Securities and Exchange Commission v. Smith et al
| Securities and Exchange Commission |
| Brenda Smith, Bristol Advisors, LLC, Broad Reach Capital, LP and Broad Reach Partners, LLC |
| Kevin D. Kent |
| 3:2020mc00049 |
| July 7, 2020 |
| US District Court for the District of Connecticut |
| Kari A Dooley |
| Other |
| 28 U.S.C. ยง 754 |
| None |
Docket Report
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This docket was last retrieved on July 7, 2020. A more recent docket listing may be available from PACER.
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Filing 3
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Kari A. Dooley on 7/7/2020.(Freberg, B)
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Filing 2
Copy of ORDER Appointing Kevin D. Kent, Esquire as Receiver. Signed by Judge Madeline Cox Arleo on 6/29/2020.(Freberg, B)
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| Filing 1 COPY OF COMPLAINT from the United States District Court for the District of New Jersey against Bristol Advisors, LLC, Broad Reach Capital, LP, Broad Reach Partners, LLC, Brenda Smith, filed by Securities and Exchange Commission. (Attachments: #1 Exhibit)(Freberg, B) |
| Filing fee received from Conrad O'Brien: $ 47.00, receipt number CTXN00021653 (Freberg, B) |
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