Herzog v. Schroeter et al
Plaintiff: Ronald Herzog
Defendant: Kyndryl Holdings, Inc., Martin J. Schroeter, David B. Wyshner, Vineet Khurana, Stephen A.M. Hester, Dominic J. Caruso, John D. Harris II, Shirley Ann Jackson, Janina Kugel, Denis Machuel, Rahul N. Merchant, Jana Schreuder and Howard I. Ungerleider
Case Number: 1:2026cv00421
Filed: April 13, 2026
Court: U.S. District Court for the District of Delaware
Presiding Judge: Richard G Andrews
Nature of Suit: Stockholders Suits
Cause of Action: 15 U.S.C. § 0078 j
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on June 10, 2026. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 10, 2026 Filing 26 Joint Status Report, by Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider, David B. Wyshner, Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Denis Machuel, Rahul N. Merchant, Martin Schroeter, Howard I. Ungerleider, Dominic J. Caruso, John D. Harris II, Shirley Ann Jackson, Vineet Khurana, Edward Sebold, John D. Harris II, David B. Wyshner, Denis Machuel, Howard I. Ungerleider, Jana Schreuder, Janina Kugel, Kyndryl Holdings, Inc., Rahul N. Merchant, Martin J. Schroeter, Vineet Khurana. (Koch, Rudolf) Modified on 6/11/2026 (nms).
June 5, 2026 Opinion or Order Filing 25 ORAL ORDER: A joint status report is due no later than three (3) business days from the date of this Order. Ordered by Judge Richard G. Andrews on 6/5/2026. (nms)
May 8, 2026 Filing 24 NOTICE of Appearance by Rudolf Koch on behalf of Vineet Khurana (Koch, Rudolf)
May 8, 2026 Filing 23 NOTICE of Appearance by Jing Xu on behalf of Vineet Khurana (Xu, Jing)
May 8, 2026 Filing 22 NOTICE of Appearance by Christine Dealy Haynes on behalf of Vineet Khurana (Haynes, Christine)
May 7, 2026 Filing 21 NOTICE of Appearance by Jing Xu on behalf of David B. Wyshner (Xu, Jing)
May 7, 2026 Filing 20 NOTICE of Appearance by Rudolf Koch on behalf of David B. Wyshner (Koch, Rudolf)
May 7, 2026 Filing 19 NOTICE of Appearance by Christine Dealy Haynes on behalf of David B. Wyshner (Haynes, Christine)
April 28, 2026 Pro Hac Vice Attorney Stefan H. Atkinson for Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder,and Martin J. Schroeter, and Howard I. Ungerleider added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (oam)
April 28, 2026 Pro Hac Vice Attorney Alexander J. Rodney for for Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder,and Martin J. Schroeter, and Howard I. Ungerleider added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (oam)
April 27, 2026 Filing 18 NOTICE of Appearance by Jing Xu on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider (Xu, Jing)
April 24, 2026 Filing 17 Pro Hac Vice Fee - Credit Card Payment received for Stefan H. Atkinson and Alexander J. Rodney. ( re #16 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney )( Payment of $ 100, receipt number ADEDC-4956045).(Koch, Rudolf)
April 24, 2026 Filing 16 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney - filed by Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider. (Koch, Rudolf)
April 24, 2026 Filing 15 NOTICE of Appearance by Michael J. Farnan on behalf of Ronald Herzog (Farnan, Michael)
April 24, 2026 Filing 14 NOTICE of Appearance by Brian E. Farnan on behalf of Ronald Herzog (Farnan, Brian)
April 24, 2026 Opinion or Order SO ORDERED, re #16 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney filed by Kyndryl Holdings, Inc., Denis Machuel, Shirley Ann Jackson, Howard I. Ungerleider, John D. Harris II, Rahul N. Merchant, Dominic J. Caruso, Jana Schreuder, Martin J. Schroeter, Stephen A.M. Hester, Janina Kugel. Signed by Judge Richard G. Andrews on 4/24/2026. (aas)
April 23, 2026 Filing 13 NOTICE of Appearance by Christine Dealy Haynes on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider (Haynes, Christine)
April 15, 2026 Case Assigned to Judge Richard G. Andrews. Please include the initials of the Judge (RGA) after the case number on all documents filed. Associated Cases: 1:26-cv-00400-UNA, 1:26-cv-00421-UNA, 1:26-cv-00422-UNA (alb)
April 13, 2026 Filing 12 Local Counsel Letter sent. Notice of Compliance deadline set for 5/13/2026. (jfm)
April 13, 2026 Filing 11 Record of case transferred in from District of New York Southern; Case Number in Other District: 1:26-cv-02850. Copy of Docket Sheet and original file
April 13, 2026 Opinion or Order Filing 10 STIPULATION AND ORDER TO TRANSFER ACTION TO THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned parties, by and through their respective counsel, and subject to the approval of the Court, as follows: 1. Pursuant to 28 U.S.C. 1404(a), the Herzog Action shall be transferred to the United States District Court for the District of Delaware. 2. Any deadlines or hearings presently scheduled by this Court in the Herzog Action are vacated pending transfer. 3. Defendants shall not be required to respond to the Complaint in the Herzog Action unless and until the transferee court so orders. 4. Except as expressly set forth herein, nothing in this Stipulation shall be deemed to waive any claims, arguments, defenses, or objections of any party, all of which are expressly preserved. SO STIPULATED AND AGREED. Local Civil Rule 83.1 is waived. The Clerk of Court is directed to transfer this case to the U.S. District Court for the District of Delaware immediately. (Signed by Judge J. Paul Oetken on 4/13/2026) (vfr) [Transferred from New York Southern on 4/13/2026.]
April 13, 2026 CASE TRANSFERRED OUT ELECTRONICALLY from the U.S.D.C. Southern District of New York to the United States District Court - District of District of Delaware.(vfr) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 Filing 9 PROPOSED STIPULATION AND ORDER. Document filed by Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider..(Atkinson, Stefan) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 Filing 8 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Kyndryl Holdings, Inc...(Atkinson, Stefan) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 Filing 7 NOTICE OF APPEARANCE by Alexander J Rodney on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider..(Rodney, Alexander) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 Filing 6 NOTICE OF APPEARANCE by Stefan H. Atkinson on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider..(Atkinson, Stefan) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 Magistrate Judge Barbara C. Moses is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (tro) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 NOTICE OF CASE REASSIGNMENT to Judge J. Paul Oetken. Judge Unassigned is no longer assigned to the case. (tro) [Transferred from New York Southern on 4/13/2026.]
April 10, 2026 CASE ACCEPTED AS RELATED. Create association to 1:26-cv-02211-JPO. Notice of Assignment to follow. (tro) [Transferred from New York Southern on 4/13/2026.]
April 8, 2026 Filing 5 ELECTRONIC SUMMONS ISSUED as to Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider, David B. Wyshner. (sj) [Transferred from New York Southern on 4/13/2026.]
April 8, 2026 CASE REFERRED to Judge J. Paul Oetken as possibly related to 1:26cv2412. (sj) [Transferred from New York Southern on 4/13/2026.]
April 8, 2026 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (sj) [Transferred from New York Southern on 4/13/2026.]
April 7, 2026 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider, David B. Wyshner, re: #1 Complaint,. Document filed by Ronald Herzog..(Bruckner, Gustavo) [Transferred from New York Southern on 4/13/2026.]
April 7, 2026 Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 26-cv-02412-JPO. Document filed by Ronald Herzog..(Bruckner, Gustavo) [Transferred from New York Southern on 4/13/2026.]
April 7, 2026 Filing 2 CIVIL COVER SHEET filed..(Bruckner, Gustavo) [Transferred from New York Southern on 4/13/2026.]
April 7, 2026 Filing 1 COMPLAINT against Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider, David B. Wyshner. (Filing Fee $ 405.00, Receipt Number ANYSDC-32664059)Document filed by Ronald Herzog. (Attachments: #1 Exhibit Verification).(Bruckner, Gustavo) [Transferred from New York Southern on 4/13/2026.]

Access additional case information on PACER

Use the links below to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.

Access this case on the Delaware District Court's Electronic Court Filings (ECF) System

Search for this case: Herzog v. Schroeter et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Kyndryl Holdings, Inc.
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Martin J. Schroeter
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: David B. Wyshner
Represented By: Rudolf Koch
Represented By: Jing Xu
Represented By: Christine Dealy Haynes
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Vineet Khurana
Represented By: Rudolf Koch
Represented By: Jing Xu
Represented By: Christine Dealy Haynes
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Stephen A.M. Hester
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Dominic J. Caruso
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: John D. Harris II
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Shirley Ann Jackson
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Janina Kugel
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Denis Machuel
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Rahul N. Merchant
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Jana Schreuder
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Howard I. Ungerleider
Represented By: Stefan H. Atkinson
Represented By: Rudolf Koch
Represented By: Christine Dealy Haynes
Represented By: Alexander J. Rodney
Represented By: Jing Xu
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Ronald Herzog
Represented By: Michael J. Farnan
Represented By: Brian E. Farnan
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?