In re Pattern Energy Group Inc. Securities Class Action
| Water Island Diversified Event-Driven Fund, Water Island Long/Short Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, Columbia Multi-Manager Alternative Strategies Fund, The Arbitrage Fund, Water Island LevArb Fund, LP, Litman Gregory Masters Alternative Strategies Fund and Water Island Merger Arbitrage Institutional Commingled Fund, LP |
| Pattern Energy Group 2 LP, Michael Garland, Alan R. Batkin, Douglas G. Hall, Richard A. Goodman, Edmund John Philip Browne, Mona K. Sutphen, Pattern Energy Group Inc. and Patricia M. Newson |
| 1:2020cv00275 |
| February 25, 2020 |
| US District Court for the District of Delaware |
| Maryellen Noreika |
| Securities/Commodities |
| Plaintiff |
Docket Report
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Pro Hac Vice Attorneys Marc M. Seltzer and Krysta Kauble Pachman for Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (kmd)
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Filing 20
MOTION for Pro Hac Vice Appearance of Attorney Marc M. Seltzer and Krysta Kauble Pachman - filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Farnan, Brian)
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SO ORDERED re #20 MOTION for Pro Hac Vice Appearance of Attorney Marc M. Seltzer and Krysta Kauble Pachman filed by Water Island LevArb Fund, LP, Water Island Long/Short Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP, Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund. ORDERED by Judge Maryellen Noreika on 4/17/2020. (dlw)
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Filing 19
NOTICE of Subpoena by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP (Attachments: #1 Exhibit A, #2 Certificate of Service)(Farnan, Brian)
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Filing 18
NOTICE of Subpoenas by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Certificate of Service)(Farnan, Brian)
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Filing 17
NOTICE OF SERVICE of Notice of Subpoenas filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Attachments: #1 Exhibit A)(Farnan, Brian)
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Filing 16
NOTICE of Subpoenas by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP (Attachments: #1 Exhibit A, #2 Exhibit B)(Farnan, Brian)
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Filing 15
SUMMONS Returned Executed by Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, The Arbitrage Fund, Litman Gregory Masters Alternative Strategies Fund, Water Island Long/Short Fund, Water Island LevArb Fund, LP, Morningstar Alternatives Fund a series of Morningstar Funds Trust, Water Island Merger Arbitrage Institutional Commingled Fund, LP. Alan R. Batkin served on 4/6/2020, answer due 4/27/2020; Edmund John Philip Browne served on 4/6/2020, answer due 4/27/2020; Michael Garland served on 4/6/2020, answer due 4/27/2020; Richard A. Goodman served on 4/6/2020, answer due 4/27/2020; Douglas G. Hall served on 4/6/2020, answer due 4/27/2020; Patricia M. Newson served on 4/6/2020, answer due 4/27/2020; Mona K. Sutphen served on 4/6/2020, answer due 4/27/2020. (Farnan, Brian)
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Filing 14
SUMMONS Returned Executed by Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, The Arbitrage Fund, Litman Gregory Masters Alternative Strategies Fund, Water Island Long/Short Fund, Water Island LevArb Fund, LP, Morningstar Alternatives Fund a series of Morningstar Funds Trust, Water Island Merger Arbitrage Institutional Commingled Fund, LP. Pattern Energy Group 2 LP served on 3/26/2020, answer due 4/16/2020. (Farnan, Brian)
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Summons Issued with Magistrate Consent Notice attached as to Pattern Energy Group 2 LP on 3/25/2020. (rwc)
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Filing 13
SO ORDERED re #11 Stipulation and Order Regarding Consolidation and Initial Case Schedule. SEE STIPULATION AND ORDER FOR COMPLETE DETAILS. Signed by Judge Maryellen Noreika on 3/23/2020. (dlw)
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Filing 12
ORDER GRANTING #5 MOTION of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel. SEE ORDER FOR COMPLETE DETAILS. Signed by Judge Maryellen Noreika on 3/23/2020. (dlw)
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CORRECTING ENTRY: Attachment #1 to D.I. 10 has been replaced on the docket with an updated version per the request of Court. (dlw)
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Filing 11
STIPULATION Regarding Consolidation and Initial Case Schedule by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Farnan, Brian)
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Filing 10
Letter to The Honorable Maryellen Noreika from Brian E. Farnan regarding Proposed Order for unopposed Motion for Appointment as Lead Plaintiff, Approval of Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions - re #5 MOTION of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions . (Attachments: #1 Text of Proposed Order)(Farnan, Brian) (Attachment 1 replaced on 3/23/2020) (dlw).
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Filing 9
Letter to The Honorable Maryellen Noreika from Brian E. Farnan regarding Unopposed Motion for Appointment as Lead Plaintiff, Approval of Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Cases - re #5 MOTION of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions . (Farnan, Brian)
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Filing 8
NOTICE OF SERVICE of (i) Motion of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions ("Motion"); (ii) Opening Brief in Support of the Motion; and (iii) Declaration in Support of the Motion filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Attachments: #1 Exhibit A)(Farnan, Brian)
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Filing 7
DECLARATION of Brian E. Farnan re (4 in 1:19-cv-02360-MN) Opening Brief in Support, (4 in 1:19-cv-02369-MN) Opening Brief in Support,, (6 in 1:20-cv-00275-MN) Opening Brief in Support by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Farnan, Brian) Modified on 3/9/2020 (dlw).
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Filing 6
OPENING BRIEF in Support re #5 MOTION of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP.Answering Brief/Response due date per Local Rules is 3/20/2020. (Farnan, Brian)
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Filing 5
MOTION of The Water Island Funds for Appointment as Lead Plaintiffs, Approval of their Selection of Lead Counsel and Liaison Counsel and Consolidation of Related Actions - filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Attachments: #1 Text of Proposed Order)(Farnan, Brian)
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Pro Hac Vice Attorneys Andrew J. Entwistle, Jonathan H. Beemer, Vincent R. Cappucci, Jessica A. Margulis for Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (kmd)
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SO ORDERED re #3 MOTION for Pro Hac Vice Appearance of Attorney Vincent R. Cappucci, Andrew J. Entwistle, Jonathan H. Beemer and Jessica A. Margulis filed by Water Island LevArb Fund, LP, Water Island Long/Short Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP, Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund. ORDERED by Judge Maryellen Noreika on 3/4/2020. (dlw)
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Case Assigned to Judge Maryellen Noreika. Please include the initials of the Judge (MN) after the case number on all documents filed. (rjb)
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Filing 4
SUMMONS Returned Executed by Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, The Arbitrage Fund, Litman Gregory Masters Alternative Strategies Fund, Water Island Long/Short Fund, Water Island LevArb Fund, LP, Morningstar Alternatives Fund a series of Morningstar Funds Trust, Water Island Merger Arbitrage Institutional Commingled Fund, LP. Pattern Energy Group Inc. served on 2/26/2020, answer due 3/18/2020. (Farnan, Brian)
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Filing 3
MOTION for Pro Hac Vice Appearance of Attorney Vincent R. Cappucci, Andrew J. Entwistle, Jonathan H. Beemer and Jessica A. Margulis - filed by Columbia Multi-Manager Alternative Strategies Fund, Litman Gregory Masters Alternative Strategies Fund, Morningstar Alternatives Fund a series of Morningstar Funds Trust, The Arbitrage Fund, Water Island Diversified Event-Driven Fund, Water Island LevArb Fund, LP, Water Island Long/Short Fund, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Payment of $100, receipt number 0311-2863011). (kmd)
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Filing 2
Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (kmd)
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Filing 1
COMPLAINT filed with Jury Demand against Alan R. Batkin, Edmund John Philip Browne, Michael Garland, Richard A. Goodman, Douglas G. Hall, Patricia M. Newson, Pattern Energy Group 2 LP, Pattern Energy Group Inc., Mona K. Sutphen - Magistrate Consent Notice to Pltf. (Filing fee $400, receipt number 0311-2862890.) - filed by Water Island Diversified Event-Driven Fund, Columbia Multi-Manager Alternative Strategies Fund, The Arbitrage Fund, Litman Gregory Masters Alternative Strategies Fund, Water Island Long/Short Fund, Water Island LevArb Fund, LP, Morningstar Alternatives Fund a series of Morningstar Funds Trust, Water Island Merger Arbitrage Institutional Commingled Fund, LP. (Attachments: #1 Certification, #2 Civil Cover Sheet)(kmd)
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Summons Issued with Magistrate Consent Notice attached as to Pattern Energy Group Inc. on 2/25/2020. Requesting party or attorney should pick up issued summons at the Help Desk, Room 4209, or call 302-573-6170 and ask the Clerk to mail the summons to them. (kmd)
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