KMT (consolidated with 09-cv-525-JLK-KMT) and In re Core Bond Fund, Civil Action No. 09-cv-01186-JLK-KMT (hereinafter referred to as the Fixed Income Fund Actions) and Donald L. Cohn and Karen S. Cohn v OppenheimerFunds, Inc., et al, Civil A ction No. 09-cv-02738-JLK-KMT (hereinafter the Cohn Action) are hereby consolidated for discovery purposes only, pursuant to Federal Rule of Civil Procedure 42(a). The law firm appointed as Lead Counsel in the Fixed Income Fund Actions (Lead Counsel) shall be principally responsible for overseeing and conducting the discovery in these consolidated actions. By Judge John L. Kane on 03/02/2010.(sah, )
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Filing
85
ORDER: Counsel for Mr. and Mrs. Cohn shall confer with Defendants and Lead Counsel for the Champion Fund class actions and submit a Joint Status Report setting forth the parties positions and recommendations regarding the most efficient handling of their case. The Joint Status Report shall be filed on or before 12/02/2009, by Judge John L. Kane on 11/23/2009. (wjc, )
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Filing
82
ORDER granting 81 Unopposed Motion to Establish Briefing Schedule for Motions to Dismiss. Motions to Dismiss in In re: Oppenheimer Champion fund Securities Fraud Class Actions and In re: Core Bond Fund (the Fixed Income Actions) shall be filed on or before 12/03/2009. Oppositions to Motions to Dismiss in the Fixed Income Actions shall be due 01/18/2010. Replies in support of the Motions to Dismiss in the Fixed Income Actions shall be due 02/17/2010. Calculations related to Opposition and Rep ly briefs will be governed by the amendments to the Federal Rules of Civil Procedure and the Local Rules for the United States District Court for the District of Colorado effective 12/01/2009. To the extent prior orders set forth differing deadlines for the briefing of motions to dismiss, such deadlines are hereby vacated, by Judge John L. Kane on 10/26/2009.(wjc, )
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Filing
76
ORDER CONSOLIDATING THESE "CHAMPION FUND" CASES AND GRANTING MOTION FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF COUNSEL. The 67 Motion for Appointment as Lead Plaintiff and Selection of Counsel is GRANTED; Civil Action Nos. 09-cv-3 86-JLK-KMT (Janssen) and 09-cv-525-JLKKMT (Peters) (the Oppenheimer Champion Fund cases) are CONSOLIDATED, with the lower-numbered Janssen action serving as lead case; Goodman and O' Steen are hereby APPOINTED Lead Plaintiffs for the Champion Fu nd Class pursuant to 15 U.S.C. § 77z-1(a)(3)(B); and Lead Plaintiffs selections of the law firm of Labaton Sucharow LLP as Lead Counsel and The Shuman Law Firm as Liaison Counsel for Lead Plaintiffs and the Class are APPROVED. The consolidated Champion Fund cases and the Ferguson Core Bond case may be referred to as the Oppenheimer Fixed Income Fund cases, by Judge John L. Kane on 09/25/2009.(wjc, )
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Filing
66
COURT'S NOTICE TO COUNSEL RE: APPOINTMENT OF SPECIAL MASTER by Judge John L. Kane on 08/06/09. (wjc, )
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Filing
61
FOLLOW UP CASE-MANAGEMENT ORDER: Parties affected by my previous ruling denying then-pending lead plaintiff/lead counsel motions without prejudice SHALL RE-FILE their Motions for Appointment of Lead Plaintiff on or before 08/07/2009. Parties who file d Motions in keeping with PSLRA deadlines but wish to amend or re-file those Motions may also do so on or before 08/07/2009. Counsel shall submit names for a the appointment under Rule 53 of a Special Master, who may be appointed for settlement and m ediation purposes only at an appropriate time in this litigation. The names are due to be filed, in writing, on or before 07/31/2009. Superseding Consolidated Amended Complaints must be filed within 15 days of my order appointing Lead Plaintiffs. Any actions involving other, distinct Oppenheimer Funds will be subject to the 2 Initial Case Management Order and evaluated for further action at the time they are received. The remand of any such Action will occur after a pretrial order has been entered and the Action is substantially ready for trial. See Order for further details, by Judge John L. Kane on 07/20/09. (wjc, ) Modified on 7/20/2009 to correct spelling (wjc, ).
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Filing
52
SECOND AMENDED ORDER re: 51 Order, 50 Order. Initial Combined Status/Initial Case Management Conference set for 9:00 a.m. July 15, 2009, in Courtroom A-802. Plaintiffs Joint Position Statement shall be filed in each of the above-captioned actions on or before July 10, 2009. Defendants Joint Position Statement may be filed by noon on Monday July 13, 2009, by Judge John L. Kane on 6/25/09. (gms, )
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Filing
49
MINUTE ORDER: The stay imposed in these cases during the pendency of proceedings before the MDL panel is LIFTED. Defendants' 7 Motion to Transfer Case is denied without the need for further briefing. The 43 Motion for Joinder is denied as moot. The parties position statements, due within ten days of the MDL panels Order, shall focus on the consolidation issue as well as on any agreement among the parties as to Lead Plaintiff and Lead counsel selection, by Judge John L. Kane on 06/24/09.(wjc, )
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Filing
41
MINUTE ORDER denying as moot 16 Janssen's Motion to Stay Pending Ruling by the Judicial Panel on Multidistrict Litigation. Status Conference set for 6/19/2009 at 02:00 PM in Courtroom A 802 before Judge John L. Kane, by Judge John L. Kane on 05/08/09.(wjc, )
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Filing
40
Order Deeming Motion of Ronald Janssen for transfer under 28 U.S.C. § 1407 moot and vacating 5/28/09, Hearing Session signed by the Clerk of the Panel and filed 5/7/09 with MDL Clerk's Office re: 15 Letter. (lam, )
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Filing
33
Minute Entry for proceedings held before Judge John L. Kane: Status Conference held on 4/16/2009. 7 Motion to Transfer Venue Pursuant To 28 U.S.C. 1404(a)(and filed in Civil Action No. 09-cv-00525-JLK-KMT; Filed 4/06/09; Doc. No. 15); Plaintiff� 39;s 16 Motion to Stay Proceedings Pending Ruling by the Judicial Panel on Multidistrict Litigation; Defendants Armstrong, Avis, Bowen, Cameron, Fossel, Freedman, Hamilton, Malone And Marshalls Motion To Join In Motion To Transfer Venue Pursuant To 28 U.S.C. 1404(a) (filed in Civil Action No. 09-cv-00525-JLK-KMT; Filed 4/15/09; Doc. No. 26); and 27 Motion of Thomas Goodman and Errol Glynn O'Steen to Consolidate Related Actions, to Be Appointed Lead Plaintiff, and to Approve Proposed Lead Plaintiff's Choice of Counsel (and filed in Civil Action No. 09-cv-00525-JLK-KMT; Filed 4/14/09; Doc. No. 24) are taken under advisement. (Court Reporter Bernique Abiakam.) (wjc, )
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Filing
12
MINUTE ORDER granting 10 Motion to Join Motion to Transfer Venue. Plaintiff shall respond to the Motion to Transfer Venue on or before 04/06/09, by Judge John L. Kane on 03/24/09.(wjc, )
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