Securities and Exchange Commission v. Komarow
Plaintiff: Securities and Exchange Commission
Defendant: Andrew M. Komarow
Case Number: 3:2023cv01599
Filed: December 8, 2023
Court: US District Court for the District of Connecticut
Presiding Judge: Sarala V Nagala
Referring Judge: S Dave Vatti
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on December 21, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 21, 2023 JUDICIAL PROCEEDINGS SURVEY - FOR COUNSEL ONLY: The following link to the confidential survey requires you to log into CM/ECF for SECURITY purposes. Once in CM/ECF you will be prompted for the case number. Although you are receiving this survey through CM/ECF, it is hosted on an independent website called SurveyMonkey. Once in SurveyMonkey, the survey is located in a secure account. The survey is not docketed and it is not sent directly to the judge. To ensure anonymity, completed surveys are held up to 90 days before they are sent to the judge for review. We hope you will take this opportunity to participate, please click on this link: https://ecf.ctd.uscourts.gov/cgi-bin/Dispatch.pl?survey (Shafer, J.)
December 20, 2023 Opinion or Order Filing 9 ORDER granting #2 Motion for Consent Judgment. The Court adopts the attached Order. Signed by Judge Sarala V. Nagala on 12/20/2023. (Parfenoff, Ivan)
December 19, 2023 Filing 8 NOTICE of Appearance by Robert M. Frost, Jr on behalf of Andrew M. Komarow (Frost, Robert)
December 13, 2023 Filing 7 NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES: Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #4 Order on Pretrial Deadlines, #1 Complaint filed by Securities and Exchange Commission, #6 Standing Protective Order, 3 Notice re: Disclosure Statement, #5 Electronic Filing Order. Signed by Clerk on 12/13/2023.(Mendez, D)
December 8, 2023 Opinion or Order Filing 6 STANDING PROTECTIVE ORDER. Signed by Judge Sarala V. Nagala on 12/8/2023. (Mendez, D)
December 8, 2023 Opinion or Order Filing 5 ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Sarala V. Nagala on 12/8/2023. (Mendez, D)
December 8, 2023 Opinion or Order Filing 4 Order on Pretrial Deadlines: Amended Pleadings due by 2/6/2024. Discovery due by 6/8/2024. Dispositive Motions due by 7/13/2024. Signed by Clerk on 12/8/2023. (Mendez, D)
December 8, 2023 Filing 3 Notice: Pursuant to Federal Rule of Civil Procedure 7.1, a disclosure statement must be filed with a party's first appearance, pleading, petition, motion, response, or other request addressed to the Court and must be supplemented if any required information changes during the case. Signed by Clerk on 12/8/2023.(Maturo, F.)
December 8, 2023 Filing 2 MOTION for Judgment as to Andrew Komarow by Securities and Exchange Commission.Responses due by 12/29/2023 (Attachments: #1 Text of Proposed Order Proposed Judgment, #2 Consent of Andrew Komarow)(Shields, Kathleen)
December 8, 2023 Filing 1 COMPLAINT against Andrew M. Komarow, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Shields, Kathleen)
December 8, 2023 Judge Sarala V. Nagala and Judge S. Dave Vatti added. (Oliver, T.)

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Plaintiff: Securities and Exchange Commission
Represented By: David Christopher Nelson
Represented By: Kathleen Burdette Shields
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Defendant: Andrew M. Komarow
Represented By: Robert M. Frost, Jr.
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