Securities and Exchange Commission v. Sewell et al
Plaintiff: Securities and Exchange Commission
Defendant: Brian Sewell and Rockwell Capital Management LLC
Case Number: 1:2024cv00137
Filed: February 2, 2024
Court: US District Court for the District of Delaware
Presiding Judge: Maryellen Noreika
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on February 8, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 8, 2024 Filing 5 FINAL JUDGMENT AS TO DEFENDANT ROCKWELL CAPITAL MANAGEMENT LLC in favor of the Securities and Exchange Commission against Rockwell Capital Management LLC in the amount of $1,602,089.14. Signed by Judge Maryellen Noreika on 2/8/2024. (dlw)
February 8, 2024 Filing 4 FINAL JUDGMENT AS TO DEFENDANT BRIAN SEWELL in favor of the Securities and Exchange Commission against Brian Sewell in the amount of $223,229. Signed by Judge Maryellen Noreika on 2/8/2024. (dlw)
February 8, 2024 Filing 3 NOTICE of Settlement by Securities and Exchange Commission (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Klotz, Karen)
February 7, 2024 Case Assigned to Judge Maryellen Noreika. Please include the initials of the Judge (MN) after the case number on all documents filed. (rjb)
February 2, 2024 Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (apk)
February 2, 2024 Filing 1 COMPLAINT filed with Jury Demand against Rockwell Capital Management LLC, Brian Sewell ( Filing fee $ 405, receipt number WAIVED.) - filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(apk)
February 2, 2024 No Summons Issued. (apk)

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Plaintiff: Securities and Exchange Commission
Represented By: Karen M. Klotz
Represented By: Assunta Vivolo
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Defendant: Brian Sewell
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Defendant: Rockwell Capital Management LLC
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