Securities and Exchange Commission v. Mangiapane Jr.
Plaintiff: Securities and Exchange Commission
Defendant: Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello, Adam S. Rosengard, Florian R. Ternes, Gary Heath, Richard A. Bailey and James Meagher
Petitioner: Serina M Meagher
Intervenor Plaintiff: United States of America
Case Number: 1:2009cv00361
Filed: May 20, 2009
Court: US District Court for the District of Delaware
Office: Wilmington Office
County: XX US, Outside State
Presiding Judge: Joseph F Bataillon
Referring Judge: Sherry R Fallon
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: Both
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Docket Report

This docket was last retrieved on June 14, 2018. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 14, 2018 Filing 193 FINAL JUDGMENT in favor of Securities and Exchange Commission against Joseph Mangiapane Jr in the amount of $52,000 (CASE CLOSED). Signed by Judge Joseph F. Bataillon on 6/14/2018. (crb)
June 14, 2018 Filing 192 MOTION for Entry of Consent Judgment - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Consent, #2 Exhibit B - Proposed Final Judgment)Motions referred to Sherry R. Fallon.(Schlegelmilch, Stephan) Modified on 6/14/2018 (lih).
June 14, 2018 Motions No Longer Referred: #192 MOTION for Entry of Consent Judgment (lih)
June 6, 2018 Filing 191 JUDGMENT in favor of Securities and Exchange Commission against Richard A. Bailey in the amount of $279,445.91. Signed by Judge Joseph F. Bataillon on 6/6/2018. (ceg)
June 6, 2018 Remark: Copy of Final Judgment (D.I. #191 ) mailed to Defendant Richard A. Bailey. (ceg)
May 1, 2018 Filing 190 Amended OPENING BRIEF in Support re #188 MOTION for Entry of Judgment under Rule 54(b) filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/15/2018. (Attachments: #1 Exhibit 1)(Schlegelmilch, Stephan) Modified on 5/2/2018 (lih).
April 30, 2018 Filing 189 OPENING BRIEF in Support re #188 MOTION for Entry of Judgment under Rule 54(b) filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/14/2018. (Attachments: #1 Exhibit 1)(Schlegelmilch, Stephan) Modified on 4/30/2018 (lih).
April 30, 2018 CORRECTING ENTRY: Docket clerk has deleted the memorandum of law and exhibit previously attached to D.I. #188 due to documents being filed incorrectly. Counsel is advised to re-file the memorandum separately using the appropriate event code. (lih)
April 30, 2018 Opinion or Order ORAL ORDER: On April 27, 2018, Plaintiff filed a Motion for Entry of Judgment. (D.I. #188 ) The accompanying Memorandum of Law, (D.I. #189 ), does not comply with the citation practice described in: (1) Local Rule 7.1.3(a)(5) and Bluebook (20th ed.) Rule B1.1, which specify citations in the text of the brief; and (2) Local Rule 7.1.3(a)(6), which requires all references to earlier-filed papers in any civil action to include a citation to the docket item ("D.I.") number. In accordance with Local Rule 5.1.2(b), the Court hereby ORDERS Plaintiff to file with the Court a corrected version of Plaintiff's Memorandum of Law, (D.I. #189 ), in compliance with the Local Rules, no later than Friday, May 5, 2018. Signed by Judge Joseph F. Bataillon on 4/30/2018. (nmg) Modified on 4/30/2018 (nmg).
April 27, 2018 Filing 188 MOTION for Entry of Judgment under Rule 54(b)as to Defendant Richard A. Bailey - filed by Securities and Exchange Commission. (Attachments: # 1 Memorandum of Law, # 2 Exhibit 1, #3 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 4/30/2018 (lih).
April 9, 2018 Opinion or Order Filing 187 ORDER, Setting Hearings( The Final Pretrial Conference is rescheduled for 7/9/2018 at 10:00 AM before Judge Joseph F. Bataillon in Courtroom #2 of the Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549.), ORDER, terminating Hearings: The 5/15/2018 Jury Trial is CANCELLED. At the Pretrial Conference, the Court will schedule a trial date with the parties. ORDER finding as moot #182 MOTION to Preclude Expert Testimony of Steven Thornton, #174 MOTION to Strike #157 MEMORANDUM in Support, Declaration of John Busacca, #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr.. Signed by Judge Joseph F. Bataillon on 4/9/2018. (nmfn)
April 5, 2018 Opinion or Order Filing 186 ORAL ORDER: Pursuant to the Court's Scheduling Order, (D.I. 105-1), no motions in limine are to be filed. Therefore, the Court DENIES without prejudice Plaintiff's motions in limine. (D.I. #178 , D.I. #180 ). Signed by Judge Joseph F. Bataillon on 4/5/2018. (Lawrence, Tiwauna)
April 5, 2018 Filing 185 VERDICT SHEET by Securities and Exchange Commission . (Attachments: #1 Exhibit A - Plaintiff's Proposed Form of Verdict, #2 Exhibit B - Defendant's Proposed Form of Verdict)(Schlegelmilch, Stephan)
April 5, 2018 Filing 184 Joint Proposed Jury Instructions by Securities and Exchange Commission . (Schlegelmilch, Stephan) Modified on 4/5/2018 (lih).
April 5, 2018 NOTE TO COUNSEL: The court does not need courtesy copies of the daubert/motion in limine briefing. (lih)
April 4, 2018 Filing 183 DECLARATION re #182 MOTION to Preclude by Securities and Exchange Commission. (Attachments: #1 Exhibit Thornton Deposition Transcript, #2 Exhibit Thornton Report, #3 Exhibit Thornton Declaration)(Bowers, John) Modified on 4/5/2018 (lih).
April 4, 2018 Filing 182 MOTION to Preclude Expert Testimony of Steven Thornton - filed by Securities and Exchange Commission. Motions referred to Sherry R. Fallon.(Bowers, John) Modified on 4/5/2018 (lih).
April 4, 2018 Filing 181 DECLARATION re #180 MOTION in Limine by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Newman Statement, #2 Exhibit B - Newman Deposition, #3 Exhibit C - Jandt Statement)(Kisslinger, Paul) Modified on 4/5/2018 (lih).
April 4, 2018 Filing 180 MOTION in Limine - filed by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 4/5/2018 (lih).
April 4, 2018 Filing 179 DECLARATION re #178 MOTION To Preclude by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Moseman Statement, #2 Exhibit B - Moseman Deposition Transcript)(Kisslinger, Paul) Modified on 4/4/2018 (lih).
April 4, 2018 Filing 178 MOTION To Preclude Trial Testimony of George H. Moseman - filed by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 4/4/2018 (lih).
April 2, 2018 Filing 177 NOTICE of Taking of Oral Deposition by Securities and Exchange Commission (Kisslinger, Paul)
March 28, 2018 Opinion or Order Filing 176 ORDER granting #173 Stipulation and Pretrial Scheduling Order filed by Securities and Exchange Commission, ORDER, Setting Scheduling Order Deadlines ( Proposed Pretrial Order, final version of proposed jury instructions and proposed form of verdict, including any objections and/or counter proposals due by 4/6/2018.) See order for further details and deadlines. Signed by Judge Joseph F. Bataillon on 3/28/2018. (nmfn)
March 28, 2018 Opinion or Order Filing 175 ORDER granting #172 First MOTION Pursuant to Rule 83.5(d) . Signed by Judge Joseph F. Bataillon on 3/28/2018. (nmfn)
March 22, 2018 Filing 174 MOTION to Strike Declaration of John Busacca attached to #157 MEMORANDUM in Support - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Deposition of John Busacca, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 3/23/2018 (lih).
March 22, 2018 Motions No Longer Referred: #172 First MOTION Motion Pursuant to Rule 83.5(d) (lih)
March 21, 2018 Filing 173 STIPULATED PRETRIAL SCHEDULING ORDER by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 3/22/2018 (lih).
March 20, 2018 Filing 172 First MOTION Motion Pursuant to Rule 83.5(d) - filed by Joseph Mangiapane Jr. Motions referred to Sherry R. Fallon.(Liguori, James)
March 19, 2018 CORRECTING ENTRY: The text of D.I. #157 has been modified to reflect that the document is a memorandum in OPPOSITION to D.I. #150 rather than a memorandum in support as it was incorrectly filed. (lih)
March 19, 2018 CORRECTING ENTRY: Docket clerk has deleted the Motion to Withdraw a document previously filed as D.I. 172 due to document being filed incorrectly. Counsel is advised to refile the motion using the MOTION event code rather than the response to a motion event code. Counsel is further advised that per the entry of reassignment dated 2/6/2018, this case is now assigned to Judge Joseph F. Bataillon and referred to Magistrate Judge Sherry R. Fallon per the entry dated 2/28/2018. All documents filed in this matter should contain the correct case caption. (lih)
March 19, 2018 CORRECTING ENTRY: Pursuant to conversation with counsel, D.I. numbers #173 and #174 have been deleted and will be refiled using the correct event codes at a later time. (lih)
March 9, 2018 Filing 171 Joint DISCOVERY STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 3/12/2018 (lih).
March 9, 2018 Filing 170 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission.(Schlegelmilch, Stephan)
March 5, 2018 Opinion or Order Filing 169 ORAL ORDER: The Proposed Pretrial Order is now due on 4/6/2018, prior to the rescheduled pretrial conference. Signed by Judge Joseph F. Bataillon on 3/5/18. (Brunswick, Amy)
March 2, 2018 Opinion or Order ORAL ORDER- IT IS HEREBY ORDERED that: by no later than close of business on 3/9/2018, the parties shall file a joint status report, limited to no more than six pages, that outlines any pending discovery issues that need to be addressed in advance of the pretrial conference set for 4/11/2018. Ordered by Judge Sherry R. Fallon on 3/2/2018. (lih)
March 1, 2018 Opinion or Order Filing 168 ORAL ORDER - After a telephone conference with the parties. The Final Pretrial Conference is rescheduled for 4/11/2018 at 01:00 PM in Courtroom 6C before Judge Joseph F. Bataillon. The Jury Trial is set for 5/15/2018 at 09:30 AM in Courtroom 4B before Judge Joseph F. Bataillon. Signed by Judge Joseph F. Bataillon on 3/1/2018. (Lawrence, Tiwauna)
February 28, 2018 Opinion or Order Filing 167 ORAL ORDER REFERRING CASE to Magistrate Judge Sherry R. Fallon. The court is aware there may be discovery issues between the parties. Accordingly, all pretrial discovery issues are referred to Magistrate Judge Fallon for resolution. Signed by Judge Joseph F. Bataillon on 2/28/18. (Brunswick, Amy)
February 28, 2018 Opinion or Order Filing 166 ORAL ORDER: In light of the Consent Judgment as to Defendant Richard A. Bailey, (D.I. 155), signed by Judge Gregory M. Sleet on January 23, 2018, Plaintiff's Motion for Summary Judgment against Defendant Richard A. Bailey, (D.I. 148), is dismissed as moot. Signed by Judge Joseph F. Bataillon on 2/28/18. (Brunswick, Amy)
February 28, 2018 Filing 165 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission.(Schlegelmilch, Stephan)
February 21, 2018 Filing 164 NOTICE of by Securities and Exchange Commission of Subpoenas (Bowers, John)
February 21, 2018 Filing 163 NOTICE of Appearance by John J. Bowers on behalf of Securities and Exchange Commission (Bowers, John)
February 9, 2018 Filing 162 RESPONSE TO OBJECTIONS by Securities and Exchange Commission re #156 Memorandum in Opposition . (Schlegelmilch, Stephan)
February 9, 2018 Filing 161 DECLARATION re #160 Reply Brief by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6)(Schlegelmilch, Stephan)
February 9, 2018 Filing 160 REPLY BRIEF re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
February 6, 2018 Opinion or Order Filing 159 ORDER REASSIGNING CASE. Case reassigned to Judge Joseph F. Bataillon, Senior United States District Judge, United States District Court for the District of Nebraska, for all further proceedings. Judge Gregory M. Sleet no longer assigned to case. Signed by Judge Leonard P. Stark on 2/6/18. (gvw)
January 31, 2018 Filing 158 PROPOSED ORDER Stipulation and Proposed Order Amending the Pre-Trial Conference Date by Joseph Mangiapane Jr. (Liguori, James)
January 31, 2018 DEFICIENCY NOTICE by the Court issued to Defendant Joseph Mangiapane Jr. re #158 Proposed Order: There being no reason given for the request, the court will not act on it until one is provided, either by an amended stipulation or joint letter. (mdb)
January 26, 2018 Filing 157 MEMORANDUM in Opposition re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 2/9/2018. (Attachments: #1 Exhibit Declaration of Lowery, #2 Exhibit Declaration of Thornton, #3 Exhibit Declaration of Busacca, #4 Exhibit Declaration of Mangiapane)(Liguori, James) Modified on 3/19/2018 (lih).
January 26, 2018 Filing 156 First MEMORANDUM in Opposition re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Joseph Mangiapane Jr.Reply Brief due date per Local Rules is 2/2/2018. (Liguori, James)
January 23, 2018 Filing 155 CONSENT JUDGMENT re #154 Proposed Consent Judgment. Party Richard A. Bailey terminated. Signed by Judge Gregory M. Sleet on 1/23/2018. (mdb)
January 19, 2018 Filing 154 PROPOSED CONSENT JUDGMENT as to Defendant Richard A. Bailey by Securities and Exchange Commission. (Attachments: #1 Exhibit Consent of Defendant Richard A. Bailey)(Schlegelmilch, Stephan) Modified on 1/19/2018 (mdb).
January 18, 2018 Opinion or Order SO ORDERED - re #153 Stipulation Imposing Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment filed by Joseph Mangiapane Jr, Set Briefing Schedule: re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr.. (Answering Brief due 1/26/2018., Reply Brief due 2/9/2018). Ordered by Judge Gregory M. Sleet on 1/18/2018. (mdb)
January 17, 2018 Filing 153 STIPULATION imposing Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment by Joseph Mangiapane Jr. (Liguori, James)
January 5, 2018 Filing 152 RESPONSE to Discovery Request from Securities and Exchange Commission filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B)(Schlegelmilch, Stephan)
January 5, 2018 Filing 151 DECLARATION re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6, #7 Attachment 7, #8 Attachment 8, #9 Attachment 9, #10 Attachment 10, #11 Attachment 11, #12 Attachment 12, #13 Attachment 13, #14 Attachment 14, #15 Attachment 15, #16 Attachment 16, #17 Attachment 17, #18 Attachment 18, #19 Attachment 19, #20 Attachment 20, #21 Attachment 21, #22 Attachment 22, #23 Attachment 23)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb).
January 5, 2018 Filing 150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb).
December 22, 2017 Filing 149 DECLARATION re #148 MOTION for Summary Judgment Against Defendant Richard Bailey by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6, #7 Attachment 7, #8 Attachment 8, #9 Attachment 9, #10 Attachment 10, #11 Attachment 11, #12 Attachment 12, #13 Attachment 13, #14 Attachment 14)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb).
December 22, 2017 Filing 148 MOTION for Summary Judgment Against Defendant Richard Bailey - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb).
December 22, 2017 Filing 147 RESPONSE to Discovery Request from Securities and Exchange Commission - re #145 Request for Production of Documents, #144 Interrogatories Propounded filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A)(Schlegelmilch, Stephan)
December 12, 2017 Filing 146 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission. (Attachments: #1 Exhibit)(Schlegelmilch, Stephan)
December 11, 2017 Opinion or Order SO ORDERED - re #143 MOTION for Pro Hac Vice Appearance of Attorney Elizabeth Lowery, Esquire filed by Joseph Mangiapane Jr. Ordered by Judge Gregory M. Sleet on 12/11/2017. (mdb)
December 1, 2017 Filing 145 REQUEST for Production of Documents directed to Plaintiff Securities and Exchange Commission filed by Joseph Mangiapane Jr.(Liguori, James)
November 30, 2017 Filing 144 First INTERROGATORIES Propounded to Plaintiff Securities and Exchange Commission filed by Joseph Mangiapane Jr.(Liguori, James)
November 30, 2017 Filing 143 MOTION for Pro Hac Vice Appearance of Attorney Elizabeth Lowery, Esquire - filed by Joseph Mangiapane Jr. (Liguori, James)
November 10, 2017 Filing 142 NOTICE to Take Deposition filed by Securities and Exchange Commission.(Kisslinger, Paul)
November 7, 2017 Minute Entry for proceedings held before Judge Gregory M. Sleet - Discovery Telephone Conference held on 11/7/2017. Discussion regarding the issues presented in the Joint Agenda Letter ( #141 ). The parties were ordered to remain on the line and attempt to resolve some of their issues. The trial date will remain as scheduled, but should the parties find that an extension is needed, the court will convene a telephone conference upon the parties' request. (Court Reporter Kevin Maurer.) (mdb)
November 3, 2017 Filing 141 Joint Letter to Honorable Gregory M. Sleet from Stephan J. Schlegelmilch regarding Discovery Teleconference Agenda. (Schlegelmilch, Stephan)
November 3, 2017 Filing 140 RESPONSE to Discovery Request from Securities and Exchange Commission - re #136 Request for Production of Documents, #135 Interrogatories Propounded filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B)(Schlegelmilch, Stephan)
November 2, 2017 Opinion or Order ORAL ORDER - A Discovery Telephone Conference (#3) has been set in this matter for Tuesday, November 7, 2017, at 3:00 PM (EST). A Joint Agenda letter shall be filed no later than the close of business on Friday, November 3, 2017 (a sample agenda letter can be located on the court's website). After having three discovery teleconferences, the parties must provide the court with a joint submission requesting permission for an additional teleconference. Plaintiff's counsel shall arrange the call and contact chambers at (302) 573-4559 once all parties are on the line. Ordered by Judge Gregory M. Sleet on 11/2/2017. (ctd)
October 12, 2017 Filing 139 SUBPOENA filed by Joseph Mangiapane Jr directed to USA Office of Central District of California, c/o U.S. Attorney Sandra R. Brown for 11/1/2017 (Attachments: #1 Schedule A)(Liguori, James)
October 10, 2017 Opinion or Order Filing 138 ORDER - denying #129 Motion to Transfer Case. Signed by Judge Gregory M. Sleet on 10/10/2017. (mdb)
October 3, 2017 Filing 137 First PROPOSED ORDER To Shorten time for Hearing on Mangiapane's Motion to Postpone the Deposition of Matthew Brown Currently Scheduled for October 10, 2017, in Tampa, Florida by Joseph Mangiapane Jr. (Attachments: #1 Exhibit Exhibit for Defendant Joseph Mangiapane Jr., Application for Entry of an Order Shortening time for Hearing on Mangiapane's Motion to Postpone the Deposition of Matthew Brown Currently Scheduled for October 10, 2017 in Tampa, FL)(Liguori, James)
October 3, 2017 Filing 136 REQUEST for Production of Documents directed to Plaintiff filed by Joseph Mangiapane Jr.(Liguori, James)
October 3, 2017 Filing 135 First INTERROGATORIES Propounded to Plaintiff filed by Joseph Mangiapane Jr.(Liguori, James)
October 3, 2017 Opinion or Order ORAL ORDER - The Proposed Order ( #137 ) is STRICKEN. The parties shall follow the court's discovery dispute resolution procedures, which can be found on www.ded.uscourts.gov. Ordered by Judge Gregory M. Sleet on 10/3/2017. (mdb)
September 27, 2017 Filing 134 SUBPOENA filed by Joseph Mangiapane Jr directed to USA Office of Central District of California, c/o U.S. Attorney Sandra R. Brown for 10/13/17 (Attachments: #1 Schedule A)(Liguori, James)
September 27, 2017 Filing 133 NOTICE to Take Deposition of Joseph Mangiapane on November 15, 2017 filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Schlegelmilch, Stephan)
September 26, 2017 Filing 132 SUBPOENA filed by Joseph Mangiapane Jr directed to Elizabeth Lowery, Esq. Freeman Mathis & Gary, LLP for 10/13/2017 (Attachments: #1 SChedule A)(Liguori, James)
September 25, 2017 Filing 131 First REPLY to Response to Motion re #129 MOTION to Transfer Case to Central District of California filed by Joseph Mangiapane Jr. (Attachments: #1 Exhibit Exhibit to Defendant's Reply to Opposition to Motion to Transfer Venue)(Liguori, James)
September 18, 2017 Filing 130 ANSWERING BRIEF in Opposition re #129 MOTION to Transfer Case to Central District of California filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 9/25/2017. (Kisslinger, Paul)
September 11, 2017 Filing 129 First MOTION & MEMORANDUM in Support to Transfer Venue to Central District of California filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 9/25/2017. (Liguori, James) Modified on 9/15/2017 (mdb).
September 5, 2017 Filing 128 SUBPOENA filed by Joseph Mangiapane Jr directed to United States Attorney's Office c/o US Attorney David C. Weiss for 9/26/2017 (Attachments: #1 Subpoena, Schedule A and Request)(Liguori, James)
July 24, 2017 Filing 127 ANSWER to Interrogatories from Defendant Joseph Mangiapane filed by Joseph Mangiapane Jr.(Liguori, James)
June 19, 2017 Minute Entry for proceedings held before Judge Gregory M. Sleet - Telephone Conference held on 6/19/2017. The file has yet to be turned over to defendant Mangiapane's new counsel. The Court orders defense counsel to get the file back by the end of this week, and to contact Mr. Buckson as to the status of the retrieval. Should the file be retrieved, the parties are to have a meet-and-confer and attempt to work out some of the issues presented in the joint agenda letter ( #126 ). (Court Reporter Kevin Maurer.) (mdb)
June 13, 2017 Filing 126 Letter to Hon. Gregory M. Sleet from Paul W. Kisslinger, SEC regarding Agenda for 6/19 Discovery Conference. (Kisslinger, Paul)
June 7, 2017 Opinion or Order ORAL ORDER SCHEDULING A DISCOVERY TELECONFERENCE: A Discovery Telephone Conference (#2) is set for Monday, June 19, 2017 at 10:00 AM (EST). A Joint Agenda letter shall be filed no later than noon on Thursday, June 15, 2017 (sample agenda letter can be located on the court's website). The court directs counsel for plaintiff to arrange the call and contact chambers at (302) 573-4559 once all the participants are on the line. Ordered by Judge Gregory M. Sleet on 6/7/2017. (asw)
June 7, 2017 CORRECTING ENTRY: The ORAL ORDER SCHEDULING A DISCOVERY TELECONFERENCE dated June 7, 2017 has been corrected regarding the deadline for the Joint Agenda Letter. (asw)
May 31, 2017 Filing 125 SUBPOENA Returned Executed as to Michael Mak on May 29, 2017 (Kisslinger, Paul)
May 25, 2017 Filing 124 REQUEST for Production of Documents directed to Defendant Joseph Mangiapane, Jr. filed by Securities and Exchange Commission.(Schlegelmilch, Stephan)
May 23, 2017 Filing 123 ANSWER to Interrogatories from Joseph Mangiapane, Jr filed by Joseph Mangiapane Jr.(Liguori, James)
May 22, 2017 Minute Entry for proceedings held before Judge Gregory M. Sleet - Discovery Telephone Conference (#1) held on 5/22/2017. Discussion on some of the issues presented in the joint agenda letter ( #122 ). The court will consider its options and schedule a follow-up teleconference in due course. (Court Reporter Kevin Maurer.) (mdb)
May 16, 2017 Filing 122 Letter to Honorable Gregory M. Sleet from Stephan Schlegelmilch regarding Agenda for May 22, 2017 Discovery Teleconference. (Schlegelmilch, Stephan)
May 8, 2017 Opinion or Order ORAL ORDER - A Discovery Telephone Conference (#1) is set for Monday, May 22, 2017, at 2:00 PM (EST). A Joint Agenda letter shall be filed no later than noon on Wednesday, May 17, 2017 (sample agenda letter can be located on the court's website). The court directs counsel for plaintiff to arrange the call and contact chambers at (302) 573-4559 once all the participants are on the line. Ordered by Judge Gregory M. Sleet on 5/8/2017. (ctd)
May 2, 2017 Pro Hac Vice Attorney Anthony N. DeMint for Joseph Mangiapane Jr. added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (lmm)
May 1, 2017 Opinion or Order SO ORDERED - re #120 MOTION for Pro Hac Vice Appearance of Attorney Anthony DeMint, Esquire filed by Joseph Mangiapane Jr. Ordered by Judge Gregory M. Sleet on 5/1/2017. (mdb)
April 28, 2017 Filing 121 Letter to Honorable Gregory M. Sleet from Stephan J. Schlegelmilch regarding Discovery Dispute. (Schlegelmilch, Stephan)
April 27, 2017 Filing 120 MOTION for Pro Hac Vice Appearance of Attorney Anthony DeMint, Esquire - filed by Joseph Mangiapane Jr. (Liguori, James)
April 26, 2017 Filing 119 NOTICE of Withdrawal of counsel by Robert S. Wolf and Jason Canale - filed by Joseph Mangiapane Jr. (Liguori, James) Modified on 4/27/2017 (mdb).
April 26, 2017 Filing 118 OPENING BRIEF in Support re #117 MOTION to Compel Responses to Discovery and to Deem Admitted Requests for Admission filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/10/2017. (Kisslinger, Paul) Modified on 4/26/2017 (mdb).
April 26, 2017 Filing 117 MOTION to Compel Responses to Discovery and to Deem Admitted Requests for Admission - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration of Stephen Schlegelmilch, #2 Exhibit 2 - Proposed Order)(Kisslinger, Paul) Modified on 4/26/2017 (mdb).
April 26, 2017 Opinion or Order ORAL ORDER - The Motion to Compel and Opening Brief ( #117 , #118 ) are STRICKEN. The parties shall refer to the discovery dispute procedure found on the Court's website. Ordered by Judge Gregory M. Sleet on 4/26/2017. (mdb)
April 18, 2017 Filing 116 NOTICE OF SERVICE of Requests for Admission, Interrogatories, and Requests for Production of Records filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Discovery Propounded)(Schlegelmilch, Stephan)
April 18, 2017 Filing 115 NOTICE OF SERVICE of Requests for Admission, Interrogatories, and Requests for Production of Records filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Discovery Requests Propounded)(Schlegelmilch, Stephan)
April 12, 2017 Opinion or Order Filing 114 SO ORDERED - re #113 MOTION to Take Deposition of Chad Smanjak filed by Securities and Exchange Commission. Signed by Judge Gregory M. Sleet on 4/12/2017. (mdb)
March 17, 2017 Filing 113 MOTION to Take Deposition of Chad Smanjak - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan)
March 17, 2017 CORRECTING ENTRY: The deficiency notice previously entered has been removed from the docket. The parties are directed to disregard it. (mdb)
December 1, 2016 Opinion or Order Filing 112 ORAL ORDER re #110 Order Setting Mediation Conferences. The mediation conference set for Thursday, December 8, 2016 at 10:00 a.m. between plaintiff and defendant Mangiapane only has been rescheduled to Monday, February 13, 2016 beginning at 11:00 a.m. There shall be no further submissions of the parties. All other provisions of the Court's Order dated 10/24/16 remain in full force and effect. Ordered by Judge Mary Pat Thynge on 12/1/16. (cak)
November 14, 2016 CORRECTING ENTRY: DI 112 removed from the docket. Motion was filed in error and has been terminated. (cak)
November 7, 2016 Filing 111 Return of Undeliverable Mail sent to Richard A Bailey to his address of record. (cak)
October 24, 2016 Opinion or Order Filing 110 ORDER Setting Mediation Conferences: A Mediation Conference is set for 12/8/2016 at 10:00 AM in Courtroom 2B before Judge Mary Pat Thynge with plaintiff and defendant Mangiapane ONLY. SEE ORDER FOR DETAILS. Signed by Judge Mary Pat Thynge on 10/24/16. (cak)
October 24, 2016 Opinion or Order Filing 109 ORAL ORDER: A teleconference with Judge Thynge, SEC and defendant Bailey ONLY has been scheduled for Tuesday, November 1, 2016 at 11:00 AM Eastern Time. Mr. Bailey is required to be on the teleconference. Counsel for the SEC shall initiate the teleconference call. Ordered by Judge Mary Pat Thynge on 10/24/16. (cak)
October 24, 2016 CORRECTING ENTRY: DI 109 was removed from the docket and will be redocketed with corrections. (cak)
September 28, 2016 Opinion or Order Filing 108 ORDER Setting Teleconference: Plaintiff's counsel to initiate the call. A Telephone Conference is set for 10/24/2016 at 10:30 AM Eastern Time before Judge Mary Pat Thynge. Signed by Judge Mary Pat Thynge on 9/28/16. (cak)
September 28, 2016 CASE REFERRED to Chief Magistrate Judge Thynge for Mediation. Please see Standing Order dated January 20, 2016, regarding disclosure of confidential ADR communications. A link to the standing order is provided here for your convenience at # http://www.ded.uscourts.gov/general-orders/magistrate-judges-standing-order-adr-mediation (cak)
September 26, 2016 Opinion or Order SO ORDERED - re #105 Proposed Scheduling: Case referred to the Magistrate Judge for the purpose of exploring ADR. (All Discovery due by 12/1/2017., Dispositive Motions due by 1/5/2018., Proposed Pretrial Order due by 4/13/2018., A Final Pretrial Conference is set for 4/30/2018 at 10:00 AM in Courtroom 4A before Judge Gregory M. Sleet., A 5-day Jury Trial is set for 5/14/2018 at 09:30 AM in Courtroom 4A before Judge Gregory M. Sleet). Ordered by Judge Gregory M. Sleet on 9/26/2016. (mdb)
September 26, 2016 CORRECTING ENTRY: The Proposed Scheduling Order ( #105 ) has been replaced to correct the deadline for the Final Pretrial Order. (mdb)
September 22, 2016 Filing 107 Letter to Gary Heath from the Court - re #106 Letter. A copy of the Order/Judgment ( #100 ) was mailed to the defendant with this letter. (mdb)
September 22, 2016 Filing 106 Letter to Judge Sleet from Gary Heath regarding receipt of order and judgment - re #100 Order/Judgment. (mdb)
September 21, 2016 Filing 105 Proposed SCHEDULING ORDER by Securities and Exchange Commission (Attachments: #1 Text of Proposed Order Proposed Scheduling Order)(Schlegelmilch, Stephan) Modified on 9/26/2016 (mdb). (Attachment 1 replaced on 9/26/2016) (mdb).
September 13, 2016 Opinion or Order ORAL ORDER re #104 Joint Status Report - The parties' proposed schedule is ADOPTED-IN-PART: Daubert Motions are not to be filed before this Judge. Evidentiary issues will be handled at the Final Pretrial Conference and during trial (see Scheduling Order at www.ded.uscourts.gov). The Final Pretrial Conference is set for 4/30/2018 at 10:00 AM in Courtroom 4A, and a 5-day Jury Trial is set for 5/14/2018 at 9:30 AM in Courtroom 4A. This case is referred to the Magistrate Judge for the purpose of exploring ADR. The parties shall wait to be contacted by the unassigned Magistrate Judge. The plaintiff is directed to file a (Proposed) Scheduling Order that includes the complete case schedule and the directives in this order, by 9/26/2016. Ordered by Judge Gregory M. Sleet on 9/13/2016. (mdb)
August 26, 2016 Filing 104 Joint STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan)
July 26, 2016 Opinion or Order Filing 103 ORDER - denying #91 Motion to Quash filed by Serina M Meagher. Party Serina M Meagher terminated. Signed by Judge Gregory M. Sleet on 7/26/2016. (mdb)
July 26, 2016 Opinion or Order Filing 102 STATUS REPORT ORDER: Status Report due by 8/26/2016. Signed by Judge Gregory M. Sleet on 7/26/2016. (asw)
July 26, 2016 Filing 101 CONSENT JUDGMENT in favor of Securities and Exchange Commission against Florian R. Ternes in the amount of 150,224.75. Signed by Judge Gregory M. Sleet on 7/26/2016. (mdb)
July 26, 2016 Remark - The Order ( #103 ) has been mailed to Movant Serina Meagher and Sand Canyon Corporation at the addresses listed on the plainitff's certificate of serice of their answering brief ( #95 ). (mdb)
June 7, 2016 Opinion or Order Filing 100 ORDER/FINAL JUDGMENT - granting Motion for Summary Judgment ( #92 ). Judgment is hereby entered in favor of United States of America against Gary Heath in the amount of $203,156.20. (See judgment for more details). Signed by Judge Gregory M. Sleet on 6/7/2016. (mdb)
June 7, 2016 Opinion or Order Filing 99 ORDER TO ANSWER re Serina M Meagher, #91 MOTION to Quash. Notice of Compliance deadline set for 6/21/2016. Signed by Judge Gregory M. Sleet on 6/7/2016. (asw)
April 14, 2016 Filing 98 REPLY BRIEF In Support of the Securities and Exchange Commission's Motion for Summary Judgment Against Defendant Gary C. Heath - re #92 Motion for Summary Judgment filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 4/14/2016 (mdb).
April 7, 2016 Filing 97 RESPONSE to Motion - re #92 Motion for Summary Judgment filed by Gary Heath.(aah) Modified on 4/8/2016 (mdb).
April 4, 2016 Filing 96 DECLARATION re #95 Answering Brief in Opposition of Serina M. Meagher's Motion to Quash by Securities and Exchange Commission. (Attachments: #1 Exhibit Ex. 1 - Demand Letter, #2 Exhibit Ex. 2 - Credit Application, #3 Exhibit Ex. 3 - Payments, #4 Exhibit Ex. 4 - Payment History)(White, Christy) Modified on 4/4/2016 (mdb).
April 4, 2016 Filing 95 ANSWERING BRIEF in Opposition re #91 MOTION to Quash filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 4/14/2016. (White, Christy)
April 4, 2016 Filing 94 NOTICE of Appearance by Christy White on behalf of Securities and Exchange Commission (White, Christy)
March 28, 2016 Filing 93 OPENING BRIEF in Support re #92 Motion for Summary Judgment Against Defendant Gary C. Heath filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 4/14/2016. (Attachments: #1 Exhibit A (part 1), #2 Exhibit A (part 2), #3 Exhibit A (part 3), #4 Exhibit A (part 4), #5 Exhibit A (part 5), #6 Exhibit A (part 6), #7 Exhibit B, #8 Exhibit C)(Schlegelmilch, Stephan) Modified on 3/28/2016 (mdb).
March 28, 2016 Filing 92 MOTION for Summary Judgment - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan)
March 28, 2016 CORRECTING ENTRY: The Motion for Summary Judgment against defendant Gary Heath (formerly DI 92) have been removed from the docket to correct filing errors. Counsel will re-file the documents accordingly. (mdb)
March 17, 2016 Filing 91 MOTION to Quash - filed by Serina M Meagher. (sar)
March 17, 2016 Set Answering Brief Deadline re #91 MOTION to Quash. Answering Brief/Response due date per Local Rules is 4/4/2016. (mdb)
March 8, 2016 Opinion or Order Filing 90 ORDER - granting #89 Letter Motion for Leave to File Motion for Summary Judgment Against Defendant Gary C. Heath. The Motion and Opening Brief is due by 4/4/2016. Briefing will abide by the Local Rules of this Court. Signed by Judge Gregory M. Sleet on 3/8/2016. (mdb)
February 23, 2016 Filing 89 Letter MOTION for Leave to File Motion for Summary Judgment Against Defendant Gary C. Heath - filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 2/23/2016 (mdb).
November 16, 2015 Filing 88 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Jacob Canceli - Jacob Canceli terminated as a party to the case. Signed by Judge Gregory M. Sleet on 11/16/2015. (asw)
October 8, 2015 Filing 87 MOTION for Default Judgment as to Jacob Canceli - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum In Support, #2 Exhibit 1 (Declaration), #3 Text of Proposed Order Proposed Order)(Schlegelmilch, Stephan)
September 15, 2015 Filing 86 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against James Meagher - James Meagher terminated as a party to the case. Signed by Judge Gregory M. Sleet on 9/14/2015. (asw)
September 11, 2015 Filing 85 MOTION for Default Judgment as to James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Exhibit 1 - Declaration of Antony Petrilla, #3 Text of Proposed Order)(Schlegelmilch, Stephan)
September 11, 2015 Filing 84 ANSWER to Amended Complaint, re: #9 Amended Complaint by Joseph Mangiapane Jr.(Liguori, James)
September 9, 2015 Opinion or Order Filing 83 SO ORDERED - re #82 MOTION to Amend/Correct Final Judgment (DI #81 ) as to Pawel P. Dynkowski. AMENDED DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Pawel P. Dynkowski in the amount of $2,585,671.50. Signed by Judge Gregory M. Sleet on 9/9/2015. (mdb)
September 8, 2015 Filing 82 MOTION to Amend/Correct Final Judgment as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Amended Order)(Schlegelmilch, Stephan)
August 31, 2015 Filing 81 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Pawel P. Dynkowski - Pawel P. Dynkowski terminated as a party to the case. Signed by Judge Gregory M. Sleet on 8/31/2015. (asw)
August 12, 2015 Opinion or Order SO ORDERED, re #80 Stipulation filed by Joseph Mangiapane Jr, Set/Reset Answer Deadlines: Joseph Mangiapane Jr answer due 9/11/2015. Ordered by Judge Gregory M. Sleet on 8/12/2015. (asw)
August 10, 2015 Filing 80 STIPULATION for Extension of Time to Respond to Plaintiff's Second Amended Complaint by Joseph Mangiapane Jr. (Liguori, James)
August 6, 2015 Filing 79 MOTION for Default Judgment as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum In Support, #2 Exhibit A - Declaration In Support of Motion (Part 1 of 2), #3 Exhibit A - Declaration In Support of Motion (Part 2 of 2), #4 Exhibit B - Proposed Order)(Schlegelmilch, Stephan)
July 29, 2015 Opinion or Order Filing 78 ORDER - denying #50 Motion to Dismiss. Signed by Judge Gregory M. Sleet on 7/29/2015. (mdb)
June 24, 2015 Filing 77 Clerk's ENTRY OF DEFAULT as to Richard A. Bailey - Re: #44 Request for Default filed by Securities and Exchange Commission. (asw)
June 24, 2015 Filing 76 Clerk's ENTRY OF DEFAULT as to James Meagher - Re: #74 Request for Default filed by Securities and Exchange Commission. (asw)
June 24, 2015 Filing 75 Clerk's ENTRY OF DEFAULT as to Pawel P. Dynkowski - Re: #73 Request for Default filed by Securities and Exchange Commission. (asw)
June 18, 2015 Filing 74 REQUEST for Default as to James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration)(Schlegelmilch, Stephan)
June 18, 2015 Filing 73 REQUEST for Default as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration)(Schlegelmilch, Stephan)
June 11, 2015 Filing 72 Clerk's ENTRY OF DEFAULT as to Jacob Canceli - Re: #71 Request for Default filed by Securities and Exchange Commission. (asw)
June 9, 2015 Filing 71 REQUEST for Default as to Jacob Canceli - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Attorney Declaration)(Schlegelmilch, Stephan)
May 28, 2015 Filing 70 PROPOSED CONSENT JUDGMENT As To Defendant Florian R. Ternes by Securities and Exchange Commission. (Attachments: #1 Exhibit Consent of Defendant Florian R. Ternes)(Schlegelmilch, Stephan)
May 11, 2015 Opinion or Order Filing 69 SO ORDERED - re #68 Proposed Order Staying Briefing of Plaintiff's Motion for Partial Summary Judgment. Signed by Judge Gregory M. Sleet on 5/7/2015. (mdb)
May 4, 2015 Filing 68 PROPOSED ORDER Staying Briefing Of Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan)
May 4, 2015 Opinion or Order ORAL ORDER - re #67 Joint Status Report: The parties' request to continue the stay of the briefing deadlines on the plaintiff's motion for partial summary judgment is granted. Within forty five (45) days from the date of this order, the plaintiff shall file a Joint Status Report regarding the status of settlement negotiations. If the parties fail to file a joint status report within forty-five (45) days, a briefing schedule will be reinstated. Plaintiff shall file a proposed order reflecting this oral order by Monday, May 11, 2015. Ordered by Judge Gregory M. Sleet on 5/4/2015. (mdb)
April 30, 2015 Filing 67 Joint STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan)
March 20, 2015 Filing 66 Letter to Judge Sleet from Florian Ternes, dated 3/4/2015 regarding notice of address change. The address has been updated on the docket. (mdb)
March 19, 2015 Opinion or Order Filing 65 SO ORDERED - re #64 Proposed Order Staying Briefing of Plaintiff's Motion for Partial Summary Judgment filed by Securities and Exchange Commission. Signed by Judge Gregory M. Sleet on 3/19/2015. (mdb)
March 18, 2015 Filing 64 PROPOSED ORDER Staying Briefing Of Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan)
March 18, 2015 Opinion or Order ORAL ORDER - re #63 Joint MOTION Stay Briefing Of Plaintiff's Motion for Partial Summary Judgment Against Defendant Ternes In Light Of Offer of Settlement: The parties' request to stay the briefing deadlines on the plaintiff's motion for partial summary judgment is granted. Within forty five (45) days from the date of this order, the plaintiff shall file a Joint Status Report regarding the status of settlement negotiations. If the parties fail to file a joint status report within forty-five (45) days, a briefing schedule will be reinstated. Plaintiff shall file a proposed order reflecting this oral order by Friday, March 20, 2015. Ordered by Judge Gregory M. Sleet on 3/18/2015. (mdb)
March 17, 2015 Filing 63 Joint MOTION Stay Briefing Of Plaintiff's Motion for Partial Summary Judgment Against Defendant Ternes In Light Of Offer of Settlement - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan)
February 20, 2015 Opinion or Order Filing 62 SO ORDERED - re #60 Stipulated Briefing Schedule re Motions for Partial Summary Judgment: Motion and Opening Brief due by 3/19/2015, Answering Brief due by 4/16/2015, Reply Brief due by 4/30/2015. Signed by Judge Gregory M. Sleet on 2/19/2015. (mdb)
February 19, 2015 Filing 61 Return of Undeliverable Mail sent to Florian R. Ternes. Defendant Ternes's address has been updated and the document has been resent. (mdb)
February 18, 2015 Filing 60 STIPULATION Proposed Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan)
February 12, 2015 Opinion or Order ORAL ORDER - granting #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Securities and Exchange Commission. The plaintiff shall file a proposed briefing schedule in the form of a stipulation by February 19, 2015. Ordered by Judge Gregory M. Sleet on 2/12/2015. (mdb)
December 31, 2014 Filing 59 Letter REPLY to Response to Motion re #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
December 30, 2014 Filing 58 RESPONSE to Motion re #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Florian R. Ternes. (mas)
December 16, 2014 Filing 57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A (plea agreement), #2 Exhibit B (judgment), #3 Exhibit C (email to defendant))(Schlegelmilch, Stephan)
September 19, 2013 Filing 56 First REPLY to Response to Motion re #50 MOTION to Dismiss for Failure to State a Claim filed by Joseph Mangiapane Jr. (Liguori, James)
September 6, 2013 Filing 55 ANSWERING BRIEF in Opposition re #50 MOTION to Dismiss for Failure to State a Claim filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 9/16/2013. (Schlegelmilch, Stephan)
September 5, 2013 Filing 54 NOTICE OF SUBSTITUTION OF COUNSEL re Joseph Mangiapane Jr: Entry of appearance of attorney James E. Liguori. Attorney Stephen W. Spence terminated. (Liguori, James)
September 3, 2013 Filing 53 NOTICE of Appearance by James E. Liguori on behalf of Joseph Mangiapane Jr (Liguori, James)
August 7, 2013 Filing 52 OPENING BRIEF in Support re #50 MOTION to Dismiss for Failure to State a Claim filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 8/26/2013. (Spence, Stephen)
August 7, 2013 Filing 51 DECLARATION of Robert S. Wolf by Joseph Mangiapane Jr. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Spence, Stephen)
August 7, 2013 Filing 50 MOTION to Dismiss for Failure to State a Claim - filed by Joseph Mangiapane Jr. (Attachments: #1 Proposed form of Order)(Spence, Stephen)
July 31, 2013 Filing 49 Return of Service Executed by Securities and Exchange Commission. Jacob Canceli served on 7/25/2013, answer due 8/15/2013. (Schlegelmilch, Stephan)
July 30, 2013 Opinion or Order Filing 48 SO ORDERED, re #47 STIPULATION TO EXTEND TIME for Briefing Regarding Defendant Mangiapane's Motion to Dismiss the Second Amended Complaint to to various proposed dates referenced in the stipulation filed by Joseph Mangiapane Jr. Signed by Chief Judge Gregory M. Sleet on 7/30/13. (mmm)
July 26, 2013 Filing 47 STIPULATION TO EXTEND TIME for Briefing Regarding Defendant Mangiapane's Motion to Dismiss the Second Amended Complaint to to various proposed dates referenced in the stipulation - filed by Joseph Mangiapane Jr. (Spence, Stephen)
July 23, 2013 Filing 46 OBJECTIONS by Richard A. Bailey to - #44 REQUEST for Default as to Richard A. Bailey, Pawel P. Dynkowski, James Meagher. (mdb)
July 23, 2013 Filing 45 ANSWER to #25 Second Amended Complaint by Richard A. Bailey. (mdb)
July 3, 2013 Filing 44 REQUEST for Default as to Richard A. Bailey, Pawel P. Dynkowski, James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Affidavit Exhibit 1)(Schlegelmilch, Stephan)
July 2, 2013 Filing 43 ANSWER to #25 Amended Complaint - filed by Florian R. Ternes. (Attachments: #1 Cover Letter)(cla, )
June 20, 2013 Filing 42 AFFIDAVIT of Service for Summons and Second Amended Complaint served on Florian R. Ternes on June 17, 2013, filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
June 12, 2013 Filing 41 PRAECIPE filed by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission requesting Clerk to issue summons for defendant Jacob Canceli. (cla, )
June 12, 2013 Summons Reissued with Magistrate Consent Notice attached as to Jacob Canceli. Summons mailed to requestor - Stephan J. Schlegelmilch, Assistant Chief Litigation Counsel, U.S. Securities and Exchange Commission, Washington DC; to effect service pursuant to FRCP 4. (cla, )
June 11, 2013 Filing 40 AFFIDAVIT of Service for Summons and Second Amended Complaint served on James Meagher on June 6, 2013, filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
June 5, 2013 Opinion or Order SO ORDERED, re #39 STIPULATION TO EXTEND TIME to Answer or Otherwise Respond to Plaintiff's Second Amended Complaint to July 31, 2013 filed by Joseph Mangiapane Jr, Set/Reset Answer Deadlines: Joseph Mangiapane Jr answer due 7/31/2013. Ordered by Chief Judge Gregory M. Sleet on 6/5/2013. (asw)
June 4, 2013 Filing 39 STIPULATION TO EXTEND TIME to Answer or Otherwise Respond to Plaintiff's Second Amended Complaint to July 31, 2013 - filed by Joseph Mangiapane Jr. (Spence, Stephen)
May 20, 2013 Filing 38 PRAECIPE filed by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission requesting Clerk to issue summonses for defendants Florian R. Ternes and James Meagher (rbe)
May 20, 2013 Opinion or Order Filing 37 ORDER GRANTING #35 Intervenor Plaintiff United States' MOTION to Lift Stay filed by United States of America. Signed by Chief Judge Gregory M. Sleet on 5/20/13. (mmm)
May 20, 2013 Summons Issued with Magistrate Consent Notice attached as to James Meagher on 5/20/2013; Florian R. Ternes on 5/20/2013. Summonses mailed to requestor - Stephan J. Schlegelmilch, Assistant Chief Litigation Counsel, U.S. Securities and Exchange Commission, Washington DC; to effect service pursuant to FRCP 4. (rbe)
May 3, 2013 Filing 36 NOTICE of Service by United States of America re #35 MOTION to Lift Stay (Hanson, Shannon)
May 3, 2013 Filing 35 MOTION to Lift Stay - filed by United States of America. (Hanson, Shannon)
April 18, 2013 Filing 34 NOTICE of Appearance by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission (Schlegelmilch, Stephan)
February 22, 2013 Filing 33 CONSENT JUDGMENT as to Adam S. Rosengard re #32 PROPOSED CONSENT JUDGMENT. Signed by Chief Judge Gregory M. Sleet on 2/22/2013. (asw)
February 19, 2013 Filing 32 PROPOSED CONSENT JUDGMENT As to Adam S. Rosengard by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Final Judgment As To Adam S. Rosengard)(Kisslinger, Paul)
July 2, 2012 Filing 31 CONSENT AND FINAL JUDGMENT AS TO DEFENDANT MATTHEW W. BROWN, in favor of Securities and Exchange Commission against Matthew W. Brown. Signed by Chief Judge Gregory M. Sleet on 7/2/2012. (asw)
June 22, 2012 Filing 30 PROPOSED CONSENT JUDGMENT of Matthew W. Brown by Securities and Exchange Commission. (Attachments: #1 Consent of Matthew W. Brown to Final Judgment)(Kisslinger, Paul)
February 3, 2012 Filing 29 CONSENT JUDGMENT as to Marc J. Riviello. Signed by Chief Judge Gregory M. Sleet on 2/3/2012. (asw)
February 2, 2012 Filing 28 PROPOSED CONSENT JUDGMENT of Defendant Marc J. Riviello by Securities and Exchange Commission. (Attachments: #1 Consent of Marc J. Riviello)(Kisslinger, Paul)
January 24, 2012 Filing 27 CONSENT JUDGMENT as to Defendant Nathan M. Michaud. Signed by Chief Judge Gregory M. Sleet on 1/24/2012. (asw)
January 24, 2012 Filing 26 CONSENT JUDGMENT as to Defendant Gerard J. D'Amaro. Signed by Chief Judge Gregory M. Sleet on 1/24/2012. (asw)
December 22, 2011 Filing 25 Second AMENDED COMPLAINT against James Meagher- filed by Securities and Exchange Commission.(Kisslinger, Paul)
December 21, 2011 Filing 24 PROPOSED CONSENT JUDGMENT as to Gerard D'Amaro by Securities and Exchange Commission. (Attachments: #1 Signed Consent - D'Amaro)(Kisslinger, Paul)
December 21, 2011 Filing 23 PROPOSED CONSENT JUDGMENT of Defendant Nathan MIchaud by Securities and Exchange Commission. (Attachments: #1 Consent -- Nathan Michaud)(Kisslinger, Paul)
December 20, 2011 Opinion or Order Filing 22 ORDER granting #19 MOTION to Lift Stay to File Second Amended Complaint filed by Securities and Exchange Commission, granting #13 MOTION to Lift Stay To File Settlement Documents filed by Securities and Exchange Commission. Signed by Chief Judge Gregory M. Sleet on 12/20/2011. (asw)
November 29, 2011 Filing 21 Letter to Chief Judge Sleet from Paul W. Kisslinger regarding Motion to Amend Complaint to add additional defendant - re #19 MOTION to Lift Stay to File Second Amended Complaint. (Kisslinger, Paul)
November 15, 2011 Filing 20 NOTICE OF SUBSTITUTION OF COUNSEL re Joseph Mangiapane Jr: Entry of appearance of attorney Stephen W. Spence. Attorney Kathleen M. Jennings terminated. (Spence, Stephen)
October 13, 2011 Filing 19 MOTION to Lift Stay to File Second Amended Complaint - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Proposed Second Amended Complaint, #2 Exhibit 2 - Redline comparison First and Second Amended Complaint)(Kisslinger, Paul)
June 13, 2011 Filing 18 NOTICE of of Change of Firm Affiliation of Robert S. Wolf & Jason Canales - Admitted Pro Hac Vice by Joseph Mangiapane Jr re SO ORDERED, Add Attorneys Pro Hac Vice (Jennings, Kathleen)
May 26, 2011 Pro Hac Vice Attorney Jason Canales,Robert S. Wolf for Joseph Mangiapane Jr added for electronic noticing. (rbe)
May 16, 2011 Filing 17 MOTION for Pro Hac Vice Appearance of Attorney Jason Canales - filed by Joseph Mangiapane Jr. (Attachments: #1 Certification of Jason Canales)(Jennings, Kathleen)
May 16, 2011 Filing 16 MOTION for Pro Hac Vice Appearance of Attorney Robert S. Wolf - filed by Joseph Mangiapane Jr. (Attachments: #1 Certification of Robert S. Wolf)(Jennings, Kathleen)
May 16, 2011 Filing 15 NOTICE of Appearance by Kathleen Jennings on behalf of Joseph Mangiapane Jr (Jennings, Kathleen)
May 16, 2011 Opinion or Order SO ORDERED, re #16 MOTION for Pro Hac Vice Appearance of Attorney Robert S. Wolf filed by Joseph Mangiapane Jr, #17 MOTION for Pro Hac Vice Appearance of Attorney Jason Canales filed by Joseph Mangiapane Jr. Ordered by Chief Judge Gregory M. Sleet on 5/16/2011. (asw)
January 26, 2011 Filing 14 NOTICE of Withdrawal of Counsel by United States of America as to Seth Beausang (Hanson, Shannon)
January 19, 2011 Filing 13 MOTION to Lift Stay To File Settlement Documents - filed by Securities and Exchange Commission. (Kisslinger, Paul)
July 21, 2010 Remark: Per counsel's request, mailing address updated for attorney Jan A.T. van Amerongen, Jr. (rbe)
June 28, 2010 Filing 12 ANSWER to Amended Complaint re #9 Amended Complaint with Jury Demand by Gary Heath.(mmm)
June 3, 2010 Filing 11 Return of Service Executed by Securities and Exchange Commission. Richard A. Bailey served on 5/14/2010, answer due 6/4/2010. (Kisslinger, Paul)
May 13, 2010 Filing 10 Return of Service Executed by Securities and Exchange Commission. Gary Heath served on 4/7/2010, answer due 4/28/2010. (Kisslinger, Paul)
April 27, 2010 Summons Issued as to Richard A. Bailey on 4/27/2010; Gary Heath on 4/27/2010; Florian R. Ternes on 4/27/2010. (ksr)
March 25, 2010 Filing 9 AMENDED COMPLAINT against Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Pawel P. Dynkowski, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello, Adam S. Rosengard- filed by Securities and Exchange Commission.(Kisslinger, Paul)
March 24, 2010 Opinion or Order SO ORDERED, re #8 MOTION to Lift Stay for Limited Purpose of Filing and Serving Amended Complaint filed by Securities and Exchange Commission. The plaintiff is directed to file the Amended Complaint on the docket as soon as possible. Signed by Chief Judge Gregory M. Sleet on 3/24/10. (mmm)
December 14, 2009 Filing 8 MOTION to Lift Stay for Limited Purpose of Filing and Serving Amended Complaint - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Proposed Amended Complaint, #2 Exhibit Redline of Proposed Amended Complaint)(Kisslinger, Paul)
July 20, 2009 Filing 7 AFFIDAVIT of Service served on Pawel Dynkowski on 06-25-2009, filed by Securities and Exchange Commission. (Kisslinger, Paul)
June 19, 2009 Opinion or Order Filing 6 ORDER granting #3 Motion to Stay; granting #5 Motion to Intervene and Stay. Signed by Chief Judge Gregory M. Sleet on 6/19/09. (mmm)
June 17, 2009 Filing 5 MOTION to Intervene and for Stay of Proceedings - filed by United States of America. (Attachments: #1 Text of Proposed Order Proposed Order)(Hanson, Shannon)
June 17, 2009 Opinion or Order SO ORDERED, re #4 MOTION for Pro Hac Vice Appearance of Attorney Gregory J. Morse, Esquire filed by Gerard J. D Amaro. Ordered by Chief Judge Gregory M. Sleet on 6/17/2009. (asw)
June 16, 2009 Filing 4 MOTION for Pro Hac Vice Appearance of Attorney Gregory J. Morse, Esquire - filed by Gerard J. D Amaro. (van Amerongen, Jan)
June 16, 2009 Filing 3 MOTION to Stay Proceedings - filed by Gerard J. D Amaro. (van Amerongen, Jan)
June 1, 2009 Case reassigned to Judge Gregory M. Sleet. Please include the initials of the Judge (GMS) after the case number on all documents filed. (rjb)
May 28, 2009 Remark: Attorneys Paul W. Kisslinger, Frederick L. Block, and Anthony Richard Petrilla, Securities and Exchange Commission - Washington DC - having registered in CM/ECF, are added for the purposes of docketing and noticing.(rbe)
May 27, 2009 Case assigned to Judge Sue L. Robinson. Please include the initials of the Judge (SLR) after the case number on all documents filed. (rjb)
May 20, 2009 Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (dab)
May 20, 2009 Filing 1 COMPLAINT filed with Jury Demand against Adam S. Rosengard, Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello - Magistrate Consent Notice to Pltf. - filed by Securities and Exchange Commission.(dab) (Additional attachment(s) added on 5/20/2009: #1 Civil Cover Sheet) (dab).
May 20, 2009 Summons Issued as to Adam S. Rosengard on 5/20/2009; Pawel P. Dynkowski on 5/20/2009; Matthew W. Brown on 5/20/2009; Jacob Canceli on 5/20/2009; Gerard J. D Amaro on 5/20/2009; Joseph Mangiapane Jr on 5/20/2009; Marc J. Riviello on 5/20/2009. (dab)

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Search for this case: Securities and Exchange Commission v. Mangiapane Jr.
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Plaintiff: Securities and Exchange Commission
Represented By: John J. Bowers
Represented By: Stephan J. Schlegelmilch
Represented By: Anthony R. Petrilla
Represented By: Christy White
Represented By: Frederick L. Block
Represented By: Paul W. Kisslinger
Represented By: Seth Madison Beausang
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Intervenor plaintiff: United States of America
Represented By: Shannon Thee Hanson
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Defendant: Pawel P. Dynkowski
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Defendant: Matthew W. Brown
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Defendant: Jacob Canceli
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Defendant: Gerard J. D Amaro
Represented By: Jan A.T. van Amerongen, Jr.
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Defendant: Joseph Mangiapane Jr
Represented By: James E. Liguori
Represented By: Stephen W. Spence
Represented By: Anthony N. DeMint
Represented By: Jason Canales
Represented By: Kathleen Jennings
Represented By: Robert S. Wolf
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Defendant: Nathan M. Michaud
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Defendant: Marc J. Riviello
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Defendant: Adam S. Rosengard
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Defendant: Florian R. Ternes
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Defendant: Gary Heath
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Defendant: Richard A. Bailey
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Defendant: James Meagher
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Petitioner: Serina M Meagher
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