United States Securities and Exchange Commission v. Rudden et al
| United States Securities and Exchange Commission |
| Financial Visions Inc., Volcano Fund, LLC, The, Velocity Fund, LLC, FV-2, Victory Fund, LLC, Daniel Rudden, Financial Visions West, LLC and Financial Visions West 1, LLC |
| USA |
| 1:2018cv01842 |
| July 19, 2018 |
| US District Court for the District of Colorado |
| Denver Office |
| Arapahoe |
| Raymond P Moore |
| Scott T Varholak |
| Securities, Commodities, Exchange |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on August 29, 2018. A more recent docket listing may be available from PACER.
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Filing 26
ORDER Setting Scheduling Conference for 10/31/2018 10:00 AM in Courtroom A 402 before Magistrate Judge Scott T. Varholak, by Magistrate Judge Scott T. Varholak on 8/29/2018. (jgonz, )
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Filing 25
MINUTE ORDER: With the assignment of this matter, the parties are advised that throughout this case they are expected to be familiar and comply with not only the Local Rules of this District, but also Judge Raymond P. Moore's Civil Practice Standards, which may be found at: http://www.cod.uscourts.gov/JudicialOfficers/ActiveArticleIIIJudges/HonRaymondPMoore.aspx. SO ORDERED by Judge Raymond P. Moore on 8/28/2018. (Text Only Entry) (rmsec )
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Filing 24
ORDER REFERRING CASE to Magistrate Judge Scott T. Varholak. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of D.C.COLO.LCivR 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct a pretrial conference and enter a pretrial order, and (5) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions. Court sponsored alternative dispute resolution is governed by D.C.COLO.LCivR 16.6. On the recommendation or informal request of the magistrate judge or on the request of the parties by motion, this court may direct the parties to engage in an early neutral evaluation, a settlement conference, or another alternative dispute resolution proceeding. Entered by Judge Raymond P. Moore on 8/28/2018. (Text Only Entry) (rmsec )
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Filing 23
ORDER for Preliminary Asset Freeze, Preliminary Injunction, and Order Granting Other Equitable Relief. ORDERED by Judge Raymond P. Moore on 8/28/2018. (cthom, )
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| Filing 22 Stipulated MOTION for Preliminary Injunction and to Vacate Preliminary Injunction Hearing by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Heinke, Nicholas) |
| Filing 21 SUMMONS issued by Clerk. (Attachments: #1 Summons, #2 Summons, #3 Summons, #4 Summons, #5 Summons, #6 Summons, #7 Summons) (cthom, ) |
| Filing 20 SUMMONS REQUEST as to Daniel Rudden, Financial Visions, Inc., Financial Visions West, LLC., Financial Visions West 1, LLC, FV-2, LLC., The Volcano Fund, LLC., Victory Fund, LLC., and Velocity Fund, LLC by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Summons as to FINANCIAL VISIONS INC, #2 Summons as to FINANCIAL VISIONS WEST, LLC, #3 Summons as to FINANCIAL VISIONS WEST 1, LLC, #4 Summons as to FV-2, LLC, #5 Summons as to THE VOLCANO FUND, LLC, #6 Summons as to VICTORY FUND, LLC, #7 Summons as to VELOCITY FUND, LLC)(Heinke, Nicholas) |
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Filing 19
ORDER Extending Asset Freeze, Temporary Restraining Order, and Order Granting Other Emergency Relief and Setting Preliminary Injunction Hearing. The parties' #17 joint motion to continue hearing is GRANTED. Therefore, the Court will extend the preliminary injunction hearing to August 30, 2018 at 10:00 a.m. ORDERED by Judge Raymond P. Moore on 7/27/2018. (cthom, )
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| Filing 18 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES: re: #17 Joint MOTION to Continue Hearing on Plaintiff's Motion for Preliminary Injunction, Asset Freeze, and Other Equitable Relief filed by attorney Nicholas P. Heinke. The document was scanned and not converted directly to portable document format (PDF). DO NOT REFILE THE DOCUMENT. Action to take - future documents must be filed pursuant to D.C.COLO.LCivR 5.1(a) and 1.3(f) of the Electronic Case Filing Procedures (Civil cases). (Text Only Entry) (cthom, ) |
| Filing 17 Joint MOTION to Continue Hearing on Plaintiff's Motion for Preliminary Injunction, Asset Freeze, and Other Equitable Relief by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas) |
| Filing 16 Administrative Notice re: #15 Summons Request. The summonses will not be issued due to the case caption being incomplete. All parties in the case need to be listed in the case caption of any summons to be issued, "et al." cannot be substituted for party names. (Text Only Entry) (cthom, ) |
| Filing 15 SUMMONS REQUEST as to DANIEL RUDDEN, FINANCIAL VISIONS INC., FINANCIAL VISIONS WEST, LLC, FINANCIAL VISIONS WEST 1, LLC, FV-2, LLC, THE VOLCANO FUND, LLC, VICTORY FUND, LLC, and VELOCITY FUND, LLC by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Summons FINANCIAL VISIONS, INC, #2 Summons FINANCIAL VISIONS WEST, LLC, #3 Summons FINANCIAL VISIONS WEST 1, LLC,, #4 Summons FV-2, LLC, #5 Summons THE VOLCANO FUND, LLC, #6 Summons VICTORY FUND, LLC,, #7 Summons VELOCITY FUND, LLC)(Heinke, Nicholas) |
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Filing 14
ORDER Lifting Restriction on Public Access. ORDERED by Judge Raymond P. Moore on 7/25/2018. (cthom, )
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| Filing 13 MOTION to Unrestrict Case by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Heinke, Nicholas) |
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Filing 12
ORDER ASSET FREEZE, TEMPORARY RESTRAINING ORDER, AND ORDER GRANTING OTHER EMERGENCY RELIEF AND SETTING PRELIMINARY INJUNCTION HEARING. Court will hold a hearing at 1:00 p.m. on August 3, 2018 in Courtroom A601 of the United States District Court for the District of Colorado, with respect to the SEC's request for a preliminary injunction ("the Preliminary Injunction Hearing"). The Defendants and Relief Defendants, and each of them, are ORDERED to appear at the Preliminary Injunction Hearing. ORDERED by Judge Raymond P. Moore on 7/20/2018. (cthom, )
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| Filing 11 COURTROOM MINUTES for proceedings held before Judge Raymond P. Moore: Evidentiary Hearing held on 7/20/2018, taking under advisement #4 Motion for TRO. Court Reporter: Tammy Hoffschildt. (cpear) |
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Filing 10
MINUTE ORDER: Evidentiary Hearing set for 7/20/2018 at 02:30 PM before Judge Raymond P. Moore in Courtroom A 601 on the Sixth Floor of the Alfred A. Arraj United States Courthouse located at 901 19th Street, Denver, Colorado. SO ORDERED by Judge Raymond P. Moore on 7/19/2018. (Text Only Entry) (rmsec )
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| Filing 9 Magistrate Judge consent form issued pursuant to 28 U.S.C. 636(c). (rroge, ) |
| Filing 8 Case assigned to Judge Raymond P. Moore and drawn to Magistrate Judge Scott T. Varholak. Text Only Entry. (rroge, ) |
| Filing 7 Certification Of Nicholas P. Heinke Under Rule 65(b) by Plaintiff United States Securities and Exchange Commission (rroge, ) |
| Filing 6 Declaration of Marc D. Ricchiute Pursuant to 28 U.S.C. 1746 IN Support of Emergency Motion for an Order Granting an Ex Parte Asset Freeze, Temporary Restraining Order, and Other Emergency Relief by Plaintiff United States Securities and Exchange Commission (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P, #17 Exhibit Q)(rroge, ) |
| Filing 5 Plaintiff United States securities and Exchange Commission's Memorandum of Law in Support of #4 Emergency MOTION for an Order Granting Ex Parte Asset Freeze, Temporary Restraining Order, and Other Emergency Relief filed by Plaintiff United States Securities and Exchange Commission. (rroge, ) |
| Filing 4 Plaintiff United States Securities and Exchange Commission's Emergency MOTION for and Order Granting an Ex Parte Asset Freeze, Temporary Restraining Order, and Other Emergency Relief by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Information For Temporary Restraining Order)(rroge, ) |
| Filing 3 Memorandum in Support of Plaintiff United States Securities and Exchange Commission's #2 MOTION to Restrict Public Access filed by Plaintiff United States Securities and Exchange Commission. (rroge, ) |
| Filing 2 Plaintiff United States Securities and Exchange Commission's Motion to Restrict Public Access by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order Restricting Public Access)(rroge, ) |
| Filing 1 COMPLAINT against FV-2, Financial Visions Inc., Financial Visions West 1, LLC, Financial Visions West, LLC, Daniel Rudden, Velocity Fund, LLC, Victory Fund, LLC, Volcano Fund, LLC, The, filed by United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(rroge, ) (Additional attachment(s) added on 7/19/2018: #2 Notice Of Relate Case) (rroge, ). |
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