Alpine Securities Corporation et al v. Jones et al
| Alpine Securities Corporation and Scottsdale Capital Advisors Corporation |
| Howard Rothman, Vision Financial Markets, LLC and Randall Jones |
| 3:2019cv01425 |
| September 11, 2019 |
| US District Court for the District of Connecticut |
| Jeffrey A Meyer |
| Contract: Other |
| 28 U.S.C. § 1332 |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 10, 2019. A more recent docket listing may be available from PACER.
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Filing 13
ORDER granting #12 First MOTION for Extension of Time until November 22, 2019 to Respond to the #1 Complaint. Signed by Judge Jeffrey A. Meyer on 10/10/2019. (Freberg, B)
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| Answer deadline updated for Howard Rothman to 11/22/2019; Vision Financial Markets, LLC to 11/22/2019. (Freberg, B) |
| Filing 12 First MOTION for Extension of Time until November 22, 2019, CONSENT MOTION TO EXTEND TIME FOR DEFENDANTS VISION FINANCIAL MARKETS, LLC AND HOWARD ROTHMAN TO RESPOND TO THE COMPLAINT #1 Complaint by Randall Jones, Howard Rothman, Vision Financial Markets, LLC. (Chou, Jenny) |
| Filing 11 NOTICE of Appearance by Jenny R. Chou on behalf of Randall Jones, Howard Rothman, Vision Financial Markets, LLC NOTICE OF APPEARANCE OF JENNY CHOU (Chou, Jenny) |
| Filing 10 WAIVER OF SERVICE Returned Executed as to Randall Jones waiver sent on 9/23/2019, answer due 11/22/2019 filed by Alpine Securities Corporation ; Scottsdale Capital Advisors Corporation. (Spears, Brian) |
| Filing 9 SUMMONS Returned Executed by Alpine Securities Corporation. Howard Rothman served on 9/20/2019, answer due 10/11/2019; Vision Financial Markets, LLC served on 9/20/2019, answer due 10/11/2019. (Spears, Brian) |
| Filing 8 Corporate Disclosure Statement by Scottsdale Capital Advisors Corporation identifying Corporate Parent Scottsdale Capital Advisors Holdings LLC for Scottsdale Capital Advisors Corporation. (Spears, Brian) |
| Filing 7 Corporate Disclosure Statement by Alpine Securities Corporation identifying Corporate Parent SCA Clearing LLC for Alpine Securities Corporation. (Spears, Brian) |
| Filing 6 ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Randall Jones, Howard Rothman, Vision Financial Markets, LLC* with answer to complaint due within *21* days. Attorney *Brian E. Spears* *Spears Manning & Martini LLC* *2425 Post Road Ste 203* *Southport, CT 06890*. (Nuzzi, Tiffany) |
| Request for Clerk to issue summons as to All Defendants. (Spears, Brian) |
| Filing 5 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #3 Electronic Filing Order, #4 Protective Order, #1 Complaint filed by Alpine Securities Corporation, Scottsdale Capital Advisors Corporation, #2 Order on Pretrial Deadlines. Signed by Clerk on 9/11/2019.(Freberg, B) |
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Filing 4
STANDING PROTECTIVE ORDER. Signed by Judge Jeffrey A. Meyer on 9/11/2019.(Freberg, B)
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Filing 3
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Jeffrey A. Meyer on 9/11/2019. (Freberg, B)
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Filing 2
Order on Pretrial Deadlines: Amended Pleadings due by 11/10/2019; Discovery due by 3/12/2020; Dispositive Motions due by 4/16/2020. Signed by Clerk on 9/11/2019. (Freberg, B)
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| Filing 1 COMPLAINT against All Defendants ( Filing fee $400 receipt number ACTDC-5435559.), filed by Alpine Securities Corporation, Scottsdale Capital Advisors Corporation. (Attachments: #1 Exhibit)(Spears, Brian) |
| Judge Jeffrey A. Meyer added. (Nuzzi, Tiffany) |
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