United States Securities and Exchange Commission v. Prusa
| United States Securities and Exchange Commission |
| Gregory M. Prusa |
| 1:2019cv03467 |
| December 10, 2019 |
| US District Court for the District of Colorado |
| Christine M Arguello |
| Nina Y Wang |
| Securities, Commodities, Exchange |
| 15 U.S.C. ยง 77 |
| None |
Docket Report
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This docket was last retrieved on January 21, 2020. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 9 FINAL JUDGMENT in favor of Plaintiff United States Securities and Exchange Commission and against Defendant Gregory M. Prusa re: #8 Order on Motion for Judgment. Entered by the Clerk on 1/21/2020. (swest) |
Filing 8
ORDER Granting Motion for Entry of Final Judgment. GRANTING #7 Plaintiff's Motion for Judgment. The Securities and Exchange Commission's Final Order, entered on 7/17/2019, is enforced. Defendant to pay civil money penalty of $25,000, plus interest. SO ORDERED by Judge Christine M. Arguello on 1/21/2020.(swest)
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| Filing 7 MOTION for Order to ENTER FINAL JUDGMENT ON CONSENT by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Roessner, Michael) |
| Filing 6 SUMMONS Returned Executed by United States Securities and Exchange Commission. Gregory M. Prusa served on 12/16/2019, answer due 1/6/2020. (Roessner, Michael) |
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Filing 5
MINUTE ORDER by Magistrate Judge Nina Y. Wang on 12/19/19. Status Conference set for 2/26/2020 10:30 AM in Courtroom A1002 before Magistrate Judge Nina Y. Wang. (nmarb, )
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Filing 4
ORDER REFERRING CASE to Magistrate Judge Nina Y. Wang. Magistrate Judge Nina Y. Wang is designated to conduct NDISPO proceedings pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b). The parties should expect to be given a firm trial setting that is 90 to 120 days from the date of the final pretrial conference, and should be available for trial accordingly. FURTHER, Court-sponsored alternative dispute resolution is governed by D.C.COLO.LCivR 16.6. On the recommendation or informal request of the magistrate judge or on the request of the parties by motion, the Court may direct the parties to engage in an early neutral evaluation, a settlement conference, or another alternative dispute resolution proceeding. SO ORDERED by Judge Christine M. Arguello on 12/11/2019. Text Only Entry (cmalc3)
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| Filing 3 SUMMONS issued by Clerk. (Attachments: #1 Magistrate Judge Consent Form) (trvo, ) |
| Filing 2 Case assigned to Judge Christine M. Arguello and drawn to Magistrate Judge Nina Y. Wang. Text Only Entry. (trvo, ) |
| Filing 1 COMPLAINT against Gregory M. Prusa Attorney Michael James Roessner added to party United States Securities and Exchange Commission(pty:pla), filed by United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Summons)(Roessner, Michael) |
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| Defendant: Gregory M. Prusa | |
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| Plaintiff: United States Securities and Exchange Commission | |
| Represented By: | Michael James Roessner |
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