Securities and Exchange Commission v. Caridi
| Securities and Exchange Commission |
| Michael Caridi |
| 3:2023cv01243 |
| September 22, 2023 |
| US District Court for the District of Connecticut |
| Sarala V Nagala |
| S Dave Vatti |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 17, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 11 Joint MOTION for Extension of Time until 01/08/2024 to Respond to Complaint #1 Complaint by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Stipulation and Proposed Order)(Colorado, Christopher) |
| Filing 10 NOTICE of Appearance by Adam Grace on behalf of Securities and Exchange Commission (Grace, Adam) |
| Filing 9 WAIVER OF SERVICE Returned Executed as to Michael Caridi waiver sent on 9/25/2023, answer due 11/24/2023 filed by Securities and Exchange Commission. (Colorado, Christopher) |
| Filing 8 NOTICE of Appearance by Christopher M Colorado on behalf of Securities and Exchange Commission (Colorado, Christopher) |
| Filing 7 ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Michael Caridi* with answer to complaint due within *21* days. Attorney *Antonia Marie Apps* *Securities and Exchange Commission* *100 Pearl Street Suite 20-100* *New York, NY 10004*. (Mendez, D) |
| Filing 6 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES: Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #1 Complaint filed by Securities and Exchange Commission, #5 Protective Order, #3 Order on Pretrial Deadlines, 2 Notice re: Disclosure Statement, #4 Electronic Filing Order. Signed by Clerk on 9/25/2023. (Mendez, D) |
Filing 5
STANDING PROTECTIVE ORDER. Signed by Judge Sarala V. Nagala on 9/22/2023. (Mendez, D)
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Filing 4
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Sarala V. Nagala on 9/22/2023. (Mendez, D)
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Filing 3
Order on Pretrial Deadlines: Amended Pleadings due by 11/21/2023. Discovery due by 3/23/2024. Dispositive Motions due by 4/27/2024. Signed by Clerk on 9/22/2023. (Mendez, D)
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| Filing 2 Notice: Pursuant to Federal Rule of Civil Procedure 7.1, a disclosure statement must be filed with a party's first appearance, pleading, petition, motion, response, or other request addressed to the Court and must be supplemented if any required information changes during the case. Signed by Clerk on 9/22/2023.(Anastasio, F.) |
| Filing 1 COMPLAINT against Michael Caridi, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Apps, Antonia) |
| Request for Clerk to issue summons as to Michael Caridi. (Apps, Antonia) |
| Judge Sarala V. Nagala and Judge S. Dave Vatti added. (Oliver, T.) |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Antonia Marie Apps |
| Represented By: | Christopher M Colorado |
| Represented By: | Adam Grace |
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| Defendant: Michael Caridi | |
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