United States Securities and Exchange Commission v. Vick
Plaintiff: United States Securities and Exchange Commission
Defendant: Ann M Vick
Case Number: 1:2021cv02870
Filed: October 25, 2021
Court: US District Court for the District of Colorado
Presiding Judge: Christine M Arguello
Referring Judge: S Kato Crews
Nature of Suit: Securities, Commodities, Exchange
Cause of Action: 15 U.S.C. ยง 10
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on March 7, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 20, 2021 Opinion or Order Filing 13 WRIT OF GARNISHMENT Continuing as to Garnishee Charles Schwab issued by Clerk. (evana, )
December 20, 2021 Opinion or Order Filing 12 APPLICATION for Writ of Garnishment of Garnishment by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Roessner, Michael)
December 20, 2021 Opinion or Order Filing 11 APPLICATION for Writ of Garnishment of Garnishment by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Roessner, Michael)
December 20, 2021 Opinion or Order Filing 10 Administrative Notice: Writ of Garnishment not issued. The Civil Penalty Amount does not match the Original Judgment. (Text Only Entry) (evana, )
December 20, 2021 Opinion or Order Filing 9 APPLICATION for Writ of Garnishment of Garnishment by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order (PDF Only))(Roessner, Michael)
December 8, 2021 Opinion or Order Filing 8 NOTICE of Entry of Appearance by Michael James Roessner on behalf of United States Securities and Exchange CommissionAttorney Michael James Roessner added to party United States Securities and Exchange Commission(pty:pla) (Roessner, Michael)
October 27, 2021 Opinion or Order Filing 7 ORDER AND FINAL JUDGMENT AS TO DEFENDANT ANN M. VICK, by Judge Christine M. Arguello on 10/27/2021.(evana, )
October 27, 2021 Opinion or Order Filing 6 MEMORANDUM RETURNING CASE by Senior Judge Lewis T. Babcock on 10/27/2021. This case is randomly reassigned to Judge Christine M. Arguello and drawn to Magistrate Judge S. Kato Crews. All future pleadings should be designated as 21-cv-02870-CMA. (trvo, )
October 25, 2021 Opinion or Order Filing 5 CASE REASSIGNED pursuant to #2 Unopposed MOTION for Judgment. This case is randomly reassigned to Judge Lewis T. Babcock. All future pleadings should be designated as 21-cv-02870-LTB. (Text Only Entry) (csarr, )
October 25, 2021 Opinion or Order Filing 4 Magistrate Judge consent form issued pursuant to D.C.COLO.LCivR 40.1, direct assignment of civil actions to full time magistrate judges. No Summons Issued. (jcharl, )
October 25, 2021 Opinion or Order Filing 3 Case assigned to Magistrate Judge S. Kato Crews Text Only Entry. (jcharl, )
October 25, 2021 Opinion or Order Filing 2 Unopposed MOTION for Judgment by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit Ex A Consent of Ann M. Vick, #2 Proposed Order (PDF Only) Proposed Order for Entry of Judgment)(Carlyle, Zachary)
October 25, 2021 Opinion or Order Filing 1 COMPLAINT AND JURY DEMAND against Ann M Vick Attorney Zachary Todd Carlyle added to party Securities and Exchange Commission(pty:pla), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet)(Carlyle, Zachary)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Colorado District Court's Electronic Court Filings (ECF) System

Search for this case: United States Securities and Exchange Commission v. Vick
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: United States Securities and Exchange Commission
Represented By: Zachary Todd Carlyle
Represented By: Michael James Roessner
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Ann M Vick
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?