Pendergast v. Wells Fargo Clearing Services, LLC
| Stephen W. Pendergast |
| Wells Fargo Clearing Services, LLC doing business as Wells Fargo Advisors |
| 3:2023cv00259 |
| February 27, 2023 |
| US District Court for the District of Connecticut |
| Victor A Bolden |
| Sarala V Nagala |
| S Dave Vatti |
| Other Statutes: Arbitration |
| 28 U.S.C. ยง 1332 Diversity-Notice of Removal |
| None |
Docket Report
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Filing 15
WAIVER OF SERVICE Returned Executed as to Wells Fargo Clearing Services, LLC waiver sent on 3/14/2023, answer due 5/13/2023 filed by Stephen W. Pendergast. (Easley, Aaron)
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Filing 14
NOTICE of Appearance by Aaron R. Easley on behalf of Stephen W. Pendergast (Easley, Aaron)
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Filing 13
ORDER OF TRANSFER. Case reassigned to Judge Victor A. Bolden for all further proceedings. Signed by Judge Sarala V. Nagala on 3/7/2023.(Bozek, M.)
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Filing 12
RESPONSE re #1 Notice of Removal, #4 Notice (Other) / DEFENDANTS MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS APPLICATION TO VACATE ARBITRATION AWARD AND DEFENDANTS CROSS-MOTION TO CONFIRM AWARD AND ENTER JUDGMENT filed by Wells Fargo Clearing Services, LLC. (Attachments: #1 Exhibit A - Statement of Claim, #2 Exhibit B - Award)(Schenker, Matthew)
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Filing 11
NOTICE of Appearance by Matthew J Schenker on behalf of Wells Fargo Clearing Services, LLC (Schenker, Matthew)
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Filing 10
ORDER. The Court has received and reviewed Defendant's Notice of Removal. Based on the representations contained therein, it appears the complaint in this matter has yet to be formally served on Defendant. It is thus ordered that, no later than March 14, 2023, Plaintiff shall either request a waiver of service of a summons pursuant to Federal Rule of Civil Procedure 4(d), or otherwise properly serve Defendant pursuant to Federal Rule of Civil Procedure 4. If Plaintiff chooses to request a waiver of service of summons, he shall file a notice with the Court by March 14, 2023, indicating that he has done so. If he instead chooses another method of service, he shall file proof of service by May 11, 2023, pursuant to Federal Rule of Civil Procedure 4(m). Signed by Judge Sarala V. Nagala on 2/28/23. (Marks, Joshua)
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Filing 9
NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES: Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #2 Notice (Other) filed by Wells Fargo Clearing Services, LLC, 5 Notice re: Disclosure Statement, #3 Corporate Disclosure Statement, filed by Wells Fargo Clearing Services, LLC, #8 Protective Order, #1 Notice of Removal, filed by Wells Fargo Clearing Services, LLC, #4 Notice (Other) filed by Wells Fargo Clearing Services, LLC, #6 Order on Pretrial Deadlines, #7 Electronic Filing Order. Signed by Clerk on 2/28/2023. (Attachments: #1 STANDING ORDER ON REMOVED CASES) (Mendez, D)
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Filing 8
STANDING PROTECTIVE ORDER. Signed by Judge Sarala V. Nagala on 2/27/2023. (Mendez, D)
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Filing 7
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Sarala V. Nagala on 2/27/2023. (Mendez, D)
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Filing 6
Order on Pretrial Deadlines: Amended Pleadings due by 4/28/2023. Discovery due by 8/29/2023. Dispositive Motions due by 10/3/2023. Signed by Clerk on 2/27/2023. (Mendez, D)
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Filing 5
Notice: Pursuant to Federal Rule of Civil Procedure 7.1, any nongovernmental corporate party must electronically file a disclosure statement that identifies any parent corporation and any publicly held corporation owning 10% or more of its stock or states that there is no such corporation. Such disclosure statement must be filed with a party's first appearance, pleading, petition, motion, response, or other request addressed to the Court and must be supplemented if any required information changes during the case. Signed by Clerk on 2/27/2023.(Perez, J.)
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Filing 4
NOTICE by Wells Fargo Clearing Services, LLC re #1 Notice of Removal, NOTICE OF PENDING MOTIONS (Schenker, Matthew)
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Filing 3
Corporate Disclosure Statement by Wells Fargo Clearing Services, LLC identifying Corporate Parent Wachovia Securities Financial Holdings, LLC, Corporate Parent Wells Fargo & Company, Corporate Parent WFC Holdings, LLC, Corporate Parent EVEREN Capital Corporation for Wells Fargo Clearing Services, LLC. (Schenker, Matthew)
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Filing 2
NOTICE by Wells Fargo Clearing Services, LLC re #1 Notice of Removal, CIVIL COVER SHEET (Schenker, Matthew)
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Filing 1
NOTICE OF REMOVAL by Wells Fargo Clearing Services, LLC from Superior Court of Connecticut, Judicial District of Litchfield, case number LLI-CV23-6032703-S. Filing fee $ 402 receipt number ACTDC-7252236, filed by Wells Fargo Clearing Services, LLC. (Attachments: #1 Exhibit A - State Court Filings)(Schenker, Matthew)
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Judge Sarala V. Nagala and Judge S. Dave Vatti added. (Freberg, B)
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| Plaintiff: Stephen W. Pendergast | |
| Represented By: | Aaron R. Easley |
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| Defendant: Wells Fargo Clearing Services, LLC doing business as Wells Fargo Advisors | |
| Represented By: | Matthew J Schenker |
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