Stein v. TD Ameritrade Holding Corporation et al
| Shiva Stein |
| Irene R. Miller, Brian M. Levitt, Joseph H. Moglia, Allan R. Tessler, Bharat B. Masrani, Todd M. Ricketts, Lorenzo A. Bettino, V. Ann Hailey, Karen E. Maidment, Steve Boyle, Wilbur J. Prezzano, Mark L. Mitchell and TD Ameritrade Holding Corporation |
| 1:2020cv00410 |
| March 23, 2020 |
| US District Court for the District of Delaware |
| Richard G Andrews |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Document Text |
|---|
| Filing 15 WAIVER OF SERVICE returned executed by Shiva Stein : For Allan R. Tessler waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 14 WAIVER OF SERVICE returned executed by Shiva Stein : For Todd M. Ricketts waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 13 WAIVER OF SERVICE returned executed by Shiva Stein : For Wilbur J. Prezzano waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 12 WAIVER OF SERVICE returned executed by Shiva Stein : For TD Ameritrade Holding Corporation waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 11 WAIVER OF SERVICE returned executed by Shiva Stein : For Joseph H. Moglia waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 10 WAIVER OF SERVICE returned executed by Shiva Stein : For Irene R. Miller waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 9 WAIVER OF SERVICE returned executed by Shiva Stein : For Mark L. Mitchell waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 8 WAIVER OF SERVICE returned executed by Shiva Stein : For Brian M. Levitt waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 7 WAIVER OF SERVICE returned executed by Shiva Stein : For Karen E. Maidment waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 6 WAIVER OF SERVICE returned executed by Shiva Stein : For Bharat B. Masrani waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 5 WAIVER OF SERVICE returned executed by Shiva Stein : For Steve Boyle waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 4 WAIVER OF SERVICE returned executed by Shiva Stein : For V. Ann Hailey waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Filing 3 WAIVER OF SERVICE returned executed by Shiva Stein : For Lorenzo A. Bettino waiver sent on 3/31/2020, answer due 6/1/2020. (Long, Brian) |
| Case Assigned to Judge Richard G. Andrews. Please include the initials of the Judge (RGA) after the case number on all documents filed. Associated Cases: 1:20-cv-00388-RGA, 1:20-cv-00410-RGA (rjb) |
| No Summons Issued. (myr) |
| Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (myr) |
| Filing 1 COMPLAINT FOR VIOLATIONS OF SECTIONS 14(a) AND 20(a) OF THE SECURITIES EXCHANGE ACT OF 1934 filed with Jury Demand against Lorenzo A. Bettino, Steve Boyle, V. Ann Hailey, Brian M. Levitt, Karen E. Maidment, Bharat B. Masrani, Irene R. Miller, Mark L. Mitchell, Joseph H. Moglia, Wilbur J. Prezzano, Todd M. Ricketts, TD Ameritrade Holding Corporation, Allan R. Tessler - Magistrate Consent Notice to Pltf. ( Filing fee $ 400, receipt number 311-2883479.) - filed by Shiva Stein. (Attachments: #1 Civil Cover Sheet)(myr) |
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