Clark v. Colorado Division of Securities, The
Plaintiff: Jason Ray Clark
Defendant: Colorado Division of Securities, The, Colorado Attorney General, FINRA and Charles Schwab of Co., Inc.
Case Number: 1:2023cv02170
Filed: August 24, 2023
Court: US District Court for the District of Colorado
Presiding Judge: S Kato Crews
Referring Judge: Charlotte N Sweeney
Nature of Suit: Civil Rights: Other
Cause of Action: 42 U.S.C. § 1983 Civil Rights Act
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 26, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 16, 2023 Opinion or Order Filing 21 SUMMONS REQUEST as to CDS, CO AG, FINRA, Charles Schwab & Co, Inc. by Plaintiff Jason Ray Clark. (Clark, Jason)
October 5, 2023 Opinion or Order Filing 20 NOTICE of Change of Address/Contact Information by Plaintiff Jason Ray Clark (angar, )
October 4, 2023 Opinion or Order Filing 19 MEMORANDUM regarding #17 Motion to Compel Arbitration Against Plaintiff Jason R. Clark. Motion #17 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 10/4/2023. Text Only Entry (cnsja.)
October 3, 2023 Opinion or Order Filing 18 DECLARATION of Robyn C. Crowther regarding MOTION to Compel Arbitration Against Plaintiff Jason R. Clark #17 by Defendant Charles Schwab of Co., Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)(Crowther, Robyn)
October 3, 2023 Opinion or Order Filing 17 MOTION to Compel Arbitration Against Plaintiff Jason R. Clark by Defendant Charles Schwab of Co., Inc.. (Crowther, Robyn)
October 3, 2023 Opinion or Order Filing 16 NOTICE OF RELATED CASES by Defendant Charles Schwab of Co., Inc. (Crowther, Robyn)
October 3, 2023 Opinion or Order Filing 15 CORPORATE DISCLOSURE STATEMENT identifying Corporate Parent Schwab Holdings, Inc. for Charles Schwab of Co., Inc.. (Crowther, Robyn)
October 3, 2023 Opinion or Order Filing 14 NOTICE of Entry of Appearance by Robyn C. Crowther on behalf of Charles Schwab of Co., Inc. Attorney Robyn C. Crowther added to party Charles Schwab of Co., Inc. (pty:dft) (Crowther, Robyn)
September 29, 2023 Opinion or Order Filing 13 MEMORANDUM regarding #11 Motion for Extension of Time to File Answer or Otherwise Respond re #1 Complaint. Motion #11 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 9/29/2023. Text Only Entry (cnsja. )
September 29, 2023 Opinion or Order Filing 12 NOTICE of Entry of Appearance by Jason Alfredo Pedraza on behalf of FINRAAttorney Jason Alfredo Pedraza added to party FINRA(pty:dft) (Pedraza, Jason)
September 29, 2023 Opinion or Order Filing 11 MOTION for Extension of Time to File Answer or Otherwise Respond re #1 Complaint by Defendant FINRA. (Attachments: #1 Exhibit A)(Armentrout, Hannah)
September 29, 2023 Opinion or Order Filing 10 NOTICE of Entry of Appearance by Hannah E. Armentrout on behalf of FINRAAttorney Hannah E. Armentrout added to party FINRA(pty:dft) (Armentrout, Hannah)
September 29, 2023 Opinion or Order Filing 9 NOTICE of Entry of Appearance by Kevin Christopher McAdam on behalf of FINRAAttorney Kevin Christopher McAdam added to party FINRA(pty:dft) (McAdam, Kevin)
September 29, 2023 Opinion or Order Filing 8 MEMORANDUM regarding #7 Motion to Quash Service by Defendants The Colorado Attorney General, Colorado Division of Securities. Motion #7 is referred to Magistrate Judge S. Kato Crews, by Judge Charlotte N. Sweeney on 9/29/2023. Text Only Entry (cnsja. )
September 28, 2023 Opinion or Order Filing 7 MOTION to Quash Service by Defendants Colorado Attorney General, Colorado Division of Securities, The. (Attachments: #1 Exhibit Email, #2 Exhibit Email, #3 Exhibit Docket sheet, #4 Exhibit OAG Service Information)(Vilner, Dmitry)
September 23, 2023 Opinion or Order Filing 6 SUMMONS Returned Executed by Jason Ray Clark. Colorado Division of Securities, The served on 9/12/2023, answer due 10/3/2023. (Attachments: #1 Affidavit Proof of Service FINRA, #2 Affidavit Proof of Service Schwab)(Clark, Jason)
September 11, 2023 Opinion or Order Filing 5 CONSENT to Jurisdiction of Magistrate Judge by Plaintiff Jason Ray Clark. Mr. Clark consents.. (sphil, )
August 25, 2023 Opinion or Order Filing 4 ORDER REFERRING CASE to Magistrate Judge S. Kato Crews for all motions. Pursuant to 28 U.S.C. 636(b)(1)(A) and (B) and Fed. R. Civ. P. 72(a) and (b), this case is referred to the assigned United States Magistrate Judge to (1) convene a scheduling conference under Fed. R. Civ. P. 16(b) and enter a scheduling order meeting the requirements of Local Civ. R. 16.2, (2) conduct such status conferences and issue such orders necessary for compliance with the scheduling order, including amendments or modifications of the scheduling order upon a showing of good cause, (3) hear and determine pretrial matters, including discovery and other non-dispositive motions, (4) conduct hearings, including evidentiary hearings, and submit proposed findings of fact and recommendations for rulings on dispositive motions, and (5) pursuant to Local Civ. R. 16.6 and at the discretion of the Magistrate Judge, convene such early neutral evaluation and/or settlement conferences and direct related procedures as may facilitate resolution of this case without the necessity of a motion or prior authorization of the undersigned. By Judge Charlotte N. Sweeney on 8/25/23. Text Only Entry (jdyne) Modified on 8/30/2023 to add name of Magistrate Judge (jdyne).
August 24, 2023 Opinion or Order Filing 3 Magistrate Judge consent form issued pursuant to 28 U.S.C. 636(c). No Summons Issued. (jcharl, )
August 24, 2023 Opinion or Order Filing 2 Case assigned to Judge Charlotte N. Sweeney and drawn to Magistrate Judge S. Kato Crews. Text Only Entry. (jcharl, )
August 24, 2023 Opinion or Order Filing 1 COMPLAINT against Colorado Division of Securities, The Filing Fee: $402.00 Receipt Number:107991, filed by Jason Ray Clark. (Attachments: #1 Envelope)(jcharl, )

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Plaintiff: Jason Ray Clark
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Defendant: Colorado Division of Securities, The
Represented By: Dmitry B. Vilner
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Defendant: Colorado Attorney General
Represented By: Dmitry B. Vilner
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Defendant: FINRA
Represented By: Hannah E. Armentrout
Represented By: Jason Alfredo Pedraza
Represented By: Kevin Christopher McAdam
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Defendant: Charles Schwab of Co., Inc.
Represented By: Robyn C. Crowther
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