Alzado-Lotz v. Mutual Securities, Inc et al
| Janice Alzado-Lotz |
| Nicholas Damiani, Julie Cohen, Thomas Bock, Mary Evans, Aaron Jasper, Mutual Securities, Inc, Mitchell Voss and Ryan Sabol |
| 1:2020cv02928 |
| September 28, 2020 |
| US District Court for the District of Colorado |
| Daniel D Domenico |
| Michael E Hegarty |
| Stockholders Suits |
| 28 U.S.C. § 1331 |
| Plaintiff |
Docket Report
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| Filing 25 REPLY to Response to #10 MOTION to Dismiss filed by Defendant Mary Evans. (Evans, Mary) |
Filing 24
Minute ORDER by Magistrate Judge Michael E. Hegarty on 19 November 2020. At the request of the parties, the Fed. R. Civ. P. 16(b) Scheduling Conference set for November 30, 2020 is vacated and rescheduled for December 15, 2020, at 11:00 a.m. in Courtroom A-501, on the fifth floor of the Alfred A. Arraj United States Courthouse located at 901 19th Street, Denver, Colorado. Proposed Scheduling Order due 12/8/2020. (cmadr, )
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| Filing 23 BRIEF in Opposition to #13 MOTION to Dismiss by MSI Defendants filed by Plaintiff Janice Alzado-Lotz. (Sturgeon-Garcia, David) |
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Filing 22
ORDER REFERRING CASE to Magistrate Judge Michael E. Hegarty. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of Local Civ. R. 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions, and (5) pursuant to Local Civ. R. 16.6 and at the discretion of the Magistrate Judge, convene such early neutral evaluation and/or settlement conferences and direct related procedures as may facilitate resolution of this case without the necessity of a motion or prior authorization of the undersigned. SO ORDERED by Judge Daniel D. Domenico on 11/16/2020. Text Only Entry (dddlc3, )
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| Filing 21 CASE REASSIGNED pursuant to #20 . All parties do not consent. This case is randomly reassigned to Judge Daniel D. Domenico. All future pleadings should be designated as 20-cv-02928-DDD. (Text Only Entry) (cmadr, ) |
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Filing 20
MINUTE ORDER by Magistrate Judge Michael E. Hegarty on 12 November 2020. Pursuant to the consent form filed by the parties declining consent under the D.C. Colo. LCivR 40.1(c) (ECF #17 ), the Court directs the Clerk of the Court to reassign this case under D.C. Colo. LCivR 40.1(a). This Court may continue on the case to hear matters referred by the district judge under 28 U.S.C. 636(b), Fed. R. Civ. P. 72 and D.C. Colo. LCivR 72.1(c). (cmadr, )
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| Filing 19 Request for Judicial Notice filed by Plaintiff Janice Alzado-Lotz. (Attachments: #1 Exhibit BrokerCheck-Evans, #2 Exhibit BrokerCheck- Bock, #3 Exhibit Regulatory Ntc 20-11, #4 Exhibit BrokerCheck-MSI)(Sturgeon-Garcia, David) Modified on 11/12/2020 to correct event text and linkage (athom, ). |
| Filing 18 BRIEF in Opposition to #10 MOTION to Dismiss by Defendant Evans filed by Plaintiff Janice Alzado-Lotz. (Sturgeon-Garcia, David) |
| Filing 17 CONSENT to Jurisdiction of Magistrate Judge by Plaintiff Janice Alzado-Lotz All parties do not consent.. (Sturgeon-Garcia, David) |
| Filing 16 CORPORATE DISCLOSURE STATEMENT. (Hillemann, Lauren) |
| Filing 15 CERTIFICATE of Mailing/Service re #13 MOTION to Dismiss by Defendants Julie Cohen, Nicholas Damiani, Aaron Jasper, Mutual Securities, Inc, Ryan Sabol, Mitchell Voss. (Hillemann, Lauren) |
| Filing 14 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES:re: #13 MOTION to Dismiss filed by attorneys Lauren C. Hillemann & Harry L. Scarborough & Meaghan E. Fischer. The s/signature did not match the filers name on the account for which the login and password are registered. DO NOT REFILE THE DOCUMENT. Action to take - future documents must be filed pursuant to D.C.COLO.LCivR 5.1(a) and 4.3(c) of the Electronic Case Filing Procedures (Civil cases).(Text Only Entry) (cmadr, ) |
| Filing 13 MOTION to Dismiss by Defendants Julie Cohen, Nicholas Damiani, Aaron Jasper, Mutual Securities, Inc, Ryan Sabol, Mitchell Voss. (Fischer, Meaghan) |
| Filing 12 NOTICE of Entry of Appearance Meaghan Fischer by Meaghan Elaine Fischer on behalf of Julie Cohen, Nicholas Damiani, Aaron Jasper, Mutual Securities, Inc, Ryan Sabol, Mitchell VossAttorney Meaghan Elaine Fischer added to party Julie Cohen(pty:dft), Attorney Meaghan Elaine Fischer added to party Nicholas Damiani(pty:dft), Attorney Meaghan Elaine Fischer added to party Aaron Jasper(pty:dft), Attorney Meaghan Elaine Fischer added to party Mutual Securities, Inc(pty:dft), Attorney Meaghan Elaine Fischer added to party Ryan Sabol(pty:dft), Attorney Meaghan Elaine Fischer added to party Mitchell Voss(pty:dft) (Fischer, Meaghan) |
| Filing 11 NOTICE of Entry of Appearance of Harry Scarborough by Harry Lloyd Scarborough on behalf of Julie Cohen, Nicholas Damiani, Aaron Jasper, Mutual Securities, Inc, Ryan Sabol, Mitchell VossAttorney Harry Lloyd Scarborough added to party Julie Cohen(pty:dft), Attorney Harry Lloyd Scarborough added to party Nicholas Damiani(pty:dft), Attorney Harry Lloyd Scarborough added to party Aaron Jasper(pty:dft), Attorney Harry Lloyd Scarborough added to party Mutual Securities, Inc(pty:dft), Attorney Harry Lloyd Scarborough added to party Ryan Sabol(pty:dft), Attorney Harry Lloyd Scarborough added to party Mitchell Voss(pty:dft) (Scarborough, Harry) |
| Filing 10 MOTION to Dismiss by Defendant Mary Evans. (cmadr, ) |
| Filing 9 NOTICE of Entry of Appearance by Lauren C. Hillemann on behalf of Julie Cohen, Nicholas Damiani, Aaron Jasper, Mutual Securities, Inc, Ryan Sabol, Mitchell VossAttorney Lauren C. Hillemann added to party Julie Cohen(pty:dft), Attorney Lauren C. Hillemann added to party Nicholas Damiani(pty:dft), Attorney Lauren C. Hillemann added to party Aaron Jasper(pty:dft), Attorney Lauren C. Hillemann added to party Mutual Securities, Inc(pty:dft), Attorney Lauren C. Hillemann added to party Ryan Sabol(pty:dft), Attorney Lauren C. Hillemann added to party Mitchell Voss(pty:dft) (Hillemann, Lauren) |
| Filing 8 SUMMONS Returned Executed by Janice Alzado-Lotz. Mary Evans served on 9/30/2020, answer due 10/21/2020. (Sturgeon-Garcia, David) |
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Filing 7
MINUTE ORDER The Scheduling Conference is reset for 11/30/2020 at 11:30 AM in Courtroom A 501 before Magistrate Judge Michael E. Hegarty. ORDERED by Magistrate Judge Michael E. Hegarty on 10/8/2020. (cthom, )
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Filing 6
MINUTE ORDER by Magistrate Judge Michael E. Hegarty on 29 September 2020. The parties shall complete and file the Magistrate Judge Consent Form (ECF 3-1) on or before November 10, 2020. It is further ORDERED that the Fed. R. Civ. P. 16(b) Scheduling Conference shall be held on November 30, 2020, at 11:00 a.m. in Courtroom A-501, on the fifth floor of the Alfred A. Arraj United States Courthouse located at 901 19th Street, Denver, Colorado. Proposed Scheduling Order due 11/23/2020. (cmadr, )
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| Filing 5 SUMMONS issued by Clerk. (Attachments: #1 Magistrate Judge Consent Form) (trvo, ) |
| Filing 4 Case assigned to Magistrate Judge Michael E. Hegarty. Text Only Entry. (trvo, ) |
| Filing 3 ADVISORY NOTICE OF NONCOMPLIANCE WITH COURT RULES/PROCEDURES re: #1 Complaint, filed by attorney David Sturgeon-Garcia. Attorney has used an incorrect signature format in violation of D.C.COLO.LCivR 5.1(a) and 4.3(a) of the Electronic Case Filing Procedures (Civil cases). DO NOT REFILE THE DOCUMENT. In the future, the filer must affix an electronic s/signature and s/followed by a complete signature block to all future documents.(Text Only Entry) (trvo, ) |
| Filing 2 SUMMONS REQUEST as to all Defendants re #1 Complaint, by Plaintiff Janice Alzado-Lotz. (Sturgeon-Garcia, David) |
| Filing 1 COMPLAINT against All Defendants (Filing fee $ 400,Receipt Number 1082-7510318)Attorney David Sturgeon-Garcia added to party Janice Alzado-Lotz(pty:pla), filed by Janice Alzado-Lotz. (Attachments: #1 Exhibit Exh1- Class Complaint, #2 Exhibit Exh.2- MSJ Orders, #3 Exhibit Exh.3- Cohen Depo, #4 Exhibit Exh.4- MSI depo, #5 Exhibit Exh.5- Brokerage Agmnt)(Sturgeon-Garcia, David) |
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