Smith Brothers Financial, LLC v. Woodbury Financial Services, Inc.
| Smith Brothers Financial, LLC |
| Woodbury Financial Services, Inc. |
| 3:2023cv01604 |
| December 8, 2023 |
| US District Court for the District of Connecticut |
| S Dave Vatti |
| Omar A Williams |
| Contract: Other |
| 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief |
| None |
Docket Report
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This docket was last retrieved on January 3, 2024. A more recent docket listing may be available from PACER.
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Set Deadline: Rule 26 Meeting Report due by 2/16/2024. (Velez, Frances)
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Filing 19
Disclosure Statement by Woodbury Financial Services, Inc. identifying Corporate Parent Osaic Holdings, Inc. for Woodbury Financial Services, Inc.. (Salmon-Smith, Tracey)
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Filing 18
ANSWER to #1 Complaint, with Affirmative Defenses by Woodbury Financial Services, Inc..(Salmon-Smith, Tracey)
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Filing 17
NOTICE of Appearance by Tracey Salmon-Smith on behalf of Woodbury Financial Services, Inc. (Salmon-Smith, Tracey)
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Filing 16
ORDER denying #2 Motion for Temporary Restraining Order and Preliminary Injunction and finding as moot #5 Motion to Waive Security. Consistent with the attached ruling, Plaintiff's motion for temporary restraining order and preliminary injunction hereby is denied. Because securities are required only when the court issues injunctive relief, Plaintiff's motion to waive security is denied as moot. See Fed. R. Civ. P. 65(c) (stating that a court may issue a preliminary injunction or a temporary restraining order "only if the movant gives security"). Signed by Judge Omar A. Williams on 01/03/2024. (Kim, Hyo June)
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Filing 15
SUMMONS Returned Executed by Smith Brothers Financial, LLC. Woodbury Financial Services, Inc. served on 12/13/2023, answer due 1/3/2024. (Herman, Marc)
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Filing 14
ELECTRONIC SUMMONS ISSUED in accordance with Fed. R. Civ. P. 4 and LR 4 as to *Woodbury Financial Services, Inc.* with answer to complaint due within *21* days. Attorney *Marc Joseph Herman* *Cohen and Wolf, P.C.* *1115 Broad Street* *Bridgeport, CT 06604*. (Peterson, M)
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Filing 13
NOTICE TO COUNSEL/SELF-REPRESENTED PARTIES : Counsel or self-represented parties initiating or removing this action are responsible for serving all parties with attached documents and copies of #8 Notice of Appearance filed by Smith Brothers Financial, LLC, #9 Order on Pretrial Deadlines, #4 Disclosure Statement filed by Smith Brothers Financial, LLC, #6 Notice of Appearance filed by Smith Brothers Financial, LLC, #5 MOTION Waiver of Security re #3 Memorandum in Support of Motion, #2 MOTION for Temporary Restraining Order filed by Smith Brothers Financial, LLC, 7 Notice re: Disclosure Statement, #1 Complaint, filed by Smith Brothers Financial, LLC, #12 Order, #10 Electronic Filing Order, #11 Protective Order, #3 Memorandum in Support of Motion filed by Smith Brothers Financial, LLC, #2 MOTION for Temporary Restraining Order filed by Smith Brothers Financial, LLC Signed by Clerk on 12/13/2023. (Peterson, M)
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Filing 8
NOTICE of Appearance by Stuart M. Katz on behalf of Smith Brothers Financial, LLC (Katz, Stuart)
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Filing 12
Standing Order to Litigants Regarding Letters to the Court Signed by Judge Omar A. Williams on 12/08/2023. (Peterson, M)
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Filing 11
STANDING PROTECTIVE ORDER Signed by Judge Omar A. Williams on 12/08/2023. (Peterson, M)
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Filing 10
ELECTRONIC FILING ORDER FOR COUNSEL - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER Signed by Judge Omar A. Williams on 12/08/2023. (Peterson, M)
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Filing 9
Order on Pretrial Deadlines: Amended Pleadings due by 2/6/2024. Discovery due by 6/8/2024. Dispositive Motions due by 7/13/2024. Signed by Clerk on 12/08/2023.(Peterson, M)
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Filing 7
Notice: Pursuant to Federal Rule of Civil Procedure 7.1, a disclosure statement must be filed with a party's first appearance, pleading, petition, motion, response, or other request addressed to the Court and must be supplemented if any required information changes during the case. Signed by Clerk on 12/8/23.(Hushin, Z.)
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Judge Omar A. Williams and Judge S. Dave Vatti added. (Rynne, Michelle) Modified on 12/11/2023 to correct file date (Hushin, Z.).
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Filing 6
NOTICE of Appearance by Marc Joseph Herman on behalf of Smith Brothers Financial, LLC (Herman, Marc)
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Filing 5
MOTION Waiver of Security re #3 Memorandum in Support of Motion, #2 MOTION for Temporary Restraining Order by Smith Brothers Financial, LLC.Responses due by 12/29/2023 (Herman, Marc)
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Filing 4
Disclosure Statement by Smith Brothers Financial, LLC. (Herman, Marc)
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Filing 3
Memorandum in Support re #2 MOTION for Temporary Restraining Order filed by Smith Brothers Financial, LLC. (Herman, Marc)
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Filing 2
MOTION for Temporary Restraining Order by Smith Brothers Financial, LLC. (Herman, Marc)
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Filing 1
COMPLAINT for Injunctive Relief and Temporary Restraining Order against Woodbury Financial Services, Inc. ( Filing fee $405 receipt number ACTDC-7577030.), filed by Smith Brothers Financial, LLC. (Attachments: #1 Exhibit A-C)(Herman, Marc)
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Request for Clerk to issue summons as to Woodbury Financial Services, Inc.. (Herman, Marc)
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| Plaintiff: Smith Brothers Financial, LLC | |
| Represented By: | Marc Joseph Herman |
| Represented By: | Stuart M. Katz |
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| Defendant: Woodbury Financial Services, Inc. | |
| Represented By: | Tracey Salmon-Smith |
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