McLeod v. Innovage Holding Corp.. et al
Plaintiff: RANDY MCLEOD
Defendant: INNOVAGE HOLDING CORP., MAUREEN HEWITT, BARBARA GUTIERREZ, J.P. MORGAN SECURITIES LLC, BARCLAYS CAPITAL INC., GOLDMAN SACHS & CO. LLC, CITIGROUP GLOBAL MARKETS INC., ROBERT W. BAIRD & CO. INCORPORATED, WILLIAM BLAIR & COMPANY, L.L.C., PIPER SANDLER & CO., CAPITAL ONE SECURITIES, INC., LOOP CAPITAL MARKETS LLC, SIEBERT WILLIAMS SHANK & CO., LLC, ROBERTS & RYAN INVESTMENTS, INC., Innovage Holding Corp, J. P. Morgan Securities LLC, Barclay's Capital Inc, Goldman Sachs & Co LLC, Citigroup Global Markets Inc, William Blair & Company LLC, Capital One Securities Inc, Siebert Williams Shank & Co Llc and Roberts & Ryan Investments Inc
Case Number: 1:2021cv02770
Filed: October 14, 2021
Court: US District Court for the District of Colorado
Presiding Judge: S Kato Crews
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on January 18, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 6, 2021 Opinion or Order Filing 5 SUMMONS issued by Clerk. (Attachments: #1 Summons, #2 Summons, #3 Summons, #4 Summons, #5 Summons, #6 Summons, #7 Summons, #8 Summons, #9 Summons, #10 Summons, #11 Summons, #12 Summons, #13 Summons) (csarr, )
December 2, 2021 Opinion or Order Filing 4 SUMMONS REQUEST as to INNOVAGE HOLDING CORP., MAUREEN HEWITT, BARBARA GUTIERREZ, J.P. MORGAN SECURITIES LLC, BARCLAYS CAPITAL INC., GOLDMAN SACHS & CO. LLC, CITIGROUP GLOBAL MARKETS INC., ROBERT W. BAIRD & CO. INCORPORATED, WILLIAM BLAIR & COMPANY, L.L.C., PIPER SANDLER & CO., CAPITAL ONE SECURITIES, INC., LOOP CAPITAL MARKETS LLC, SIEBERT WILLIAMS SHANK & CO., LLC, and ROBERTS & RYAN INVESTMENTS, INC. re #1 Complaint,, by Plaintiff Randy McLeod. (Attachments: #1 Summons Request, #2 Summons Request, #3 Summons Request, #4 Summons Request, #5 Summons Request, #6 Summons Request, #7 Summons Request, #8 Summons Request, #9 Summons Request, #10 Summons Request, #11 Summons Request, #12 Summons Request, #13 Summons Request)(Prongay, Robert)
October 15, 2021 Opinion or Order Filing 3 Magistrate Judge consent form issued pursuant to D.C.COLO.LCivR 40.1, direct assignment of civil actions to full time magistrate judges. Summons NOT Issued, incomplete caption. (norlin, )
October 15, 2021 Opinion or Order Filing 2 Case assigned to Magistrate Judge S. Kato Crews. Text Only Entry (norlin, )
October 14, 2021 Opinion or Order Filing 1 COMPLAINT against BARBARA GUTIERREZ, BARCLAYS CAPITAL INC., CAPITAL ONE SECURITIES, INC., CITIGROUP GLOBAL MARKETS INC., GOLDMAN SACHS & CO. LLC, INNOVAGE HOLDING CORP., J.P. MORGAN SECURITIES LLC, LOOP CAPITAL MARKETS LLC, MAUREEN HEWITT, PIPER SANDLER & CO., ROBERT W. BAIRD & CO. INCORPORATED, ROBERTS & RYAN INVESTMENTS, INC., SIEBERT WILLIAMS SHANK & CO., LLC, WILLIAM BLAIR & COMPANY, L.L.C. (Filing fee $ 402,Receipt Number ACODC-8126177)Attorney Robert Vincent Prongay added to party RANDY MCLEOD(pty:pla), filed by RANDY MCLEOD. (Attachments: #1 Summons, #2 Civil Cover Sheet)(Prongay, Robert)

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Search for this case: McLeod v. Innovage Holding Corp.. et al
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Plaintiff: RANDY MCLEOD
Represented By: Robert Vincent Prongay
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Defendant: INNOVAGE HOLDING CORP.
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Defendant: MAUREEN HEWITT
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Defendant: BARBARA GUTIERREZ
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Defendant: J.P. MORGAN SECURITIES LLC
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Defendant: BARCLAYS CAPITAL INC.
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Defendant: GOLDMAN SACHS & CO. LLC
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Defendant: CITIGROUP GLOBAL MARKETS INC.
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Defendant: ROBERT W. BAIRD & CO. INCORPORATED
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Defendant: WILLIAM BLAIR & COMPANY, L.L.C.
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Defendant: PIPER SANDLER & CO.
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Defendant: CAPITAL ONE SECURITIES, INC.
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Defendant: LOOP CAPITAL MARKETS LLC
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Defendant: SIEBERT WILLIAMS SHANK & CO., LLC
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Defendant: ROBERTS & RYAN INVESTMENTS, INC.
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Defendant: Innovage Holding Corp
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Defendant: J. P. Morgan Securities LLC
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Defendant: Barclay's Capital Inc
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Defendant: Goldman Sachs & Co LLC
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Defendant: Citigroup Global Markets Inc
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Defendant: William Blair & Company LLC
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Defendant: Capital One Securities Inc
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Defendant: Siebert Williams Shank & Co Llc
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Defendant: Roberts & Ryan Investments Inc
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