Carter v. UQM Technologies, Inc. et al
Plaintiff: Dale Carter
Defendant: John E. Sztykiel, Joe Mitchell, Stephen J. Roy, Joseph P. Sellinger, UQM Technologies, Inc. and Donald W. Vanlandingham
Case Number: 1:2019cv00502
Filed: February 20, 2019
Court: US District Court for the District of Colorado
Presiding Judge: William J Martinez
Referring Judge: Kristen L Mix
Nature of Suit: Securities, Commodities, Exchange
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on March 8, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 8, 2019 Opinion or Order Filing 20 ORDER SETTING SCHEDULING/PLANNING CONFERENCE by Magistrate Judge Kristen L. Mix on 3/8/19. Scheduling Conference set for 5/22/2019 10:30 AM in Courtroom A401 before Magistrate Judge Kristen L. Mix. (Attachments: #1 Attachment 1, #2 Attachment 2) (lgale, )
March 4, 2019 Filing 19 NOTICE of Entry of Appearance by Bryan Michael Westhoff on behalf of All Defendants Attorney Bryan Michael Westhoff added to party Joe Mitchell(pty:dft), Attorney Bryan Michael Westhoff added to party Stephen J. Roy(pty:dft), Attorney Bryan Michael Westhoff added to party Joseph P. Sellinger(pty:dft), Attorney Bryan Michael Westhoff added to party John E. Sztykiel(pty:dft), Attorney Bryan Michael Westhoff added to party UQM Technologies, Inc.(pty:dft), Attorney Bryan Michael Westhoff added to party Donald W. Vanlandingham(pty:dft) (Westhoff, Bryan)
February 28, 2019 Filing 18 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #16 Corporate Disclosure Statement filed by attorneyThomas Hardy Wagner. DO NOT REFILE THE DOCUMENT. Action to take - counsel must submit a change of contact request through the Attorney Services Portal Account pursuant to D.C.COLO.LAttyR 5(c) and 3.5 of the Electronic Case Filing Procedures (Civil cases).(Text Only Entry) (angar, )
February 28, 2019 Filing 17 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #15 Notice of Entry of Appearance,, filed by attorney Isuri Marianne Lawson. DO NOT REFILE THE DOCUMENT. Action to take - counsel must submit a change of contact request through the Attorney Services Portal Account pursuant to D.C.COLO.LAttyR 5(c) and 3.5 of the Electronic Case Filing Procedures (Civil cases).(Text Only Entry) (angar, )
February 28, 2019 Filing 16 CORPORATE DISCLOSURE STATEMENT. (Wagner, Thomas)
February 28, 2019 Filing 15 NOTICE of Entry of Appearance by Isuri Marianne Lawson on behalf of Joe Mitchell, Stephen J. Roy, Joseph P. Sellinger, John E. Sztykiel, UQM Technologies, Inc., Donald W. VanlandinghamAttorney Isuri Marianne Lawson added to party Joe Mitchell(pty:dft), Attorney Isuri Marianne Lawson added to party Stephen J. Roy(pty:dft), Attorney Isuri Marianne Lawson added to party Joseph P. Sellinger(pty:dft), Attorney Isuri Marianne Lawson added to party John E. Sztykiel(pty:dft), Attorney Isuri Marianne Lawson added to party UQM Technologies, Inc.(pty:dft), Attorney Isuri Marianne Lawson added to party Donald W. Vanlandingham(pty:dft) (Lawson, Isuri)
February 27, 2019 Filing 14 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #11 Notice (Other), filed by attorneyThomas Hardy Wagner.Attorney or pro se has used an incorrect signature format in violation of D.C.COLO.LCivR 5.1(a) and 4.3(a) of the Electronic Case Filing Procedures (Civil cases). DO NOT REFILE THE DOCUMENT. In the future, the filer must affix an electronic s/signature and s/followed by a typed, not an inked, signature to all future documents.(Text Only Entry) (angar, )
February 27, 2019 Filing 13 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #10 Notice of Entry of Appearance,, filed by attorneyJeffrey Kenneth Reeser.Attorney or pro se has used an incorrect signature format in violation of D.C.COLO.LCivR 5.1(a) and 4.3(a) of the Electronic Case Filing Procedures (Civil cases). DO NOT REFILE THE DOCUMENT. In the future, the filer must affix an electronic s/signature and s/followed by a typed, not an inked, signature to all future documents.(Text Only Entry) (angar, )
February 27, 2019 Filing 12 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #9 Notice of Entry of Appearance,, filed by attorneyThomas Hardy Wagner.Attorney or pro se has used an incorrect signature format in violation of D.C.COLO.LCivR 5.1(a) and 4.3(a) of the Electronic Case Filing Procedures (Civil cases). DO NOT REFILE THE DOCUMENT. In the future, the filer must affix an electronic s/signature and s/followed by a typed, not an inked, signature to all future documents.(Text Only Entry) (angar, )
February 27, 2019 Filing 11 NOTICE re #1 Complaint,, of Related Cases by Defendants Joe Mitchell, Stephen J. Roy, Joseph P. Sellinger, John E. Sztykiel, UQM Technologies, Inc., Donald W. Vanlandingham (Attachments: #1 Exhibit A, #2 Exhibit B)(Wagner, Thomas)
February 27, 2019 Filing 10 NOTICE of Entry of Appearance Jeffrey Kenneth Reeser by Jeffrey Kenneth Reeser on behalf of All Defendants Attorney Jeffrey Kenneth Reeser added to party Joe Mitchell(pty:dft), Attorney Jeffrey Kenneth Reeser added to party Stephen J. Roy(pty:dft), Attorney Jeffrey Kenneth Reeser added to party Joseph P. Sellinger(pty:dft), Attorney Jeffrey Kenneth Reeser added to party John E. Sztykiel(pty:dft), Attorney Jeffrey Kenneth Reeser added to party UQM Technologies, Inc.(pty:dft), Attorney Jeffrey Kenneth Reeser added to party Donald W. Vanlandingham(pty:dft) (Reeser, Jeffrey)
February 27, 2019 Filing 9 NOTICE of Entry of Appearance for Thomas H. Wagner by Thomas Hardy Wagner on behalf of All Defendants Attorney Thomas Hardy Wagner added to party Joe Mitchell(pty:dft), Attorney Thomas Hardy Wagner added to party Stephen J. Roy(pty:dft), Attorney Thomas Hardy Wagner added to party Joseph P. Sellinger(pty:dft), Attorney Thomas Hardy Wagner added to party John E. Sztykiel(pty:dft), Attorney Thomas Hardy Wagner added to party UQM Technologies, Inc.(pty:dft), Attorney Thomas Hardy Wagner added to party Donald W. Vanlandingham(pty:dft) (Wagner, Thomas)
February 27, 2019 Filing 8 WAIVER OF SERVICE Returned Executed by Dale Carter. Joe Mitchell waiver sent on 2/26/2019, answer due 4/29/2019; Stephen J. Roy waiver sent on 2/26/2019, answer due 4/29/2019; Joseph P. Sellinger waiver sent on 2/26/2019, answer due 4/29/2019; John E. Sztykiel waiver sent on 2/26/2019, answer due 4/29/2019; UQM Technologies, Inc. waiver sent on 2/26/2019, answer due 4/29/2019; Donald W. Vanlandingham waiver sent on 2/26/2019, answer due 4/29/2019. (Ackerman, Marc)
February 21, 2019 Opinion or Order Filing 7 b>ORDER: Counsel for the parties and all counsel who may later enter an appearance shall review and familiarize themselves with the undersigned's Revised Practice Standards (as most recently revised effective December 1, 2018 and as they may be amended from time to time), which may be downloaded #here. SO ORDERED by Judge William J. Martinez on 2/21/2019. Text Only Entry (wjmsec, )
February 21, 2019 Opinion or Order Filing 6 ORDER REFERRING CASE to Magistrate Judge Kristen L. Mix. Magistrate Judge Mix, or such other Magistrate Judge who may in the future be reassigned to this case, is designated to conduct NDISPO proceedings pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed.R.Civ.P. 72(a) and (b). ALSO ORDERED that unless service has otherwise been completed or arranged, Plaintiff's counsel is directed to effect service of the summons and complaint pursuant to Rule 4 of the Federal Rules of Civil Procedure no later than 30 days from the date of this Referral Order, in order for the initial scheduling conference to be held promptly. Court sponsored alternative dispute resolution is governed by D.C.COLO.LCivR 16.6. On the recommendation or informal request of the Magistrate Judge or on the request of the parties by motion, the court may direct the parties to engage in an early neutral evaluation, a settlement conference, or another alternative dispute resolution proceeding. SO ORDERED by Judge William J. Martinez on 2/21/2019. Text Only Entry (wjmsec, )
February 21, 2019 Filing 5 CERTIFICATE Plaintiff's PSLRA Certification re: #1 Complaint,, by Plaintiff Dale Carter. (Ackerman, Marc)
February 20, 2019 Filing 4 SUMMONS issued by Clerk. (Attachments: #1 Magistrate Judge Consent Form) (rroge, )
February 20, 2019 Filing 3 Case assigned to Judge William J. Martinez and drawn to Magistrate Judge Kristen L. Mix. Text Only Entry. (rroge, )
February 20, 2019 Filing 2 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #1 Complaint,, filed by attorneyMarc L. Ackerman. DO NOT REFILE THE DOCUMENT. Action to take - counsel must submit a change of contact request through the Attorney Services Portal Account pursuant to D.C.COLO.LAttyR 5(c) and 3.5 of the Electronic Case Filing Procedures (Civil cases).(Text Only Entry) (rroge, )
February 20, 2019 Filing 1 COMPLAINT against Joe Mitchell, Stephen J. Roy, Joseph P. Sellinger, John E. Sztykiel, UQM Technologies, Inc., Donald W. Vanlandingham (Filing fee $ 400,Receipt Number 1082-6542038)Attorney Marc L. Ackerman added to party Dale Carter(pty:pla), filed by Dale Carter. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet, #2 Summons Summons - UQM, #3 Summons Summons - Vanlandingham, #4 Summons Summons - Mitchell, #5 Summons Summons - Roy, #6 Summons Summons - Sellinger, #7 Summons Summons - Sztykiel)(Ackerman, Marc)

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Defendant: John E. Sztykiel
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Defendant: Joe Mitchell
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Defendant: Stephen J. Roy
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Defendant: Joseph P. Sellinger
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Defendant: UQM Technologies, Inc.
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Defendant: Donald W. Vanlandingham
Represented By: Bryan Michael Westhoff
Represented By: Thomas Hardy Wagner
Represented By: Isuri Marianne Lawson
Represented By: Jeffrey Kenneth Reeser
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Plaintiff: Dale Carter
Represented By: Marc L. Ackerman
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