Oppenheimer Rochester Funds Group Securities Litigation
Plaintiff: Lisl Bernstein, Todd Augenbaum, Bert Vladimir, Robert Weiner, Bill Laufer, Helen Lenhart, John R. Woods, Robert Rivera, Stephen Lowe, Frank Tackmann, Kenneth Milhem, Maureen E. Mershon, Brendan L. Bock, Bernadette Begley, Ellen Stokar, Estelle Krim, John J. Trueman, Glenwood Prince, Daniel Egts, Linda Egts, Peter Unanue, Modean Connel, Mimi J. Furman, Stuart Trooskin, Rania Baladi, Michel Baladi, Michael Isaac, Marlene Seybold, Robert Stern, Mary Ann Lariviere and Karen Kurz
Defendant: Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy, David K. Downes, Robert G. Galli, Brian F. Wruble, Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr., Joseph M. Wikler, Peter I. Wold, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Clayton K. Yeutter, Edward V. Regan, Kenneth A. Randall, Mary Ann Tynan, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Thomas W. Courtney, John Cannon, Paul Y. Clinton, Lacy B. Herrmann, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, Robert G. Galt and Massachusetts Mutual Life Insurance Company
Interested Party: Thomas Goodman, Philip Kunz, Errol Glynn O'Steen, Stephen Swendiman, Leonard Klorfine, Arthur W. Zattiero, Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr., Joseph Stockwell, RNF Investor Group, RF Investor Group, Rochester Investor Group, Donald Ballard, Jim Woo, Grace Woo, Gloria Fishbein, Linda L. Heil, Liang Bin Jean, Joseph Mastrianni, Rochester New York Investor Group, SMT Investor Group, Rivera Investor Group, New Jersey Investor Group, Rochester National Investor Group, Oppenheimer AMT-Free New York Municipals, Michael Rugani, BFP Investor Group, Dana Posset, Barbara Amato, Lucas Amato, Parviz Tayebati, Michael P. Wunderly, Lillian A. Wunderly, Y. Tsaroya, Marc Deveaux, John Stevko, Richard Letourneau, Rosemarie Letourneau, Robert Ide, Victor Sasson, Gary Cosimini, John Vazquez, C. Phillip Pattison, Stuart Krosser, Carole Krosser, Yolanda Pessina, Barry Doyle and AMT-Free Fund
Case Number: 1:2009md02063
Filed: June 24, 2009
Court: U.S. District Court for the District of Colorado
Office: Denver Office
County: XX US, Outside State
Presiding Judge: John L Kane
Referring Judge: Kathleen M Tafoya
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: Both
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Docket Report

This docket was last retrieved on March 14, 2012. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 14, 2012 Filing 360 Unopposed MOTION to Withdraw as Attorney by Interested Parties Leonard Klorfine, Rivera Investor Group, Joseph Stockwell, Plaintiff Robert Rivera. (Attachments: #1 Proposed Order (PDF Only))(Grandjean, Barbara)
January 20, 2012 Opinion or Order Filing 359 AMENDED OPINION AND ORDER ON MOTIONS TO DISMISS. This Amended Opinion and Order SUPERSEDES the Order originally entered on 10/24/2011 (Doc. #312 ), which is WITHDRAWN, by Judge John L. Kane on 01/20/2012. (wjc, )
January 20, 2012 Opinion or Order Filing 358 STIPULATED SCHEDULING AND DISCOVERY ORDER: Discovery due by 6/14/2013 if more than 45 depositions taken by Plaintiffs, by Judge John L. Kane on 01/20/2012. (Attachments: #1 Exhibit A) (wjc, )
January 20, 2012 Filing 357 MINUTE ENTRY for proceedings held before Judge John L. Kane: Scheduling Conference held on 1/20/2012. Scheduling ORDER approved. (Court Reporter: Tamara Hoffschildt) (wjc, )
January 20, 2012 Opinion or Order Filing 356 STIPULATION AND PROTECTIVE ORDER by Judge John L. Kane on 01/20/2012. (wjc, )
January 20, 2012 Opinion or Order Filing 355 STIPULATED ORDER REGARDING INADVERTENTLY PRODUCED PRIVILEGED MATERIALS OR INFORMATION, by Judge John L. Kane on 01/20/2012. (wjc, )
January 20, 2012 Filing 354 NOTICE of Entry of Appearance Steven S. Sparling on behalf of John Cannon, Paul Y. Clinton, Thomas W. Courtney, David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Lacy B. Herrmann, Mary F. Miller, Joel W. Motley, Oppenheimer AMT-Free Municipals, Oppenheimer AMT-Free New York Municipals, Oppenheimer California Municipal Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer New Jersey Municipal Fund, Oppenheimer Pennsylvania Municipal Fund, Oppenheimer Rochester National Municipals Fund, Kenneth A. Randall, Russell S. Reynolds, Jr, Rochester Fund Municipals, Mary Ann Tynan, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter (Lyons, Edward) Modified on 1/23/2012 to edit text to clarify name of counsel (wjc, ).
January 18, 2012 Filing 353 CERTIFICATE of Mailing/Service re #342 Answer to Amended Complaint by Defendants John Cannon, Paul Y. Clinton, Thomas W. Courtney, David K. Downes, Robert G. Galli, Lacy B. Herrmann, Rochester Fund Municipals, Brian F. Wruble. (Lyons, Edward)
January 18, 2012 Filing 352 CERTIFICATE of Mailing/Service re #341 Answer to Amended Complaint, by Defendants David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer AMT-Free Municipals, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter. (Lyons, Edward)
January 18, 2012 Filing 351 CERTIFICATE of Mailing/Service re #340 Answer to Amended Complaint, by Defendants David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer Multi-State Municipal Trust, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter. (Lyons, Edward)
January 18, 2012 Filing 350 CERTIFICATE of Mailing/Service re #339 Answer to Amended Complaint, by Defendants David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer Multi-State Municipal Trust, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter. (Lyons, Edward)
January 18, 2012 Filing 349 CERTIFICATE of Mailing/Service re #338 Answer to Amended Complaint, by Defendants Matthew P. Fink, Robert G. Galli, Robert G. Galt, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter, Interested Party Oppenheimer AMT-Free New York Municipals. (Lyons, Edward)
January 18, 2012 Opinion or Order Filing 348 ORDER denying #313 MassMutual's Motion for Reconsideration ; granting in part and denying in part #315 Joint Defendants' Motion for Reconsideration, by Judge John L. Kane on 1/18/12.(gmssl, )
January 17, 2012 Filing 347 Oppenheimer Defendants' ANSWER to #245 Amended Complaint by Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted.(Dunn, Stephanie)
January 17, 2012 Filing 346 Oppenheimer Defendants' ANSWER to #247 Amended Complaint,, by Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted.(Dunn, Stephanie)
January 17, 2012 Filing 345 Oppenheimer Defendants' ANSWER to #248 Amended Complaint,, by Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted.(Dunn, Stephanie)
January 17, 2012 Filing 344 Oppenheimer Defendants' ANSWER to #244 Amended Complaint by Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted.(Dunn, Stephanie)
January 17, 2012 Filing 343 Oppenheimer Defendants' ANSWER to #246 Amended Complaint by Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted.(Dunn, Stephanie)
January 17, 2012 Filing 342 ANSWER to #247 Amended Complaint,, by John Cannon, Paul Y. Clinton, Thomas W. Courtney, David K. Downes, Robert G. Galli, Lacy B. Herrmann, Rochester Fund Municipals, Brian F. Wruble.(Lyons, Edward)
January 17, 2012 Filing 341 ANSWER to #248 Amended Complaint,, by David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer AMT-Free Municipals, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter.(Lyons, Edward)
January 17, 2012 Filing 340 ANSWER to #244 Amended Complaint by David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer Multi-State Municipal Trust, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter.(Lyons, Edward)
January 17, 2012 Filing 339 ANSWER to #245 Amended Complaint by David K. Downes, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer Multi-State Municipal Trust, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter.(Lyons, Edward)
January 17, 2012 Filing 338 ANSWER to #246 Amended Complaint by Matthew P. Fink, Robert G. Galli, Robert G. Galt, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Oppenheimer AMT-Free New York Municipals, Kenneth A. Randall, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter.(Lyons, Edward)
January 17, 2012 Filing 337 ANSWER to #248 Amended Complaint,, by Massachusetts Mutual Life Insurance Company.(Kanouff, Patrick)
January 17, 2012 Filing 336 ANSWER to #247 Amended Complaint,, and Jury Demand by Massachusetts Mutual Life Insurance Company.(Kanouff, Patrick)
January 17, 2012 Filing 335 ANSWER to #246 Amended Complaint and Jury Demand by Massachusetts Mutual Life Insurance Company.(Kanouff, Patrick)
January 17, 2012 Filing 334 ANSWER to #245 Amended Complaint by Massachusetts Mutual Life Insurance Company.(Kanouff, Patrick)
January 17, 2012 Filing 333 ANSWER to #244 Amended Complaint by Massachusetts Mutual Life Insurance Company.(Kanouff, Patrick)
January 17, 2012 Opinion or Order Filing 332 MINUTE ORDER denying #316 Motion to Certify Interlocutory Appeal, by Judge John L. Kane on 01/17/2012.(wjc, )
January 13, 2012 Filing 331 Proposed Scheduling Order and Discovery Order (Stipulated) by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Brian S. Petersen, Richard Stein, Brian C. Szilagyi, Mark S. Vandehey, Troy E. Willis, Brian W. Wixted. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Dunn, Stephanie)
January 11, 2012 Filing 330 NOTICE of Entry of Appearance by Christopher J. Orrico on behalf of Barry Doyle, Yolanda Pessina, Peter Unanue (Orrico, Christopher)
January 11, 2012 Filing 329 NOTICE of Entry of Appearance by Christopher J. Orrico on behalf of Victor Sasson (Orrico, Christopher)
January 11, 2012 Filing 328 NOTICE of Entry of Appearance by Christopher J. Orrico on behalf of John Vazquez (Orrico, Christopher)
December 23, 2011 Filing 327 Docket Annotation re: #324 Reply to Response to Motion, #325 Reply to Response to Motion, #326 Reply to Response to Motion. The NEFs for these documents to Kevin Harvey Lewis were returned as undeliverable. Alan W. Sparer advises that Kevin Harvey Lewis is no longer employed by the firm and no longer involved in this matter. Mr. Sparer advises that he, Mr. Nabwangu, and Mr. Haber continue to represent Robert Rivera, Leonard Klorfine, Joseph Stockwell, and Rivera Investor Group. Keven Harvey Lewis's noticing has, therefore, been terminated. Text Only Entry Text Only Entry (wjc, )
December 22, 2011 Filing 326 REPLY to Response to #315 Joint MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, filed by Defendants John Cannon, Paul Y. Clinton, Scott S. Cottier, Thomas W. Courtney, David K. Downes, Ronald H. Fielding, Matthew P. Fink, Robert G. Galli, Phillip A. Griffiths, Lacy B. Herrmann, Daniel G. Loughran, Mary F. Miller, Joel W. Motley, John V. Murphy, Oppenheimer AMT-Free Municipals, Oppenheimer California Municipal Fund, Oppenheimer Multi-State Municipal Trust, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Kenneth A. Randall, Russell S. Reynolds, Jr, Rochester Fund Municipals, Joseph M. Wikler, Troy E. Willis, Brian W. Wixted, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter, Interested Party Oppenheimer AMT-Free New York Municipals. (Dunn, Stephanie)
December 22, 2011 Filing 325 REPLY to Response to #316 Joint MOTION for Certificate of Appealability filed by Defendants John Cannon, Paul Y. Clinton, Scott S. Cottier, Thomas W. Courtney, David K. Downes, Ronald H. Fielding, Matthew P. Fink, Robert G. Galli, Robert G. Galt, Phillip A. Griffiths, Lacy B. Herrmann, Daniel G. Loughran, Mary F. Miller, Joel W. Motley, John V. Murphy, Oppenheimer AMT-Free Municipals, Oppenheimer California Municipal Fund, Oppenheimer Multi-State Municipal Trust, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Kenneth A. Randall, Russell S. Reynolds, Jr, Rochester Fund Municipals, Joseph M. Wikler, Troy E. Willis, Brian W. Wixted, Peter I. Wold, Brian F. Wruble, Clayton K. Yeutter, Interested Party Oppenheimer AMT-Free New York Municipals. (Dunn, Stephanie)
December 22, 2011 Filing 324 REPLY to Response to #313 MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, filed by Defendant Massachusetts Mutual Life Insurance Company. (Kanouff, Patrick)
December 5, 2011 Filing 323 BRIEF in Opposition to #313 MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, filed by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Attachments: #1 Exhibit 1, Begley 1, #2 Exhibit 2, Bernstein 1, #3 Exhibit 3, Bernstein 2, #4 Exhibit 4, Bernstein 3, #5 Exhibit 5, Bock 1, #6 Exhibit 6, Bock 2, #7 Exhibit 7, Bock 3, #8 Exhibit 8, Krim 1, #9 Exhibit 9, Laufer 1, #10 Exhibit 10, Laufer 2, #11 Exhibit 11, Mershon 1, #12 Exhibit 12, Stern 1, #13 Exhibit 13, Stern 2, #14 Supplemental Civil Cover Sheet 14, Stokar 1, #15 Exhibit 15, Stokar 2, #16 Exhibit 16, Tackmann 1, #17 Exhibit 17, Trueman 1, #18 Exhibit 18, Vladimir 1, #19 Exhibit 19, Weiner 1, #20 Exhibit 20, Weiner 2, #21 Exhibit 21, Weiner 3, #22 Exhibit 22, JPML, #23 Exhibit 23, JPML, #24 Exhibit 24, JPML)(Shuman, Kip)
December 5, 2011 Filing 322 BRIEF in Opposition to #315 Joint MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, filed by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
December 5, 2011 Filing 321 BRIEF in Opposition to #316 Joint MOTION for Certificate of Appealability filed by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
December 5, 2011 Filing 320 Docket Annotation re: #318 Minute Order. The NEF for this document to Yehudis S. Lewis was returned as undeliverable. The firm advises that Yehudis S. Lewis is no longer employed by them. Arthur H. Aufses, III, advises that Yehudis S. Lewis is no longer involved in this matter and that he continues to represent Oppenheimer Pennsylvania Municipal Fund, Oppenheimer California Municipal Fund, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Fr ee Municipals, Oppenheimer New Jersey Municipal Fund, Oppenheimer AMT-Free New York Municipals, Rochester Fund Municipals. Yehudis S. Lewis's noticing has, therefore, been terminated. Text Only Entry (wjc, )
December 5, 2011 Filing 319 Docket Annotation re: #318 Minute Order. The NEF for this document to Anne Marie Vu was returned as undeliverable. The firm advises that Anne Marie Vu is no longer employed by them. Andrei V. Rado advises that Anne Marie Vu is no longer involved in this matter and that he continues to represent Plaintiffs Brendan L. Bock, Bernadette Begley, Peter Unanue, Glenwood Prince, Modean Connel, Peter Unanue, RNF Investor Group and RF Investor Group. Anne Marie Vu's noticing has, therefore, been terminated. Text Only Entry (wjc, )
December 2, 2011 Opinion or Order Filing 318 MINUTE ORDER. Status Conference set for 1/20/2012 at 09:30 AM in Courtroom A 802 before Judge John L. Kane, by Judge John L. Kane on 12/02/2011. (wjc, )
November 18, 2011 Filing 317 Joint STATUS REPORT Concerning Discovery and Filing of Proposed Scheduling Order by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
November 14, 2011 Filing 316 Joint MOTION for Certificate of Appealability by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Dunn, Stephanie)
November 14, 2011 Filing 315 Joint MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Attachments: #1 Exhibit A)(Dunn, Stephanie)
November 14, 2011 Filing 314 NOTICE of Entry of Appearance by Joshua David Franklin on behalf of Massachusetts Mutual Life Insurance Company (Franklin, Joshua)
November 14, 2011 Filing 313 MOTION for Reconsideration re #312 Order on Motion to Dismiss,,,,, by Defendant Massachusetts Mutual Life Insurance Company. (Kanouff, Patrick)
October 24, 2011 Opinion or Order Filing 312 WITHDRAWN - ORDER. Defendants' #285 Joint Motion to Dismiss the Consolidated Complaints in the Rochester Funds Group Securities Litigation is GRANTED with respect to Plaintiffs' claims under Section 13(a) of the Investment Company Act and DENIED in all other respects. Defendant MassMutual's #284 Motion to Dismiss is also DENIED. Counsel SHALL CONFER with regard to the content and consequence of the rulings herein, and SUBMIT a Joint Status Report on or before 11/18/2011 stating how best to proceed to and manage the discovery phase of this litigation and providing a timeline for the preparation and submission of a proposed Scheduling Order, by Judge John L. Kane on 10/24/2011.(wjc, ) Modified on 1/20/2012 to add text Withdrawn pursuant to Amended Order filed 01/20/2012 (wjc, ).
July 18, 2011 Filing 311 NOTICE of Change of Address Change of Law Firm by Barbara Ann Grandjean (Grandjean, Barbara)
April 21, 2011 Filing 310 REPLY to #309 Response to #308 Defendants' Notice of Supplemental Authority by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Dunn, Stephanie) Modified on 4/22/2011 to create linkage (wjc, ).
April 13, 2011 Filing 309 RESPONSE to #308 Notice (Other), Notice (Other) of Supplemental Authority by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
April 6, 2011 Filing 308 NOTICE of Supplemental Authority by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted (Attachments: #1 Exhibit A)(Dunn, Stephanie)
February 3, 2011 Filing 307 NOTICE of Change of Address by Stephanie Erin Dunn (Dunn, Stephanie)
January 21, 2011 Filing 306 NOTICE of Supplemental Authority by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Victor Sasson, Joseph Stockwell, John Vazquez (Attachments: #1 Exhibit A)(Glenn, Rusty)
October 20, 2010 Opinion or Order Filing 305 ORDER granting #304 Motion to Withdraw as Counsel for Plaintiff Mary Ann Lariviere, as Trustee for the Family Trust of Mary M. Kavula. Attorney Catherine H. McElveen and Daniel Oakes Myers terminated, by Judge John L. Kane on 10/20/2010.(wjc, )
October 20, 2010 Filing 304 MOTION to Withdraw as Attorney by Plaintiff Mary Ann Lariviere. (Attachments: #1 Exhibit A - Notice of Withdrawal as Counsel, #2 Proposed Order (PDF Only))(McElveen, Catherine)
August 20, 2010 Filing 303 NOTICE of Supplemental Authority in the Rochester Funds Group Securities Litigation by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted (Attachments: #1 Exhibit A)(Dunn, Stephanie)
July 6, 2010 Filing 302 REPLY to Response to #284 MOTION to Dismiss filed by Defendant Massachusetts Mutual Life Insurance Company. (Kanouff, Patrick)
July 6, 2010 Filing 301 Docket Annotation re: #298 Brief in Support of Motion. Counsel informed to refile document using correct event. TEXT ONLY ENTRY - NO DOCUMENT ATTACHED. (wjc, )
July 5, 2010 Filing 300 REPLY to Response to #286 Joint MOTION to Dismiss the Consolidated Complaints for the California and Pennsylvania Municipal Funds by the Fund Defendants and filed by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Dunn, Stephanie)
July 5, 2010 Filing 299 REPLY to Response to #285 Joint MOTION to Dismiss the Consolidated Complaints in the Rochester Funds Group Securities Litigation by Fund Defendants and filed by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Attachments: #1 Appendix A)(Dunn, Stephanie)
July 2, 2010 Filing 298 BRIEF in Support of #284 MOTION to Dismiss filed by Defendant Massachusetts Mutual Life Insurance Company. (Kanouff, Patrick)
June 25, 2010 Filing 297 NOTICE of Change of Firm Name by Interested Parties Leonard Klorfine, Rivera Investor Group, Joseph Stockwell, Plaintiff Robert Rivera (Grandjean, Barbara)
June 10, 2010 Filing 296 CORPORATE DISCLOSURE STATEMENT by Defendant Massachusetts Mutual Life Insurance Company.. (Kanouff, Patrick)
June 9, 2010 Filing 295 NOTICE re #291 Brief in Opposition to Motion to Dismiss by Defendant Massachusetts Mutual Life Insurance Company by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue (Attachments: #1 Exhibit A)(Shuman, Kip)
June 4, 2010 Filing 294 BRIEF in Opposition to #286 Joint MOTION to Dismiss the Consolidated Complaints for the California and Pennsylvania Municipal Funds by the Fund Defendants and filed by Interested Party Joseph Stockwell. (Sparer, Alan)
June 4, 2010 Filing 293 DECLARATION of Kip B. Shuman in Support of Lead Plaintiffs' Oppositions to #284 and #285 Defendants' Motions to Dismiss by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Attachments: #1 Exhibit A-1, #2 Exhibit A-2, #3 Exhibit A-3, #4 Exhibit A-4, #5 Exhibit A-5, #6 Exhibit A-6, #7 Exhibit A-7, #8 Exhibit A-8, #9 Exhibit A-9, #10 Exhibit A-10, #11 Exhibit A-11, #12 Exhibit A-12, #13 Exhibit A-13, #14 Exhibit A-14, #15 Exhibit A-15, #16 Exhibit A-16, #17 Exhibit B-1, #18 Exhibit B-2, #19 Exhibit B-3, #20 Exhibit B-4, #21 Exhibit B-5, #22 Exhibit B-6)(Shuman, Kip) Modified on 6/7/2010 to create linkage (wjc, ).
June 4, 2010 Filing 292 BRIEF in Opposition to #285 Joint MOTION to Dismiss the Consolidated Complaints in the Rochester Funds Group Securities Litigation by Fund Defendants and filed by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
June 4, 2010 Filing 291 BRIEF in Opposition to #284 MOTION to Dismiss filed by Interested Parties Dharamvir Bhanot, Leonard Klorfine, Carole Krosser, Stuart Krosser, Victor Sasson, Joseph Stockwell, John Vazquez, Plaintiff Peter Unanue. (Shuman, Kip)
May 21, 2010 Filing 290 NOTICE of Entry of Appearance of Lisa M. Mezzetti by Lisa M. Mezzetti on behalf of Leonard Klorfine, Carole Krosser, Stuart Krosser (Mezzetti, Lisa)
May 17, 2010 Opinion or Order Filing 289 MINUTE ORDER vacating #288 Minute Order. Briefing on the Motions to Dismiss in the above-captioned MDL shall proceed in accordance with the #267 Order Establishing Briefing Schedule issued on 02/02/2010, by Judge John L. Kane on 05/17/2010. (wjc, )
May 17, 2010 Opinion or Order Filing 288 VACATED - MINUTE ORDER Staying and holding in abeyance all briefing on #284 Motion to Dismiss; #285 Motion to Dismiss and #286 Motion to Dismiss, by Judge John L. Kane on 5/17/10.(gmssl, ) Modified on 5/18/2010 to add text Vacated pursuant to Minute Order dated 05/17/2010 (wjc, ).
April 6, 2010 Filing 287 Docket Annotation re: #286 Joint MOTION to Dismiss the Consolidated Complaints for the California and Pennsylvania Municipal Funds. Modified on 4/6/2010 add filers Cottier and Willis. TEXT ONLY ENTRY - NO DOCUMENT ATTACHED. (wjc, )
April 5, 2010 Filing 286 Joint MOTION to Dismiss the Consolidated Complaints for the California and Pennsylvania Municipal Funds by the Fund Defendants and by Defendants Ronald H. Fielding, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Brian W. Wixted, Scott S. Cottier, Troy E. Willis. (Attachments: #1 Affidavit DECLARATION OF MATTHEW L. LARRABEE, #2 Exhibit C-1, #3 Exhibit C-2, #4 Exhibit C-3, #5 Exhibit C-4, #6 Exhibit C-5, #7 Exhibit C-6, #8 Exhibit C-7, #9 Exhibit C-8)(Miller, Robert) Modified on 4/6/2010 add filers Cottier and Willis (wjc, ).
April 5, 2010 Filing 285 Joint MOTION to Dismiss the Consolidated Complaints in the Rochester Funds Group Securities Litigation by Fund Defendants and by Defendants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, OppenheimerFunds Distributor, Inc., OppenheimerFunds, Inc., Troy E. Willis, Brian W. Wixted. (Attachments: #1 Affidavit Matthew Larrabee, #2 Exhibit A-1, #3 Exhibit A-2, #4 Exhibit A-3, #5 Exhibit A-4, #6 Exhibit A-5, #7 Exhibit A-6, #8 Exhibit A-7, #9 Exhibit A-8, #10 Exhibit A-9, #11 Exhibit A-10, #12 Exhibit A-11, #13 Exhibit A-12, #14 Exhibit A-13, #15 Exhibit A-14, #16 Exhibit A-15, #17 Exhibit A-16, #18 Exhibit A-17, #19 Exhibit A-18, #20 Exhibit A-19, #21 Exhibit A-20, #22 Exhibit A-21, #23 Exhibit A-22, #24 Exhibit B-1, #25 Exhibit B-2, #26 Exhibit B-3, #27 Exhibit B-4, #28 Exhibit B-5, #29 Exhibit B-6, #30 Exhibit B-7, #31 Exhibit B-8, #32 Exhibit B-9, #33 Exhibit B-10, #34 Exhibit B-11, #35 Exhibit B-12, #36 Exhibit B-13, #37 Exhibit B-14, #38 Exhibit B-15, #39 Exhibit B-16, #40 Exhibit B-17, #41 Exhibit B-18, #42 Exhibit B-19, #43 Exhibit B-20, #44 Exhibit B-21, #45 Exhibit B-22, #46 Exhibit B-23, #47 Exhibit B-24)(Miller, Robert)
April 5, 2010 Filing 284 MOTION to Dismiss by Defendant Massachusetts Mutual Life Insurance Company. (Kanouff, Patrick)
March 9, 2010 Opinion or Order Filing 283 MINUTE ORDER. The Stipulation for Extension of Time filed jointly by Lead Plaintiffs and the Fund Defendants #282 , the Stipulation is treated as a MOTION and is GRANTED. The parties Stipulation, the time for the Fund Defendants to respond to Lead Plaintiffs Amended Complaints is EXTENDED from 03/29/2010 to and including 04/05/2010. By Judge John L. Kane on 03/09/2010.(sah, )
March 4, 2010 Filing 282 Stipulated MOTION for Extension of Time to File Answer or Otherwise Respond by Defendants Oppenheimer California Municipal Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Rochester Fund Municipals, Interested Party Oppenheimer AMT-Free New York Municipals. (Lyons, Edward)
March 2, 2010 Filing 281 NOTICE of Entry of Appearance by Gary E. Cantor on behalf of Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Cantor, Gary)
February 11, 2010 Filing 280 Docket Annotation re: #276 Waiver of Service Executed, #272 Waiver of Service Executed, #275 Waiver of Service Executed, #271 Waiver of Service Executed, #273 Waiver of Service Executed, #274 Waiver of Service Executed. #274 Waiver Modified on 2/11/2010 to correct In re Party, sent and answer dates. #276 Waiver Modified on 2/11/2010 to add text of party, sent and answer dates. #271 Waiver, #272 Waiver, #273 Waiver, and #275 Waiver Modified on 2/11/2010 to correct sent and answer dates. Text only entry - no document attached (wjc, )
February 10, 2010 Filing 279 Utility Setting/Resetting Deadlines/Hearings: Oppenheimer Pennsylvania Municipal Fund answer due 3/29/2010; AMT-Free Fund answer due 3/29/2010; Oppenheimer Rochester National Municipals Fund answer due 3/29/2010; Oppenheimer New Jersey Municipal Fund answer due 3/29/2010; Oppenheimer AMT-Free New York Municipals answer due 3/29/2010; Rochester Fund Municipals answer due 3/29/2010, pursuant to #271 Waiver of Service, #272 Waiver of Service, #273 Waiver of Service, #274 Waiver of Service, #275 Waiver of Service, #276 Waiver of Service filed 02/10/2010. TEXT ONLY ENTRY - NO DOCUMENT ATTACHED. (wjc, )
February 10, 2010 Filing 278 Utility Setting/Resetting Deadlines/Hearings: Massachusetts Mutual Life Insurance Company answer due 4/5/2010, pursuant to the order of 2/10/10. TEXT ONLY ENTRY - NO DOCUMENT ATTACHED (gmssl, )
February 10, 2010 Opinion or Order Filing 277 ORDER granting #269 Unopposed Motion to Join Briefing Schedule. Order #267 is amended to include Defendant Mass Mutual. This defendant shall file its responses to the Consolidated Amended Complaint no later than 4/5/10. Lead plaintiffs to file responsive briefs to any motion to dismiss filed by Defendant Mass Mutual no later than 6/4/10. Defendant Mass Mutual to file its reply briefs in support of its motions to dismiss no later than 7/5/10, by Judge John L. Kane on 2/10/10.(gmssl, )
February 10, 2010 Filing 276 WAIVER OF SERVICE Returned Executed by Peter Unanue. Rochester National Municipals Fund waiver sent on 01/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to add text of party, sent and answer dates (wjc, ).
February 10, 2010 Filing 275 WAIVER OF SERVICE Returned Executed by Stuart Krosser, Carole Krosser. Rochester Fund Municipals waiver sent on 1/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to correct sent and answer dates (wjc, ).
February 10, 2010 Filing 274 WAIVER OF SERVICE Returned Executed by Dharamvir Bhanot. Oppenheimer Pennsylvania Municipal Fund waiver sent on 1/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to correct In re Party, sent and answer dates (wjc, ).
February 10, 2010 Filing 273 WAIVER OF SERVICE Returned Executed by Victor Sasson. Oppenheimer New Jersey Municipal Fund waiver sent on 1/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to correct sent and answer dates (wjc, ).
February 10, 2010 Filing 272 WAIVER OF SERVICE Returned Executed by John Vazquez. Oppenheimer AMT-Free New York Municipals waiver sent on 1/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to correct sent and answer dates (wjc, ).
February 10, 2010 Filing 271 WAIVER OF SERVICE Returned Executed by Leonard Klorfine. AMT-Free Fund waiver sent on 1/28/2010, answer due 3/29/2010. (Shuman, Kip) Modified on 2/11/2010 to correct sent and answer dates (wjc, ).
February 9, 2010 Filing 270 NOTICE of Entry of Appearance by Catherine H. McElveen on behalf of Mary Ann Lariviere (McElveen, Catherine)
February 8, 2010 Filing 269 Unopposed MOTION to Amend/Correct/Modify #267 Order,, to allow Defendant Massachusetts Mutual Life Insurance Company to Join the Briefing Schedule by Defendant Massachusetts Mutual Life Insurance Company. (Attachments: #1 Proposed Order (PDF Only))(Kanouff, Patrick)
February 4, 2010 Filing 268 NOTICE of Entry of Appearance by Patrick John Kanouff on behalf of Massachusetts Mutual Life Insurance Company (Kanouff, Patrick)
February 2, 2010 Opinion or Order Filing 267 ORDER ESTABLISHING BRIEFING SCHEDULE. The Oppenheimer Defendants and the Fund Defendants in each of the seven referenced Municipal Fund Cases will file their motions to dismiss no later than 04/05/2010. Lead Plaintiffs will file their response briefs to the Oppenheimer Defendants and Fund Defendants motions to dismiss no later than 06/04/2010. The Oppenheimer Defendants and the Fund Defendants will file their reply briefs in support of their motions to dismiss no later than 07/05/2010, by Judge John L. Kane on 02/02/2010. (wjc, )
February 2, 2010 Filing 266 NOTICE of Entry of Appearance by Daniel Oakes Myers on behalf of Mary Ann Lariviere (Myers, Daniel)
January 29, 2010 Filing 265 STIPULATION to Joint Proposal to Establish Briefing Schedule Pursuant to Joint Statement Dated December 1, 2009 by Defendants OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Richard Stein, Mark S. Vandehey, Brian S. Petersen, Brian C. Szilagyi, OppenheimerFunds, Inc., John V. Murphy. (Attachments: #1 Proposed Order (PDF Only))(Miller, Robert)
January 29, 2010 Opinion or Order Filing 264 ORDER granting #262 Unopposed Motion to Withdraw as Counsel for Plaintiff Arthur Zattiero. Seth A. Katz and Daniel E. McKenzie are hereby withdrawn from representing Plaintiff Arthur Zattiero. The Clerk of the Court shall terminate the association of Seth A. Katz and Daniel E. McKenzie with Plaintiff Arthur Zattiero and electronic noticing for Messrs. Katz and McKenzie shall be terminated, by Judge John L. Kane on 01/29/2010.(wjc, )
January 29, 2010 Opinion or Order Filing 263 ORDER granting #258 Unopposed Motion to Withdraw as Counsel for Certain Plaintiffs. Timothy R. Beyer and Michael W. Byrne of the law firm Brownstein Hyatt Farber Schreck, LLP are hereby withdrawn from representing plaintiffs Bernadette Begley, Brendan L. Bock, Modean Connel, Glenwood Prince, RF Investor Group, RNF Investor Group, Victor Sasson, Peter Unanue and John Vazquez. The Clerk of the Court shall terminate the association of Timothy R. Beyer and Michael W. Byrne with the Plaintiffs listed above and electronic noticing for Messrs. Beyer and Byrne shall be terminated, by Judge John L. Kane on 01/29/2010.(wjc, )
January 29, 2010 Filing 262 Unopposed MOTION to Withdraw as Attorney by Interested Party Arthur W. Zattiero. (Attachments: #1 Proposed Order (PDF Only))(McKenzie, Daniel)
January 29, 2010 Filing 261 NOTICE of Withdrawal of Counsel by Interested Party Arthur W. Zattiero (McKenzie, Daniel)
January 27, 2010 Filing 260 NOTICE of Change of Address re: Berman DeValerio's San Francisco Office by Nicole C. Lavallee (Lavallee, Nicole)
January 27, 2010 Filing 259 NOTICE of Entry of Appearance by Lawrence L. Klayman on behalf of Stuart Krosser, Carole Krosser (Klayman, Lawrence)
January 26, 2010 Filing 258 Unopposed MOTION to Withdraw as Attorney For Certain Plaintiffs ( attorneys Timothy R. Beyer AND Michael W. Byrne) by Interested Parties RNF Investor Group, RF Investor Group, Victor Sasson, John Vazquez, Plaintiffs Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel. (Attachments: #1 Proposed Order (PDF Only))(Beyer, Timothy)
January 26, 2010 Filing 257 NOTICE OF WITHDRAWAL AS COUNSEL FOR CERTAIN PLAINTIFFS by Interested Parties RNF Investor Group, RF Investor Group, Victor Sasson, John Vazquez, Plaintiffs Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel (Byrne, Michael)
January 25, 2010 Filing 256 USCA ORDER re: #236 Letter for Writ of Mandamus filed by John Stevko. The petition for writ of mandamus is denied. USCA case no. 09-1557. (bjrsl, )
January 25, 2010 Filing 255 NOTICE of Entry of Appearance by Scott E. Poynter on behalf of Modean Connel (Poynter, Scott)
January 22, 2010 Filing 254 SUMMONS Returned Executed by Leonard Klorfine, Dharamvir Bhanot, Joseph Stockwell, Peter Unanue, Victor Sasson, John Vazquez, Stuart Krosser, Carole Krosser. Massachusetts Mutual Life Insurance Company served on 1/20/2010, answer due 2/10/2010. (Shuman, Kip)
January 22, 2010 Filing 253 NOTICE of Entry of Appearance as additional counsel for Plaintiff Modean Connel by John Givens Emerson on behalf of Modean Connel (Emerson, John)
January 21, 2010 Filing 252 NOTICE of Address Correction by Plaintiff Modean Connel (Shuman, Kip)
January 19, 2010 Filing 251 NOTICE re #249 Amended Complaint,, Notice of Errata by Interested Parties Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Attachments: #1 Exhibit A)(Shuman, Kip)
January 15, 2010 Filing 250 AMENDED COMPLAINT CONSOLIDATED CLASS ACTION COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS AND DEMAND FOR JURY TRIAL against David K. Downes, Robert G. Galli, Brian F. Wruble, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Joseph M. Wikler, Peter I. Wold, Massachusetts Mutual Life Insurance Company, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Clayton K. Yeutter, Kenneth A. Randall, OppenheimerFunds, Inc., John V. Murphy, filed by Joseph Stockwell.(Sparer, Alan)
January 15, 2010 Filing 249 AMENDED COMPLAINT (In re Oppenheimer Pennsylvania Municipal Fund) against David K. Downes, Robert G. Galli, Brian F. Wruble, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Massachusetts Mutual Life Insurance Company, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Clayton K. Yeutter, Kenneth A. Randall, Oppenheimer Multi-State Municipal Trust, OppenheimerFunds, Inc., John V. Murphy, filed by Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr.(Shuman, Kip)
January 15, 2010 Filing 248 AMENDED COMPLAINT (In re AMT-Free Municipals Fund) against David K. Downes, Robert G. Galli, Brian F. Wruble, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Massachusetts Mutual Life Insurance Company, Ronald H. Fielding, AMT-Free Fund, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Clayton K. Yeutter, Kenneth A. Randall, OppenheimerFunds, Inc., John V. Murphy, filed by Leonard Klorfine. (Attachments: #1 Exhibit A, #2 Exhibit B)(Shuman, Kip)
January 15, 2010 Filing 247 AMENDED COMPLAINT (In re Rochester Fund Municipals) against David K. Downes, Robert G. Galli, Brian F. Wruble, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Massachusetts Mutual Life Insurance Company, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Thomas W. Courtney, John Cannon, Paul Y. Clinton, Lacy B. Herrmann, Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy, filed by Stuart Krosser, Carole Krosser. (Attachments: #1 Exhibit A, #2 Exhibit B)(Shuman, Kip)
January 15, 2010 Filing 246 AMENDED COMPLAINT (In re AMT-Free New York Municipal Fund) against all defendants, filed by John Vazquez. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Seidman, Peter)
January 15, 2010 Filing 245 AMENDED COMPLAINT (In re New Jersey Municipal Fund) against all defendants, filed by Victor Sasson. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Seidman, Peter)
January 15, 2010 Filing 244 AMENDED COMPLAINT (In re Rochester National Municipal Fund) against all defendants, filed by Yolanda Pessina, Barry Doyle, Peter Unanue. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Seidman, Peter)
January 13, 2010 Filing 243 NOTICE of Entry of Appearance (In re Rochester National Municipal Fund) by Peter E. Seidman on behalf of Peter Unanue (Seidman, Peter)
January 13, 2010 Filing 242 NOTICE of Entry of Appearance (In re New Jersey Municipal Fund) by Peter E. Seidman on behalf of Victor Sasson (Seidman, Peter)
January 13, 2010 Filing 241 NOTICE of Entry of Appearance (In re AMT-Free New York Municipal Fund) by Peter E. Seidman on behalf of John Vazquez (Seidman, Peter)
January 13, 2010 Filing 240 NOTICE of Entry of Appearance (In re Rochester National Municipal Fund) by Roland W. Riggs, IV on behalf of Peter Unanue (Riggs, Roland)
January 13, 2010 Filing 239 NOTICE of Entry of Appearance (In re New Jersey Municipal Fund) by Roland W. Riggs, IV on behalf of Victor Sasson (Riggs, Roland)
January 13, 2010 Filing 238 NOTICE of Entry of Appearance (In re AMT-Free New York Municipal Fund) by Roland W. Riggs, IV on behalf of John Vazquez (Riggs, Roland)
January 12, 2010 Filing 237 NOTICE of Change of Address by Charles J. Piven (Piven, Charles)
December 21, 2009 Filing 236 USCA LETTER as to petition for extraordinary wirt of mandamus filed by Interested Party John Stevko. USCA case no. 09-1557. (bjrsl, )
December 18, 2009 Filing 235 NOTICE of Entry of Appearance by Jeffrey Robert Krinsk on behalf of John R. Woods (Krinsk, Jeffrey)
December 15, 2009 Opinion or Order Filing 234 ORDER granting #233 Motion to Withdraw/Amend ECF Representative Associations. Attorney Joseph N. Kravec, Jr terminated, by Judge John L. Kane on 12/15/2009.(wjc, )
December 15, 2009 Filing 233 MOTION to Withdraw as Attorney by Plaintiff John R. Woods. (wjc, )
December 4, 2009 Opinion or Order Filing 232 ORDER granting #231 Unopposed Combined Motion to Withdraw Concerning Certain Defendants. William K. Dodds, Matthew L. Larrabee, Robert N. Miller, and Stephanie E. Dunn are hereby withdrawn from representing Defendants Oppenheimer AMT-Free Municipals, Oppenheimer AMT-Free New York Municipals, Oppenheimer California Municipal Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer New Jersey Municipal Fund, Oppenheimer Pennsylvania Municipal Fund, Oppenheimer Rochester National Municipals, and Rochester Fund Municipals. The Clerk of the Court shall terminate the association of William K. Dodds, Matthew L. Larrabee, Robert N. Miller, and Stephanie E. Dunn with the Defendants listed above. William K. Dodds, Matthew L. Larrabee, Robert N. Miller, and Stephanie E. Dunn shall continue to represent the following Defendants: OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, John V. Murphy, Brian Petersen, Richard Stein, Brian Szilagyi, Mark S. Vandehey, Troy E. Willis and Brian W. Wixted, by Judge John L. Kane on 12/04/2009.(wjc, )
December 4, 2009 Filing 231 Unopposed MOTION to Withdraw as Attorney (Combined) Concerning Certain Defendants by Defendants OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Richard Stein, Mark S. Vandehey, Brian S. Petersen, Brian C. Szilagyi, OppenheimerFunds, Inc., John V. Murphy. (Attachments: #1 Proposed Order (PDF Only))(Miller, Robert)
December 2, 2009 Filing 230 NOTICE of Entry of Appearance by Arthur H. Aufses, III on behalf of Oppenheimer Pennsylvania Municipal Fund, Oppenheimer California Municipal Fund, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Oppenheimer New Jersey Municipal Fund, Oppenheimer AMT-Free New York Municipals, Rochester Fund Municipals (Aufses, Arthur)
December 2, 2009 Filing 229 Joint STATUS REPORT by Interested Party C. Phillip Pattison. (Shuman, Kip)
December 2, 2009 Filing 228 NOTICE of Entry of Appearance by Edward Thomas Lyons, Jr on behalf of Oppenheimer Pennsylvania Municipal Fund, Oppenheimer California Municipal Fund, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Oppenheimer New Jersey Municipal Fund, Oppenheimer AMT-Free New York Municipals, Rochester Fund Municipals (Lyons, Edward)
December 1, 2009 Filing 227 STATEMENT by Interested Parties Leonard Klorfine, Dharamvir Bhanot, Joseph Stockwell, Victor Sasson, John Vazquez, Stuart Krosser, Carole Krosser, Plaintiff Peter Unanue. (Shuman, Kip)
December 1, 2009 Filing 226 NOTICE of Entry of Appearance by Yehudis S. Lewis on behalf of Oppenheimer Pennsylvania Municipal Fund, Oppenheimer California Municipal Fund, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Oppenheimer New Jersey Municipal Fund, Oppenheimer AMT-Free New York Municipals, Rochester Fund Municipals (Lewis, Yehudis)
December 1, 2009 Filing 225 NOTICE of Change of Address by Edward Thomas Lyons, Jr (Lyons, Edward)
November 20, 2009 Filing 224 NOTICE of Change of Address by Kristin A. Martinez (Martinez, Kristin)
November 18, 2009 Opinion or Order Filing 223 ORDER APPOINTING LEAD PLAINTIFFS AND LEAD COUNSEL BY FUND AND APPOINTING LEAD COUNSEL LIAISON. In the Rochester Fund Municipals class actions: The #129 Motion of Stuart and Carole Krosser for Appointment as Lead Plaintiff is GRANTED and the Krossers selection of Cohen Milstein as Lead Counsel for the plaintiff class is APPROVED. In the New Jersey Municipal Fund class actions: Victor Sassons #142 Motion for Appointment as Lead Plaintiff is GRANTED, and his selection of Milberg, LLP, for Lead Counsel for the plaintiff class is APPROVED. In the California Municipal Fund class actions: Joseph Stockwells #143 Motion for Appointment as Lead Plaintiff is GRANTED and his selection of The Sparer Law Group to serve as Lead Counsel for the class is APPROVED. In the AMT-Free New York Municipal Fund class actions: The #144 Motion of John Vazquez for Appointment as Lead Plaintiff is GRANTED and his selection of Milberg, LLP, to serve as Lead Counsel for the class is APPROVED. Plaintiff Michael Isaacs #116 Motion for Appointment as Lead Plaintiff is DENIED. In the Rochester National Municipals Fund class actions: The #141 Motion of Peter Unanue for Appointment as Lead Plaintiff is GRANTED, and Unanues selection of Milberg, LLP to serve as Lead Counsel is APPROVED. The competing Motions of the Rochester National Investor Group (Doc. #133 ) and the Stevko/Letourneau/Ide movants (Doc. #137 ) are DENIED. In the AMT-Free Municipal Fund class actions: The #131 Motion of Leonard Klorfine for Appointment as Lead Plaintiff is GRANTED and his selection of Cohen Milstein as Lead Counsel is APPROVED. The competing Motions of Dana Posset (Doc. #122 ); Lucas and Barbara Amato and Parviz Tayebati (Doc. #135 ); and the BFP Investor Group (Doc. #138 ) are DENIED. In the Pennsylvania Municipal Fund class actions: The #148 Motion of Dharamvir Bhanot for Appointment as Lead Plaintiff is GRANTED, and his selection of Berger & Montague, P.C. to serve as Lead Counsel for the class is APPROVED. The competing Motions of Leonard Klorfine (Doc. #146 ) and Arthur W. Zattiero (Doc. #121 ) are DENIED. All related Motions for Appointment as Lead Plaintiff filed before 08/07/2009 and identified in the Courts docket as still pending (Docs. #7 , #12 , #14 , #19 , #69 , #71 , #72 , #77 , and #93 ) have either been WITHDRAWN or are DENIED as MOOT. Kip Shuman of the Shuman Law Firm to serve as LIAISON COUNSEL charged with coordinating between the various Lead Counsel and the Court in the prosecution of the MDL and the class actions of which it is comprised. Requests for approval of various Co-Lead or Liaison Counsel inherent in certain of the Lead Plaintiff Motions on which I have ruled are DENIED. Guidelines for cooperation and delegation, especially on questions of how attorney fees will be allocated and accrued, and at what rates, will be established in cooperation with Magistrate Judge Tafoya who will manage and oversee that process. On or before 12/01/2009 Liaison Counsel shall confer with Lead Counsel as well as counsel for the Defendants and cause to be filed a Joint Statement providing dates certain for the filing of Consolidated Amended Complaints, Motions to Dismiss and briefing related thereto, by Judge John L. Kane on 11/18/2009.(wjc, )
October 22, 2009 Filing 222 Docket Annotation re: #207 Summons Returned Executed, #208 Summons Returned Executed, #209 Summons Returned Executed, #210 Summons Returned Executed, #211 Summons Returned Executed, #212 Summons Returned Executed, #213 Summons Returned Executed, #214 Summons Returned Executed, #215 Summons Returned Executed, #216 Summons Returned Executed, #217 Summons Returned Executed, #218 Summons Returned Executed, #219 Summons Returned Executed, #220 Summons Returned Executed, #221 Summons Returned Executed. Modified on 10/22/2009 to add text of parties served. Text only entry - no document attached. (wjc, )
October 21, 2009 Filing 221 SUMMONS Returned Executed by Modean Connel. John V. Murphy served 10/13/2009; Brian W. Wixted served 10/13/2009; Daniel G. Loughran served 10/13/2009; Scott S. Cottier served 10/13/2009; Troy E. Willis served 10/13/2009; Mark S. Vandehey served 10/13/2009; Brian S. Petersen served 10/13/2009; Brian C. Szilagyi served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 220 SUMMONS Returned Executed by Modean Connel. Robert G. Galli served 10/14/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 219 SUMMONS Returned Executed by Modean Connel. OppenheimerFunds Distributor, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 218 SUMMONS Returned Executed by Modean Connel. OppenheimerFunds, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 217 SUMMONS Returned Executed by Modean Connel. Oppenheimer AMT-Free Municipals (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 216 SUMMONS Returned Executed by Glenwood Prince. John V. Murphy served 10/13/2009; Brian W. Wixted served 10/13/2009; Daniel G. Loughran served 10/13/2009; Scott S. Cottier served 10/13/2009; Troy E. Willis served 10/13/2009; Mark S. Vandehey served 10/13/2009; Brian S. Petersen served 10/13/2009; Brian C. Szilagyi served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 215 SUMMONS Returned Executed by Glenwood Prince. Robert G. Galli served 10/14/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 214 SUMMONS Returned Executed by Glenwood Prince. OppenheimerFunds Distributor, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 213 SUMMONS Returned Executed by Glenwood Prince. OppenheimerFunds, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 212 SUMMONS Returned Executed by Glenwood Prince. Oppenheimer AMT-Free Municipals served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 211 SUMMONS Returned Executed by Peter Unanue. John V. Murphy served 10/13/2009; Brian W. Wixted served on 10/13/2009; Daniel G. Loughran served 10/13/2009; Scott S. Cottier served 10/13/2009; Troy E. Willis served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 210 SUMMONS Returned Executed by Peter Unanue. Robert G. Galli served on 10/14/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 209 SUMMONS Returned Executed by Peter Unanue. OppenheimerFunds Distributor, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 208 SUMMONS Returned Executed by Peter Unanue. OppenheimerFunds, Inc., served 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 21, 2009 Filing 207 SUMMONS Returned Executed by Peter Unanue. Oppenheimer New Jersey Municipal Fund served on 10/13/2009 (Rado, Andrei) Modified on 10/22/2009 to add text of party served (wjc, ).
October 16, 2009 Filing 206 Docket Annotation re: #204 Summons Returned Executed, #205 Summons Returned Executed, #203 Summons Returned Executed. Modified on 10/16/2009 to add text date and names of persons served. Text only entry - no document attached. (wjc, )
October 15, 2009 Filing 205 SUMMONS Returned Executed by Modean Connel. David K. Downes, Brian F. Wruble, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr., Joseph M. Wikler, Peter I. Wold, Clayton K. Yeutter, Kenneth A. Randall served on 10/12/2009. (Rado, Andrei) Modified on 10/16/2009 to add text date and names of persons served (wjc, ).
October 15, 2009 Filing 204 SUMMONS Returned Executed by Glenwood Prince. David K. Downes, Brian F. Wruble, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr., Joseph M. Wikler, Peter I. Wold, Clayton K. Yeutter, Kenneth A. Randall served on 10/12/2009. (Rado, Andrei) Modified on 10/16/2009 to add text date and names of persons served (wjc, ).
October 15, 2009 Filing 203 SUMMONS Returned Executed by Peter Unanue. David K. Downes, Brian F. Wruble, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr., Joseph M. Wikler, Peter I. Wold, Clayton K. Yeutter, Kenneth A. Randall served on 10/12/2009. (Rado, Andrei) Modified on 10/16/2009 to add text date and names of persons served (wjc, ).
October 14, 2009 Opinion or Order Filing 202 MINUTE ORDER granting #201 Defendants' Motion to Extend Time to File Amended Complaints and Establish a Scheduling Order. Ten days after lead plaintiffs are appointed and lead counsel approved in the Municipal MDL Actions, the parties shall file a proposed schedule for the filing of Consolidated Amended Complaints as well as a proposal for briefing the motions to dismiss in the Municipal MDL actions, by Judge John L. Kane on 10/14/2009.(wjc, )
October 12, 2009 Filing 201 Unopposed MOTION for Extension of Time to File Amended Complaints and Establish a Scheduling Order on Behalf of All Defendants by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc., John V. Murphy, Interested Party Oppenheimer AMT-Free New York Municipals. (Attachments: #1 Proposed Order (PDF Only))(Miller, Robert)
October 2, 2009 Filing 200 MEMORANDUM by Deputy Clerk re #2 Order pursuant to the instruction of Judge John L. Kanes chambers and the Initial Case Administration Order (paragraph 3), 1:09-cv-01781 Kurz v. Oppenheimer AMT-Free New York, et al., is a related action filed in the U.S. District Court for the District of Colorado to 1:09-md-2063. (wjc, )
September 30, 2009 Opinion or Order Filing 199 ORDER denying #161 Plaintiff Michael Isaac's Motion for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv), by Judge John L. Kane on 09/30/09.(wjc, )
September 25, 2009 Filing 198 REPLY to Response to #161 MOTION for Order to for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv) filed by Plaintiff Michael Isaac. (Attachments: #1 Appendix of Unreported Authorities - Part 1, #2 Appendix of Unreported Authorities - Part 2, #3 Appendix of Unreported Authorities - Part 3)(Weiss, Joseph)
September 24, 2009 Filing 197 NOTICE of Entry of Appearance by James S. Nabwangu and by Kevin Harvey Lewis on behalf of Leonard Klorfine, Joseph Stockwell (Lewis, Kevin)
September 23, 2009 Filing 196 NOTICE of Entry of Appearance by Barbara Ann Grandjean on behalf of Joseph Stockwell (Grandjean, Barbara)
September 11, 2009 Filing 195 REPLY to Response to #141 MOTION for Appointment of Peter Unanue as Lead Plaintiff and Approval of Selection of Lead Counsel AND IN OPPOSITION TO THE MOTION OF THE STEVKO MOVANTS #137 filed by Plaintiff Peter Unanue. (Attachments: #1 Declaration of Andrei V. Rado, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3)(Beyer, Timothy)
September 11, 2009 Filing 194 REPLY to Response to #144 MOTION for Appointment of John Vasquez as Lead Plaintiff and Approval of Selection of Lead Counsel, #161 MOTION for Order to for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv) filed by Interested Party John Vazquez. (Attachments: #1 Declaration of Andrei V. Rado, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6)(Beyer, Timothy)
September 11, 2009 Filing 193 REPLY to Response to #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati. (Attachments: #1 Exhibit 1)(Berens, Jeffrey)
September 11, 2009 Filing 192 REPLY to Response to #137 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Parties John Stevko, Richard Letourneau, Rosemarie Letourneau, Robert Ide. (Attachments: #1 Exhibit 1)(Berens, Jeffrey)
September 11, 2009 Filing 191 DECLARATION of James Pope regarding Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel #122 , MOTION to Appoint Counsel and Lead Plaintiff #138 , Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel #135 by Interested Party BFP Investor Group. (Abraham, Jeffrey)
September 11, 2009 Filing 190 REPLY to Response to #138 MOTION to Appoint Counsel and Lead Plaintiff filed by Interested Party BFP Investor Group. (Abraham, Jeffrey)
September 11, 2009 Filing 189 REPLY to Response to #146 Amended MOTION for Appointment OF Leonard Klorfine as Lead Plaintiff and Approval of Lead Counsel filed by Interested Party Leonard Klorfine. (Attachments: #1 Exhibit A)(Sparer, Alan) Modified on 9/14/2009 to delete duplicate text (wjc, ).
September 11, 2009 Filing 188 DECLARATION of Steven J. Toll regarding Response #187 by Interested Parties Leonard Klorfine, Rochester National Investor Group, Stuart Krosser, Carole Krosser. (Attachments: #1 Exhibit A, #2 Exhibit B)(Toll, Steven)
September 11, 2009 Filing 187 RESPONSE to #168 Response to Motion,,,,,,,,,,,,, by Interested Parties Leonard Klorfine, Rochester National Investor Group, Stuart Krosser, Carole Krosser. (Toll, Steven)
September 11, 2009 Filing 186 REPLY to Response to #121 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel for the Pennsylvania Fund filed by Interested Party Arthur W. Zattiero. (Katz, Seth) Modified on 9/14/2009 to correct linkage (wjc, ).
September 11, 2009 Filing 185 REPLY to Response to #148 MOTION for Appointment as Lead Plaintiff filed by Interested Party Dharamvir Bhanot. (Lechtzin, Eric) Modified on 9/14/2009 to correct linkage (wjc, ).
September 11, 2009 Filing 184 REPLY to Response to #146 Amended MOTION for Appointment as Lead Plaintiff filed by Interested Party Leonard Klorfine. (Toll, Steven) Modified on 9/14/2009 to correct linkage (wjc, ).
September 11, 2009 Filing 183 REPLY to Response to #133 MOTION for Appointment as Lead Plaintiff filed by Interested Party Rochester National Investor Group. (Toll, Steven) Modified on 9/14/2009 to correct linkage (wjc, ).
September 11, 2009 Filing 182 BRIEF in Opposition to #161 MOTION for Order to for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv) filed by Interested Party Gary Cosimini. (Dahlstrom, Patrick)
September 11, 2009 Filing 181 REPLY to Response to #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel, filed by Plaintiff Michael Isaac. (Attachments: #1 Exhibit A)(Weiss, Joseph) Modified on 9/14/2009 to correct linkage (wjc, ).
September 11, 2009 Filing 180 REPLY to Response to #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel filed by Interested Party Dana Posset. (Wilens, Douglas)
August 28, 2009 Filing 179 CERTIFICATE of Mailing/Service re #178 Notice (Other), Notice (Other) by Interested Party Leonard Klorfine. (Sparer, Alan)
August 28, 2009 Filing 178 NOTICE re #173 Brief in Opposition to Motion, CORRECTED SIGNATURE PAGE FOR DOCKET NO. 173, OPPOSITION OF LEONARD KLORFINE TO COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Interested Party Leonard Klorfine (Sparer, Alan)
August 28, 2009 Filing 177 Docket Annotation re: #170 Statement. Modified on 8/28/2009 to add filer Rochester Fund Municipals. Text only entry - no document attached. (wjc, )
August 28, 2009 Filing 176 Docket Annotation re: #168 Response to Motion. Modified on 8/28/2009 to add filer Rochester Fund Municipals. Text only entry - no document attached. (wjc, )
August 28, 2009 Filing 175 Docket Annotation re: #159 Brief in Opposition to Motion, #156 Brief in Opposition to Motion. Counsel refiled document #156 at document #159 and included caption page. Text only entry - no document attached. (wjc, )
August 27, 2009 Filing 174 BRIEF in Opposition to #146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #121 MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel And in Further Support of Amended Motion of Dharamvir Bhanot to be Appointed Lead Plaintiff and Approval of Lead Counsel filed by Interested Party Dharamvir Bhanot. (Lechtzin, Eric)
August 27, 2009 Filing 173 BRIEF in Opposition to #148 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel, #121 MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel filed by Interested Party Leonard Klorfine. (Sparer, Alan)
August 27, 2009 Filing 172 BRIEF in Opposition to #137 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #133 MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel ; and MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF PETER UNANUE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL filed by Plaintiff Peter Unanue. (Attachments: #1 Declaration of Andrei V. Rado, #2 Exhibit 1, #3 Exhibit 2)(Beyer, Timothy)
August 27, 2009 Filing 171 BRIEF in Opposition to #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel, #123 MOTION for Appointment of Lead Plaintiff ; and MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF JOHN VAZQUEZ FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL filed by Interested Party John Vasquez. (Beyer, Timothy)
August 27, 2009 Filing 170 STATEMENT of Position Filed Jointly by All Defendants by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc., John V. Murphy, Rochester Fund Municipals, Interested Party Oppenheimer AMT-Free New York Municipals. (Attachments: #1 Exhibit A, #2 Exhibit B)(Miller, Robert) Modified on 8/28/2009 to add filer Rochester Fund Municipals (wjc, ).
August 27, 2009 Filing 169 BRIEF in Support of #142 MOTION for Appointment of Victor Sasson as Lead Plaintiff and Approval of Selection of Lead Counsel ; Memorandum of Law in Further Support filed by Interested Party Victor Sasson. (Beyer, Timothy)
August 27, 2009 Filing 168 RESPONSE to #7 MOTION to Appoint Counsel, #144 MOTION for Appointment of John Vasquez as Lead Plaintiff and Approval of Selection of Lead Counsel, #146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel, #77 MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION to Appoint Counsel for Lead Plainitff MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT, #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, #129 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #12 MOTION to Appoint Counsel, #148 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel, #123 MOTION for Appointment of Lead Plaintiff, #138 MOTION to Appoint Counsel and Lead Plaintiff, #69 MOTION for Appointment AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL, #71 MOTION for Appointment as Lead Plaintiff and Selection of Lead Counsel MOTION to Consolidate Cases, #137 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #14 MOTION for Appointment of Lead Plaintiff in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT MOTION to Appoint Counsel in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT, #19 MOTION for Appointment, #93 MOTION for Appointment, #142 MOTION for Appointment of Victor Sasson as Lead Plaintiff and Approval of Selection of Lead Counsel, #72 MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Lead Counsel, #133 MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel, #143 Unopposed MOTION for Appointment MOTION OF JOSEPH STOCKWELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #141 MOTION for Appointment of Peter Unanue as Lead Plaintiff and Approval of Selection of Lead Counsel, #121 MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel, #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel Filed Jointly by All Defendants filed by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc., John V. Murphy, Rochester Fund Municipals, Interested Party Oppenheimer AMT-Free New York Municipals. (Attachments: #1 Affidavit Exhibit 1)(Miller, Robert) Modified on 8/28/2009 to add filer Rochester Fund Municipals (wjc, ).
August 27, 2009 Filing 167 RESPONSE to #144 MOTION for Appointment of John Vasquez as Lead Plaintiff and Approval of Selection of Lead Counsel, #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel, #123 MOTION for Appointment of Lead Plaintiff filed by Interested Party Gary Cosimini. (Dahlstrom, Patrick)
August 27, 2009 Filing 166 RESPONSE to #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, #138 MOTION to Appoint Counsel and Lead Plaintiff filed by Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati. (Berens, Jeffrey)
August 27, 2009 Filing 165 RESPONSE to #133 MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel, #141 MOTION for Appointment of Peter Unanue as Lead Plaintiff and Approval of Selection of Lead Counsel filed by Interested Parties John Stevko, Richard Letourneau, Rosemarie Letourneau, Robert Ide. (Berens, Jeffrey)
August 27, 2009 Filing 164 BRIEF in Opposition to #144 MOTION for Appointment of John Vasquez as Lead Plaintiff and Approval of Selection of Lead Counsel, #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel, #123 MOTION for Appointment of Lead Plaintiff and in Support of #161 Motion for Order for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv) filed by Plaintiff Michael Isaac. (Attachments: #1 Declaration of Joseph H. Weiss in Opposition to the Competing Motions for Appointment of Lead Plaintiff and in Support of Limited Discovery, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C)(Weiss, Joseph)
August 27, 2009 Filing 163 DECLARATION of Seth A. Katz by Interested Party Arthur W. Zattiero. (Attachments: #1 Exhibit A)(Katz, Seth)
August 27, 2009 Filing 162 RESPONSE to #146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #148 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel for the Pennsylvania Fund filed by Interested Party Arthur W. Zattiero. (Katz, Seth)
August 27, 2009 Filing 161 MOTION for Order to for Limited Discovery Pursuant to 15 U.S.C. 77z-1(a)(3)(B)(iv) by Plaintiff Michael Isaac. (Attachments: #1 Proposed Order (PDF Only))(Weiss, Joseph)
August 27, 2009 Filing 160 RESPONSE to #137 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #141 MOTION for Appointment of Peter Unanue as Lead Plaintiff and Approval of Selection of Lead Counsel filed by Interested Party Rochester National Investor Group. (Toll, Steven)
August 27, 2009 Filing 159 BRIEF in Opposition to #146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Party BFP Investor Group. (Abraham, Jeffrey) Modified on 8/28/2009 to correct linkage (wjc, ).
August 27, 2009 Filing 158 BRIEF in Opposition to #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, #138 MOTION to Appoint Counsel and Lead Plaintiff, #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Party Leonard Klorfine. (Toll, Steven)
August 27, 2009 Filing 157 BRIEF in Opposition to #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #138 MOTION to Appoint Counsel and Lead Plaintiff, #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Party Dana Posset. (Attachments: #1 Exhibit A)(Wilens, Douglas)
August 27, 2009 Filing 156 BRIEF in Opposition to #146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL, #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, #135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Interested Party BFP Investor Group. (Abraham, Jeffrey) Modified on 8/28/2009 to correct linkage (wjc, ).
August 26, 2009 Filing 155 NOTICE re #129 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel Notice of Non-Opposition by Interested Parties Stuart Krosser, Carole Krosser (Toll, Steven)
August 24, 2009 Filing 154 SUMMONS Returned Executed by John R. Woods. (Plavi, Charles)
August 10, 2009 Filing 153 CERTIFIED COPY OF CONDITIONAL TRANSFER ORDER (CTO-3) from the Judicial Panel on Multidistrict Litigation pursuant to 28 USC 1407, transferring from Northern District of Florida (Tallahassee), 09-cv-00228-WS-WCS, to District of Colorado, to become part of MDL 2063 In Re: Oppenheimer Rochester Funds Group Securities Litigation by MDL Panel on 08/10/09. (Attachments: #1 Letter from MDL Panel)(wjc, )
August 10, 2009 Filing 152 Docket Annotation re: #149 Brief in Support of Motion, Modified on 8/10/2009 to add text re: actual title of document. #150 Brief in Opposition to Motion, Modified on 8/10/2009 to edit text to clarify title of document. Document filed using brief in opposition event. Text only entry - no document attached (wjc, )
August 10, 2009 Filing 151 Docket Annotation re: #132 Declaration, Modified on 8/10/2009 to add text and linkage. #131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, #133 MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel, Modified on 8/10/2009 to delete text to clarify titles of documents. Text only entry - no document attached. (wjc, )
August 7, 2009 Filing 150 DECLARATION of Eric Lechtzin in Support of #148 MOTION of Dharamvir Bhanot of the OPMF Investor Group for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel filed by Interested Party Dharamvir Bhanot. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Lechtzin, Eric) Modified on 8/10/2009 to edit text to clarify title of document. Document filed using brief in opposition event. (wjc, ).
August 7, 2009 Filing 149 BRIEF in Support of #148 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel filed by Interested Party Dharamvir Bhanot. (Document actually entitled Amended Motion of Dharamvir Bhanot of the OPMF Investor Group to be Appointed Lead Plaintiff.)(Lechtzin, Eric) Modified on 8/10/2009 to add text re: actual title of document (wjc, ).
August 7, 2009 Filing 148 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel by Interested Party Dharamvir Bhanot. (Lechtzin, Eric)
August 7, 2009 Filing 147 DECLARATION of MARC HABER IN SUPPORT OF AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Interested Party Leonard Klorfine. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Sparer, Alan)
August 7, 2009 Filing 146 Amended MOTION for Appointment AMENDED MOTION OF LEONARD KLORFINE FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Interested Party Leonard Klorfine. (Sparer, Alan)
August 7, 2009 Filing 145 DECLARATION of MARC HABER IN SUPPORT OF UNAPPOSED MOTION OF JOSEPH STOCKWELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Interested Party Joseph Stockwell. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Haber, Marc)
August 7, 2009 Filing 144 MOTION for Appointment of John Vasquez as Lead Plaintiff and Approval of Selection of Lead Counsel by Interested Party John Vasquez. (Attachments: #1 Declaration in Support of Motion, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Proposed Order (PDF Only))(Beyer, Timothy)
August 7, 2009 Filing 143 Unopposed MOTION for Appointment MOTION OF JOSEPH STOCKWELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Interested Party Joseph Stockwell. (Sparer, Alan)
August 7, 2009 Filing 142 MOTION for Appointment of Victor Sasson as Lead Plaintiff and Approval of Selection of Lead Counsel by Interested Party Victor Sasson. (Attachments: #1 Declaration in Support of Motion, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Proposed Order (PDF Only))(Beyer, Timothy)
August 7, 2009 Filing 141 MOTION for Appointment of Peter Unanue as Lead Plaintiff and Approval of Selection of Lead Counsel by Plaintiff Peter Unanue. (Attachments: #1 Declaration in Support of Motion, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Proposed Order (PDF Only))(Beyer, Timothy)
August 7, 2009 Filing 140 DECLARATION of Lawrence D. Levit regarding MOTION to Appoint Counsel and Lead Plaintiff #138 by Interested Party BFP Investor Group. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Abraham, Jeffrey)
August 7, 2009 Filing 139 BRIEF in Support of #138 MOTION to Appoint Counsel and Lead Plaintiff filed by Interested Party BFP Investor Group. (Abraham, Jeffrey)
August 7, 2009 Filing 138 MOTION to Appoint Counsel and Lead Plaintiff by Interested Party BFP Investor Group. (Abraham, Jeffrey)
August 7, 2009 Filing 137 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel by Interested Parties John Stevko, Richard Letourneau, Rosemarie Letourneau, Robert Ide. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Berens, Jeffrey)
August 7, 2009 Filing 136 DECLARATION of Steven J. Toll regarding Amended MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel #133 by Interested Party Rochester National Investor Group. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Toll, Steven)
August 7, 2009 Filing 135 Renewed MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel by Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Berens, Jeffrey)
August 7, 2009 Filing 134 BRIEF in Support of #133 Amended MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel filed by Interested Party Rochester National Investor Group. (Toll, Steven)
August 7, 2009 Filing 133 MOTION for Appointment as Lead Plaintiff and Appointment of Lead Counsel by Interested Party Rochester National Investor Group. (Toll, Steven) Modified on 8/10/2009 to delete text to clarify title of document (wjc, ).
August 7, 2009 Filing 132 DECLARATION of Steven J. Toll regarding Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel #131 by Interested Party Leonard Klorfine. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Toll, Steven) Modified on 8/10/2009 to add text and linkage (wjc, ).
August 7, 2009 Filing 131 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by Interested Party Leonard Klorfine. (Toll, Steven) Modified on 8/10/2009 to delete text to clarify title of document (wjc, ).
August 7, 2009 Filing 130 DECLARATION of Steven J. Toll regarding Amended MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel #129 by Interested Parties Stuart Krosser, Carole Krosser. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Toll, Steven)
August 7, 2009 Filing 129 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by Interested Parties Stuart Krosser, Carole Krosser. (Toll, Steven) Modified on 8/10/2009 to delete text to clarify title of document (wjc, ).
August 7, 2009 Filing 128 CERTIFICATE OF COMPLIANCE with Local Rule 7.1.A Duty to Confer by Interested Party Arthur W. Zattiero. (Katz, Seth)
August 7, 2009 Filing 127 DECLARATION of Seth A. Katz regarding MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel #121 by Interested Party Arthur W. Zattiero. (Attachments: #1 Exhibit A to Declaration, #2 Exhibit B to Declaration, #3 Exhibit C to Declaration, #4 Exhibit D to Declaration, #5 Exhibit E to Declaration)(Katz, Seth)
August 7, 2009 Filing 126 DECLARATION of Patrick V. Dahlstrom regarding MOTION for Appointment of Lead Plaintiff #123 , Brief in Support of Motion #125 by Interested Party Gary Cosimini. (Attachments: #1 Exhibit Exhibits A-D)(Dahlstrom, Patrick)
August 7, 2009 Filing 125 BRIEF in Support of #123 MOTION for Appointment of Lead Plaintiff filed by Interested Party Gary Cosimini. (Dahlstrom, Patrick)
August 7, 2009 Filing 124 BRIEF in Support of #121 MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel filed by Interested Party Arthur W. Zattiero. (Katz, Seth)
August 7, 2009 Filing 123 MOTION for Appointment of Lead Plaintiff by Interested Party Gary Cosimini. (Dahlstrom, Patrick)
August 7, 2009 Filing 122 Renewed MOTION for Appointment as Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel by Interested Party Dana Posset. (Attachments: #1 Exhibit A)(Wilens, Douglas)
August 7, 2009 Filing 121 MOTION for Appointment as Lead Plaintiff and Approval of Lead Counsel by Interested Party Arthur W. Zattiero. (Katz, Seth)
August 7, 2009 Filing 120 NOTICE of Entry of Appearance of Patrick V. Dahlstrom on Behalf of Gary Cosimini by Interested Party Gary Cosimini (Dahlstrom, Patrick)
August 7, 2009 Filing 119 CERTIFICATE OF COMPLIANCE Certification Pursuant to D.C. Colo. LCivR 7.1A by Plaintiff Michael Isaac. (Weiss, Joseph)
August 7, 2009 Filing 118 DECLARATION of Joseph H. Weiss regarding MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel #116 by Plaintiff Michael Isaac. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Weiss, Joseph)
August 7, 2009 Filing 117 BRIEF in Support of #116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel filed by Plaintiff Michael Isaac. (Weiss, Joseph)
August 7, 2009 Filing 116 MOTION for Appointment as Lead Plaintiff and to Confirm Selection of Lead Counsel by Plaintiff Michael Isaac. (Weiss, Joseph)
August 6, 2009 Filing 115 COURT'S NOTICE TO COUNSEL RE: APPOINTMENT OF SPECIAL MASTER by Judge John L. Kane on 08/06/09. (wjc, )
August 5, 2009 Opinion or Order Filing 114 ORDER granting #110 Motion to Withdraw in Response to Order Dated July 9, 2009. Attorney Catherine A. Torell is permitted to withdraw as counsel of record for Plaintiff Maureen Mershon and Movant Rochester Investor Group, by Judge John L. Kane on 08/05/09.(wjc, )
July 31, 2009 Filing 113 STATEMENT (Jointly Filed) BY DEFENDANTS REGARDING APPOINTMENT OF A MASTER PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 53 by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy, Interested Party Oppenheimer AMT-Free New York Municipals. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Miller, Robert)
July 31, 2009 Filing 112 NOTICE of Berger & Montague, P.C.'s Suggestion for Special Master by Interested Parties Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Attachments: #1 Exhibit A, #2 Exhibit B)(Abramson, Glen)
July 31, 2009 Filing 111 RESPONSE and Suggestion Regarding Rule 53 Special Master by Interested Party Arthur W. Zattiero. (Katz, Seth)
July 30, 2009 Filing 110 MOTION to Withdraw in Response to Order dated July 9, 2009, by Plaintiff Maureen E. Mershon. (Attachments: #1 Proposed Order (PDF Only))(wjc, )
July 29, 2009 Filing 109 RESPONSE to #94 Status Conference, Suggestions For Special Master Pursuant To July 15, 2009 Order by Plaintiffs Frank Tackmann, Daniel Egts, Linda Egts, Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati, John Stevko, Richard Letourneau, Rosemarie Letourneau, Robert Ide. (Dyer, Robert)
July 24, 2009 Filing 108 CERTIFIED COPY OF CERTIFIED COPY OF CONDITIONAL TRANSFER ORDER (CTO-2) from the Judicial Panel on Multidistrict Litigation pursuant to 28 USC 1407, transferring from the Western District of Pennsylvania (Pittsburgh) 2:09-cv-00772-JFC, to District of Colorado, to become part of MDL 2063 In Re: Oppenheimer Rochester Funds Group Securities Litigation by MDL Panel on 07/24/09. (Attachments: #1 Letter from MDL Panel)(wjc, )
July 23, 2009 Filing 107 NOTICE of Entry of Appearance by Jack G. Fruchter on behalf of Bill Laufer, Lisl Bernstein, Helen Lenhart, RNF Investor Group, Rochester New York Investor Group, SMT Investor Group, Mimi J. Furman, Stuart Trooskin, Rania Baladi, Michel Baladi, BFP Investor Group, Todd Augenbaum (Fruchter, Jack)
July 22, 2009 Opinion or Order Filing 106 ORDER OF REFERENCE TO MAGISTRATE JUDGE - PROTOCOLS RE FEES AND EXPENSES. United States Magistrate Judge Tafoya, pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed.R.Civ.P. 72(a) and (b), is formally designated to conduct proceedings in this civil action: See Order for details. The Magistrate Judge is authorized to convene all hearings/conferences and issue any orders necessary to the performance of her duties under this Order, by Judge John L. Kane on 07/22/09. (wjc, )
July 21, 2009 Filing 105 NOTICE of Suggestion for Special Master Pursuant to July 15, 2009 Order Submitted by Plaintiffs Supporting the "Three Group Plan" by Interested Party Joseph Stockwell, Plaintiff Stephen Lowe (Attachments: #1 Exhibit A)(Girard, Daniel)
July 21, 2009 Filing 104 NOTICE of Entry of Appearance by Mark David Smilow on behalf of Michael Isaac, Marlene Seybold (Smilow, Mark)
July 21, 2009 Opinion or Order Filing 103 ORDER granting #98 Motion to Withdraw as Attorney; granting #99 Motion to Withdraw as Attorney; granting #101 Motion to Withdraw as Attorney. Attorney David A. Kotler; Lorraine B. Consorte and Jamie Lynne Halavais terminated, by Judge John L. Kane on 07/21/09.(wjc, )
July 21, 2009 Filing 102 NOTICE of Coughlin Stoia Geller Rudman & Robbins LLP's Suggestions for Rule 53 Master by Interested Party Dana Posset (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)(Geller, Paul)
July 21, 2009 Filing 100 Docket Annotation re: #99 MOTION to Withdraw as Attorney. Modified on 07/21/2009 to correct filed date. Text only entry - no document attached. (wjc, )
July 20, 2009 Filing 101 MOTION to Withdraw as Attorney/Amend ECF Representative Associations in Response to Order dated 07/09/2009 by Defendants Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc., John V. Murphy. (wjc, )
July 20, 2009 Filing 99 MOTION to Withdraw as Attorney/Amend ECF Representative Associations in Response to Order dated 07/09/2009 by Defendants Rochester National Municipals Fund, Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy. (wjc, ) Modified on 7/21/2009 to correct filed date (wjc, ).
July 20, 2009 Filing 98 MOTION to Withdraw as Attorney/Amend ECF Representative Associations in Response to Order dated 07/09/2009 by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, OppenheimerFunds, Inc., John V. Murphy. (wjc, )
July 20, 2009 Filing 97 RESPONSE to #7 MOTION to Appoint Counsel, #14 MOTION for Appointment of Lead Plaintiff in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT MOTION to Appoint Counsel in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT, #19 MOTION for Appointment filed by Plaintiffs Daniel Egts, Linda Egts. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Dyer, Robert)
July 20, 2009 Opinion or Order Filing 96 FOLLOW UP CASE-MANAGEMENT ORDER: Parties affected by my previous ruling denying then-pending lead plaintiff/lead counsel motions without prejudice SHALL RE-FILE their Motions for Appointment of Lead Plaintiff on or before 08/07/2009. Parties who filed Motions in keeping with PSLRA deadlines but wish to amend or re-file those Motions may also do so on or before 08/07/2009. Counsel shall submit names for a the appointment under Rule 53 of a Special Master, who may be appointed for settlement and mediation purposes only at an appropriate time in this litigation. The names are due to be filed, in writing, on or before 07/31/2009. Superseding Consolidated Amended Complaints must be filed within 15 days of my order appointing Lead Plaintiffs. Any actions involving other, distinct Oppenheimer Funds will be subject to the #2 Initial Case Management Order and evaluated for further action at the time they are received. The remand of any such Action will occur after a pretrial order has been entered and the Action is substantially ready for trial. See Order for further details, by Judge John L. Kane on 07/20/09. (wjc, ) Modified on 7/20/2009 to correct spelling (wjc, ).
July 16, 2009 Filing 95 TRANSCRIPT of Status Conference held on 7-15-09 before Judge Kane. Pages: 1-108. NOTICE - REDACTION OF TRANSCRIPTS: Within seven calendar days of this filing, each party shall inform the Court, by filing a Notice of Intent to Redact, of the party's intent to redact personal identifiers from the electronic transcript of the court proceeding. If a Notice of Intent to Redact is not filed within the allotted time, this transcript will be made electronically available after 90 days. Please see the Notice of Electronic Availability of Transcripts document at www.cod.uscourts.gov. Transcript may only be viewed at the court public terminal or purchased through the Court Reporter/Transcriber prior to the 90 day deadline for electronic posting on PACER. Release of Transcript Restriction set for 10/14/2009. (Spitler, Kara)
July 15, 2009 Filing 94 Minute Entry - Courtroom Minutes for Status Conference held before Judge John L. Kane on 7/15/2009. ORDERED: Within the next 15 days, counsel may suggest an attorney to be appointed as special master for settlement purposes and also make suggestions for additions or deletions of authority under Rule 53(c). Proposals for consolidation and organization of counsel are taken under advisement. (Court Reporter Kara Spitler) (lbush)
July 14, 2009 Filing 93 MOTION of Michael Rugani to be Appointed Lead Plaintiff by Interested Party Michael Rugani. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(wjc, )
July 14, 2009 Opinion or Order Filing 92 ORDER granting #76 Motion of Interested Party Michael Rugani for Leave to File Motion for Lead Plaintiff. The Motion of Michael Rugani to be Appointed Lead Plaintiff (doc. #76-3) is deemed filed in compliance with the deadline of 07/13/2009, as required by PSLRA, by Judge John L. Kane on 07/14/09.(wjc, )
July 14, 2009 Opinion or Order Filing 91 MINUTE ORDER: The action (09-cv-01510-JLK) is related to Master Docket No. 09-md-2063, In re Oppenheimer Rochester Funds Group Securities Litigation, and is therefore CONSOLIDATED, for pretrial purposes, with that multidistrict litigation. Counsel in Amato should use the 09-md-2063 case caption in conformance with the Initial Case Administration Order issued in the Master Docket on 06/24/2009 (Doc. 2), by Judge John L. Kane on 07/14/09.(wjc, )
July 14, 2009 Filing 90 NOTICE of Entry of Appearance of Edward T. Lyons, Jr. by Edward Thomas Lyons, Jr on behalf of David K. Downes, Robert G. Galli, Brian F. Wruble, Matthew P. Fink, Phillip A. Griffiths, Mary F. Miller, Joel W. Motley, Russell S. Reynolds, Jr, Joseph M. Wikler, Peter I. Wold, Clayton K. Yeutter, Edward V. Regan, Kenneth A. Randall, Mary Ann Tynan, Thomas W. Courtney, John Cannon, Paul Y. Clinton, Lacy B. Herrmann (Lyons, Edward)
July 14, 2009 Filing 89 NOTICE of Entry of Appearance of Eric Lechtzin by Sherrie R. Savett on behalf of Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Savett, Sherrie)
July 14, 2009 Filing 88 NOTICE of Entry of Appearance of Glen L. Abramson by Sherrie R. Savett on behalf of Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Savett, Sherrie)
July 14, 2009 Filing 87 NOTICE of Entry of Appearance by Sherrie R. Savett on behalf of Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr (Savett, Sherrie)
July 14, 2009 Filing 86 NOTICE of Entry of Appearance by Howard T. Longman on behalf of SMT Investor Group, Mimi J. Furman, Stuart Trooskin, Rania Baladi, Michel Baladi, BFP Investor Group (Longman, Howard)
July 14, 2009 Filing 85 NOTICE of Entry of Appearance of Charles Michael Plavi, II by Seth Alan Katz on behalf of Arthur W. Zattiero (Katz, Seth)
July 14, 2009 Filing 84 NOTICE of Entry of Appearance of Jeffrey Robert Krinsk by Seth Alan Katz on behalf of Arthur W. Zattiero (Katz, Seth)
July 14, 2009 Filing 83 Docket Annotation re: #77 MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION to Appoint Counsel for Lead Plainitff MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT, #78 Brief in Support of Motion, #79 Declaration, #80 Supplement/Amendment. Modified on 7/14/2009 to add filers and delete duplicate text. Text only entry - no document attached. (wjc, )
July 14, 2009 Filing 82 Docket Annotation re: #76 MOTION for Leave. Modified on 7/14/2009 to edit text to clarify title of motion. Text only entry - no document attached. (wjc, )
July 14, 2009 Filing 81 Docket Annotation re: #67 Notice of Entry of Appearance. Modified on 7/14/2009 to add filer. Text only entry - no document attached. (wjc, )
July 13, 2009 Filing 80 SUPPLEMENT/AMENDMENT to #77 MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION to Appoint Counsel for Lead Plainitff MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT, #79 Declaration,, #78 Brief in Support of Motion, D.C. Colo. L.Civ.R. 7.1A Statement by Interested Parties Leonard Klorfine, Modean Connel, Marc Deveaux. (Cody-Hopkins, Karen) Modified on 7/14/2009 to add filers and delete duplicate text (wjc, ).
July 13, 2009 Filing 79 DECLARATION of KAREN CODY-HOPKINS regarding MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION to Appoint Counsel for Lead Plaintiff MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT #77 , Brief in Support of Motion, #78 by Interested Parties Leonard Klorfine, Modean Connel, Marc Deveaux. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Cody-Hopkins, Karen) Modified on 7/14/2009 to add filers, delete duplicate text, and correct spelling (wjc, ).
July 13, 2009 Filing 78 BRIEF in Support of #77 MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux) MOTION to Appoint Counsel for Lead Plainitff MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT filed by Interested Parties Leonard Klorfine, Modean Connel, Marc Deveaux. (Cody-Hopkins, Karen) Modified on 7/14/2009 to add filers and delete duplicate text (wjc, ).
July 13, 2009 Filing 77 MOTION for Appointment of Lead Plaintiff ("AMT-Free Investor Group - Klorfine, Connel, Deveaux), MOTION to Appoint Counsel for Lead Plainitff, MOTION to Consolidate Cases 09-cv-1243-JLK-KMT; 09-cv-1447-JLK-KMT;09-cv-1510-JLK-KMT; & 09-cv-1619-JLK-KMT by Interested Parties Leonard Klorfine, Modean Connel, Marc Deveaux. (Attachments: #1 Proposed Order (PDF Only))(Cody-Hopkins, Karen) Modified on 7/14/2009 to add filers (wjc, ).
July 13, 2009 Filing 76 MOTION for Leave to File Motion for Lead Plaintiff by Interested Party Michael Rugani. (Attachments: #1 Proposed Document Proposed Order, #2 Proposed Document Motion for Lead Plaintiff, #3 Exhibit Exhibit A, #4 Exhibit B, #5 Exhibit Exhibit C, #6 Exhibit Exhibit D)(Piven, Charles) Modified on 7/14/2009 to edit text to clarify title of motion (wjc, ).
July 13, 2009 Filing 75 DECLARATION of Lawrence D. Levit regarding MOTION for Appointment as Lead Plaintiff and Selection of Lead Counsel MOTION to Consolidate Cases #71 by Interested Party BFP Investor Group. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Abraham, Jeffrey)
July 13, 2009 Filing 74 DECLARATION of Jeffrey A. Berens regarding MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Lead Counsel #72 by Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati. (Attachments: #1 Exhibit Ex. A, #2 Exhibit Ex. B, #3 Exhibit Ex. C, #4 Exhibit Ex. D, #5 Exhibit Ex. E)(Berens, Jeffrey)
July 13, 2009 Filing 73 BRIEF in Support of #71 MOTION for Appointment as Lead Plaintiff and Selection of Lead Counsel MOTION to Consolidate Cases filed by Interested Party BFP Investor Group. (Abraham, Jeffrey)
July 13, 2009 Filing 72 MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Lead Counsel by Interested Parties Barbara Amato, Lucas Amato, Parviz Tayebati. (Berens, Jeffrey)
July 13, 2009 Filing 71 MOTION for Appointment as Lead Plaintiff and Selection of Lead Counsel, MOTION to Consolidate Cases by Interested Party BFP Investor Group. (Abraham, Jeffrey)
July 13, 2009 Filing 70 NOTICE of Entry of Appearance by Daniel Ellis McKenzie on behalf of Arthur W. Zattiero (McKenzie, Daniel)
July 13, 2009 Filing 69 MOTION for Appointment AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL by Interested Party Dana Posset. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Shuman, Kip)
July 13, 2009 Filing 68 NOTICE of Entry of Appearance by Stephanie Erin Dunn on behalf of Oppenheimer Pennsylvania Municipal Fund, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, Oppenheimer AMT-Free New York Municipals, Rochester Fund Municipals (Dunn, Stephanie)
July 13, 2009 Filing 67 NOTICE of Entry of Appearance by Patrick V. Dahlstrom on behalf of Michael P. Wunderly, Lillian A. Wunderly, Y. Tsaroya (Dahlstrom, Patrick) Modified on 7/14/2009 to add filer (wjc, ).
July 13, 2009 Filing 66 STATEMENT OF POSITION BY ALL DEFENDANTS by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy, Interested Party Oppenheimer AMT-Free New York Municipals. (Attachments: #1 Exhibit A, #2 Exhibit B)(Miller, Robert)
July 10, 2009 Filing 65 Joint STATUS REPORT of Plaintiffs and Plaintiffs' Counsel by Interested Parties Thomas Goodman, Philip Kunz, Errol Glynn O'Steen, Stephen Swendiman. (Attachments: #1 Exhibit Proposal 1, #2 Exhibit Proposal 2, #3 Exhibit Proposal 3, #4 Exhibit)(Shuman, Kip)
July 10, 2009 Filing 64 NOTICE of Entry of Appearance by Aaron Michael Sheanin on behalf of Joseph Stockwell, Stephen Lowe (Sheanin, Aaron)
July 9, 2009 Opinion or Order Filing 63 ORDER: The listed attorneys have not yet moved for admission to the bar of this court and/or have not registered for CM/ECF electronic filing. Please attend to it, by Judge John L. Kane on 07/09/09. (wjc, )
July 9, 2009 Filing 62 NOTICE of Entry of Appearance by Paul J. Geller on behalf of Bill Laufer, Lisl Bernstein, Helen Lenhart, Frank Tackmann, Todd Augenbaum, Daniel Egts, Linda Egts (Geller, Paul)
July 9, 2009 Filing 61 NOTICE of Entry of Appearance by Charles Walter Lilley on behalf of Leonard Klorfine, Rochester Investor Group, Donald Ballard, Jim Woo, Grace Woo, Gloria Fishbein, Liang Bin Jean, Joseph Mastrianni, New Jersey Investor Group (Lilley, Charles)
July 9, 2009 Filing 60 NOTICE of Entry of Appearance by Michael W. Byrne on behalf of RNF Investor Group, RF Investor Group, Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel (Byrne, Michael)
July 9, 2009 Filing 59 NOTICE of Entry of Appearance by Timothy R. Beyer on behalf of RNF Investor Group, RF Investor Group, Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel (Beyer, Timothy)
July 9, 2009 Filing 58 NOTICE of Entry of Appearance of Mastthew Pearson for Heil, Milhem & Rochester Investors' Group by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 9, 2009 Filing 57 Docket Annotation re: #51 Notice of Entry of Appearance, #52 Notice of Entry of Appearance. Each entry modified on 7/9/2009 to remove filers. Text only entry - no document attached. (wjc, )
July 9, 2009 Filing 56 Docket Annotation re: #29 Notice of Entry of Appearance, #31 Notice of Entry of Appearance, #32 Notice of Entry of Appearance, #33 Notice of Entry of Appearance, #30 Notice of Entry of Appearance, #28 Notice of Entry of Appearance. Each entry modified on 7/9/2009 to add filer. Text only entry - no document attached. (wjc, )
July 9, 2009 Filing 55 NOTICE of Entry of Appearance by Joseph H. Weiss on behalf of Michael Isaac (Weiss, Joseph)
July 9, 2009 Filing 54 Docket Annotation re: #23 Notice of Entry of Appearance. Modified on 7/9/2009 to add filer. Text only entry - no document attached. (wjc, )
July 9, 2009 Filing 53 Docket Annotation re: #22 Notice of Entry of Appearance, #21 Notice of Entry of Appearance. Modified on 7/9/2009 to add filer to each entry. Text only entry - no document attached. (wjc, )
July 8, 2009 Filing 52 NOTICE of Entry of Appearance of Lawrence D. Levit by Jeffrey S. Abraham on behalf of RNF Investor Group, Rochester New York Investor Group, SMT Investor Group, Mimi J. Furman (Abraham, Jeffrey) Modified on 7/9/2009 to remove filers (wjc, ).
July 8, 2009 Filing 51 NOTICE of Entry of Appearance by Jeffrey S. Abraham on behalf of RNF Investor Group, Rochester New York Investor Group, SMT Investor Group, Mimi J. Furman (Abraham, Jeffrey) Modified on 7/9/2009 to remove filers (wjc, ).
July 8, 2009 Filing 50 NOTICE of Entry of Appearance of Stephen Douglas Bunch by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 8, 2009 Filing 49 NOTICE of Entry of Appearance of Joseph Tabacco, Jr. by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 8, 2009 Filing 48 NOTICE of Entry of Appearance Nicole Lavallee by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 8, 2009 Filing 47 NOTICE of Entry of Appearance Matthew Pearson by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 8, 2009 Filing 46 NOTICE of Entry of Appearance of Steven J. Toll by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group (Cody-Hopkins, Karen)
July 8, 2009 Filing 45 Docket Annotation re: #44 MDL Conditional Transfer Order. Entry modified on 7/8/2009 to correct the filed date (sah2, ). Text only entry - no document attached (sah2, )
July 7, 2009 Filing 44 CERTIFIED COPY OF CONDITIONAL TRANSFER ORDER (CTO-1) from the Judicial Panel on Multidistrict Litigation pursuant to 28 USC 1407, transferring from NJ 2 09-1959, NJ 2 09-2144, NJ 2 2279, NJ 2 09-2418, NYE 1 09-1475, NYS 1 09-4744, to District of Colorado, to become part of MDL 2063 filed on 07/07//2009. (Attachments: #1 Letter from MDL Panel)(sah, ) Modified on 7/8/2009 to correct the filed date (sah2, ).
July 7, 2009 Filing 43 NOTICE of Entry of Appearance by Matthew L. Larrabee on behalf of Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, OppenheimerFunds, Inc., John V. Murphy (Larrabee, Matthew)
July 6, 2009 Filing 42 NOTICE of Entry of Appearance by Olimpio Lee Squitieri on behalf of Bert Vladimir. (wjc, )
July 6, 2009 Filing 41 NOTICE of Entry of Appearance of S. Douglas Bunch by Karen Jean Cody-Hopkins on behalf of Leonard Klorfine, Kenneth Milhem, Maureen E. Mershon, John J. Trueman (Cody-Hopkins, Karen)
July 6, 2009 Filing 40 NOTICE of Entry of Appearance of Steven J. Toll by Karen Jean Cody-Hopkins on behalf of Leonard Klorfine, Kenneth Milhem, Maureen E. Mershon, John J. Trueman (Cody-Hopkins, Karen)
July 6, 2009 Filing 39 NOTICE of Entry of Appearance of Joseph J Tabacco, Jr., by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group, Linda L. Heil, Kenneth Milhem (Cody-Hopkins, Karen) Modified on 7/7/2009 to correct filers and edit text spelling of counsel name (wjc, ).
July 6, 2009 Filing 38 NOTICE of Entry of Appearance of Joseph J. Tabacco, Jr., by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group, Linda L. Heil, Kenneth Milhem (Cody-Hopkins, Karen) Modified on 7/7/2009 to correct filers and text name of attorney entering appearance (wjc, ).
July 6, 2009 Filing 37 NOTICE of Entry of Appearance of NATALEE LAVALEE by Karen Jean Cody-Hopkins on behalf of Rochester Investor Group, Linda L. Heil, Kenneth Milhem (Cody-Hopkins, Karen) Modified on 7/7/2009 to correct filers (wjc, ).
July 6, 2009 Filing 36 NOTICE OF APPEARANCE by Plaintiff Bert Vladimir (Squitieri, Olimpio)
July 6, 2009 Filing 35 NOTICE of Entry of Appearance by Anne Marie Vu on behalf of RNF Investor Group, RF Investor Group, Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel (Vu, Anne)
July 6, 2009 Filing 34 NOTICE of Entry of Appearance by Andrei V. Rado on behalf of RNF Investor Group, RF Investor Group, Brendan L. Bock, Bernadette Begley, Glenwood Prince, Peter Unanue, Modean Connel (Rado, Andrei)
July 2, 2009 Filing 33 NOTICE of Entry of Appearance by Marc C. Haber on behalf of Robert Rivera, Rivera Investor Group (Haber, Marc) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 32 NOTICE of Entry of Appearance by James S. Nabwangu on behalf of Robert Rivera, Rivera Investor Group (Nabwangu, James) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 31 NOTICE of Entry of Appearance by Kevin Harvey Lewis on behalf of Robert Rivera, Rivera Investor Group (Lewis, Kevin) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 30 NOTICE of Entry of Appearance by Alan W. Sparer on behalf of Robert Rivera, Rivera Investor Group (Sparer, Alan) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 29 NOTICE of Entry of Appearance by Barbara Ann Grandjean on behalf of Robert Rivera, Rivera Investor Group (Grandjean, Barbara) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 28 NOTICE of Entry of Appearance by Jeffrey A. Chase on behalf of Robert Rivera, Rivera Investor Group (Chase, Jeffrey) Modified on 7/9/2009 to add filer (wjc, ).
July 2, 2009 Filing 27 NOTICE of Entry of Appearance by Christopher J. Keller on behalf of Thomas Goodman, Philip Kunz, Errol Glynn O'Steen, Stephen Swendiman (Keller, Christopher)
July 2, 2009 Filing 26 NOTICE of Entry of Appearance by Alan I. Ellman on behalf of Thomas Goodman, Philip Kunz, Errol Glynn O'Steen, Stephen Swendiman (Ellman, Alan)
July 2, 2009 Filing 25 NOTICE of Entry of Appearance by Peter George Koclanes on behalf of Joseph Stockwell, Stephen Lowe (Koclanes, Peter)
July 2, 2009 Filing 24 NOTICE of Entry of Appearance by Gordon W. Netzorg on behalf of Joseph Stockwell, Stephen Lowe (Netzorg, Gordon)
July 1, 2009 Filing 23 NOTICE of Entry of Appearance by Jonathan Krasne Levine on behalf of Stephen Lowe, Joseph Stockwell (Levine, Jonathan) Modified on 7/9/2009 to add filer (wjc, ).
July 1, 2009 Filing 22 NOTICE of Entry of Appearance by Christina H.C. Sharp on behalf of Stephen Lowe, Joseph Stockwell (Sharp, Christina) Modified on 7/9/2009 to add filer (wjc, ).
July 1, 2009 Filing 21 NOTICE of Entry of Appearance of Daniel C. Girard by Daniel Charles Girard on behalf of Stephen Lowe, Joseph Stockwell (Girard, Daniel) Modified on 7/9/2009 to add filer (wjc, ).
July 1, 2009 Filing 20 Joint STATUS REPORT of All Defendants by Defendants Oppenheimer Pennsylvania Municipal Fund, OppenheimerFunds Distributor, Inc., Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimer California Municipal Fund, Richard Stein, Mark S. Vandehey, Oppenheimer Rochester National Municipals Fund, Oppenheimer Multi-State Municipal Trust, Oppenheimer AMT-Free Municipals, Brian S. Petersen, Brian C. Szilagyi, Oppenheimer New Jersey Municipal Fund, Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy. (Miller, Robert)
June 30, 2009 Filing 17 Docket Annotation re: #11 MOTION for Leave to File Motion for Lead Plaintiff. Modified on 6/30/2009 to correct filers. Text only entry - no document attached. (wjc, )
June 29, 2009 Filing 19 MOTION for Appointment of Lead Plaintiff of the OPMF Investor Group by Interested Parties Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(wjc, )
June 29, 2009 Opinion or Order Filing 18 ORDER granting #11 Motion of Interested Parties Dharamvir Bhanot, John Galganovicz and William E. Miles (OPMF Investor Group) for Leave to File Motion for Lead Plaintiff. The OPMF Investor Groups Lead Plaintiff Motion (doc. #11-2) is deemed filed in compliance with the deadline of June 29, 2009, as required by PSLRA, by Judge John L. Kane on 06/29/09.(wjc, )
June 29, 2009 Filing 16 DECLARATION of KAREN CODY-HOPKINS regarding Brief in Support of Motion, #15 , MOTION for Appointment of Lead Plaintiff in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT MOTION to Appoint Counsel in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT #14 by Interested Party Leonard Klorfine. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Cody-Hopkins, Karen)
June 29, 2009 Filing 15 BRIEF in Support of #14 MOTION for Appointment of Lead Plaintiff in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT MOTION to Appoint Counsel in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT filed by Interested Party Leonard Klorfine. (Cody-Hopkins, Karen)
June 29, 2009 Filing 14 MOTION for Appointment of Lead Plaintiff in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT, MOTION to Appoint Counsel in 09-cv-1368-JLK-KMT & 09-cv-1483-JLK-KMT by Interested Party Leonard Klorfine. (Attachments: #1 Proposed Order (PDF Only))(Cody-Hopkins, Karen)
June 29, 2009 Filing 13 DECLARATION of Jeffrey A. Berens regarding MOTION to Appoint Counsel #12 by Plaintiffs Daniel Egts, Linda Egts. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Berens, Jeffrey)
June 29, 2009 Filing 12 MOTION to Appoint Counsel by Plaintiffs Daniel Egts, Linda Egts. (Attachments: #1 Proposed Order (PDF Only))(Berens, Jeffrey)
June 29, 2009 Filing 11 MOTION for Leave to File Motion for Lead Plaintiff by Interested Parties Dharamvir Bhanot, John Galganovicz, William E. Miles, Jr. (Attachments: #1 Exhibit, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F)(Piven, Charles) Modified on 6/30/2009 to correct filers (wjc, ).
June 29, 2009 Filing 10 CERTIFICATE OF COMPLIANCE with Local Rule 7.1.A Duty to Confer by Interested Party Arthur W. Zattiero. (Katz, Seth)
June 29, 2009 Filing 9 BRIEF in Support of #7 MOTION to Appoint Counsel Motion of Arthur W. Zattiero for Appt as Lead Plaintiff, Approval of Lead Counsel and Consolidation of Actions filed by Interested Party Arthur W. Zattiero. (Katz, Seth)
June 29, 2009 Filing 8 DECLARATION of Seth A. Katz by Interested Party Arthur W. Zattiero. (Attachments: #1 Exhibit A to Declaration, #2 Exhibit B to Declaration, #3 Exhibit C to Declaration, #4 Exhibit D to Declaration, #5 Exhibit E to Declaration)(Katz, Seth)
June 29, 2009 Filing 7 MOTION to Appoint Counsel by Interested Party Arthur W. Zattiero. (Attachments: #1 Proposed Order (PDF Only))(Katz, Seth)
June 29, 2009 Filing 6 LETTER TO PLAINTIFFS' COUNSEL by Interested Parties Thomas Goodman, Philip Kunz, Errol Glynn O'Steen, Stephen Swendiman. (Attachments: #1 Exhibit, #2 Exhibit)(Shuman, Kip)
June 25, 2009 Opinion or Order Filing 5 SECOND AMENDED ORDER re: #3 Order, #4 Order. Initial Combined Status/Initial Case Management Conference set for 9:00 a.m. July 15, 2009, in Courtroom A-802. Plaintiffs Joint Position Statement shall be filed in each of the above-captioned actions on or before July 10, 2009. Defendants Joint Position Statement may be filed by noon on Monday July 13, 2009, by Judge John L. Kane on 6/25/09. (gms, )
June 25, 2009 Opinion or Order Filing 4 AMENDED ORDER re: #3 Order. Initial Combined Status/Initial Case Management Conference set for 9:00 a.m. July 15, 2009, in Courtroom A-802. The Plaintiffs Joint Position Statement shall be filed in each of the above-captioned actions on or before July 12, 2009. Defendants Joint Position Statement maybe filed by noon on Tuesday July 14, 2009, by Judge John L. Kane on 6/25/09. (gms, )
June 25, 2009 Opinion or Order Filing 3 ORDER Initial Combined Status/Initial Case Management Conference set for 7/15/2009 09:00 AM in Courtroom A 802 before Judge John L. Kane. Joint Position Statement shall be filed in each of the above-captioned actions on or before July 12, 2009. Defendants Joint Position Statement may be filed by noon July 13, 2009, by Judge John L. Kane on 6/25/09. (gms, )
June 24, 2009 Opinion or Order Filing 2 INITIAL CASE ADMINISTRATION ORDER Pursuant to 28 U.S.C. 1407 by Judge John L. Kane on 06/24/09. (wjc, )
June 17, 2009 Filing 1 CERTIFIED COPY OF TRANSFER ORDER from Judicial Panel on Multidistrict Litigation, pursuant to 28 USC 1407, that the actions listed pending in districts other than the District of Colorado are transferred to the District of Colorado, creating MDL 2063 In Re: Oppenheimer Rochester Funds Group Securities Litigation by MDL Panel on 06/17/09. (Attachments: #1 Letter from MDL Panel and Panel Service List)(wjc, )

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Search for this case: Oppenheimer Rochester Funds Group Securities Litigation
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Plaintiff: Lisl Bernstein
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
Represented By: Paul J. Geller
Represented By: Samuel H. Rudman
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Plaintiff: Todd Augenbaum
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
Represented By: Paul J. Geller
Represented By: Samuel H. Rudman
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Plaintiff: Bert Vladimir
Represented By: Olimpio Lee Squitieri
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Plaintiff: Robert Weiner
Represented By: Francis A. Bottini, Jr.
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
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Plaintiff: Bill Laufer
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
Represented By: Lionel Z. Glancy
Represented By: Paul J. Geller
Represented By: Samuel H. Rudman
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Plaintiff: Helen Lenhart
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
Represented By: Lionel Z. Glancy
Represented By: Paul J. Geller
Represented By: Samuel H. Rudman
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Plaintiff: John R. Woods
Represented By: Jeffrey Robert Krinsk
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Plaintiff: Robert Rivera
Represented By: Alan W. Sparer
Represented By: James S. Nabwangu
Represented By: Kevin Harvey Lewis
Represented By: Marc C. Haber
Represented By: Barbara Ann Grandjean
Represented By: Jeffrey Alan Chase
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Plaintiff: Stephen Lowe
Represented By: Aaron Michael Sheanin
Represented By: Daniel Charles Girard
Represented By: Dena C. Sharp
Represented By: Gordon W. Netzorg
Represented By: Jonathan Krasne Levine
Represented By: Peter G. Koclanes
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Plaintiff: Frank Tackmann
Represented By: Catherine J. Kowalewski
Represented By: Darren Jay Robbins
Represented By: David C. Walton
Represented By: Jeffrey Allen Berens
Represented By: John K. Grant
Represented By: Kristin A. Knudson
Represented By: Paul J. Geller
Represented By: Robert J. Dyer, III
Represented By: Shawn A. Williams
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Plaintiff: Kenneth Milhem
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Joseph J. Tabacco, Jr.
Represented By: Karen Jean Cody-Hopkins
Represented By: Matthew David-Craig Pearson
Represented By: Nicole C. Lavallee
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Plaintiff: Maureen E. Mershon
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Karen Jean Cody-Hopkins
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Plaintiff: Brendan L. Bock
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Michael W. Byrne
Represented By: Timothy R. Beyer
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Plaintiff: Bernadette Begley
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Michael W. Byrne
Represented By: Timothy R. Beyer
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Plaintiff: Ellen Stokar
Represented By: Darren A. Natvig
Represented By: Gary S. Graifman
Represented By: Kirk Douglas Tresemer
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Plaintiff: Estelle Krim
Represented By: Kip Brian Shuman
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Plaintiff: John J. Trueman
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Charles Walter Lilley
Represented By: Karen Jean Cody-Hopkins
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Plaintiff: Glenwood Prince
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Michael W. Byrne
Represented By: Timothy R. Beyer
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Plaintiff: Daniel Egts
Represented By: Jeffrey Allen Berens
Represented By: Kristin A. Knudson
Represented By: Paul J. Geller
Represented By: Robert J. Dyer, III
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Plaintiff: Linda Egts
Represented By: Jeffrey Allen Berens
Represented By: Kristin A. Knudson
Represented By: Paul J. Geller
Represented By: Robert J. Dyer, III
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Plaintiff: Peter Unanue
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Peter E. Seidman
Represented By: Roland W. Riggs, IV
Represented By: Christopher J. Orrico
Represented By: Kip Brian Shuman
Represented By: Michael W. Byrne
Represented By: Rusty Evan Glenn
Represented By: Timothy R. Beyer
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Plaintiff: Modean Connel
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Kip Brian Shuman
Represented By: Charles Walter Lilley
Represented By: John Givens Emerson
Represented By: Karen Jean Cody-Hopkins
Represented By: Michael W. Byrne
Represented By: Scott E. Poynter
Represented By: Timothy R. Beyer
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Plaintiff: Mimi J. Furman
Represented By: Gary S. Graifman
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
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Plaintiff: Stuart Trooskin
Represented By: Gary S. Graifman
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
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Plaintiff: Rania Baladi
Represented By: Gary S. Graifman
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
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Plaintiff: Michel Baladi
Represented By: Gary S. Graifman
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
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Plaintiff: Michael Isaac
Represented By: Joseph H. Weiss
Represented By: Mark David Smilow
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Plaintiff: Marlene Seybold
Represented By: Mark David Smilow
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Plaintiff: Robert Stern
Represented By: Phillip C. Kim
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Plaintiff: Mary Ann Lariviere
Represented By: Catherine H. McElveen
Represented By: Daniel Oakes Myers
Represented By: William H. Garvin, III
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Plaintiff: Karen Kurz
Represented By: Kip Brian Shuman
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Defendant: Rochester Fund Municipals
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: OppenheimerFunds, Inc.
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: John V. Murphy
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: David K. Downes
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Robert G. Galli
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Brian F. Wruble
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Oppenheimer Pennsylvania Municipal Fund
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: OppenheimerFunds Distributor, Inc.
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: Brian W. Wixted
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: Matthew P. Fink
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Phillip A. Griffiths
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Mary F. Miller
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Joel W. Motley
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Russell S. Reynolds, Jr.
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Joseph M. Wikler
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Peter I. Wold
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Ronald H. Fielding
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: Daniel G. Loughran
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: Scott S. Cottier
Represented By: William K. Dodds
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
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Defendant: Troy E. Willis
Represented By: Britton Charlotte Nohe-Braun
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: William K. Dodds
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Defendant: Oppenheimer California Municipal Fund
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Clayton K. Yeutter
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Edward V. Regan
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
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Defendant: Kenneth A. Randall
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Mary Ann Tynan
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Steven Shane Sparling
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Defendant: Richard Stein
Represented By: William K. Dodds
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
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Defendant: Mark S. Vandehey
Represented By: William K. Dodds
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
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Defendant: Oppenheimer Rochester National Municipals Fund
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Thomas W. Courtney
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: John Cannon
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Paul Y. Clinton
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Lacy B. Herrmann
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Oppenheimer Multi-State Municipal Trust
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Oppenheimer AMT-Free Municipals
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Brian S. Petersen
Represented By: William K. Dodds
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
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Defendant: Brian C. Szilagyi
Represented By: William K. Dodds
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
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Defendant: Oppenheimer New Jersey Municipal Fund
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Defendant: Robert G. Galt
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Scott Ruskay-Kidd
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Defendant: Massachusetts Mutual Life Insurance Company
Represented By: Britton Charlotte Nohe-Braun
Represented By: Joshua David Franklin
Represented By: Lauren Pamela Carboni
Represented By: Lino S. Lipinsky de Orlov
Represented By: Patrick John Kanouff
Represented By: Matthew L. Larrabee
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Interested party: Thomas Goodman
Represented By: Kip Brian Shuman
Represented By: Alan I. Ellman
Represented By: Christopher J. Keller
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Interested party: Philip Kunz
Represented By: Kip Brian Shuman
Represented By: Alan I. Ellman
Represented By: Christopher J. Keller
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Interested party: Errol Glynn O'Steen
Represented By: Kip Brian Shuman
Represented By: Alan I. Ellman
Represented By: Christopher J. Keller
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Interested party: Stephen Swendiman
Represented By: Kip Brian Shuman
Represented By: Alan I. Ellman
Represented By: Christopher J. Keller
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Interested party: Leonard Klorfine
Represented By: Alan W. Sparer
Represented By: James S. Nabwangu
Represented By: Kevin Harvey Lewis
Represented By: Marc C. Haber
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Barbara Ann Grandjean
Represented By: Charles Walter Lilley
Represented By: Daniel Charles Girard
Represented By: Jeffrey Alan Chase
Represented By: Karen Jean Cody-Hopkins
Represented By: Kip Brian Shuman
Represented By: Lisa M. Mezzetti
Represented By: Rusty Evan Glenn
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Interested party: Arthur W. Zattiero
Represented By: Charles Michael Plavi, II
Represented By: Daniel Ellis McKenzie
Represented By: Jeffrey Robert Krinsk
Represented By: Seth Alan Katz
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Interested party: Dharamvir Bhanot
Represented By: Eric Lechtzin
Represented By: Glen L. Abramson
Represented By: Sherrie R. Savett
Represented By: Charles J. Piven
Represented By: Gary E. Cantor
Represented By: Kip Brian Shuman
Represented By: Rusty Evan Glenn
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Interested party: John Galganovicz
Represented By: Eric Lechtzin
Represented By: Glen L. Abramson
Represented By: Sherrie R. Savett
Represented By: Charles J. Piven
Represented By: Gary E. Cantor
Represented By: Kip Brian Shuman
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Interested party: William E. Miles, Jr.
Represented By: Eric Lechtzin
Represented By: Glen L. Abramson
Represented By: Sherrie R. Savett
Represented By: Charles J. Piven
Represented By: Gary E. Cantor
Represented By: Kip Brian Shuman
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Interested party: Joseph Stockwell
Represented By: Alan W. Sparer
Represented By: James S. Nabwangu
Represented By: Kevin Harvey Lewis
Represented By: Marc C. Haber
Represented By: Aaron Michael Sheanin
Represented By: Barbara Ann Grandjean
Represented By: Daniel Charles Girard
Represented By: Dena C. Sharp
Represented By: Elizabeth A. Kramer
Represented By: Gordon W. Netzorg
Represented By: Jeffrey Alan Chase
Represented By: Jonathan Krasne Levine
Represented By: Kip Brian Shuman
Represented By: Michael Lawrence Gallo
Represented By: Peter G. Koclanes
Represented By: Rusty Evan Glenn
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Interested party: RNF Investor Group
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
Represented By: Michael W. Byrne
Represented By: Timothy R. Beyer
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Interested party: RF Investor Group
Represented By: Andrei V. Rado
Represented By: Anne Marie Vu
Represented By: Michael W. Byrne
Represented By: Timothy R. Beyer
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Interested party: Rochester Investor Group
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Charles Walter Lilley
Represented By: Joseph J. Tabacco, Jr.
Represented By: Karen Jean Cody-Hopkins
Represented By: Matthew David-Craig Pearson
Represented By: Nicole C. Lavallee
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Interested party: Donald Ballard
Represented By: Charles Walter Lilley
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Interested party: Jim Woo
Represented By: Charles Walter Lilley
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Interested party: Grace Woo
Represented By: Charles Walter Lilley
Represented By: Scott Ruskay-Kidd
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Interested party: Gloria Fishbein
Represented By: Charles Walter Lilley
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Interested party: Linda L. Heil
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Joseph J. Tabacco, Jr.
Represented By: Matthew David-Craig Pearson
Represented By: Nicole C. Lavallee
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Interested party: Liang Bin Jean
Represented By: Charles Walter Lilley
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Interested party: Joseph Mastrianni
Represented By: Charles Walter Lilley
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Interested party: Rochester New York Investor Group
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
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Interested party: SMT Investor Group
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
Represented By: Lawrence D. Levit
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Interested party: Rivera Investor Group
Represented By: Alan W. Sparer
Represented By: James S. Nabwangu
Represented By: Kevin Harvey Lewis
Represented By: Marc C. Haber
Represented By: Barbara Ann Grandjean
Represented By: Jeffrey Alan Chase
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Interested party: New Jersey Investor Group
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Charles Walter Lilley
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Interested party: Rochester National Investor Group
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Charles Walter Lilley
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Interested party: Oppenheimer AMT-Free New York Municipals
Represented By: Arthur H. Aufses, III
Represented By: Edward Thomas Lyons, Jr.
Represented By: Lucas Trask Ritchie
Represented By: Matthew L. Larrabee
Represented By: Robert Nolen Miller
Represented By: Stephanie Erin Dunn
Represented By: Yehudis S. Lewis
Represented By: Scott Ruskay-Kidd
Represented By: Steven Shane Sparling
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Interested party: Michael Rugani
Represented By: Charles J. Piven
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Interested party: BFP Investor Group
Represented By: Howard T. Longman
Represented By: Jack G. Fruchter
Represented By: Jeffrey S. Abraham
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Interested party: Dana Posset
Represented By: Kip Brian Shuman
Represented By: Douglas S. Wilens
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Interested party: Barbara Amato
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Lucas Amato
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Parviz Tayebati
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Michael P. Wunderly
Represented By: Patrick Vincent Dahlstrom
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Interested party: Lillian A. Wunderly
Represented By: Patrick Vincent Dahlstrom
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Interested party: Y. Tsaroya
Represented By: Patrick Vincent Dahlstrom
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Interested party: Marc Deveaux
Represented By: Charles Walter Lilley
Represented By: Karen Jean Cody-Hopkins
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Interested party: John Stevko
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Richard Letourneau
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Rosemarie Letourneau
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Robert Ide
Represented By: Jeffrey Allen Berens
Represented By: Robert J. Dyer, III
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Interested party: Victor Sasson
Represented By: Peter E. Seidman
Represented By: Roland W. Riggs, IV
Represented By: Christopher J. Orrico
Represented By: Kip Brian Shuman
Represented By: Rusty Evan Glenn
Represented By: Timothy R. Beyer
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Interested party: Gary Cosimini
Represented By: Patrick Vincent Dahlstrom
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Interested party: John Vazquez
Represented By: Peter E. Seidman
Represented By: Roland W. Riggs, IV
Represented By: Christopher J. Orrico
Represented By: Kip Brian Shuman
Represented By: Rusty Evan Glenn
Represented By: Timothy R. Beyer
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Interested party: C. Phillip Pattison
Represented By: Kip Brian Shuman
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Interested party: Stuart Krosser
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Kip Brian Shuman
Represented By: Lawrence L. Klayman
Represented By: Lisa M. Mezzetti
Represented By: Rusty Evan Glenn
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Interested party: Carole Krosser
Represented By: Stephen Douglas Bunch
Represented By: Steven J. Toll
Represented By: Kip Brian Shuman
Represented By: Lawrence L. Klayman
Represented By: Lisa M. Mezzetti
Represented By: Rusty Evan Glenn
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Interested party: Yolanda Pessina
Represented By: Peter E. Seidman
Represented By: Roland W. Riggs, IV
Represented By: Christopher J. Orrico
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Interested party: Barry Doyle
Represented By: Peter E. Seidman
Represented By: Roland W. Riggs, IV
Represented By: Christopher J. Orrico
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Interested party: AMT-Free Fund
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