Mohan v. UBS Financial Services Inc. et al
| Mark L. Mohan |
| UBS Financial Services Inc. and UBS AG |
| 3:2019cv00663 |
| May 2, 2019 |
| US District Court for the District of Connecticut |
| Kari A Dooley |
| Jeffrey A Meyer |
| Labor: E.R.I.S.A. |
| 29 U.S.C. § 1132 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 17, 2020. A more recent docket listing may be available from PACER.
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| Filing 29 Corporate Disclosure Statement by UBS Financial Services Inc. identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Group AG, Corporate Parent UBS AG, Corporate Parent UBS Americas Inc for UBS Financial Services Inc.. (Jacques, Bernard) |
| Filing 28 Corporate Disclosure Statement by UBS AG identifying Corporate Parent UBS Group AG for UBS AG. (Jacques, Bernard) |
| Filing 27 NOTICE of Appearance by Sarah Nudelman on behalf of UBS AG, UBS Financial Services Inc. (Admitted Pro Hac Vice) (Nudelman, Sarah) |
| Filing 26 NOTICE of Appearance by Justin DeCamp on behalf of UBS AG, UBS Financial Services Inc. (Admitted Pro Hac Vice) (DeCamp, Justin) |
Filing 25
ORDER APPROVING STIPULATION (Doc. #20 ). The Court APPROVES the parties' stipulation. It is so ordered. Signed by Judge Jeffrey A. Meyer on 6/4/2019.(Gutierrez, Y.)
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Filing 24
ORDER granting #22 Motion for Attorney Sarah Elise Nudelman to Appear Pro Hac Vice. Certificate of Good Standing due by 8/3/2019. Signed by Judge Jeffrey A. Meyer on 06/04/19. (Barry, Donna)
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Filing 23
ORDER granting #21 Motion for Attorney Justin J. DeCamp to Appear Pro Hac Vice. Certificate of Good Standing due by 8/3/2019. Signed by Judge Jeffrey A. Meyer on 06/04/19. (Barry, Donna)
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| Answer deadline updated for UBS AG, UBS Financial Services Inc. to 7/29/2019. (Gutierrez, Y.) |
| Filing 22 MOTION for Attorney(s) Sarah Elise Nudelman to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number ACTDC-5303672) by UBS AG, UBS Financial Services Inc.. (Jacques, Bernard) |
| Filing 21 MOTION for Attorney(s) Justin J. DeCamp to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number ACTDC-5303658) by UBS AG, UBS Financial Services Inc.. (Jacques, Bernard) |
| Filing 20 Joint STIPULATION and [Proposed] Order Regarding Waiver of Service and Time to Respond to the Second Amended Complaint by UBS AG, UBS Financial Services Inc.. (Jacques, Bernard) |
| Filing 19 NOTICE of Appearance by Bernard E. Jacques on behalf of UBS AG, UBS Financial Services Inc. (Jacques, Bernard) |
| Filing 18 AMENDED COMPLAINT Plaintiff's Second Amended Complaint against All Defendants, filed by Mark L. Mohan. (Attachments: #1 Exhibit Evidence from ALJ hearing - Ins. Payments, #2 Exhibit Mohan - Aetna Benefit Plan)(Mohan, Mark) |
| Filing 17 CERTIFICATE OF SERVICE by Mark L. Mohan re #1 Complaint, (Attachments: #1 Summons)(Mohan, Mark) |
| Filing 16 CERTIFICATE OF SERVICE by Mark L. Mohan re #1 Complaint, (Attachments: #1 Waiver of Service)(Mohan, Mark) |
| Filing 15 CERTIFICATE OF SERVICE by Mark L. Mohan re #10 Amended Complaint (Mohan, Mark) |
| Filing 14 CERTIFICATE OF SERVICE by Mark L. Mohan re #1 Complaint, (Mohan, Mark) |
| Filing 13 NOTICE of Appearance by Mark L. Mohan (Mohan, Mark) |
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Filing 12
ELECTRONIC FILING ORDER - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. SELF-REPRESENTED FILERS ARE REQUIRED TO COMPLY WITH THE JUDGE'S STANDARD ELECTRONIC FILING ORDER WHICH IS ATTACHED. Signed by Judge Jeffrey A. Meyer on 5/21/19.(Pesta, J.)
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Filing 11
ORDER granting #9 MOTION to Participate in Electronic Filing. Signed by Judge Jeffrey A. Meyer on 5/21/19. (Pesta, J.)
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| Filing 10 AMENDED COMPLAINT against UBS AG and UBS Financial Services Inc., filed by Mark L. Mohan. (Barry, Donna) |
| Filing 9 MOTION to Participate in Electronic Filing by Mark L. Mohan. (Barry, Donna) |
| Filing 8 Consent to Electronic Notice by Mark L. Mohan. (Barry, Donna) |
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Filing 7
ORDER OF TRANSFER. Case reassigned to Judge Jeffrey A. Meyer for all further proceedings. Signed by Judge Kari A. Dooley on 5/6/2019.(Gould, K.)
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| Filing 6 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #5 Notice re Initial Discovery Protocols, #2 Order on Pretrial Deadlines, #1 Complaint filed by Mark L. Mohan, #3 Electronic Filing Order, #4 Standing Protective Order. Signed by Clerk on 05/03/19. (Barry, Donna) |
| Filing 5 Notice re Initial Discovery Protocols Signed by Judge Jeffrey A. Meyer on 05/02/19. (Attachments: #1 Attachment) (Barry, Donna) |
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Filing 4
STANDING PROTECTIVE ORDER Signed by Judge Jeffrey A. Meyer on 05/02/19. (Barry, Donna)
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Filing 3
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Jeffrey A. Meyer on 05/02/19. (Barry, Donna)
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Filing 2
Order on Pretrial Deadlines: Amended Pleadings due by 7/1/2019, Discovery due by 11/1/2019 and Dispositive Motions due by 12/6/2019. Signed by Clerk on 05/02/19. (Barry, Donna)
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| Filing 1 COMPLAINT against UBS AG and UBS Financial Services Inc., filed by Mark L. Mohan. (Attachments: #1 Attachment A, #2 Attachment B, #3 Attachment C) (Barry, Donna) (Additional attachment(s) added on 5/3/2019: #4 Civil Cover Sheet) (Barry, Donna). |
| Filing fee received from Mark Mohan: $ 400.00, receipt number 153308. (Barry, Donna) |
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