McLeod v. Innovage Holding Corp.. et al
Plaintiff: RANDY MCLEOD
Defendant: INNOVAGE HOLDING CORP., MAUREEN HEWITT, BARBARA GUTIERREZ, J.P. MORGAN SECURITIES LLC, BARCLAYS CAPITAL INC., GOLDMAN SACHS & CO. LLC, CITIGROUP GLOBAL MARKETS INC., ROBERT W. BAIRD & CO. INCORPORATED, WILLIAM BLAIR & COMPANY, L.L.C., PIPER SANDLER & CO., CAPITAL ONE SECURITIES, INC., LOOP CAPITAL MARKETS LLC, SIEBERT WILLIAMS SHANK & CO., LLC and ROBERTS & RYAN INVESTMENTS, INC.
Case Number: 1:2021cv02770
Filed: October 14, 2021
Court: US District Court for the District of Colorado
Presiding Judge: S Kato Crews
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on October 15, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 15, 2021 Filing 3 Magistrate Judge consent form issued pursuant to D.C.COLO.LCivR 40.1, direct assignment of civil actions to full time magistrate judges. Summons NOT Issued, incomplete caption. (norlin, )
October 15, 2021 Filing 2 Case assigned to Magistrate Judge S. Kato Crews. Text Only Entry (norlin, )
October 14, 2021 Filing 1 COMPLAINT against BARBARA GUTIERREZ, BARCLAYS CAPITAL INC., CAPITAL ONE SECURITIES, INC., CITIGROUP GLOBAL MARKETS INC., GOLDMAN SACHS & CO. LLC, INNOVAGE HOLDING CORP., J.P. MORGAN SECURITIES LLC, LOOP CAPITAL MARKETS LLC, MAUREEN HEWITT, PIPER SANDLER & CO., ROBERT W. BAIRD & CO. INCORPORATED, ROBERTS & RYAN INVESTMENTS, INC., SIEBERT WILLIAMS SHANK & CO., LLC, WILLIAM BLAIR & COMPANY, L.L.C. (Filing fee $ 402,Receipt Number ACODC-8126177)Attorney Robert Vincent Prongay added to party RANDY MCLEOD(pty:pla), filed by RANDY MCLEOD. (Attachments: #1 Summons, #2 Civil Cover Sheet)(Prongay, Robert)

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Plaintiff: RANDY MCLEOD
Represented By: Robert Vincent Prongay
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Defendant: INNOVAGE HOLDING CORP.
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Defendant: MAUREEN HEWITT
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Defendant: BARBARA GUTIERREZ
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Defendant: J.P. MORGAN SECURITIES LLC
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Defendant: BARCLAYS CAPITAL INC.
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Defendant: GOLDMAN SACHS & CO. LLC
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Defendant: CITIGROUP GLOBAL MARKETS INC.
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Defendant: ROBERT W. BAIRD & CO. INCORPORATED
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Defendant: WILLIAM BLAIR & COMPANY, L.L.C.
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Defendant: PIPER SANDLER & CO.
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Defendant: CAPITAL ONE SECURITIES, INC.
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Defendant: LOOP CAPITAL MARKETS LLC
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Defendant: SIEBERT WILLIAMS SHANK & CO., LLC
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Defendant: ROBERTS & RYAN INVESTMENTS, INC.
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