Securities and Exchange Commission v. Dalton et al
| Securities and Exchange Commission |
| Richard Dalton, Universal Consulting Resources LLC and Marie Dalton |
| 1:2010cv02794 |
| November 16, 2010 |
| US District Court for the District of Colorado |
| Denver Office |
| Jefferson |
| John L. Kane |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| None |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
98
ORDER. Plaintiffs Motion for an Expedited Status Conference Regardingthe Status of the 927 Cole Street, Golden, Colorado, Property 97 filed 1/26/2012, is GRANTED in Part and DENIED in Part. An Amended Default Judgment SHALL BE ISSUED. By Judge Robert E. Blackburn on 2/22/2012.(sah, )
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Filing
91
ORDER GRANTING MOTION FOR DEFAULT JUDGMENT AGAINST UNIVERSAL CONSULTING RESOURCES LLC AND PERMANENT INJUNCTION. By Judge Robert E. Blackburn on 12/1/2011. (sah, )
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Filing
74
ORDER. The Plaintiffs Motion for Preliminary Injunction, Asset Freeze, and Other Equitable Relief 14 filed 11/22/2010, is DENIED as moot. Based on the stipulation [#44] of the parties, and the courts order 45 approving that stipulation, the courts Temporary Restraining Order 18 filed11/23/2010, SHALL REMAIN in full force and effect, pending further order ofcourt. By Judge Robert E. Blackburn on 9/9/2011.(sah, )
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Filing
56
MINUTE ORDER. Plaintiffs Unopposed Motion to Vacate Settlement Conference Set for 6/15/2011 at 1:30 p.m. 54 is GRANTED. The Settlement Conference set for 6/15/2011 at 1:30 p.m. is vacated. A settlement conference will be reset only upon joint motion of the parties. By Magistrate Judge Kristen L. Mix on 6/3/2011.(sah, )
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Filing
50
TRIAL PREPARATION CONFERENCE ORDER by Judge Robert E. Blackburn on 2/16/11. Trial Preparation Conference set for 1/20/2012 at 3:00 PM in Courtroom A1001 before Judge Robert E. Blackburn. Ten(10)day Bench Trial set for 1/23/2012 at 9:00 AM in Courtroom A1001 before Judge Robert E. Blackburn. (rebcd)
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Filing
42
MINUTE ORDER. Plaintiffs Motion to Compel Relief Defendant Marie Daltons Deposition and for an Order to Show Cause Why She Should Not be Held in Contempt of Court for Failure to Provide a Sworn Accounting Pursuant to theTemporary Restraining Order 29 is GRANTED IN PART to the extent that it seeks to compel the deposition of Relief Defendant. By Magistrate Judge Kristen L. Mix on 12/23/2010.(sah, )
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Filing
38
ORDER IMPOSING SANCTIONS FOR CONTEMPT OF COURT. The Order To Show Cause 25 entered 12/2/2010, is MADE ABSOLUTE. Defendant, Richard Dalton, is FOUND GUILTY of civil contempt and ADJUDICATED TO BE in contempt of court. As a coercive sanction for this civil contempt, defendant, Richard Dalton, SHALL BE INCARCERATED until he PURGES himself of contempt by unconditionally complying with the Temporary Restraining Order 18 entered 11/23/2010, by providing the court and the plaintiff a sworn accounti ng and by surrendering his passport to the clerk of this court. Defendant, Richard Dalton, SHALL BE ARRESTED AND INCARCERATED as provided in paragraph 3 above until he PURGES himself of contempt by unconditionally complying with the Temporary Restrai ning Order 18 entered 11/23/2010, by providing the court and the plaintiff a sworn accountingand by surrendering his passport to the clerk of this court. A warrant for the arrest of defendant, Richard Dalton, SHALL BE ISSUED forthwith. The warrant o rdered in paragraph 5 above and this order SHALL SERVE as a writ and mittimus to the United States Marshal for the District of Colorado to arrest and incarcerate defendant, Richard Dalton. Done 12/20/2010, in chambers to confirm, supplement, and expatiate the findings of fact, conclusions of law, and orders entered from the bench in open court on 12/17/2008. By Judge Robert E. Blackburn on 12/20/2010(sah, )
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Filing
43
ORDER Governing Custody of Hearing Exhibits by Judge Robert E. Blackburn on 12/17/10. (rebcd)
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Filing
28
ORDER TO SHOW CAUSE. On Friday, 12/17/2010, commencing at 10:30 a.m. Mountain Standard Time, the court SHALL HEAR the issues raised by its Order To Show Cause 25 filed 12/02/2010, as specifically relevant to the defendant, Richard Dalton. At the he aring, the defendant, Richard Dalton, shall have the opportunity to SHOW CAUSE why he should not be held in contempt of court and sanctioned accordingly for his failure to comply with the requirements of the courts Temporary Restraining Order 18 filed 11/23/2010. The defendant, Richard Dalton, SHALL APPEAR in person at the hearing on 12/17/2010. By Judge Robert E. Blackburn on 12/08/2010. (sah, )
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Filing
18
TEMPORARY RESTRAINING ORDER. The 2 Plaintiff Securities and Exchange Commission's Motion for Temporary Restraining Order and Other Emergency Relief Motion for TRO is GRANTED consistent with the foregoing findings of fact and conclusions of law . Pending the determination of the SECs Motion for a Preliminary Injunction or hearing on the merits of that motion, the defendants, Richard Dalton, and Universal Consulting Resources, LLC, and their officers, directors, subsidiaries, affiliates, age nts, servants, employees, attorneys-in-fact, and those persons in active concert or participation with them who receive actual notice of this order by personal service or otherwise (defendants and other participants), and each of them, are enjoined a nd restrained as specified in this order. See Order for details. Motion Hearing Re: 14 Plaintiff's Motion for Preliminary Injunction, Asset Freeze, And Other Equitable Relief set for 12/2/2010 at 09:00 AM before Judge Robert E. Blackburn, by Judge Robert E. Blackburn on 11/23/2010.(wjc, )
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Filing
17
STIPULATION and ORDER regarding custody of hearing exhibits by Judge Robert E. Blackburn on 11/22/10. (rebcd)
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