Maguire v. Ameriprise Financial Services, LLC et al
| Patricia Kane Maguire |
| Ameriprise Financial Services, LLC, AMPF Holding, LLC, Anthony Joseph Salerno, James J. Flaherty Jr., AMPF Holding LLC and James J. Flaherty, Jr. |
| 3:2022cv00128 |
| January 24, 2022 |
| US District Court for the District of Connecticut |
| Victor A Bolden |
| Racketeer/Corrupt Organization |
| 18 U.S.C. § 1961 Racketeering (RICO) Act |
| None |
Docket Report
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This docket was last retrieved on May 27, 2022. A more recent docket listing may be available from PACER.
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Filing 46
RESPONSE re #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Order to Show Cause filed by James J. Flaherty, Jr. (Attachments: #1 Exhibit A (Flaherty Affidavit and Exhibits), #2 Exhibit B (Return of Service), #3 Exhibit C (Hold Letter))(Barbarula, Michael)
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Filing 45
RESPONSE re #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Order to Show Cause filed by AMPF Holding LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno. (Attachments: #1 Exhibit A (Reiling declaration))(Ringold, James)
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Filing 44
Memorandum in Opposition re #30 MOTION to Compel Arbitration and Stay Proceedings filed by Patricia Kane Maguire. (Attachments: #1 Exhibit Affidavit of Patricia Kane Maguire)(Pastore, Joseph)
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Filing 43
ORDER granting in part and denying in part #33 Motion for Extension of Time and #35 Motion for Extension of Time. The Court extends the deadline for the parties to meet and confer, and then to file, a Rule 26(f) report until thirty (30) days after the Court rules on the pending motion to compel arbitration, ECF No. 30. Discovery otherwise shall proceed with regard to the motion for a prejudgment remedy, ECF No. 6. As raised in an oral motion before the Court today in a status conference, see ECF No. 42, the Court also extends the deadline for James J. Flaherty, Esq., to file a responsive pleading for fourteen (14) days, until March 28th, 2022. Signed by Judge Victor A. Bolden on 3/14/2022. (Dalton, A.)
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Filing 42
Minute Entry for proceedings held before Judge Victor A. Bolden: Status Conference held on 3/14/2022. Total Time: 0 hours and 21 minutes (Court Reporter S. Montini.) (Dalton, Ashley)
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Filing 41
Memorandum in Opposition to Ameriprise Defendants re #35 MOTION for Extension of Time until 30 days after a ruling on the Motion to Compel to (1) meet and confer regarding and (2) file a Rule 26(f) report filed by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 40
REPLY to Response to #32 MOTION for Disclosure of Assets filed by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 39
NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. Status Conference via videoconference set for 3/14/2022 11:00 AM in Courtroom Two, 915 Lafayette Blvd., Bridgeport, CT before Judge Victor A. Bolden. Zoom information to follow. (Dalton, A.)
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Filing 38
ORDER granting #36 Motion for Conference. The Court will hold a status conference via videoconference on Monday, March 14, 2022 at 11:00 a.m. The Court notes that, in setting the status conference for this date and time, it did so with awareness of the pending deadlines in the case. Signed by Judge Victor A. Bolden on 3/4/2022. (Dalton, A.)
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NOTICE regarding hearing via Zoom: The Status Conference scheduled for 3/14/2022 at 11:00 am will be conducted via Zoom. The video link is https://www.zoomgov.com/j/1619233763?pwd=TExPRDVZdlN1aU9rUG1FMUVtckswdz09 and call in number is +1 646 828 7666.Meeting ID: 161 923 3763 Meeting Password: 773443Please note: Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, screenshots, streaming, and rebroadcasting in any form, of court proceedings. The Judicial Conference of the United States, which governs the practices of the federal courts, has prohibited it. Violation of these prohibitions may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed necessary by the court. (Dalton, Ashley)
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Filing 37
Memorandum in Opposition re #33 MOTION for Extension of Time until 30 days after a decision on Motion to Compel Arbitrationfor the filing of responsive pleading and response to PJR Application 27 Order, 19 Order on Motion for Extension of Time,,, filed by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 36
Consent MOTION for Status Conference by AMPF Holding LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno. (Conway, John)
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Filing 35
MOTION for Extension of Time until 30 days after a ruling on the Motion to Compel to (1) meet and confer regarding and (2) file a Rule 26(f) report by AMPF Holding LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno. (Conway, John)
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Filing 34
OBJECTION re #32 MOTION for Disclosure of Assets filed by James J. Flaherty, Jr. (Barbarula, Michael)
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Filing 33
MOTION for Extension of Time until 30 days after a decision on Motion to Compel Arbitrationfor the filing of responsive pleading and response to PJR Application 27 Order, 19 Order on Motion for Extension of Time,,, by James J. Flaherty, Jr. (Barbarula, Michael)
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Filing 32
MOTION for Disclosure of Assets by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 31
NOTICE of Appearance by Michael C Barbarula on behalf of James J. Flaherty, Jr (Barbarula, Michael)
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Filing 30
MOTION to Compel Arbitration and Stay Proceedings by AMPF Holding LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno.Responses due by 3/17/2022 (Attachments: #1 Memorandum in Support, #2 Exhibit A (Salerno declaration), #3 Exhibit A-1 (Delaware conversion filings), #4 Exhibit A-2 (SPS Agreement), #5 Exhibit A-3 (Brokerage Agreement), #6 Exhibit A-4 (Application), #7 Exhibit A-5 (Letter))(Ringold, James)
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Filing 29
RICO Case Statement by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 28
Set/Reset Deadlines as to #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Order to Show Cause. Responses due by 3/18/2022 (Nuzzi, Tiffany)
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Filing 27
ORDER. Based on the status report, ECF No. 26, the Court extends the deadline for a response to the motion for a temporary restraining order and/or prejudgment remedy until March 18, 2022. Signed by Judge Victor A. Bolden on 2/8/2022. (Dalton, A.)
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Filing 26
Joint STATUS REPORT by Patricia Kane Maguire. (Pastore, Joseph)
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Filing 25
NOTICE of Appearance by Leanne Murray Shofi on behalf of Patricia Kane Maguire (Shofi, Leanne)
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Filing 24
Set Deadlines/Hearings:( Status Report due by 2/7/2022), Set Deadlines as to #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Order to Show Cause.(Responses due by 2/14/2022 ) (Nuzzi, Tiffany)
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Filing 22
SCHEDULING ORDER. As discussed in a scheduling conference today, see ECF No. 21 , the parties shall, by February 7, 2022, file a joint status report with the Court. Responses to the motion for a prejudgment remedy, ECF No. #6 , will be due by February 14, 2022. Signed by Judge Victor A. Bolden on 1/31/2022. (Dalton, A.)
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Filing 21
Minute Entry for proceedings held before Judge Victor A. Bolden: Scheduling and Status Conference held on 1/31/2022. Total Time: 0 hours and 8 minutes(Court Reporter S. Montini.) (Dalton, A.)
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Filing 20
NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE. Status and Scheduling Conference via videoconference set for 1/31/2022 11:00 AM in Courtroom Two, 915 Lafayette Blvd., Bridgeport, CT. Zoom information to follow. (Dalton, A.)
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Filing 19
ORDER granting #16 and #17 Motions for Extension of Time. The Court extends the deadline to file a responsive pleading to the Complaint until thirty (30) days from the date that the Plaintiff files a RICO Case Statement.The Court further will hold a status conference via videoconference on Monday, January 31, 2022 at 11:00 am EST, solely to discuss additional scheduling matters in this case. Signed by Judge Victor A. Bolden on 1/28/2022. (Dalton, A.)
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NOTICE regarding hearing via Zoom: The Status and Scheduling Conference scheduled for 1/31/2022 at 11:00 am will be conducted via Zoom. The video link is https://www.zoomgov.com/j/1610565143?pwd=V3BHRkFKcmMwMUY0dzZrMXR6RGswQT09 and call in number is +1 646 828 7666.Meeting ID: 161 056 5143 Meeting Password: 391310Please note: Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, screenshots, streaming, and rebroadcasting in any form, of court proceedings. The Judicial Conference of the United States, which governs the practices of the federal courts, has prohibited it. Violation of these prohibitions may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed necessary by the court. (Dalton, A.)
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Filing 23
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Victor A. Bolden on 1/27/2022.(Perez, J.)
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Filing 18
ORDER OF TRANSFER. Case reassigned to Judge Victor A. Bolden for all further proceedings. Signed by Judge Robert N. Chatigny on 1/27/2022.(LaLone, L.)
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Filing 17
MOTION for Extension of Time until Thirty (30) Days After the Plaintiff Files a RICO Case Statement in Which To Plead in Response to the Complaint by James J. Flaherty, Jr. (Zellner, Jonathan)
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Filing 16
Consent MOTION for Extension of Time until Thirty (30) days from the date that the Plaintiff Files a RICO Case Statement To File Responsive Pleading to Complaint by AMPF Holding LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno. (Conway, John)
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Filing 15
NOTICE of Appearance by Jonathan Zellner on behalf of James J. Flaherty, Jr (Zellner, Jonathan)
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Filing 14
NOTICE of Appearance by Michael T. Ryan on behalf of James J. Flaherty, Jr (Ryan, Michael)
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Filing 13
NOTICE of Appearance by Joseph Pastore on behalf of Patricia Kane Maguire (Pastore, Joseph)
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Filing 12
NOTICE TO COUNSEL NOT ADMITTED TO THE BAR OF THE US DISTRICT COURT OF CONNECTICUT Re: Local Rule 83.1 Admission of Attorneys. The above captioned case has been received and filed in our court. Please see our Local Rule 83.1 regarding Admission of Attorneys that is available on our website at www.ctd.uscourts.gov. You will not be added to the case, nor will we accept further filings until you have complied with Local Rule 83.1. If you have any questions about this procedure, please contact the Clerk's Office. Signed by Clerk on 01/25/2022.(Fazekas, J.)
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Filing 11
NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #3 Notice of Pending Motions filed by Anthony Joseph Salerno, AMPF Holding LLC, Ameriprise Financial Services, LLC, #6 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction MOTION for Order to Show Cause filed by Patricia Kane Maguire, #2 Notice Pursuant to Standing Order on Removed Cases filed by Anthony Joseph Salerno, AMPF Holding LLC, Ameriprise Financial Services, LLC, #1 Notice of Removal, filed by Anthony Joseph Salerno, AMPF Holding LLC, Ameriprise Financial Services, LLC, #10 Standing Protective Order, #9 Electronic Filing Order, #4 Notice of Appearance filed by John F. Conway on behalf of Anthony Joseph Salerno, AMPF Holding LLC, Ameriprise Financial Services, LLC, #8 Order on Pretrial Deadlines Signed by Clerk on 01/25/2022. (Attachments: #1 Removal Standing Order)(Fazekas, J.)
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Filing 7
Corporate Disclosure Statement by AMPF Holding, LLC, Ameriprise Financial Services, LLC identifying Corporate Parent Ameriprise Financial, Inc. for AMPF Holding, LLC; Corporate Parent AMPF Holding LLC for Ameriprise Financial Services, LLC. (Ringold, James)
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Filing 5
NOTICE of Appearance by James Efrem Ringold on behalf of AMPF Holding, LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno (Ringold, James)
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Filing 10
STANDING PROTECTIVE ORDER Signed by Judge Robert N. Chatigny on 01/24/2022.(Fazekas, J.)
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Filing 9
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Robert N. Chatigny on 01/24/2022.(Fazekas, J.)
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Filing 8
Order on Pretrial Deadlines: Amended Pleadings due by 3/25/2022. Discovery due by 7/26/2022. Dispositive Motions due by 8/30/2022. Signed by Clerk on 01/24/2022.(Fazekas, J.)
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Filing 6
MOTION for Prejudgment Remedy, Temporary Injunction, Preliminary Injunction (Responses due by 2/14/2022, ), Order to Show Cause by Patricia Kane Maguire. (Hushin, Z.)
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Judge Robert N. Chatigny added. (Oliver, T.)
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Filing 4
NOTICE of Appearance by John F. Conway on behalf of AMPF Holding, LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno (Conway, John)
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Filing 3
NOTICE by AMPF Holding, LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno Notice of Pending Motions (Attachments: #1 Exhibit A (pending state court motion and related orders))(Ringold, James)
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Filing 2
NOTICE by AMPF Holding, LLC, Ameriprise Financial Services, LLC, Anthony Joseph Salerno Pursuant to Standing Order on Removed Cases (Ringold, James)
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Filing 1
NOTICE OF REMOVAL by Anthony Joseph Salerno, AMPF Holding, LLC, Ameriprise Financial Services, LLC from Connecticut Superior Court, Judicial District of Stamford, case number FST-CV22-6054931-S. Filing fee $ 402 receipt number ACTDC-6802166, filed by Anthony Joseph Salerno, AMPF Holding, LLC, Ameriprise Financial Services, LLC. (Attachments: #1 Exhibit A (state court summons and complaint))(Ringold, James)
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