Securities and Exchange Commission v. Swanson
| Securities and Exchange Commission |
| Ronald D. Swanson |
| 3:2020cv00666 |
| May 14, 2020 |
| US District Court for the District of Connecticut |
| Kari A Dooley |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on July 7, 2020. A more recent docket listing may be available from PACER.
| Document Text |
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Filing 16
ORDER granting #14 Motion for Extension of Time. Signed by Judge Kari A. Dooley on 7/7/2020. (Cahill, Leslie)
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| Filing 15 NOTICE of Appearance by Janna Douville Eastwood on behalf of Ronald D. Swanson (Eastwood, Janna) |
| Filing 14 Second MOTION for Extension of Time until August 20, 2020 to Respond to Complaint (Unopposed) by Ronald D. Swanson. (Spears, Brian) |
| Filing 13 NOTICE of Appearance by Brian E. Spears on behalf of Ronald D. Swanson (Spears, Brian) |
| Answer deadline updated for Ronald D. Swanson to 8/20/2020. (Cahill, Leslie) |
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Filing 12
ORDER - The self-represented defendant is advised that Attorney Fuller is not authorized to utilize the electronic filing system on his behalf in this matter, as to do so would violate Local Rule 5 and the Electronic Filing Policies and Procedures incorporated therein. The defendant may seek e-filing privileges for himself by filing a request for same. Signed by Judge Kari A. Dooley on 6/9/2020.(Gould, K.)
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| Answer deadline updated for Ronald D. Swanson to 7/8/2020. (Gould, K.) |
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Filing 11
ORDER granting nunc pro tunc #9 Motion for Extension of Time. The Defendant shall respond to the complaint on or before July 8, 2020. Signed by Judge Kari A. Dooley on 6/8/2020. (Cahill, Leslie)
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| Filing 10 NOTICE of Appearance by Marc Jonathan Jones on behalf of Securities and Exchange Commission (Jones, Marc) |
| Filing 9 MOTION for Extension of Time until July 8, 2020 to Answer or Plead by Ronald D. Swanson. (Fuller, Steven) |
| Filing 8 NOTICE of Appearance by Steven N. Fuller on behalf of Ronald D. Swanson Pro Se Notice of Appearance (Fuller, Steven) |
| Filing 7 SUMMONS Returned Executed by Securities and Exchange Commission. Ronald D. Swanson served on 5/15/2020, answer due 6/5/2020. (Kelly, Rua) |
| Filing 6 ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Ronald D. Swanson* with answer to complaint due within *21* days. Attorney *Rua M. Kelly* *Securities & Exchange Commission - MA* *33 Arch St., 23rd Fl* *Boston, MA 02110-1424*. (Fazekas, J.) |
| Filing 5 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #1 Complaint filed by Securities and Exchange Commission, #3 Electronic Filing Order, #2 Order on Pretrial Deadlines, #4 Standing Protective Order Signed by Clerk on 05/15/2020.(Fazekas, J.) |
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Filing 4
STANDING PROTECTIVE ORDER Signed by Judge Kari A. Dooley on 05/14/2020.(Fazekas, J.)
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Filing 3
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Kari A. Dooley on 05/14/2020.(Fazekas, J.)
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Filing 2
Order on Pretrial Deadlines: Amended Pleadings due by 7/13/2020. Discovery due by 11/13/2020. Dispositive Motions due by 12/18/2020. Signed by Clerk on 05/14/2020.(Fazekas, J.)
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| Filing 1 COMPLAINT against Ronald D. Swanson, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Kelly, Rua) Modified on 5/14/2020 to correct party (Hushin, Z.). |
| Request for Clerk to issue summons as to Ronald D. Swanson. (Kelly, Rua) Modified on 5/14/2020 (Hushin, Z.). |
| Judge Kari A. Dooley added. (Oliver, T.) |
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| Defendant: Ronald D. Swanson | |
| Represented By: | Janna Douville Eastwood |
| Represented By: | Brian E. Spears |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Rua M. Kelly |
| Represented By: | Marc Jonathan Jones |
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