Joseph v. Liberty Oilfield Services, Inc. et al

Justia Dockets & Filings Tenth Circuit Colorado District Court Joseph v. Liberty Oilfield Services, Inc. et al

Joseph v. Liberty Oilfield Services, Inc. et al

Plaintiff:	Marc Joseph and Cipriano Correa
Defendant:	Citigroup Global Markets Inc., J.P. Morgan Securities LLC, RIC IV Liberty Holdings, L.P., Wells Fargo Securities, LLC, N. John Lancaster, Jesal Shah, SunTrust Robinson Humphrey, Inc., Michael Stock, Cary D. Steinbeck, Tudor, Pickering, Holt & Co. Securities, LLC, Intrepid Partners, LLC, Liberty Oilfield Services, Inc., Christopher A. Wright, Peter A. Dea, Goldman Sachs & Co. LLC, Brett Staffieri, Piper Sandler & Co., RIC Energy IV Direct Partnership, L.P., Ken Babcock, Evercore Group L.L.C., Morgan Stanley & Co. LLC, Houlihan Lokey Capital, Inc., William F. Kimble, Petrie Partners Securities, LLC, N. John Lancaster, Jr., R/C Energy IV Direct Partnership, L.P. and R/C IV Liberty Holdings, L.P.
Petitioner:	Paul Franke
Interested Party:	Marshall Cobb
Case Number:	1:2020cv00946
Filed:	April 3, 2020
Court:	US District Court for the District of Colorado
Presiding Judge:	R Brooke Jackson
Referring Judge:	Raymond P Moore
2 Judge:	N Reid Neureiter
Nature of Suit:	Securities, Commodities, Exchange
Cause of Action:	15 U.S.C. § 77 Securities Fraud
Jury Demanded By:	Plaintiff

RSS Track this Docket

Docket Report

This docket was last retrieved on October 7, 2022. A more recent docket listing may be available from PACER.

Date Filed	Document Text
October 7, 2022	Filing 139 ORDER AND FINAL JUDGMENT entered by Judge Raymond P. Moore on 10/7/2022. (cpear)
October 7, 2022	Filing 138 ORDER granting #131 Plaintiffs' Motion for an Award of Attorneys' Fees, Reimbursement of Litigation Expenses, and Award to Plaintiffs. Entered by Judge Raymond P. Moore on 10/7/2022. (cpear)
October 7, 2022	Filing 137 ORDER granting #130 Plaintiffs' Motion for Final Approval of Class Action Settlement and Plan of Allocation. Entered by Judge Raymond P. Moore on 10/7/2022. (cpear)
October 7, 2022	Filing 136 COURTROOM MINUTES for proceedings held before Judge Raymond P. Moore: In Court Hearing held on 10/7/2022 re #130 Plaintiffs' Motion for Final Approval of Class Action Settlement and Plan of Allocation and #131 Plaintiffs' Motion for an Award of Attorneys' Fees, Reimbursement of Litigation Expenses, and Award to Plaintiffs. The Court will issue a written order on both motions. Court Reporter: Tammy Hoffschildt. (cpear)
October 5, 2022	Filing 135 ORDER granting #134 Motion for Leave to Appear by Telephone. Counsel for Underwriter Defendants may appear telephonically at the hearing scheduled for Friday, October 7, 2022, at 1:00 PM (MST) and are instructed to contact the Court's Courtroom Deputy via email (Cathy_Pearson@cod.uscourts.gov), on or before 4:00 PM on Thursday, October 6, 2022, for telephonic appearance instructions. SO ORDERED by Judge Raymond P. Moore on 10/5/2022. (Text Only Entry)(rmsec)
October 4, 2022	Filing 134 First MOTION for Leave to Appear by Telephone by Defendants Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC. (Leone, William)
September 30, 2022	Filing 133 RESPONSE to #131 MOTION for Attorney Fees , Reimbursement of Litigation Expenses, and Award to Plaintiffs, #130 MOTION for Order to Grant Final Approval of Class Action Settlement and Plan of Allocation filed by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Exhibit)(Rosen, Laurence)
September 9, 2022	Filing 132 DECLARATION of LAURENCE ROSEN regarding MOTION for Attorney Fees , Reimbursement of Litigation Expenses, and Award to Plaintiffs #131 , MOTION for Order to Grant Final Approval of Class Action Settlement and Plan of Allocation #130 by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Exhibit 1 - Declaration of Claims Administrator, #2 Exhibit 2 - Declaration of Cipriano Correa, #3 Exhibit 3 - Declaration of Marc Joseph, #4 Exhibit 4 - Rosen Law Firm Resume, #5 Exhibit 5 - Peer Law Firms Billing Rates, #6 Exhibit 6 - NERA Report Excerpt)(Rosen, Laurence)
September 9, 2022	Filing 131 MOTION for Attorney Fees , Reimbursement of Litigation Expenses, and Award to Plaintiffs by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 [Proposed] Order Awarding Attorneys' Fees, Reimbursement of Litigation Expenses, and Award to Plaintiffs)(Rosen, Laurence)
September 9, 2022	Filing 130 MOTION for Order to Grant Final Approval of Class Action Settlement and Plan of Allocation by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 [Proposed] Order and Final Judgment, #2 [Proposed] Order Approving Plan of Allocation)(Rosen, Laurence)
August 2, 2022	Filing 129 REASSIGNING MAGISTRATE JUDGE. Due to the recent appointment of Magistrate Judge Nina Y. Wang as a United States District Judge, this action is randomly reassigned to Magistrate Judge N. Reid Neureiter. All future pleadings should reference Magistrate Judge Neureiter at the end of the civil action number (20-cv-00946-RM-NRN). Unless otherwise ordered, the dates and times for all previously scheduled matters will be maintained and will now be handled by Magistrate Judge Neureiter. (Text only entry) (trvo, )
May 18, 2022	Filing 128 ORDER finding as moot #100 Motion to Certify Class in light of the Order issued at #126 . SO ORDERED by Judge Raymond P. Moore on 5/18/2022. (Text Only Entry)(rmsec )
May 18, 2022	Filing 127 NOTICE of Proof of Service of Notice of Settlement Under Class Action Fairness Act by Defendant Liberty Oilfield Services, Inc. (Attachments: #1 Exhibit Exhibit A - Declaration of Stephanie J. Fiereck)(McGee, Matthew)
May 17, 2022	Filing 126 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE. The Court hereby preliminarily approves the Settlement, as embodied in the Settlement Stipulation, subject to further consideration at a hearing (the "Settlement Hearing") pursuant to Federal Rule of Civil Procedure 23(e), which is hereby scheduled to be held in Courtroom A601 before Judge Raymond P. Moore on the sixth floor of the Alfred A. Arraj United States Courthouse located at 901 19th Street, Denver, Colorado, on October 7, 2022 at 1 p.m. By Judge Raymond P. Moore on 05/17/2022. (sdunb, )
May 16, 2022	Filing 125 MINUTE ORDER: In light of Plaintiff's Unopposed Motion for Preliminary Approval of Class Action Settlement ("Motion") #123 , the Telephonic Status Conference set for 6/2/2022 at 9:30 AM is hereby VACATED. Within three (3) days of the court's ruling on the Motion, the Parties are DIRECTED to contact the chambers of Magistrate Judge Nina Y. Wang should they need a further Status Conference. By Magistrate Judge Nina Y. Wang on 5/16/2022. Text Only Entry (nywlc3, )
May 13, 2022	Filing 124 SETTLEMENT AGREEMENT by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Exhibit A, #2 Exhibit A-1, #3 Exhibit A-2, #4 Exhibit A-3, #5 Exhibit A-4, #6 Exhibit B)(Rosen, Laurence)
May 13, 2022	Filing 123 Unopposed MOTION for Order to Preliminarily Approve Class Action Settlement by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Proposed Order (PDF Only))(Rosen, Laurence)
March 17, 2022	Filing 122 MINUTE ORDER: A Telephonic Status Conference is SET for 6/2/2022 at 09:30 AM before Magistrate Judge Nina Y. Wang. All participants shall use the following dial-in information: 888-363-4749, Access Code: 5738976. By Magistrate Judge Nina Y. Wang on 3/17/2022. Text Only Entry (nywlc3, )
March 1, 2022	Filing 121 MEMORANDUM regarding #100 MOTION to Certify Class filed by Cipriano Correa, Marc Joseph. Motion referred to Magistrate Judge Nina Y. Wang. By Judge Raymond P. Moore on 3/1/2022. (Text Only Entry) (rmsec )
February 28, 2022	Filing 120 REPLY to Response to #100 MOTION to Certify Class filed by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Proposed Order (PDF Only) Revised Proposed Order)(Rosen, Laurence)
January 31, 2022	Filing 119 MINUTE ORDER: The Joint Motion to Extend Deadline for Plaintiffs to File Reply Brief in Support of Motion for Class Certification #117 is GRANTED. Plaintiffs' Reply Brief is due 2/28/2022. By Magistrate Judge Nina Y. Wang on 1/31/2022. Text Only Entry (nywlc3, )
January 28, 2022	Filing 118 MEMORANDUM regarding #117 Joint MOTION for Extension of Time to File Response/Reply as to #100 MOTION to Certify Class filed by Cipriano Correa, Marc Joseph. Motion referred to Magistrate Judge Nina Y. Wang. Entered by Judge Raymond P. Moore on 1/28/2022. Text Only Entry (cpear)
January 28, 2022	Filing 117 Joint MOTION for Extension of Time to File Response/Reply as to #100 MOTION to Certify Class by Plaintiffs Cipriano Correa, Marc Joseph. (Attachments: #1 Proposed Order (PDF Only))(Shi, Yu)
January 14, 2022	Filing 116 BRIEF in Opposition to #100 MOTION to Certify Class filed by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Attachments: #1 Declaration of Matthew A. McGee, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L, #14 Exhibit M, #15 Exhibit N, #16 Exhibit O, #17 Exhibit P, #18 Exhibit Q, #19 Exhibit R, #20 Exhibit S, #21 Exhibit T, #22 Exhibit U)(Gold, Daniel)
January 5, 2022	Filing 115 STIPULATION AND ORDER REGARDING THE PRODUCTION OF HARD-COPY DOCUMENTS AND ELECTRONICALLY STORED INFORMATION by Magistrate Judge Nina Y. Wang on 5 January 2022. (cmadr, )
January 5, 2022	Filing 113 MEMORANDUM regarding #112 MOTION for Order to filed by Christopher A. Wright, Liberty Oilfield Services, Inc., Brett Staffieri, William F. Kimble, Ken Babcock, Jesal Shah, Cary D. Steinbeck, R/C IV Liberty Holdings, L.P., R/C Energy IV Direct Partnership, L.P., N. John Lancaster, Jr., Michael Stock, Peter A. Dea, #111 MOTION for Protective Order filed by Christopher A. Wright, Liberty Oilfield Services, Inc., Brett Staffieri, William F. Kimble, Ken Babcock, Jesal Shah, Cary D. Steinbeck, R/C IV Liberty Holdings, L.P., R/C Energy IV Direct Partnership, L.P., N. John Lancaster, Jr., Michael Stock, Peter A. Dea. Motions referred to Magistrate Judge Nina Y. Wang. By Judge Raymond P. Moore on 1/5/2022. (Text Only Entry) (rmsec)
January 4, 2022	Filing 114 STIPULATED PROTECTIVE ORDER by Magistrate Judge Nina Y. Wang on 4 January 2022. (cmadr, )
December 27, 2021	Filing 112 STIPULATION and [Proposed] Order Regarding the Production of Hard-Copy Documents and Electronically Stored Information by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright. (Johnston, Lee) Modified on 1/4/2022 to correct document type (agarc, ).
December 27, 2021	Filing 111 STIPULATION [Proposed] Stipulated Protective Order by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright. (Johnston, Lee) Modified on 1/4/2022 to correct document type (agarc, ).
December 8, 2021	Filing 110 SCHEDULING ORDER by Magistrate Judge Nina Y. Wang on 12/8/2021. The Scheduling Order is approved and entered with interlineations made by the Court. (babia)
December 8, 2021	Filing 109 MINUTE ENTRY for Scheduling Conference proceedings held before Magistrate Judge Nina Y. Wang on 12/8/2021. Discovery due by 12/9/2022. Dispositive Motions due by 1/25/2023. Final Pretrial Conference set for 3/9/2023 10:00 AM in Courtroom A 502 before Magistrate Judge Nina Y. Wang. FTR: B. Abiakam. (babia)
December 6, 2021	Filing 108 NOTICE of Entry of Appearance by Matthew R. Brock on behalf of Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLCAttorney Matthew R. Brock added to party Citigroup Global Markets Inc.(pty:dft), Attorney Matthew R. Brock added to party Evercore Group L.L.C.(pty:dft), Attorney Matthew R. Brock added to party Goldman Sachs & Co. LLC(pty:dft), Attorney Matthew R. Brock added to party Houlihan Lokey Capital, Inc.(pty:dft), Attorney Matthew R. Brock added to party Intrepid Partners, LLC(pty:dft), Attorney Matthew R. Brock added to party J.P. Morgan Securities LLC(pty:dft), Attorney Matthew R. Brock added to party Morgan Stanley & Co. LLC(pty:dft), Attorney Matthew R. Brock added to party Petrie Partners Securities, LLC(pty:dft), Attorney Matthew R. Brock added to party Piper Sandler & Co.(pty:dft), Attorney Matthew R. Brock added to party SunTrust Robinson Humphrey, Inc.(pty:dft), Attorney Matthew R. Brock added to party Tudor, Pickering, Holt & Co. Securities, LLC(pty:dft), Attorney Matthew R. Brock added to party Wells Fargo Securities, LLC(pty:dft) (Brock, Matthew)
November 22, 2021	Filing 107 MINUTE ORDER: The Parties' #105 Stipulated Motion to Set Schedule for Class Certification Briefing is hereby GRANTED. Defendants shall file their oppositions to class certifications and submit any expert reports by 1/14/2022. Plaintiffs shall file their reply in support of class certification and any expert rebuttal reports by 2/14/2022. No further extensions will be granted absent extraordinary circumstances. Further, the parties are reminded that, pursuant to D.C.COLO.LCivR 6.1, they are limited to the number and types of extensions to which they may stipulate. By Magistrate Judge Nina Y. Wang on 11/22/2021. Text Only Entry (nywlc3, )
November 19, 2021	Filing 106 MEMORANDUM regarding #105 Stipulated MOTION for Extension of Time to Set Schedule for Class Certification Briefing filed by Christopher A. Wright, Liberty Oilfield Services, Inc., Brett Staffieri, William F. Kimble, Ken Babcock, Jesal Shah, Cary D. Steinbeck, R/C IV Liberty Holdings, L.P., R/C Energy IV Direct Partnership, L.P., N. John Lancaster, Jr., Michael Stock, Peter A. Dea. Motion referred to Magistrate Judge Nina Y. Wang. By Judge Raymond P. Moore on 11/19/2021. (Text Only Entry) (rmsec )
November 19, 2021	Filing 105 Stipulated MOTION for Extension of Time to Set Schedule for Class Certification Briefing by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright. (Attachments: #1 Proposed Order (PDF Only) Proposed Order Granting Stipulated Motion to Set Schedule for Class Certification Briefing)(Johnston, Lee)
November 16, 2021	Filing 104 Proposed Scheduling Order by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock. (Johnston, Lee)
November 1, 2021	Filing 103 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #102 Notice of Change of Address/Contact Information filed by attorney Richard Thaddeus Behrens. DO NOT REFILE THE DOCUMENT. Action to take - counsel must submit a change of contact request through the Manage my Account tab at the PACER website at https://www.pacer.gov/, pursuant to D.C.COLO.LAttyR 5(c) and 3.5 of the Electronic Case Filing Procedures (Civil cases).(Text Only Entry) (mfred )
November 1, 2021	Filing 102 NOTICE of Change of Address/Contact Information Change of Firm Affiliation by Richard Thaddeus Behrens (Behrens, Richard)
November 1, 2021	Filing 101 NOTICE of Change of Address/Contact Information Change of Firm Affiliation by Daniel Howard Gold (Gold, Daniel)
November 1, 2021	Filing 100 MOTION to Certify Class by Movant Cipriano Correa, Plaintiff Marc Joseph. (Attachments: #1 Declaration of Laurence Rosen, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Proposed Order (PDF Only))(Rosen, Laurence)
October 29, 2021	Filing 99 ORDER SETTING RULE 16(b) SCHEDULING CONFERENCE by Magistrate Judge Nina Y. Wang on 10/29/2021. Proposed Scheduling Order due 12/1/2021. Scheduling Conference set for 12/8/2021 09:30 AM before Magistrate Judge Nina Y. Wang, via telephone conference. All participants shall use the following dial-in information: 888-363-4749, Access Code: 5738976#. (alave, )
October 29, 2021	Filing 98 ORDER REFERRING CASE to Magistrate Judge Nina Y. Wang. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of D.C.COLO.LCivR 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct a pretrial conference and enter a pretrial order, and (5) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions. Court sponsored alternative dispute resolution is governed by D.C.COLO.LCivR 16.6. On the recommendation or informal request of the magistrate judge or on the request of the parties by motion, this court may direct the parties to engage in an early neutral evaluation, a settlement conference, or another alternative dispute resolution proceeding. By Judge Raymond P. Moore on 10/29/2021. (Text Only Entry) (rmsec)
October 28, 2021	Filing 97 REASSIGNING MAGISTRATE JUDGE pursuant to ECF #96 This case has been drawn to Magistrate Judge Nina Y. Wang. All future pleadings should be designated as 20-cv-00946-RM-NYW.(Text Only Entry) (cmadr, )
October 28, 2021	Filing 96 ORDER OF RECUSAL by Magistrate Judge Scott T. Varholak on 28 October 2021. (cmadr, )
October 27, 2021	Filing 95 MINUTE ORDER: With the assignment of this matter, the parties are advised that throughout this case they are expected to be familiar and comply with not only the Local Rules of this District, but also Judge Raymond P. Moore's Civil Practice Standards, which may be found at: http://www.cod.uscourts.gov/JudicialOfficers/ActiveArticleIIIJudges/HonRaymondPMoore.aspx. SO ORDERED by Judge Raymond P. Moore on 10/27/2021. (Text Only Entry) (rmsec )
October 27, 2021	Filing 94 ORDER REFERRING CASE to Magistrate Judge Scott T. Varholak. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of D.C.COLO.LCivR 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct a pretrial conference and enter a pretrial order, and (5) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions. Court sponsored alternative dispute resolution is governed by D.C.COLO.LCivR 16.6. On the recommendation or informal request of the magistrate judge or on the request of the parties by motion, this court may direct the parties to engage in an early neutral evaluation, a settlement conference, or another alternative dispute resolution proceeding. By Judge Raymond P. Moore on 10/27/2021. (Text Only Entry) (rmsec )
October 26, 2021	Filing 93 ORDER REASSIGNING CASE by Judge R. Brooke Jackson on 10/26/2021. Pursuant to [#92] Minute Order, this case is randomly reassigned to Judge Raymond P. Moore for all further proceedings. All future pleadings should be designated as 21-cv-00946-RM. Text Only Entry. (sphil, )
October 26, 2021	Filing 92 MINUTE ORDER: Because either my wife or I own stock in several of the parties (J.P. Morgan, Morgan Stanley, Wells Fargo), I recuse myself from participation in this case and return the case to the Clerk for reassignment. By Judge R. Brooke Jackson on 10/26/2021. Text Only Entry (rbjsec. )
October 19, 2021	Filing 91 Proposed Scheduling Order by Movant Cipriano Correa, Plaintiff Marc Joseph. (Shi, Yu)
October 15, 2021	Filing 90 MINUTE ORDER: The Court requests that the parties confer and attempt to agree on a schedule and submit a proposed scheduling order within 30 days pointing out any areas of disagreement. Please email the proposed order to Jackson_Chambers@cod.uscourts.gov in Word format and efile into CM/ECF. Without holding a Scheduling Conference, the Court will review and enter the order making such rulings as are appropriate and will provide the parties with potential trial preparation conference and trial dates for you to choose from. If the parties prefer that the Court hold a Scheduling Conference, please notify Chambers via email by the date the proposed scheduling order is due and Court staff will provide you a date. By Judge R. Brooke Jackson on 10/15/2021. Text Only Entry (rbjsec. )
October 13, 2021	Filing 89 AMENDED COMPLAINT SECOND AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright Attorney Yu Shi added to party Marc Joseph(pty:pla), filed by Cipriano Correa, Marc Joseph. (Attachments: #1 Exhibit Houston Chronicle Article)(Shi, Yu)
October 12, 2021	Filing 88 NOTICE of Entry of Appearance by Michael Alex Cohen on behalf of Cipriano Correa, Marc JosephAttorney Michael Alex Cohen added to party Cipriano Correa(pty:mov), Attorney Michael Alex Cohen added to party Marc Joseph(pty:pla) (Cohen, Michael)
October 12, 2021	Filing 87 ORDER granting #86 Stipulation for Plaintiff to Amend Complaint Pursuant to Fed.R.Civ.P.15(a)(2) by Judge R. Brooke Jackson on 10/12/21. (jdyne, )
October 7, 2021	Filing 86 STIPULATION FOR PLAINTIFF TO AMEND COMPLAINT PURSUANT TO FED. R. CIV. P. 15(a)(2) by Movant Cipriano Correa. (Attachments: #1 Proposed Order (PDF Only), #2 Exhibit A - Proposed Second Amended Complaint - Clean, #3 Exhibit B - Proposed Second Amended Complaint - Redline)(Shi, Yu)
August 25, 2021	Filing 85 Underwriter Defendants' ANSWER to #52 Amended Complaint,, by Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC.(Leone, William)
August 25, 2021	Filing 84 Riverstone Defendants' ANSWER to #52 Amended Complaint,, by R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P..(Behrens, Richard)
August 25, 2021	Filing 83 Liberty Oilfield and Individual Defendants' ANSWER to #52 Amended Complaint,, by Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright.(Behrens, Richard)
July 21, 2021	Filing 82 ORDER granting #81 Stipulated MOTION for Extension of Time to File Answer or Otherwise Respond. By Judge R. Brooke Jackson on 7/21/2021. Text Only Entry(rbjsec. )
July 21, 2021	Filing 81 Stipulated MOTION for Extension of Time to File Answer or Otherwise Respond re #80 Order on Motion to Dismiss for Failure to State a Claim by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright. (Attachments: #1 Proposed Order (PDF Only) on Stipulated Motion to Extend the Time for Defendants to Answer the Amended Complaint)(Johnston, Lee)
July 12, 2021	Filing 80 ORDER granting in part and denying in part #64 Motion to Dismiss for Failure to State a Claim by Judge R. Brooke Jackson on 7/12/21.(jdyne, )
April 29, 2021	Filing 79 ADVISORY NOTICE TO ATTORNEY AND COURT: Under D.C.COLO.LAttyR 3(a), Robert Vincent Prongay was administratively removed from the court's attorney roll and barred from filing electronically under CM/ECF for failing to pay the 2020 Biennial Fee. Counsel must complete a Bar/ECF application through counsel's existing Attorney Services Portal account and pay the full application fee to be restored to the attorney roll and CM/ECF. Upon reinstatement, counsel must file a Notice of Entry of Appearance in this case. (Text Only Entry) (tnguy)
April 28, 2021	Filing 78 ADVISORY NOTICE TO ATTORNEY AND COURT: Under D.C.COLO.LAttyR 3(a), Laurence Matthew Rosen under CM/ECF for failing to pay the 2020 Biennial Fee. Counsel must complete a Bar/ECF application through counsel's existing Attorney Services Portal account and pay the full application fee to be restored to the attorney roll and CM/ECF. Upon reinstatement, counsel must file a Notice of Entry of Appearance in this case. (Text Only Entry) (tnguy)
March 26, 2021	Filing 77 CORPORATE DISCLOSURE STATEMENT. (Leone, William)
March 16, 2021	Filing 76 ADVISORY NOTICE TO ATTORNEY AND COURT: Under D.C.COLO.LAttyR 3(a), Richard Thaddeus Behrens was administratively removed from the court's attorney roll and barred from filing electronically under CM/ECF for failing to pay the 2020 Biennial Fee. Counsel must complete a Bar/ECF application through counsel's existing Attorney Services Portal account and pay the full application fee to be restored to the attorney roll and CM/ECF. Upon reinstatement, counsel must file a Notice of Entry of Appearance in this case. (Text Only Entry) (mfred)
December 16, 2020	Filing 75 BRIEF in Support of #64 MOTION to Dismiss for Failure to State a Claim filed by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Johnston, Lee)
December 9, 2020	Filing 74 ORDER granting #73 Unopposed MOTION for Leave to File Excess Pages for Their Motion to Dismiss Reply Brief. By Judge R. Brooke Jackson on 12/9/2020. Text Only Entry(rbjsec.)
December 8, 2020	Filing 73 Unopposed MOTION for Leave to File Excess Pages for Their Motion to Dismiss Reply Brief by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Attachments: #1 Proposed Order (PDF Only))(Johnston, Lee)
November 23, 2020	Filing 72 BRIEF in Opposition to #64 MOTION to Dismiss for Failure to State a Claim filed by Interested Party Marshall Cobb. (Oddo, Stephen)
November 16, 2020	Filing 71 BRIEF in Opposition to #64 MOTION to Dismiss for Failure to State a Claim filed by Movant Cipriano Correa. (Rosen, Laurence)
November 2, 2020	Filing 70 ORDER granting #69 Unopposed MOTION for Leave to File Excess Pages for Plaintiff's Opposition to Defendants' Motion to Dismiss. By Judge R. Brooke Jackson on 11/2/2020. Text Only Entry(rbjsec.)
October 30, 2020	Filing 69 Unopposed MOTION for Leave to File Excess Pages for Plaintiff's Opposition to Defendants' Motion to Dismiss by Movant Cipriano Correa. (Attachments: #1 Proposed Order (PDF Only))(Rosen, Laurence)
October 29, 2020	Filing 68 ORDER granting #67 Unopposed MOTION to File Amicus Brief by State Court Plaintiff in Support of Plaintiff's Opposition to Defendants' Motion to Dismiss Amended Class Action Complaint. By Judge R. Brooke Jackson on 10/29/2020. Text Only Entry(rbjsec. )
October 28, 2020	Filing 67 Unopposed MOTION to File Amicus Brief by State Court Plaintiff in Support of Plaintiff's Opposition to Defendants' Motion to Dismiss Amended Class Action Complaint by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Attachments: #1 Exhibit Exhibit A to Motion, #2 Proposed Order (PDF Only))(Johnston, Lee)
October 13, 2020	Filing 66 CORPORATE DISCLOSURE STATEMENT. (Leone, William)
October 13, 2020	Filing 65 NOTICE of Entry of Appearance by William J. Leone on behalf of Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLCAttorney William J. Leone added to party Citigroup Global Markets Inc.(pty:dft), Attorney William J. Leone added to party Evercore Group L.L.C.(pty:dft), Attorney William J. Leone added to party Goldman Sachs & Co. LLC(pty:dft), Attorney William J. Leone added to party Houlihan Lokey Capital, Inc.(pty:dft), Attorney William J. Leone added to party Intrepid Partners, LLC(pty:dft), Attorney William J. Leone added to party J.P. Morgan Securities LLC(pty:dft), Attorney William J. Leone added to party Morgan Stanley & Co. LLC(pty:dft), Attorney William J. Leone added to party Petrie Partners Securities, LLC(pty:dft), Attorney William J. Leone added to party Piper Sandler & Co.(pty:dft), Attorney William J. Leone added to party SunTrust Robinson Humphrey, Inc.(pty:dft), Attorney William J. Leone added to party Tudor, Pickering, Holt & Co. Securities, LLC(pty:dft), Attorney William J. Leone added to party Wells Fargo Securities, LLC(pty:dft) (Leone, William)
October 8, 2020	Filing 64 MOTION to Dismiss for Failure to State a Claim by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Attachments: #1 Declaration of Matthew A. McGee, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H)(Johnston, Lee)
October 8, 2020	Filing 63 NOTICE of Related Case by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright (Johnston, Lee)
October 8, 2020	Filing 62 NOTICE of Entry of Appearance by Alexander Bystryn on behalf of Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLCAttorney Alexander Bystryn added to party Citigroup Global Markets Inc.(pty:dft), Attorney Alexander Bystryn added to party Evercore Group L.L.C.(pty:dft), Attorney Alexander Bystryn added to party Goldman Sachs & Co. LLC(pty:dft), Attorney Alexander Bystryn added to party Houlihan Lokey Capital, Inc.(pty:dft), Attorney Alexander Bystryn added to party Intrepid Partners, LLC(pty:dft), Attorney Alexander Bystryn added to party J.P. Morgan Securities LLC(pty:dft), Attorney Alexander Bystryn added to party Morgan Stanley & Co. LLC(pty:dft), Attorney Alexander Bystryn added to party Petrie Partners Securities, LLC(pty:dft), Attorney Alexander Bystryn added to party Piper Sandler & Co.(pty:dft), Attorney Alexander Bystryn added to party SunTrust Robinson Humphrey, Inc.(pty:dft), Attorney Alexander Bystryn added to party Tudor, Pickering, Holt & Co. Securities, LLC(pty:dft), Attorney Alexander Bystryn added to party Wells Fargo Securities, LLC(pty:dft) (Bystryn, Alexander)
October 8, 2020	Filing 61 CORPORATE DISCLOSURE STATEMENT. (Johnston, Lee)
October 8, 2020	Filing 60 CORPORATE DISCLOSURE STATEMENT. (Johnston, Lee)
October 8, 2020	Filing 59 NOTICE of Entry of Appearance by Brian Stryker Weinstein on behalf of Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLCAttorney Brian Stryker Weinstein added to party Citigroup Global Markets Inc.(pty:dft), Attorney Brian Stryker Weinstein added to party Evercore Group L.L.C.(pty:dft), Attorney Brian Stryker Weinstein added to party Goldman Sachs & Co. LLC(pty:dft), Attorney Brian Stryker Weinstein added to party Houlihan Lokey Capital, Inc.(pty:dft), Attorney Brian Stryker Weinstein added to party Intrepid Partners, LLC(pty:dft), Attorney Brian Stryker Weinstein added to party J.P. Morgan Securities LLC(pty:dft), Attorney Brian Stryker Weinstein added to party Morgan Stanley & Co. LLC(pty:dft), Attorney Brian Stryker Weinstein added to party Petrie Partners Securities, LLC(pty:dft), Attorney Brian Stryker Weinstein added to party Piper Sandler & Co.(pty:dft), Attorney Brian Stryker Weinstein added to party SunTrust Robinson Humphrey, Inc.(pty:dft), Attorney Brian Stryker Weinstein added to party Tudor, Pickering, Holt & Co. Securities, LLC(pty:dft), Attorney Brian Stryker Weinstein added to party Wells Fargo Securities, LLC(pty:dft) (Weinstein, Brian)
October 8, 2020	Filing 58 NOTICE of Entry of Appearance by Michael Kevin Cross on behalf of Citigroup Global Markets Inc., Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLCAttorney Michael Kevin Cross added to party Citigroup Global Markets Inc.(pty:dft), Attorney Michael Kevin Cross added to party Evercore Group L.L.C.(pty:dft), Attorney Michael Kevin Cross added to party Goldman Sachs & Co. LLC(pty:dft), Attorney Michael Kevin Cross added to party Houlihan Lokey Capital, Inc.(pty:dft), Attorney Michael Kevin Cross added to party Intrepid Partners, LLC(pty:dft), Attorney Michael Kevin Cross added to party J.P. Morgan Securities LLC(pty:dft), Attorney Michael Kevin Cross added to party Morgan Stanley & Co. LLC(pty:dft), Attorney Michael Kevin Cross added to party Petrie Partners Securities, LLC(pty:dft), Attorney Michael Kevin Cross added to party Piper Sandler & Co.(pty:dft), Attorney Michael Kevin Cross added to party SunTrust Robinson Humphrey, Inc.(pty:dft), Attorney Michael Kevin Cross added to party Tudor, Pickering, Holt & Co. Securities, LLC(pty:dft), Attorney Michael Kevin Cross added to party Wells Fargo Securities, LLC(pty:dft) (Cross, Michael)
October 7, 2020	Filing 57 ORDER granting #56 Unopposed MOTION for Leave to File Excess Pages for Defendants' Motion to Dismiss the Amended Class Action Complaint. By Judge R. Brooke Jackson on 10/7/2020. Text Only Entry(rbjsec. )
October 5, 2020	Filing 56 Unopposed MOTION for Leave to File Excess Pages for Defendants' Motion to Dismiss the Amended Class Action Complaint by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Attachments: #1 Proposed Order (PDF Only))(Johnston, Lee)
September 24, 2020	Filing 55 MINUTE ORDER re: #53 Letter and #54 Letter. The Court has reviewed the parties' letters. While the Court cannot preclude motions to dismiss, it discourages a motion to dismiss in this case. The Court would have welcomed a motion to dismiss the Section 12 claim, but that is now unnecessary as plaintiffs have conceded it. Statute of limitations affirmative defenses are resolved on a motion to dismiss only when it is absolutely clear on the face of plaintiff's complaint that the period of limitations has run. That rarely happens, although limitations issues frequently are addressed in motions for summary judgment. The failure to state a claim issue seems likely to fail given plaintiffs' allegations. By Judge R. Brooke Jackson on 9/24/2020. Text Only Entry (rbjsec.)
September 22, 2020	Filing 54 LETTER in Response to Defendants' September 14, 2020 Pre-Motion Letter by Movant Cipriano Correa. (Rosen, Laurence)
September 14, 2020	Filing 53 LETTER by Defendants Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., R/C Energy IV Direct Partnership, L.P., R/C IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright. (Johnston, Lee)
August 31, 2020	Filing 52 AMENDED COMPLAINT against Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright, filed by Cipriano Correa. (Attachments: #1 Exhibit Houston Chronicle Article)(Rosen, Laurence)
August 27, 2020	Filing 51 NOTICE of Entry of Appearance by Laurence Matthew Rosen on behalf of Cipriano CorreaAttorney Laurence Matthew Rosen added to party Cipriano Correa(pty:mov) (Rosen, Laurence)
August 7, 2020	Filing 50 ORDER granting #46 Stipulated MOTION for Order to Set Schedule for Amended Complaint and Motions to Dismiss. Grant, with the proviso that motions to dismiss will be filed as permitted by the Court after completion of the letter process as outlined in this Court's Practice Standards. By Judge R. Brooke Jackson on 8/7/2020. Text Only Entry(rbjsec. )
August 7, 2020	Filing 49 ORDER finding as moot #44 Motion to Appoint Counsel. By Judge R. Brooke Jackson on 8/7/2020. Text Only Entry(rbjsec. )
August 7, 2020	Filing 48 ORDER granting #41 MOTION to Appoint Counsel and Lead Plaintiff by Movant Cipriano Correa. By Judge R. Brooke Jackson on 8/7/2020. Text Only Entry(rbjsec.)
August 6, 2020	Filing 47 NOTICE of Entry of Appearance by Yu Shi on behalf of Cipriano CorreaAttorney Yu Shi added to party Cipriano Correa(pty:mov) (Shi, Yu)
July 29, 2020	Filing 46 Stipulated MOTION for Order to Set Schedule for Amended Complaint and Motions to Dismiss by Defendant Liberty Oilfield Services, Inc.. (Attachments: #1 Proposed Order (PDF Only) Proposed Order - Stipulated Motion to Respond to Amended Complaint)(Johnston, Lee)
June 23, 2020	Filing 45 NOTICE of Non-Opposition to Competing Motion for Appointment as Lead Plaintiff by Movant Paul Franke (Prongay, Robert)
June 2, 2020	Filing 44 MOTION to Appoint Counsel and Appoint Lead Plaintiff by Movant Paul Franke. (Attachments: #1 Proposed Order (PDF Only), #2 Exhibit A - Press Release, #3 Exhibit B - Certification, #4 Exhibit C - Loss Chart, #5 Exhibit D - GPM Firm Resume)(Prongay, Robert)
June 2, 2020	Filing 43 DECLARATION of Phillip Kim regarding MOTION to Appoint Counsel and Lead Plaintiff #41 by Movant Cipriano Correa. (Attachments: #1 Exhibit 1 - PSLRA Early Notice, #2 Exhibit 2 - PSLRA Cert., #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Rosen Law Firm Resume)(Kim, Phillip)
June 2, 2020	Filing 42 BRIEF in Support of #41 MOTION to Appoint Counsel and Lead Plaintiff filed by Movant Cipriano Correa. (Kim, Phillip)
June 2, 2020	Filing 41 MOTION to Appoint Counsel and Lead Plaintiff by Movant Cipriano Correa. (Attachments: #1 Proposed Order (PDF Only) Proposed Order)(Kim, Phillip)
May 29, 2020	Filing 40 ORDER granting #34 Stipulation by Judge R. Brooke Jackson on 5/29/20. (jdyne, )
May 15, 2020	Filing 39 NOTICE of Entry of Appearance by Matthew Adams McGee on behalf of Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. WrightAttorney Matthew Adams McGee added to party Ken Babcock(pty:dft), Attorney Matthew Adams McGee added to party Peter A. Dea(pty:dft), Attorney Matthew Adams McGee added to party William F. Kimble(pty:dft), Attorney Matthew Adams McGee added to party N. John Lancaster, Jr(pty:dft), Attorney Matthew Adams McGee added to party Liberty Oilfield Services, Inc.(pty:dft), Attorney Matthew Adams McGee added to party RIC Energy IV Direct Partnership, L.P.(pty:dft), Attorney Matthew Adams McGee added to party RIC IV Liberty Holdings, L.P.(pty:dft), Attorney Matthew Adams McGee added to party Jesal Shah(pty:dft), Attorney Matthew Adams McGee added to party Brett Staffieri(pty:dft), Attorney Matthew Adams McGee added to party Cary D. Steinbeck(pty:dft), Attorney Matthew Adams McGee added to party Michael Stock(pty:dft), Attorney Matthew Adams McGee added to party Christopher A. Wright(pty:dft) (McGee, Matthew)
May 15, 2020	Filing 38 NOTICE of Entry of Appearance by Benjamin Gregory Goodman on behalf of Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. WrightAttorney Benjamin Gregory Goodman added to party Ken Babcock(pty:dft), Attorney Benjamin Gregory Goodman added to party Peter A. Dea(pty:dft), Attorney Benjamin Gregory Goodman added to party William F. Kimble(pty:dft), Attorney Benjamin Gregory Goodman added to party N. John Lancaster, Jr(pty:dft), Attorney Benjamin Gregory Goodman added to party Liberty Oilfield Services, Inc.(pty:dft), Attorney Benjamin Gregory Goodman added to party RIC Energy IV Direct Partnership, L.P.(pty:dft), Attorney Benjamin Gregory Goodman added to party RIC IV Liberty Holdings, L.P.(pty:dft), Attorney Benjamin Gregory Goodman added to party Jesal Shah(pty:dft), Attorney Benjamin Gregory Goodman added to party Brett Staffieri(pty:dft), Attorney Benjamin Gregory Goodman added to party Cary D. Steinbeck(pty:dft), Attorney Benjamin Gregory Goodman added to party Michael Stock(pty:dft), Attorney Benjamin Gregory Goodman added to party Christopher A. Wright(pty:dft) (Goodman, Benjamin)
May 15, 2020	Filing 37 NOTICE of Entry of Appearance by Daniel Howard Gold on behalf of Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. WrightAttorney Daniel Howard Gold added to party Ken Babcock(pty:dft), Attorney Daniel Howard Gold added to party Peter A. Dea(pty:dft), Attorney Daniel Howard Gold added to party William F. Kimble(pty:dft), Attorney Daniel Howard Gold added to party N. John Lancaster, Jr(pty:dft), Attorney Daniel Howard Gold added to party Liberty Oilfield Services, Inc.(pty:dft), Attorney Daniel Howard Gold added to party RIC Energy IV Direct Partnership, L.P.(pty:dft), Attorney Daniel Howard Gold added to party RIC IV Liberty Holdings, L.P.(pty:dft), Attorney Daniel Howard Gold added to party Jesal Shah(pty:dft), Attorney Daniel Howard Gold added to party Brett Staffieri(pty:dft), Attorney Daniel Howard Gold added to party Cary D. Steinbeck(pty:dft), Attorney Daniel Howard Gold added to party Michael Stock(pty:dft), Attorney Daniel Howard Gold added to party Christopher A. Wright(pty:dft) (Gold, Daniel)
May 15, 2020	Filing 36 NOTICE of Entry of Appearance by Richard Thaddeus Behrens on behalf of Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. WrightAttorney Richard Thaddeus Behrens added to party Ken Babcock(pty:dft), Attorney Richard Thaddeus Behrens added to party Peter A. Dea(pty:dft), Attorney Richard Thaddeus Behrens added to party William F. Kimble(pty:dft), Attorney Richard Thaddeus Behrens added to party N. John Lancaster, Jr(pty:dft), Attorney Richard Thaddeus Behrens added to party Liberty Oilfield Services, Inc.(pty:dft), Attorney Richard Thaddeus Behrens added to party RIC Energy IV Direct Partnership, L.P.(pty:dft), Attorney Richard Thaddeus Behrens added to party RIC IV Liberty Holdings, L.P.(pty:dft), Attorney Richard Thaddeus Behrens added to party Jesal Shah(pty:dft), Attorney Richard Thaddeus Behrens added to party Brett Staffieri(pty:dft), Attorney Richard Thaddeus Behrens added to party Cary D. Steinbeck(pty:dft), Attorney Richard Thaddeus Behrens added to party Michael Stock(pty:dft), Attorney Richard Thaddeus Behrens added to party Christopher A. Wright(pty:dft) (Behrens, Richard)
May 11, 2020	Filing 35 MINUTE ORDER re: #34 STIPULATION Stipulated Motion Regarding Service of Complaint and Setting Uniform Schedule for Defendants to Respond to Complaint. By Judge R. Brooke Jackson on 5/11/2020. Text Only Entry (rbjsec. )
May 8, 2020	Filing 34 STIPULATION Stipulated Motion Regarding Service of Complaint and Setting Uniform Schedule for Defendants to Respond to Complaint by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright. (Attachments: #1 Proposed Order (PDF Only))(Johnston, Lee)
April 23, 2020	Filing 33 ORDER TO SET SCHEDULING CONFERENCE: This matter comes before the Court sua sponte. In light of the decline of consent to a magistrate judge by one or more of the parties in this case and its reassignment to this Court, the Scheduling Conference set June 22, 2020 before Magistrate Judge Scott T. Varholak is VACATED. The parties are ordered to set an initial scheduling conference in this Court (with Judge Jackson) pursuant to Fed. R. Civ. P. 16(b) and D.C.COLO.LCivR 16.1. The parties are directed to jointly contact Chambers by telephone at (303) 844-4694 or by email at Jackson_Chambers@cod.uscourts.gov to obtain a scheduling conference date within 14 days of the date of this order. By Judge R. Brooke Jackson on 4/23/2020. (rbjsec. )
April 22, 2020	Filing 32 MEMORANDUM RETURNING CASE, by Senior Judge Lewis T. Babcock. This case is randomly returned to Judge R. Brooke Jackson for all further proceedings. All future pleadings should be designated as 20-cv-946-RBJ (angar, )
April 21, 2020	Filing 31 CASE REASSIGNED pursuant to #30 Consent/Non-Consent to Jurisdiction of Magistrate Judge. All parties do not consent. This case is randomly reassigned to Judge Lewis T. Babcock. All future pleadings should be designated as 20-cv-00946-LTB. (Text Only Entry) (jgonz, )
April 20, 2020	Filing 30 CONSENT to Jurisdiction of Magistrate Judge by Defendants Ken Babcock, Peter A. Dea, William F. Kimble, N. John Lancaster, Jr, Liberty Oilfield Services, Inc., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, Christopher A. Wright All parties do not consent.. (Johnston, Lee)
April 8, 2020	Filing 29 SUMMONSES issued by Clerk. (Attachments: #1 Magistrate Judge Consent Form) (jgonz, )
April 7, 2020	Filing 28 SUMMONS REQUEST as to RIC IV Liberty Holdings, L.P. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 27 SUMMONS REQUEST as to RIC Energy IV Direct Partnership, L.P. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 26 SUMMONS REQUEST as to SunTrust Robinson Humphrey, Inc. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 25 SUMMONS REQUEST as to Petrie Partners Securities, LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 24 SUMMONS REQUEST as to Intrepid Partners, LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 23 SUMMONS REQUEST as to Houlihan Lokey Capital, Inc. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 22 SUMMONS REQUEST as to Tudor, Pickering, Holt & Co. Securities, LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 21 SUMMONS REQUEST as to Piper Sandler & Co. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 20 SUMMONS REQUEST as to Evercore Group L.L.C. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 19 SUMMONS REQUEST as to J.P. Morgan Securities LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 18 SUMMONS REQUEST as to Citigroup Global Markets Inc. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 17 SUMMONS REQUEST as to Wells Fargo Securities, LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 16 SUMMONS REQUEST as to Goldman Sachs & Co. LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 15 SUMMONS REQUEST as to Morgan Stanley & Co. LLC re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 14 SUMMONS REQUEST as to Jesal Shah re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 13 SUMMONS REQUEST as to Ken Babcock re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 12 SUMMONS REQUEST as to Brett Staffieri re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 11 SUMMONS REQUEST as to N. John Lancaster, Jr. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 10 SUMMONS REQUEST as to Peter A. Dea re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 9 SUMMONS REQUEST as to William F. Kimble re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 8 SUMMONS REQUEST as to Cary D. Steinbeck re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 7 SUMMONS REQUEST as to Michael Stock re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 6 SUMMONS REQUEST as to Christopher A. Wright re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 7, 2020	Filing 5 SUMMONS REQUEST as to Liberty Oilfield Services, Inc. re #1 Complaint,,, by Plaintiff Marc Joseph. (Kim, Phillip)
April 6, 2020	Filing 4 ORDER Setting Scheduling Conference for 6/22/2020 09:30 AM in Courtroom A 402 before Magistrate Judge Scott T. Varholak. Consent Form due by 6/8/2020. Proposed Scheduling Order due 6/15/2020, by Magistrate Judge Scott T. Varholak on 4/6/2020. (jgonz, )
April 3, 2020	Filing 3 Magistrate Judge consent form issued pursuant to D.C.COLO.LCivR 40.1, direct assignment of civil actions to full time magistrate judges. Summons not issued. All defendants must be listed and a summons must be prepared for each named defendant. Please file completed summons for issuance using the event Summons Request. (trvo, )
April 3, 2020	Filing 2 Case assigned to Magistrate Judge Scott T. Varholak. Text Only Entry. (trvo, )
April 3, 2020	Filing 1 COMPLAINT against Ken Babcock, Citigroup Global Markets Inc., Peter A. Dea, Evercore Group L.L.C., Goldman Sachs & Co. LLC, Houlihan Lokey Capital, Inc., Intrepid Partners, LLC, J.P. Morgan Securities LLC, William F. Kimble, N. John Lancaster, Liberty Oilfield Services, Inc., Morgan Stanley & Co. LLC, Petrie Partners Securities, LLC, Piper Sandler & Co., RIC Energy IV Direct Partnership, L.P., RIC IV Liberty Holdings, L.P., Jesal Shah, Brett Staffieri, Cary D. Steinbeck, Michael Stock, SunTrust Robinson Humphrey, Inc., Tudor, Pickering, Holt & Co. Securities, LLC, Wells Fargo Securities, LLC, Christopher A. Wright (Filing fee $ 400,Receipt Number 1082-7236814)Attorney Phillip C. Kim added to party Marc Joseph(pty:pla), filed by Marc Joseph. (Attachments: #1 Civil Cover Sheet, #2 Summons)(Kim, Phillip)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Colorado District Court's Electronic Court Filings (ECF) System

Search for this case: Joseph v. Liberty Oilfield Services, Inc. et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Citigroup Global Markets Inc.
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: J.P. Morgan Securities LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: RIC IV Liberty Holdings, L.P.
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Wells Fargo Securities, LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: N. John Lancaster
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Jesal Shah
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: SunTrust Robinson Humphrey, Inc.
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Michael Stock
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Cary D. Steinbeck
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Tudor, Pickering, Holt & Co. Securities, LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Intrepid Partners, LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Liberty Oilfield Services, Inc.
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Christopher A. Wright
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Peter A. Dea
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Goldman Sachs & Co. LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Brett Staffieri
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Piper Sandler & Co.
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: RIC Energy IV Direct Partnership, L.P.
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Ken Babcock
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Evercore Group L.L.C.
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Morgan Stanley & Co. LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Houlihan Lokey Capital, Inc.
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: William F. Kimble
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Petrie Partners Securities, LLC
Represented By:	Alexander Bystryn
Represented By:	Brian Stryker Weinstein
Represented By:	Matthew R. Brock
Represented By:	Michael Kevin Cross
Represented By:	William J. Leone
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: N. John Lancaster, Jr.
Represented By:	Daniel Howard Gold
Represented By:	Benjamin Gregory Goodman
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Represented By:	Lee F. Johnston
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: R/C Energy IV Direct Partnership, L.P.
Represented By:	Benjamin Gregory Goodman
Represented By:	Daniel Howard Gold
Represented By:	Lee F. Johnston
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: R/C IV Liberty Holdings, L.P.
Represented By:	Benjamin Gregory Goodman
Represented By:	Daniel Howard Gold
Represented By:	Lee F. Johnston
Represented By:	Lee Frederick Johnston
Represented By:	Matthew Adams McGee
Represented By:	Richard Thaddeus Behrens
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Marc Joseph
Represented By:	Phillip C. Kim
Represented By:	Laurence Matthew Rosen
Represented By:	Michael Alex Cohen
Represented By:	Yu Shi
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Cipriano Correa
Represented By:	Laurence Matthew Rosen
Represented By:	Michael Alex Cohen
Represented By:	Phillip C. Kim
Represented By:	Yu Shi
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Petitioner: Paul Franke
Represented By:	Robert Vincent Prongay
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Interested party: Marshall Cobb
Represented By:	Stephen John Oddo
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?