Tansey et al. v. Rogers et al
| Edward Tansey and Warren Pinchuck |
| James E. Rogers, Michael G. Browning, G. Alex Bernhardt, Sr., Ann Maynard Gray, James T. Rhodes, James A. Hance, Jr., William Barnet, III, Philip R. Sharp, Daniel R. DiMicco, John H. Forsgren, E. James Reinsch, Lynn J. Good, Steven K. Young and Duke Energy Corporation |
| Mr Richard A Bernstein |
| 1:2012cv01049 |
| August 17, 2012 |
| U.S. District Court for the District of Delaware |
| Wilmington Office |
| XX US, Outside State |
| Richard G Andrews |
| Stockholders Suits |
| 15 U.S.C. § 78 m(a) Securities Exchange Act |
| Plaintiff |
Docket Report
This docket was last retrieved on July 25, 2017. A more recent docket listing may be available from PACER.
| Document Text |
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Filing 117
SO ORDERED re Stipulation and Order of Dismissal (***Civil Case Terminated). Signed by Judge Richard G. Andrews on 7/25/2017. (nms)
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| Filing 116 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding the status of the litigation in the Court of Chancery. (Attachments: #1 Stipulation and Proposed Order)(Quinn, Christopher) Modified on 7/18/2017 (nms). |
| Filing 115 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding reporting on the status of the litigation in the Court of Chancery. (Quinn, Christopher) |
| Filing 114 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding reporting on the status of the litigation in the Court of Chancery. (Quinn, Christopher) Modified on 3/7/2017 (nms). |
| Filing 113 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding reporting on the status of the litigation in the Court of Chancery. (Quinn, Christopher) Modified on 2/7/2017 (nms). |
| Filing 112 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding reporting on the status of the litigation in the Court of Chancery in C.A. No. 7705-VCG. (Quinn, Christopher) |
Filing 111
ORDER Administratively Closing Case. Signed by Judge Richard G. Andrews on 11/17/2016. (nms)
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| Filing 110 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding status of the proceedings in the Court of Chancery litigation and requesting the Court be updated no later than January 6, 2017 - re #109 Letter,. (Quinn, Christopher) |
| Filing 109 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn notifying the Court the parties have reached an agreement in principle to settle and will update the Court on November 16, 2016 regarding the status. (Quinn, Christopher) Modified on 10/20/2016 (nms). |
| Filing 108 Letter to The Honorable Richard G. Andrews from Christopher P. Quinn regarding Proceedings in the Court of Chancery action. (Quinn, Christopher) |
| Filing 107 Letter to The Honorable Richard G. Andrews from Kenneth J. Nachbar regarding enclosing a copy of the Chancery Court Opinion regarding Defendants' motion to dismiss. (Attachments: #1 Exhibit)(Nachbar, Kenneth) Modified on 9/6/2016 (nms). |
| Minute Entry for proceedings held before Judge Richard G. Andrews - Oral Argument held on 8/24/2016. Appearances: J. Halebian, R. Jacobs, C. Quinn, G. Stassi for Plaintiffs; K. Nachbar, S. Waesco, A. Stern, M. Spak for Defendants. (Court Reporter Valerie Gunning.) (ksr, ) |
Filing 106
ORAL ORDER: The Court will hear oral argument on the Motion to Dismiss (D.I. #83 ) on 8/24/2016, at 4:00 PM in Courtroom 6A before Judge Richard G. Andrews. Ordered by Judge Richard G. Andrews on 7/15/2016. (nms)
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Filing 105
ORDER Denying #90 MOTION to Intervene and Stay. Signed by Judge Richard G. Andrews on 6/27/2016. (nms)
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| Filing 104 MEMORANDUM re #90 MOTION to Intervene and Stay. Signed by Judge Richard G. Andrews on 6/27/2016. (nms) |
| Filing 103 REQUEST for Oral Argument by Richard A Bernstein re #90 MOTION to Intervene MOTION to Stay. (Brown, Ronald) |
| Filing 102 MOTION for Pro Hac Vice Appearance of Attorney Frank P. DiPrima - filed by Richard A Bernstein. (Brown, Ronald) |
SO ORDERED, re #102 MOTION for Pro Hac Vice Appearance of Attorney Frank P. DiPrima filed by Richard A Bernstein. Signed by Judge Richard G. Andrews on 5/20/2016. (nms)
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| Filing 101 REPLY in further support re #90 MOTION to Intervene and Stay Derivative Action in Deference to Parallel Derivative Suit in Delaware Court of Chancery, filed by Richard A Bernstein. (Brown, Ronald) Modified on 5/18/2016 (nms). |
SO ORDERED, re #100 Stipulation and Proposed Order Enlarging Page Limit for Proposed Intervenor's Reply Submission, filed by Richard A Bernstein. Signed by Judge Richard G. Andrews on 5/16/2016. (nms)
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| Filing 100 STIPULATION and Proposed Order Enlarging Page Limit for Proposed Intervenor's Reply Submission, by Richard A Bernstein. (Brown, Ronald) Modified on 5/16/2016 (nms). |
| Filing 99 ANSWERING BRIEF in Opposition re #90 MOTION to Intervene, and MOTION to Stay, filed by Warren Pinchuck, Edward Tansey.Reply Brief due date per Local Rules is 5/2/2016. (Friedlander, Joel) Modified on 4/25/2016 (nms). |
| Filing 98 RESPONSE to #90 MOTION to Intervene, and MOTION to Stay Derivative Action, filed by William Barnet, III, G. Alex Bernhardt, Sr, Richard A Bernstein, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, Warren Pinchuck, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Attachments: #1 Exhibit A)(Cumings, Alexandra) Modified on 4/22/2016 (nms). (Attachment 1 replaced on 4/22/2016) (nms). |
| CORRECTING ENTRY: The pdf for Exhibit A found at D.I. #98 has been replaced with the corrected version per counsel's request. The NEF has been regenerated. (nms) |
| Filing 97 REQUEST for Oral Argument by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp re #83 MOTION to Dismiss. (Cumings, Alexandra) |
| Filing 96 REPLY BRIEF re #83 MOTION to Dismiss filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp. (Attachments: #1 Exhibit A)(Cumings, Alexandra) |
| Filing 95 STIPULATION TO EXTEND TIME Respond to Motion to Intervene and Stay Derivative Action to Responses Due April 22, 2016 and Intervenor Reply Due May 18, 2016 - filed by Warren Pinchuck, Edward Tansey. (Friedlander, Joel) |
SO ORDERED, re #95 STIPULATION TO EXTEND TIME to Respond to Motion to Intervene and Stay Derivative Action to April 22, 2016, and May 18, 2016, filed by Warren Pinchuck, Edward Tansey (Reset Briefing Schedule: re #90 MOTION to Intervene MOTION to Stay. Answering Brief due 4/22/2016, Reply Brief due 5/18/2016). Signed by Judge Richard G. Andrews on 4/14/2016. (nms)
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| Filing 94 NOTICE of Appearance by Alexandra M. Cumings on behalf of William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, Philip R. Sharp (Cumings, Alexandra) |
SO ORDERED, re #93 STIPULATION TO EXTEND TIME to Respond to Motion to Intervene and Stay Derivative Action to April 15, 2016, and May 11, 2016, filed by Warren Pinchuck, Edward Tansey. Signed by Judge Richard G. Andrews on 3/30/2016. (nms)
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| Filing 93 STIPULATION TO EXTEND TIME to Respond to Motion to Intervene and Stay Derivative Action to April 15, 2016 and May 11, 2016 - filed by Warren Pinchuck, Edward Tansey. (Quinn, Christopher) |
| Filing 92 ANSWERING BRIEF in Opposition re #83 MOTION to Dismiss, filed by Warren Pinchuck, Edward Tansey.Reply Brief due date per Local Rules is 4/4/2016. (Friedlander, Joel) Modified on 3/29/2016 (nms). |
| Set Answering Brief Deadline re #90 MOTION to Intervene MOTION to Stay. Answering Brief/Response due date per Local Rules is 4/4/2016. (nms) |
| Filing 91 AFFIDAVIT of Marcus E. Montejo re #90 MOTION to Intervene and Stay Derivative Action in Deference to Parallel Derivative Suit in Delaware Court of Chancery, filed by Richard A Bernstein. (Attachments: #1 Exhibits 1-8, #2 Exhibits 9-19)(Montejo, Marcus) Modified on 3/18/2016 (nms). |
| Filing 90 MOTION to Intervene and Stay Derivative Action in Deference to Parallel Derivative Suit in Delaware Court of Chancery - filed by Richard A Bernstein. (Attachments: #1 Proposed Order)(Montejo, Marcus) Modified on 3/18/2016 (nms). |
| Filing 89 NOTICE of Appearance by Christopher P. Quinn on behalf of Warren Pinchuck, Edward Tansey (Quinn, Christopher) |
Filing 88
ORDER Granting #87 Stipulation and Order Amending Briefing Schedule on Defendants' Motion to Dismiss (Reset Briefing Schedule: re #83 MOTION to Dismiss. Answering Brief due 3/25/2016, and Reply Brief due 4/15/2016). Signed by Judge Richard G. Andrews on 3/15/2016. (nms)
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| Filing 87 STIPULATION and Proposed Order Amending Briefing Schedule on Defendants' Motion to Dismiss, by Warren Pinchuck, Edward Tansey. (Friedlander, Joel) Modified on 3/15/2016 (nms). |
| CORRECTING ENTRY: D.I. 82 has been removed from the docket as it appeared to be a duplicate of the filing at D.I. #84 . (nms) |
| Filing 86 Disclosure Statement pursuant to Rule 7.1: No Parents or Affiliates Listed filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp. (Waesco, Susan) |
| Filing 85 AFFIDAVIT of Susan W. Waesco re #84 Opening Brief in Support, #83 MOTION to Dismiss Based upon Rule 12b 6 and Rule 23.1 filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp. (Attachments: #1 Exhibit A part 1, #2 Exhibit A part 2, #3 Exhibit A part 3, #4 Exhibit B - M, #5 Exhibit N)(Waesco, Susan) |
| Filing 84 OPENING BRIEF in Support re #83 MOTION to Dismiss, filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp.Answering Brief/Response due date per Local Rules is 3/18/2016. (Waesco, Susan) Modified on 2/22/2016 (nms). Modified on 2/22/2016 (nms). |
| Filing 83 MOTION to Dismiss - filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp. (Attachments: #1 Proposed Order)(Waesco, Susan) Modified on 2/22/2016 (nms). |
| Filing 81 NOTICE of Withdrawal of Appearance of Benjamin P. Chapple by Warren Pinchuck (Chapple, Benjamin) |
Filing 80
ORDER re #79 Stipulation and Proposed Order Setting Briefing Schedule on Motion to Dismiss and Extending Page Limits. Defendant shall submit their opening brief in support of their motion to dismiss on 2/19/2016; Plaintiffs shall submit their answering brief in opposition to motion to dismiss on 3/18/2016; Defendants shall submit their reply brief in further support on the motion to dismiss on 4/8/2016; and Opening brief and Answering brief shall not exceed 30 pages, and reply brief shall not exceed 15 pages. Signed by Judge Richard G. Andrews on 2/2/2016. (nms)
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| Filing 79 STIPULATION Setting Briefing Schedule regarding Motion to Dismiss and Extending Page Limits, by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Waesco, Susan) Modified on 2/2/2016 (nms). |
SO ORDERED, re #78 STIPULATION TO EXTEND TIME to Answer Verified Consolidated Amended Shareholders' Derivative Complaint to February 19, 2016, filed by Philip R. Sharp, Duke Energy Corporation, E. James Reinsch, James T. Rhodes, Lynn J. Good, James A. Hance, Jr., James E. Rogers, William Barnet, III, G. Alex Bernhardt, Sr., Ann Maynard Gray, Michael G. Browning, John H. Forsgren, Daniel R. DiMicco. Signed by Judge Richard G. Andrews on 1/4/2016. (nms)
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| Filing 78 STIPULATION TO EXTEND TIME to Answer Verified Consolidated Amended Shareholders' Derivative Complaint to February 19, 2016 - filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp. (Waesco, Susan) |
| Filing 77 Verified Consolidated Amended Shareholders Derivative Complaint against all Defendants - filed by Edward Tansey, Warren Pinchuck. (Attachments: #1 Verification of Warren Pinchuck, #2 Verification of Edward Tansey)(Friedlander, Joel) Modified on 12/22/2015 (nms). |
Filing 76
ORAL ORDER: This case is now reopened. Plaintiff is directed to file an Amended and Consolidated Derivative Complaint by December 21, 2015. Ordered by Judge Richard G. Andrews on 12/2/2015. (nms)
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| Filing 75 Letter to The Honorable Richard G. Andrews from Susan W. Waesco regarding providing a further status report pursuant to the September 2, 2014 order. (Waesco, Susan) Modified on 12/2/2015 (nms). |
| Filing 74 Letter to The Honorable Richard G. Andrews from Susan W. Waesco regarding providing a further status report pursuant to August 18, 2015 oral order - re 73 Oral Order. (Waesco, Susan) |
Filing 73
ORAL ORDER: A further status update will be due no later than November 6, 2015. Ordered by Judge Richard G. Andrews on 8/18/2015. (nms)
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| Filing 72 Letter to Judge Andrews from Susan W. Waesco regarding status update. (Waesco, Susan) |
Filing 71
ORAL ORDER: Parties are requested to submit a status report after the Final Approval Hearing on August 17, 2015. Ordered by Judge Richard G. Andrews on 6/3/2015. (nms)
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| Filing 70 NOTICE of Appearance by Benjamin P. Chapple on behalf of Warren Pinchuck (Chapple, Benjamin) |
| Filing 69 Letter to The Honorable Richard G. Andrews from Susan W. Waesco regarding Status report. (Waesco, Susan) Modified on 6/3/2015 (nms). |
| Filing 68 Joint STATUS REPORT by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Attachments: #1 Exhibit A)(Waesco, Susan) |
| Filing 67 NOTICE of Change of Address by Joel E. Friedlander (Friedlander, Joel) |
Filing 66
ORDER Administratively Closing Case (see Order for further details). Signed by Judge Richard G. Andrews on 9/2/2014. (nms)
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| Filing 65 NOTICE of Withdrawal of Jaclyn C. Levy from the Case by Warren Pinchuck (Friedlander, Joel) |
| Filing 64 Letter to The Honorable Richard G. Andrews from Susan Wood Waesco regarding Joint Status Update. (Waesco, Susan) Modified on 5/30/2014 (nms). |
| Filing 63 NOTICE of Firm Name Change to Friedlander & Gorris, P.A. by Warren Pinchuck (Friedlander, Joel) |
ORAL ORDER: The parties shall file a joint status letter by May 31, 2014. Ordered by Judge Richard G. Andrews on 4/24/2014. (nms)
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Filing 62
ORDER Granting Consolidation and Appointment of Lead and Liaison Counsel (see D.I. 61 in 1:12-cv-01049-RGA). Signed by Judge Richard G. Andrews on 5/31/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 61 Letter to The Honorable Richard G. Andrews from Joel Friedlander enclosing proposed order of consolidation. (Attachments: #1 Proposed Order)(Friedlander, Joel) Modified on 5/31/2013 (nms). |
Filing 60
ORDER Granting (25 in 1:12-cv-01049-RGA, 20 in 1:12-cv-01367-RGA) MOTION to Stay, filed by James H. Hance, Jr., G. Alex Barnhardt, Sr., Duke Energy Corporation, E. James Reinsch, James A. Hance, Jr., James E. Rogers, G. Alex Bernhardt, Sr., Ann Maynard Gray, Michael G. Browning, Daniel R. DiMicco, Philip R. Sharp, James T. Rhodes, Lynn J. Good, William Barnet, III, John H. Forsgren, Steven K. Young (see Order for further details). Signed by Judge Richard G. Andrews on 5/17/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 59 Official Transcript of Motion Hearing` held on 05-02-13 before Judge Richard G. Andrews. Court Reporter/Transcriber Bonnie Archer. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/5/2013. Redacted Transcript Deadline set for 6/17/2013. Release of Transcript Restriction set for 8/13/2013. (lad) |
| Pro Hac Vice Attorney Gina Stassi for Edward Tansey added for electronic noticing. (dmp, ) |
| Filing 58 NOTICE requesting Clerk to remove Anastasiya Fugett as co-counsel. Reason for request: No Longer With Firm. (Levy, Jaclyn) |
| Filing 57 Letter to The Honorable Richard G. Andrews from Blake A. Bennett regarding Plaintiff's response to Your Honor's oral Order requesting an update on any relevant developments in related cases. (Bennett, Blake) |
| Filing 56 MOTION for Pro Hac Vice Appearance of Attorney Steven M. Bierman - filed by William Barnet, III, G. Alex Barnhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young, G. Alex Bernhardt, Sr, Duke Energy Corporation, James A. Hance, Jr. (Waesco, Susan) |
| Filing 55 Letter to The Honorable Richard G. Andrews from Kenneth J. Nachbar regarding Update on recent developments in the various related litigations involving nominal defendant Duke Energy Corporation since the parties' last submission in connection with Defendants' Motion to Stay Proceedings - re Oral Order, (20 in 1:12-cv-01367-RGA) MOTION to Stay re (1 in 1:12-cv-01367-RGA) Complaint,, (1 in 1:12-cv-01049-RGA) Complaint,, . (Nachbar, Kenneth) |
ORAL ORDER: If there have been any relevant developments in related litigation's since the last submission, the parties shall advise by letter before the argument on May 2, 2013. Ordered by Judge Richard G. Andrews on 5/1/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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SO ORDERED, re (45 in 1:12-cv-01367-RGA, 56 in 1:12-cv-01049-RGA) MOTION for Pro Hac Vice Appearance of Attorney Steven M. Bierman filed by James H. Hance, Jr., G. Alex Barnhardt, Sr., Duke Energy Corporation, E. James Reinsch, James A. Hance, Jr., James E. Rogers, G. Alex Bernhardt, Sr., Ann Maynard Gray, Michael G. Browning, Daniel R. DiMicco, Philip R. Sharp, James T. Rhodes, Lynn J. Good, William Barnet, III, John H. Forsgren, Steven K. Young. Signed by Judge Richard G. Andrews on 5/1/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 54 MOTION for Pro Hac Vice Appearance of Attorney Gina Stassi - filed by Edward Tansey. (Bennett, Blake) |
SO ORDERED, re #54 MOTION for Pro Hac Vice Appearance of Attorney Gina Stassi filed by Edward Tansey. Signed by Judge Richard G. Andrews on 4/25/2013. (nms)
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| Filing 53 NOTICE of Appearance by Jaclyn Levy on behalf of Warren Pinchuck (Levy, Jaclyn) |
| Filing 52 NOTICE of Withdrawal of Appearance of Jamie L. Brown on Behalf of Warren Pinchuck by Warren Pinchuck (Friedlander, Joel) |
ORAL ORDER: Due to a scheduling conflict (see D.I. 51 in 1:12-cv-01049-RGA, and D.I. 41 in 1:12-cv-01367-RGA), the Court will continue the hearings set for 4/19/2013, and will reschedule the oral argument on the motions for 5/2/2013, at 11:00 AM in Courtroom 6A before Judge Richard G. Andrews. Ordered by Judge Richard G. Andrews on 2/27/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 51 Letter to The Honorable Richard G. Andrews from Kenneth J. Nachbar regarding scheduling conflict regarding oral argument on three related motions scheduled for April 19, 2013 at 11:00 am and requesting the argument to be rescheduled - re Oral Order, Set Hearings,,. (Nachbar, Kenneth) |
ORAL ORDER: The Court will hear oral argument on the motions filed at D.I. 35 in 1:12-cv-01049-RGA, 35 in 1:12-cv-01049-RGA, 41 in 1:12-cv-01049-RGA, 29 in 1:12-cv-01367-RGA, 29 in 1:12-cv-01367-RGA, 34 in 1:12-cv-01367-RGA, 25 in 1:12-cv-01049-RGA, 20 in 1:12-cv-01367-RGA, on 4/19/2013, at 11:00 AM in Courtroom 6A before Judge Richard G. Andrews. Ordered by Judge Richard G. Andrews on 2/5/2013. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 50 DECLARATION of Edward Tansey re #48 Reply Brief, by Edward Tansey. (Bennett, Blake) Modified on 2/5/2013 (nms). |
| Filing 49 DECLARATION of Shane P. Sanders re #48 Reply Brief, by Edward Tansey. (Attachments: #1 Exhibit)(Bennett, Blake) Modified on 2/5/2013 (nms). |
| Filing 48 REPLY BRIEF re #41 Cross-MOTION to Consolidate Cases Related Actions, Appoint Lead Counsel, and Appoint Liasion Counsel, filed by Edward Tansey. (Bennett, Blake) Modified on 2/5/2013 (nms). |
| CORRECTING ENTRY: The link to D.I. #35 has been removed from D.I. #47 . (nms) |
| Filing 47 ANSWERING BRIEF in Opposition to #41 Cross-MOTION to Consolidate Cases Related Actions, Appoint Lead Counsel, and Appoint Liasion Counsel, filed by Warren Pinchuck.Reply Brief due date per Local Rules is 2/1/2013. (Friedlander, Joel) Modified on 1/23/2013 (nms). |
| Filing 46 Letter to The Honorable Richard G. Andrews from Susan Wood Waesco on behalf of Defendants James E. Rogers, Michael G. Browning, G. Alex Bernhardt, Sr., Ann Maynard Gray, James T. Rhodes, James H. Hance, Jr., William Barnet, II, Philip R. Sharp, Daniel R. DiMicco, John H. Forsgren, E. James Reinsch, Lynn J. Good and Steven K. Young, and Nominal Defendant Duke Energy Corporation regarding Defendants' position on Plaintiff Edward Tansey's Cross-Motion to Consolidate Related Actions, Appoint Lead Counsel, and Appoint Liaison Counsel - re (41 in 1:12-cv-01049-RGA) Cross-MOTION to Consolidate Cases Related Actions, Appoint Lead Counsel, and Appoint Liasion Counsel, (34 in 1:12-cv-01367-RGA) Cross-MOTION to Consolidate Related Actions, Appoint Lead Counsel, and Appoint Liaison Counsel. (Waesco, Susan) |
| CORRECTING ENTRY: The docket text for D.I. 44 has been corrected to reflect this filing is a Reply Brief in further support. The reference to the Answer Brief due date has also been removed from this entry. (nms) |
| Filing 45 DECLARATION re #44 Reply in further Support, by Warren Pinchuck. (Attachments: #1 Exhibit A)(Friedlander, Joel) Modified on 1/15/2013 (nms). |
| Filing 44 REPLY in further Support re #35 MOTION to Consolidate and Appoint Lead Counsel, filed by Warren Pinchuck. (Friedlander, Joel) Modified on 1/15/2013 (nms). |
| Filing 43 DECLARATION of Kevin S. Kim re #42 Memorandum in Opposition, by Edward Tansey. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(Bennett, Blake) Modified on 1/3/2013 (nms). |
| Filing 42 MEMORANDUM in Opposition re #35 MOTION to Consolidate and Appoint Lead Counsel, filed by Edward Tansey.Reply Brief due date per Local Rules is 1/14/2013. (Bennett, Blake) Modified on 1/3/2013 (nms). |
| CORRECTING ENTRY: The Answering Brief filed as Exhibit 1 to D.I. #41 has been removed from that filing. Briefs and Motions are to be filed separately. Exhibit 2 (Declaration regarding the Answering Brief) has also been removed from D.I. #41 . Counsel shall re-file these documents under separate D.I. numbers. (nms) |
| Remark: Set Answering Brief Deadline re #41 Cross-MOTION to Consolidate Cases Related Actions, Appoint Lead Counsel, and Appoint Liasion Counsel. Answering Brief/Response due date per Local Rules is 1/22/2013. (nms) |
| Filing 41 Cross-MOTION to Consolidate Cases Related Actions, Appoint Lead Counsel, and Appoint Liasion Counsel - filed by Edward Tansey. (Attachments: #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Proposed Order, #8 Certificate of Service)(Bennett, Blake) Modified on 1/3/2013 (nms). Modified on 1/3/2013 (nms). |
| Filing 40 REPLY BRIEF re #25 MOTION to Stay, filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Waesco, Susan) Modified on 12/27/2012 (nms). |
| Filing 39 NOTICE of Firm Name Change, by Edward Tansey. (Bennett, Blake) Modified on 12/19/2012 (nms). |
| Filing 38 DECLARATION of John Halebian re #35 MOTION to Consolidate and Appoint Lead Counsel, by Warren Pinchuck. (Attachments: #1 Exhibits A-C)(Malchenko, Anastasiya) Modified on 12/14/2012 (nms). |
| Filing 37 DECLARATION of Roy L. Jacobs re #35 MOTION to Consolidate and Appoint Lead Counsel, by Warren Pinchuck. (Attachments: #1 Exhibit A-C)(Malchenko, Anastasiya) Modified on 12/14/2012 (nms). |
| Filing 36 OPENING BRIEF in Support re #35 MOTION to Consolidate and Appoint Lead Counsel, filed by Warren Pinchuck.Answering Brief/Response due date per Local Rules is 1/2/2013. (Malchenko, Anastasiya) Modified on 12/14/2012 (nms). |
| Filing 35 MOTION to Consolidate and Appoint Lead Counsel - filed by Warren Pinchuck. (Attachments: #1 Proposed Order)(Malchenko, Anastasiya) Modified on 12/14/2012 (nms). |
| Filing 34 ANSWERING BRIEF in Opposition re #25 MOTION to Stay filed by Edward Tansey.Reply Brief due date per Local Rules is 12/26/2012. (Bennett, Blake) |
SO ORDERED, re (26 in 1:12-cv-01367-RGA, 33 in 1:12-cv-01049-RGA, 25 in 1:12-cv-01049-RGA, 20 in 1:12-cv-01367-RGA) Letter requesting the filing of a single reply brief to both answer briefs on 12/20/2012 (Reset Deadlines: MOTIONS to Stay. Reply Brief due 12/20/2012). Ordered by Judge Richard G. Andrews on 12/11/2012. Associated Cases: 1:12-cv-01049-RGA, 1:12-cv-01367-RGA(nms)
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| Filing 33 Letter to The Honorable Richard G. Andrews from Susan W. Waesco regarding briefing schedule on Motion to Stay Proceedings and request to file a single reply brief. (Waesco, Susan) Modified on 12/11/2012 (nms). |
| Filing 32 DECLARATION of Roy L. Jacobs re #31 Answering Brief in Opposition, by Warren Pinchuck. (Friedlander, Joel) Modified on 12/7/2012 (nms). |
| Filing 31 ANSWERING BRIEF in Opposition re #25 MOTION to Stay filed by Warren Pinchuck.Reply Brief due date per Local Rules is 12/17/2012. (Friedlander, Joel) |
Filing 30
ORDER Granting #29 Motion for a Brief Enlargement of Time to file Opposition to Defendant's Motion to Stay Proceedings, filed by Edward Tansey (Reset Briefing Schedule: re #25 MOTION to Stay. Answering Brief due 12/13/2012). Signed by Judge Richard G. Andrews on 12/6/2012. (nms)
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| Filing 29 Motion for a Brief Enlargement of Time to file Opposition to Defendant's Motion to Stay Proceedings - filed by Edward Tansey. (Attachments: #1 Proposed Order)(Bennett, Blake) Modified on 12/6/2012 (nms). |
| Filing 28 7.1.1. STATEMENT re #25 MOTION to Stay, by William Barnet, III, G. Alex Barnhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, G. Alex Bernhardt, Sr, Duke Energy Corporation, James A. Hance, Jr. (Waesco, Susan) Modified on 11/20/2012 (nms). |
| Filing 27 AFFIDAVIT of Susan W. Waesco #25 MOTION to Stay, filed by William Barnet, III, G. Alex Barnhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young, G. Alex Bernhardt, Sr, Duke Energy Corporation, James A. Hance, Jr. (Attachments: #1 Exhibits 1-4, #2 Exhibits 5-8)(Nachbar, Kenneth) Modified on 11/19/2012 (nms). |
| Filing 26 OPENING BRIEF in Support re #25 MOTION to Stay, filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young.Answering Brief/Response due date per Local Rules is 12/6/2012. (Nachbar, Kenneth) Modified on 11/19/2012 (nms). |
| Filing 25 MOTION to Stay - filed by William Barnet, III, G. Alex Barnhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young, G. Alex Bernhardt, Sr, Duke Energy Corporation, James A. Hance, Jr. (Attachments: #1 Proposed Order)(Nachbar, Kenneth) Modified on 11/19/2012 (nms). |
Filing 24
ORDER Denying #23 Stipulation. The Defendants have until the close of business November 19, 2012, to file a substantive motion or a responsive pleading. Any briefing on the substantive motion shall comply with the timetables and page limits of the Local Rules. Signed by Judge Richard G. Andrews on 11/16/2012. (nms)
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Filing 23
STIPULATION and Order Setting Briefing Schedule on Motion to Stay Proceedings and Extending Time for all Defendants to Respond Substantively to Plaintiff Edward Tansey's Verified Shareholder Derivative Complaint, by Duke Energy Corporation. (Waesco, Susan) Modified on 11/15/2012 (nms).
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SO ORDERED, re #21 Stipulation and Order Setting Briefing Schedule on Defendants' Motion to Stay Proceedings and Extending Time For All Defendants' to Respond Substantively to Plaintiff Edward Tansey's Verified Shareholder Derivative Complaint, filed by Philip R. Sharp, Duke Energy Corporation, E. James Reinsch, James T. Rhodes, Lynn J. Good, James A. Hance, Jr., James E. Rogers, William Barnet, III, G. Alex Bernhardt, Sr., Ann Maynard Gray, Michael G. Browning, John H. Forsgren, Steven K. Young, Daniel R. DiMicco. Signed by Judge Richard G. Andrews on 10/15/2012. (nms)
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| Filing 22 STATUS REPORT by Edward Tansey. (Bennett, Blake) |
Filing 21
STIPULATION and Order Setting Briefing Schedule on Defendants' Motion to Stay Proceedings and Extending Time for all Defendants to Respond to #1 Verified Shareholder Derivative Complaint, by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Nachbar, Kenneth) Modified on 10/15/2012 (nms).
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ORAL ORDER: Whereas Defendants' answers were due to be filed on 10/8/2012, and to date none have been filed (see D.I. #20 ). Now Plaintiff's counsel shall file a status letter with the Court within 5 days from the entry of this Order apprising the Court as to the status of the case. Ordered by Judge Richard G. Andrews on 10/10/2012. (nms)
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| Pro Hac Vice Attorney Kevin S. Kim for Edward Tansey added for electronic noticing. (dmp, ) |
| Pro Hac Vice Attorney Shane P. Sanders for Edward Tansey added for electronic noticing. (dmp, ) |
SO ORDERED, re #20 STIPULATION TO EXTEND TIME answer Verified Shareholder Derivative Complaint to October 8, 2012, filed by Philip R. Sharp, Duke Energy Corporation, E. James Reinsch, James T. Rhodes, Lynn J. Good, James A. Hance, Jr., James E. Rogers, William Barnet, III, G. Alex Bernhardt, Sr., Ann Maynard Gray, Michael G. Browning, John H. Forsgren, Steven K. Young, Daniel R. DiMicco (Reset Answer Deadlines: William Barnet, III answer due 10/8/2012; G. Alex Bernhardt, Sr answer due 10/8/2012; Michael G. Browning answer due 10/8/2012; Daniel R. DiMicco answer due 10/8/2012; Duke Energy Corporation answer due 10/8/2012; John H. Forsgren answer due 10/8/2012; Lynn J. Good answer due 10/8/2012; Ann Maynard Gray answer due 10/8/2012; James A. Hance, Jr answer due 10/8/2012; E. James Reinsch answer due 10/8/2012; James T. Rhodes answer due 10/8/2012; James E. Rogers answer due 10/8/2012; Philip R. Sharp answer due 10/8/2012; Steven K. Young answer due 10/8/2012). Signed by Judge Richard G. Andrews on 9/10/2012. (nms)
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| Filing 20 STIPULATION TO EXTEND TIME answer Verified Shareholder Derivative Complaint to October 8, 2012 - filed by William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Waesco, Susan) |
SO ORDERED, re #17 MOTION for Pro Hac Vice Appearance of Attorney Felipe J. Arroyo filed by Edward Tansey. Signed by Judge Richard G. Andrews on 9/5/2012. (nms)
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SO ORDERED, re #19 MOTION for Pro Hac Vice Appearance of Attorney Kevin S. Kim filed by Edward Tansey. Signed by Judge Richard G. Andrews on 9/5/2012. (nms)
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SO ORDERED, re #18 MOTION for Pro Hac Vice Appearance of Attorney Shane P. Sanders filed by Edward Tansey. Signed by Judge Richard G. Andrews on 9/5/2012. (nms)
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| Filing 19 MOTION for Pro Hac Vice Appearance of Attorney Kevin S. Kim - filed by Edward Tansey. (Bennett, Blake) |
| Filing 18 MOTION for Pro Hac Vice Appearance of Attorney Shane P. Sanders - filed by Edward Tansey. (Bennett, Blake) |
| Filing 17 MOTION for Pro Hac Vice Appearance of Attorney Felipe J. Arroyo - filed by Edward Tansey. (Bennett, Blake) |
| Case Assigned to Judge Richard G. Andrews. Please include the initials of the Judge (RGA) after the case number on all documents filed. (rjb) |
| Filing 16 SUMMONS Returned Executed by Edward Tansey. Lynn J. Good served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 15 SUMMONS Returned Executed by Edward Tansey. Steven K. Young served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 14 SUMMONS Returned Executed by Edward Tansey. E. James Reinsch served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 13 SUMMONS Returned Executed by Edward Tansey. John H. Forsgren served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 12 SUMMONS Returned Executed by Edward Tansey. Daniel R. DiMicco served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 11 SUMMONS Returned Executed by Edward Tansey. Philip R. Sharp served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 10 SUMMONS Returned Executed by Edward Tansey. William Barnet, III served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 9 SUMMONS Returned Executed by Edward Tansey. James A. Hance, Jr served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 8 SUMMONS Returned Executed by Edward Tansey. James T. Rhodes served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 7 SUMMONS Returned Executed by Edward Tansey. Ann Maynard Gray served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 6 SUMMONS Returned Executed by Edward Tansey. G. Alex Bernhardt, Sr served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 5 SUMMONS Returned Executed by Edward Tansey. Michael G. Browning served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 4 SUMMONS Returned Executed by Edward Tansey. James E. Rogers served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 3 SUMMONS Returned Executed by Edward Tansey. Duke Energy Corporation served on 8/17/2012, answer due 9/7/2012. (Bennett, Blake) |
| Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (dzb, ) |
| Filing 1 VERIFIED SHAREHOLDER DERIVATIVE COMPLAINT for Violations of the Securities and Exchange Act of 1934, Breach of Fiduciary Duty, and Waste of Corporate Assets filed with Jury Demand against William Barnet, III, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Gray, James A. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young - Magistrate Consent Notice to Pltf. ( Filing fee $ 350, receipt number 0311-1124705.) - filed by Edward Tansey. (Attachments: #1 Verification, #2 Civil Cover Sheet)(dzb, ) |
| Summons Issued with Magistrate Consent Notice attached as to William Barnet, III on 8/17/2012; G. Alex Bernhardt, Sr on 8/17/2012; Michael G. Browning on 8/17/2012; Daniel R. DiMicco on 8/17/2012; Duke Energy Corporation on 8/17/2012; John H. Forsgren on 8/17/2012; Lynn J. Good on 8/17/2012; Ann Maynard Gray on 8/17/2012; James A. Hance, Jr on 8/17/2012; E. James Reinsch on 8/17/2012; James T. Rhodes on 8/17/2012; James E. Rogers on 8/17/2012; Philip R. Sharp on 8/17/2012; Steven K. Young on 8/17/2012. Requesting party or attorney should pick up issued summons at the Help Desk, Room 4209, or call 302-573-6170 and ask the Clerk to mail the summons to them. (dzb, ) |
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