Robert Charles Class A, L.P. v. NatWest Markets plc et al
| Robert Charles Class A, L.P. |
| NatWest Markets plc, NatWest Market Securities Inc., John Doe 1-50, Natwest Markets Securities Inc., RBS Securities, Inc. and John Doe |
| 3:2021cv01709 |
| December 23, 2021 |
| US District Court for the District of Connecticut |
| Stefan R Underhill |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Filing 19 NOTICE of Voluntary Dismissal by Robert Charles Class A, L.P. (Guglielmo, Joseph) |
| JUDICIAL PROCEEDINGS SURVEY - FOR COUNSEL ONLY: The following link to the confidential survey requires you to log into CM/ECF for SECURITY purposes. Once in CM/ECF you will be prompted for the case number. Although you are receiving this survey through CM/ECF, it is hosted on an independent website called SurveyMonkey. Once in SurveyMonkey, the survey is located in a secure account. The survey is not docketed and it is not sent directly to the judge. To ensure anonymity, completed surveys are held up to 90 days before they are sent to the judge for review. We hope you will take this opportunity to participate, please click on this link: https://ecf.ctd.uscourts.gov/cgi-bin/Dispatch.pl?survey (Oliver, T.) |
Filing 18
ORDER granting #17 Motion for Extension of Time #17 MOTION for Extension of Time until February 22, 2022 to File an Answer or Otherwise Respond to Complaint #1 Complaint. Signed by Judge Stefan R. Underhill on 1/18/2022. (Guerrier, C.)
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| Set Deadlines/Hearings: Rule 26 Meeting Report due by 2/28/2022. (Guerrier, C.) |
| Answer deadline updated for NatWest Markets Plc to 2/22/2022; Natwest Markets Securities Inc. to 2/22/2022. (Guerrier, C.) |
| Filing 17 MOTION for Extension of Time until February 22, 2022 to File an Answer or Otherwise Respond to Complaint #1 Complaint by NatWest Markets Plc, Natwest Markets Securities Inc.. (Heiple, Bonnie) |
| Filing 16 Corporate Disclosure Statement by NatWest Markets Plc, Natwest Markets Securities Inc. identifying Corporate Parent NatWest Group plc for NatWest Markets Plc, Natwest Markets Securities Inc.. (Heiple, Bonnie) |
| Filing 15 NOTICE of Appearance by Bonnie L. Heiple on behalf of NatWest Markets Plc, Natwest Markets Securities Inc. (Heiple, Bonnie) |
| Filing 14 SUMMONS Returned Executed by Robert Charles Class A, L.P.. NatWest Markets Plc served on 12/30/2021, answer due 1/20/2022. (Guglielmo, Joseph) |
| Filing 13 SUMMONS Returned Executed by Robert Charles Class A, L.P.. Natwest Markets Securities Inc. served on 12/30/2021, answer due 1/20/2022. (Guglielmo, Joseph) |
| Filing 12 NOTICE of Appearance by Thomas K. Boardman on behalf of Robert Charles Class A, L.P. (Boardman, Thomas) |
| Filing 11 NOTICE of Appearance by Christopher M. Burke on behalf of Robert Charles Class A, L.P. (Burke, Christopher) |
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Filing 10
ORDER granting #8 Motion for Attorney Christopher M. Burke to Appear Pro Hac Vice. Certificate of Good Standing due by 2/28/2022. Signed by Clerk on 12/30/2021. (Oliver, T.)
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Filing 9
ORDER granting #7 Motion for Attorney Thomas K. Boardman to Appear Pro Hac Vice. Certificate of Good Standing due by 2/28/2022. Signed by Clerk on 12/30/2021. (Oliver, T.)
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| Filing 8 MOTION for Attorney(s) Christopher M. Burke to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number ACTDC-6774254) by Robert Charles Class A, L.P.. (Attachments: #1 Affidavit of Christopher M. Burke)(Guglielmo, Joseph) |
| Filing 7 MOTION for Attorney(s) Thomas K. Boardman to be Admitted Pro Hac Vice (paid $200 PHV fee; receipt number BCTDC-6774246) by Robert Charles Class A, L.P.. (Attachments: #1 Affidavit of Thomas K. Boardman)(Guglielmo, Joseph) |
| Filing 6 ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *John Doe, NatWest Markets plc, Natwest Markets Securities Inc.* with answer to complaint due within *21* days. Attorney *Joseph P. Guglielmo Scott+Scott, Attorneys at Law, LLP The Helmsley Building, 230 Park Avenue, 17th Floor, New York, NY 10169* (Corriette, M.) |
| Filing 5 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #3 Order on Pretrial Deadlines, #2 Electronic Filing Order, #1 Complaint filed by Robert Charles Class A, L.P., #4 Protective Order Signed by Clerk on 12/27/2021.(Corriette, M.) |
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Filing 4
STANDING PROTECTIVE ORDER Signed by Judge Stefan R. Underhill on 12/23/2021.(Corriette, M.)
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Filing 3
Order on Pretrial Deadlines: Amended Pleadings due by 2/21/2022 Discovery due by 6/24/2022 Dispositive Motions due by 7/29/2022 Signed by Clerk on 12/23/2021.(Corriette, M.)
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Filing 2
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Stefan R. Underhill on 12/23/2021.(Corriette, M.)
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| Judge Stefan R. Underhill added. (Walker, J.) |
| Filing 1 COMPLAINT against John Doe 1-50, NatWest Market Securities Inc., NatWest Markets plc ( Filing fee $402 receipt number BCTDC-6770068.), filed by Robert Charles Class A, L.P.. (Attachments: #1 Civil Cover Sheet)(Guglielmo, Joseph) |
| Request for Clerk to issue summons as to NatWest Market Securities Inc., NatWest Markets plc. (Guglielmo, Joseph) |
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