Clark v. Colorado Division of Securities, The, et al.
| Jason Ray Clark |
| CDS, Colorado Division of Securities, The, United States Securities Exchange Commission, The, Gary Gensler, Craig Ellis, Tung Chan, David Cheval, John Harth, Jeff Eaby, Jason Gross, Jonathan Block, Colorado Department of Regulatory Agencies, The, Patty Salazar, Financial Industry Regulatory Authority, The, Richard Berry, Langden T. Owen, Jr., Margaret Ann Barrington, Carol L. Roslund, Office of the Attorney General of Colorado, Philip J. Weiser, India Kidd-Aaron, Charles Schwab & Co., Inc., Charles R. Schwab, Bernard J. Clark, Ian Muir, Robert Miller, Nigel Murtagh, David Johnson, Walter W. Bettinger, II, John K. Adams, Marianne C. Brown, Joan T. Dea, Christopher V. Dodds, Stephen A. Ellis, Mark A. Goldfarb, William S. Haraf, Frank C. Herringer, Brian M. Levitt, Gerri Martin-Flickinger, Bharat B. Masrani, Todd M. Ricketts, Charles A. Ruffel, Arun Sarin, Paula A. Sneed, Peter Crawford, Jon Beatty, Kevin H. Lewis, Chris Richie, Greg Scanlon, Kara Suro, Christian Valoria, Max Levine, Lisa Matlock, Steptoe & Johnson LLP, Gwendolyn Prothro Renigar, Robyn Crowther, Leah Quadrino, Nailah Z. Ogle, Surya Kundu, Aaron Hillman, Andrea Navarette, Zach & Sara Carter of the State of South Dakota, Nathan Nance, Lewis Roca Rothgerber Christie LLP, Hilary Dawn Wells, Nancy Stewart and Tara Popp |
| 1:2023cv00191 |
| January 23, 2023 |
| US District Court for the District of Colorado |
| S Kato Crews |
| Gordon P Gallagher |
| Charlotte N Sweeney |
| Civil Rights: Other |
| 42 U.S.C. § 1983 Civil Rights Act |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 22, 2023. A more recent docket listing may be available from PACER.
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| Filing 49 WAIVER OF SERVICE Returned Executed by Jason Ray Clark. Steptoe & Johnson LLP waiver sent on 3/21/2023, answer due 5/20/2023. (Attachments: #1 Summons Waiver of Service of Summons for Gwendolyn Prothro Renigar +STJ + STJ employees in case, #2 Summons Waiver of Service of Summons Aaron Hillman + STJ + STJ employees in case)(Clark, Jason) |
| Filing 48 WAIVER OF SERVICE Returned Executed by Jason Ray Clark. (Clark, Jason) |
| Filing 47 MEMORANDUM regarding #46 Joint MOTION for Extension of Time to File Answer or Otherwise Respond re #12 Amended Complaint. Motion #46 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 3/20/2023. Text Only Entry (cnssec.) |
| Filing 46 Joint MOTION for Extension of Time to File Answer or Otherwise Respond re #12 Amended Complaint,,,,, with Defendants Hilary Dawn Wells, Kevin H. Lewis and Lisa Matlock by Defendant Robyn Crowther. (Hauptman, William) |
Filing 45
MINUTE ORDER: re Plaintiff's #37 First Motion to Extend Service of Process for a 90-day extension. The Court finds good cause to extend Plaintiff's request under Fed. R. Civ. P. 4(m), the deadline is now 6/16/2023.SO ORDERED by Magistrate Judge S. Kato Crews on 3/20/2023. Text Only Entry (skclc2).
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Filing 44
MINUTE ORDER: Granting upon sufficient good cause, Defendants (AG Weiser and India Kidd-Aaron) #29 Unopposed Motion for Extension of Time to Respond to the Amended Complaint. The deadline is now 5/12/2023, i.e., a 60-day extension to respond. The Court reminds defense counsel of the requirement to comply with D.C.COLO.LCivR 6.1(b), i.e., to state the length of the requested extension which was not provided in the contents of this Motion. Therefore, any future motion for extension of time that is not in full compliance with all the Court's local rules and/or practice standards may be summarily denied.SO ORDERED by Magistrate Judge S. Kato Crews on 3/20/2023. Text Only Entry (skclc2).
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| Filing 43 MEMORANDUM regarding #41 MOTION to Dismiss for Lack of Jurisdiction filed by Zach & Sara Carter of the State of South Dakota. Motion #41 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 3/20/2023. Text Only Entry (cnssec.) |
| Filing 42 MEMORANDUM regarding #37 First MOTION for Extension of Time to 6/16/23 filed by Jason Ray Clark. Motion #37 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 3/20/2023. Text Only Entry (cnssec. ) |
| Filing 41 MOTION to Dismiss for Lack of Jurisdiction by Defendant Zach & Sara Carter of the State of South Dakota. (Attachments: #1 Exhibit A (Documents served upon Zach and Sara Carter), #2 Proposed Order (PDF Only))(Helfrich, James) |
| Filing 40 NOTICE of Entry of Appearance by James S. Helfrich on behalf of Zach & Sara Carter of the State of South DakotaAttorney James S. Helfrich added to party Zach & Sara Carter of the State of South Dakota(pty:dft) (Helfrich, James) |
| Filing 39 SUMMONS Returned Executed by Jason Ray Clark. Langden T. Owen, Jr served on 3/14/2023, answer due 4/4/2023. (Clark, Jason) |
| Filing 38 SUMMONS Returned Executed by Jason Ray Clark. Craig Ellis served on 3/16/2023, answer due 4/6/2023. (Clark, Jason) |
| Filing 37 First MOTION for Extension of Time to 6/16/23 by Plaintiff Jason Ray Clark. (Clark, Jason) |
| Filing 36 NOTICE of Entry of Appearance by Dmitry B. Vilner on behalf of Jonathan Block, Tung Chan, David Cheval, Colorado Department of Regulatory Agencies, The, Colorado Division of Securities, The, Jeff Eaby, Jason Gross, John Harth, Office of the Attorney General of Colorado, Patty SalazarAttorney Dmitry B. Vilner added to party Jonathan Block(pty:dft), Attorney Dmitry B. Vilner added to party Tung Chan(pty:dft), Attorney Dmitry B. Vilner added to party David Cheval(pty:dft), Attorney Dmitry B. Vilner added to party Colorado Department of Regulatory Agencies, The(pty:dft), Attorney Dmitry B. Vilner added to party Colorado Division of Securities, The(pty:dft), Attorney Dmitry B. Vilner added to party Jeff Eaby(pty:dft), Attorney Dmitry B. Vilner added to party Jason Gross(pty:dft), Attorney Dmitry B. Vilner added to party John Harth(pty:dft), Attorney Dmitry B. Vilner added to party Office of the Attorney General of Colorado(pty:dft), Attorney Dmitry B. Vilner added to party Patty Salazar(pty:dft) (Vilner, Dmitry) |
| Filing 35 NOTICE of Entry of Appearance by Andrew Mutabaazi Katarikawe on behalf of Jonathan Block, Tung Chan, David Cheval, Colorado Department of Regulatory Agencies, The, Colorado Division of Securities, The, Jeff Eaby, Jason Gross, John Harth, Office of the Attorney General of Colorado, Patty SalazarAttorney Andrew Mutabaazi Katarikawe added to party Jonathan Block(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Tung Chan(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party David Cheval(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Colorado Department of Regulatory Agencies, The(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Colorado Division of Securities, The(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Jeff Eaby(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Jason Gross(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party John Harth(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Office of the Attorney General of Colorado(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Patty Salazar(pty:dft) (Katarikawe, Andrew) |
| Filing 34 WAIVER OF SERVICE Returned Executed by Jason Ray Clark. (Attachments: #1 Summons Names of ALL Waivers of Service of Summons Schwab, STJ, et al)(Clark, Jason) |
| Filing 33 WAIVER OF SERVICE Returned Executed by Jason Ray Clark. (Clark, Jason) |
| Filing 32 NOTICE of Entry of Appearance by William Daniel Hauptman on behalf of Robyn Crowther, Aaron Hillman, Surya Kundu, Nailah Z. Ogle, Leah Quadrino, Gwendolyn Prothro Renigar, Steptoe & Johnson LLPAttorney William Daniel Hauptman added to party Robyn Crowther(pty:dft), Attorney William Daniel Hauptman added to party Aaron Hillman(pty:dft), Attorney William Daniel Hauptman added to party Surya Kundu(pty:dft), Attorney William Daniel Hauptman added to party Nailah Z. Ogle(pty:dft), Attorney William Daniel Hauptman added to party Leah Quadrino(pty:dft), Attorney William Daniel Hauptman added to party Gwendolyn Prothro Renigar(pty:dft), Attorney William Daniel Hauptman added to party Steptoe & Johnson LLP(pty:dft) (Hauptman, William) |
| Filing 31 WAIVER OF SERVICE Returned Executed by Jason Ray Clark. (Clark, Jason) |
| Filing 30 MEMORANDUM regarding #29 Unopposed Motions for Extension of Time to File Answer or Otherwise Respond to Amended Complaint [Doc. 12]. Motion #29 referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 3/13/2023. Text Only Entry (cnssec.) |
| Filing 29 Unopposed MOTION for Extension of Time to File Answer or Otherwise Respond to Amended Complaint [Doc. 12] by Defendants India Kidd-Aaron, Philip J. Weiser. (Vilner, Dmitry) |
| Filing 28 NOTICE of Entry of Appearance by Dmitry B. Vilner on behalf of India Kidd-Aaron, Philip J. Weiser Attorney Dmitry B. Vilner added to party India Kidd-Aaron(pty:dft), Attorney Dmitry B. Vilner added to party Philip J. Weiser (pty:dft) (Vilner, Dmitry) |
| Filing 27 NOTICE of Entry of Appearance by Andrew Mutabaazi Katarikawe on behalf of India Kidd-Aaron, Philip J. Weiser Attorney Andrew Mutabaazi Katarikawe added to party India Kidd-Aaron(pty:dft), Attorney Andrew Mutabaazi Katarikawe added to party Philip J. Weiser (pty:dft) (Katarikawe, Andrew) |
| Filing 26 SUMMONS Returned Executed by Jason Ray Clark. Office of the Attorney General of Colorado served on 3/12/2023, answer due 4/2/2023. (Attachments: #1 Summons Certificate of Service Robyn Crowther, #2 Summons Certificate of Service Hilary Wells, #3 Summons Certificate of Service Margaret Barrington, #4 Summons Certificate of Service Carol Roslund, #5 Summons Certificate of Service Langden Owen, #6 Summons Certificate of Service Zach and Sara Carter, #7 Summons Certificate of Service Gary Gensler SEC, #8 Summons Certificate of Service Richard Berry FINRA, #9 Summons Certificate of Service Dmitry Vilner CO AG et al)(Clark, Jason) |
| Filing 25 SUMMONS Returned Executed by Jason Ray Clark. Zach & Sara Carter of the State of South Dakota served on 2/28/2023, answer due 3/21/2023. (Attachments: #1 Summons Proof of Service Zach & Sara Carter by Sheriff)(Clark, Jason) |
| Filing 24 SUMMONS Returned Executed by Jason Ray Clark. India Kidd-Aaron served on 3/6/2023, answer due 3/27/2023. (Clark, Jason) |
| Filing 23 SUMMONS Returned Executed by Jason Ray Clark. Philip J. Weiser served on 3/6/2023, answer due 3/27/2023. (Clark, Jason) |
| Filing 22 SUMMONS Returned Executed by Jason Ray Clark. Hilary Dawn Wells served on 3/6/2023, answer due 3/27/2023. (Clark, Jason) |
| Filing 21 SUMMONS Returned Executed by Jason Ray Clark. Kevin H. Lewis served on 3/6/2023, answer due 3/27/2023. (Clark, Jason) |
| Filing 20 SUMMONS Returned Executed by Jason Ray Clark. Robyn Crowther served on 3/6/2023, answer due 3/27/2023. (Clark, Jason) |
| Filing 19 SUMMONS Returned Executed by All Plaintiffs. Hilary Dawn Wells served on 2/27/2023, answer due 3/20/2023. (Clark, Jason) |
| Filing 18 SUMMONS Returned Executed by All Plaintiffs. India Kidd-Aaron served on 2/21/2023, answer due 3/14/2023. (Clark, Jason) |
| Filing 17 SUMMONS Returned Executed by All Plaintiffs. Robyn Crowther served on 2/27/2023, answer due 3/20/2023. (Clark, Jason) |
| Filing 16 Summons Returned Unexecuted as to Robyn Crowther, by Jason Ray Clark. (sphil, ) |
| Filing 15 SUMMONS Returned Executed upon defendant(s) Kevin H. Lewis served on 2/22/2023, answer due 4/23/2023. (sphil, ) |
| Filing 14 SUMMONS Returned Executed upon defendant(s) Philip J. Weiser served on 2/21/2023, answer due 4/22/2023. (sphil, ) |
| Filing 13 SUMMONS Returned Executed upon defendant(s) Lisa Matlock served on 2/18/2023, answer due 4/19/2023. (sphil, ) |
| Filing 12 AMENDED COMPLAINT against John K. Adams, Margaret Ann Barrington, Jon Beatty, Richard Berry, Walter W. Bettinger, II, Jonathan Block, Marianne C. Brown, Tung Chan, Charles Schwab & Co., Inc., David Cheval, Bernard J. Clark, Colorado Department of Regulatory Agencies, The, Colorado Division of Securities, The, Peter Crawford, Robyn Crowther, Joan T. Dea, Christopher V. Dodds, Jeff Eaby, Craig Ellis, Stephen A. Ellis, Financial Industry Regulatory Authority, The, Gary Gensler, Mark A. Goldfarb, Jason Gross, William S. Haraf, John Harth, Frank C. Herringer, Aaron Hillman, David Johnson, India Kidd-Aaron, Surya Kundu, Max Levine, Brian M. Levitt, Kevin H. Lewis, Lewis Roca Rothgerber Christie LLP, Gerri Martin-Flickinger, Bharat B. Masrani, Lisa Matlock, Robert Miller, Ian Muir, Nigel Murtagh, Nathan Nance, Andrea Navarette, Office of the Attorney General of Colorado, Nailah Z. Ogle, Langden T. Owen, Jr, Tara Popp, Leah Quadrino, Gwendolyn Prothro Renigar, Chris Richie, Todd M. Ricketts, Carol L. Roslund, Charles A. Ruffel, Patty Salazar, Arun Sarin, Greg Scanlon, Charles R. Schwab, Paula A. Sneed, Steptoe & Johnson LLP, Nancy Stewart, Kara Suro, United States Securities Exchange Commission, The, Christian Valoria, Philip J. Weiser, Hilary Dawn Wells, Zach & Sara Carter of the State of South Dakota, filed by Jason Ray Clark. (Attachments: #1 Proof of Service)(sdunb, ) |
| Filing 11 SECOND CONSENT to Jurisdiction of Magistrate Judge by Plaintiff Jason Ray Clark (sphil, ) |
| Filing 10 CONSENT to Jurisdiction of Magistrate Judge by Plaintiff Jason Ray Clark. (sphil, ) |
| Filing 9 Letter from Clerk of Court re: Service of Process of #4 Amended Complaint. (Attachments: #1 Summons Issued, #2 Federal Civil Rule 4, #3 Magistrate Judge Consent Form) (sphil, ) |
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Filing 8
ORDER REFERRING CASE to Magistrate Judge S. Kato Crews for all motions. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of Local Civ. R. 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions, and (5) pursuant to Local Civ. R. 16.6 and at the discretion of the Magistrate Judge, convene such early neutral evaluation and/or settlement conferences and direct related procedures as may facilitate resolution of this case without the necessity of a motion or prior authorization of the undersigned. by Judge Charlotte N. Sweeney on 2/7/23. Text Only Entry (jdyne)
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| Filing 7 Magistrate Judge consent form issued pursuant to 28 U.S.C. 636(c). (sdunb, ) |
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Filing 6
ORDER DRAWING CASE. It is ORDERED that this case shall be assigned to Judge Charlotte N. Sweeney and drawn to Magistrate S. Kato Crews pursuant to D.C.COLO.LCivR 40.1(d)(1). By Magistrate Judge Gordon P. Gallagher on 2/6/2023. All future pleadings should be designated as 23-cv-00191-CNS. (sdunb, )
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| Filing 5 Filing fee: $ 402.00, receipt number 105873 (sdunb, ) |
| Filing 4 AMENDED COMPLAINT against Colorado Division of Securities, United States Securities Exchange Commission (SEC), SEC Chairman Gary Gensler, et al filed by Jason Ray Clark.(sdunb, ) Modified on 2/7/2023 to edit text. (sphil, ). |
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Filing 3
ORDER DIRECTING PLAINTIFF TO CURE DEFICIENCIES. If Plaintiff fails to cure the designated deficiencies within thirty (30) days from the date of this order, the action will be dismissed without further notice. By Magistrate Judge Gordon P. Gallagher on 1/23/2023. (sdunb, )
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| Filing 2 Case assigned to Magistrate Judge Gordon P. Gallagher. Text Only Entry (norlin, ) |
| Filing 1 COMPLAINT for a Civil Case against CDS, filed by Jason Ray Clark.(norlin, ) |
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