Altshares Event-Driven ETF v. Focus Financial Partners, Inc. et al
| Altshares Event-Driven ETF |
| Focus Financial Partners, Inc., George S. LeMieux, Elizabeth R. Neuhoff, Greg S. Morganroth, Joseph Feliciani, Jr., Ruediger Adolf, Rajini Sundar Kodialam, James D. Carey, Fayez S. Muhtadie, James Shanahan, Leonard Chang and J. Russell McGranahan |
| 1:2023cv01466 |
| December 26, 2023 |
| US District Court for the District of Delaware |
| Maryellen Noreika |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Document Text |
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| Filing 10 REDACTED VERSION of #2 Complaint,, by Altshares Event-Driven ETF. (Attachments: #1 Certification)(Farnan, Brian) |
Filing 9
SO ORDERED re #7 STIPULATION and Order to Extend Time and Stay Deadlines. Signed by Judge Maryellen Noreika on 1/16/2024. (dlw)
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| Filing 8 Disclosure Statement pursuant to Rule 7.1: No Parents or Affiliates Listed filed by Ruediger Adolf, James D. Carey, Leonard Chang, Joseph Feliciani, Jr, Focus Financial Partners, Inc., Rajini Sundar Kodialam, George S. LeMieux, J. Russell McGranahan, Fayez S. Muhtadie, Elizabeth R. Neuhoff, James Shanahan. (Yoch, James) |
| Filing 7 STIPULATION TO EXTEND TIME to Answer Complaint and Stay Deadlines to - filed by Ruediger Adolf, James D. Carey, Leonard Chang, Joseph Feliciani, Jr, Focus Financial Partners, Inc., Rajini Sundar Kodialam, George S. LeMieux, J. Russell McGranahan, Fayez S. Muhtadie, Elizabeth R. Neuhoff, James Shanahan. (Yoch, James) |
| Case Assigned to Judge Maryellen Noreika. Please include the initials of the Judge (MN) after the case number on all documents filed. (rjb) |
| Filing 6 SUMMONS Returned Executed by Altshares Event-Driven ETF.Focus Financial Partners, Inc. served on 12/27/2023, answer due 1/17/2024. (Farnan, Michael) |
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Filing 5
ORDER granting D.I. #1 MOTION to File Complaint Under Seal. Signed by Judge Richard G. Andrews on 12/27/2023. (twk)
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| Remark: Case submitted for routine judicial assignment. (twk) |
| Filing 4 Summons Issued as to Focus Financial Partners, Inc. on 12/27/2023. (twk) |
| Filing 3 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (twk) |
| Filing 2 [SEALED] COMPLAINT for Violations of the Federal Securities Laws filed with Jury Demand against Ruediger Adolf, James D. Carey, Leonard Chang, Joseph Feliciani, Jr, Focus Financial Partners, Inc., Rajini Sundar Kodialam, George S. LeMieux, J. Russell McGranahan, Greg S. Morganroth, Fayez S. Muhtadie, Elizabeth R. Neuhoff, James Shanahan ( Filing fee $ 405, receipt number ADEDC-4301620.) - filed by Altshares Event-Driven ETF. (Attachments: #1 Certification, #2 Civil Cover Sheet)(twk) |
| Filing 1 MOTION to File Complaint Under Seal - filed by Altshares Event-Driven ETF. (Attachments: #1 Text of Proposed Order)(twk) |
| Remark: Exit electronic copies to Duty Judge (RGA). (twk) |
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