Rosen (Rosen Investment Trust No. 1) et al v. Citigroup Global Markets, Inc. et al

Justia Dockets & Filings Tenth Circuit Colorado District Court Rosen (Rosen Investment Trust No. 1) et al v. Citigroup Global Markets, Inc. et al

Rosen (Rosen Investment Trust No. 1) et al v. Citigroup Global Markets, Inc. et al

Plaintiff:	Marian Rosen (Rosen Investment Trust No. 1), Jay H. Chapman (Rosen Investment Trust No. 1), Marian Rosen (Rosen Investment Trust No. 2), Jay H. Chapman (Rosen Investment Trust No. 2), Marian Rosen (Rosen Trust for Marian Rosen), Jay H. Chapman (Rosen Trust for Marian Rosen), Jay H. Chapman (Mandel Irrevocable Trust), Marian Rosen (Rosen Marital Trust No. 1), Jay H. Chapman (Rosen Marital Trust No. 1), Marian Rosen (Rosen 1988 Irrevocable Insurance Trust), Jay H. Chapman (Rosen 1988 Irrevocable Insurance Trust), Jay H. Chapman (Zimmerman Irrevocable Trust), Sharon Rosen (Rosen Trust), Jay H. Chapman (Rosen Trust), Sharon Rosen (Sharon Irrevocable Trust), Jay H. Chapman (Sharon Irrevocable Trust), Marian Rosen (Estate of Justyn C. Rosen), Jay H. Chapman (Estate of Justyn C. Rosen), Granada Enterprises, Inc., Rosen Investments, LLLP and Rosen Family Associates, Ltd.
Defendant:	Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC
Case Number:	1:2010cv02997
Filed:	December 10, 2010
Court:	US District Court for the District of Colorado
Office:	Denver Office
County:	Denver
Presiding Judge:	Richard P. Matsch
Nature of Suit:	Contract: Other
Cause of Action:	28 U.S.C. § 1332 Diversity-Breach of Contract
Jury Demanded By:	Plaintiff

Follow case documents by RSS

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed	Document Text
August 30, 2012	Filing 19 ORDER Reopening Case re 18 : this civil action is reopened to permit pleadings addressing the arbitration award, by Judge Richard P. Matsch on 8/30/2012.(rpmcd )
March 20, 2012	Filing 16 ORDER FOR STATUS REPORT re: 14 , plaintiffs shall file a Status Report due by 3/27/2012, by Judge Richard P. Matsch on 3/20/2012. (rpmcd)
March 8, 2011	Filing 14 Stipulated Order-Administrative Closure. ORDERED that this case is stayed pending arbitration of the claims asserted in the Complaint. Plaintiffs shall be responsible for submitting a joint status report six months from the date of this order, and ev ery three months thereafter. ORDERED that the case shall be administratively closed subject to conducting such proceedings with respect to the arbitration as are permitted or required under the Federal Arbitration Act by Judge Richard P. Matsch on 03/08/11. (jjh, )

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Colorado District Court's Electronic Court Filings (ECF) System

Search for this case: Rosen (Rosen Investment Trust No. 1) et al v. Citigroup Global Markets, Inc. et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Rosen Investment Trust No. 1)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen Investment Trust No. 1)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Rosen Investment Trust No. 2)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen Investment Trust No. 2)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Rosen Trust for Marian Rosen)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen Trust for Marian Rosen)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Mandel Irrevocable Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Rosen Marital Trust No. 1)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen Marital Trust No. 1)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Rosen 1988 Irrevocable Insurance Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen 1988 Irrevocable Insurance Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Zimmerman Irrevocable Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Sharon Rosen (Rosen Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Rosen Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Sharon Rosen (Sharon Irrevocable Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Sharon Irrevocable Trust)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marian Rosen (Estate of Justyn C. Rosen)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Jay H. Chapman (Estate of Justyn C. Rosen)
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Granada Enterprises, Inc.
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Rosen Investments, LLLP
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Rosen Family Associates, Ltd.
Represented By:	Michael H. Berger
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Citigroup Global Markets, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Morgan Stanley Smith Barney, LLC
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?