Brown v. Schroeter et al
| David Brown |
| Martin Schroeter, Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Denis Machuel, Rahul N. Merchant, Jana Schreuder, Howard I. Ungerleider, David B. Wyshner, Edward Sebold, Vineet Khurana and Kyndryl Holdings, Inc. |
| 1:2026cv00430 |
| April 15, 2026 |
| U.S. District Court for the District of Delaware |
| Richard G Andrews |
| Securities/Commodities |
| 15 U.S.C. § 78 m(a) Securities Exchange Act |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 10, 2026. A more recent docket listing may be available from PACER.
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| Filing 28 Joint Status Report, by Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin J. Schroeter, Howard I. Ungerleider, David B. Wyshner, Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Denis Machuel, Rahul N. Merchant, Martin Schroeter, Howard I. Ungerleider, Dominic J. Caruso, John D. Harris II, Shirley Ann Jackson, Vineet Khurana, Edward Sebold, John D. Harris II, David B. Wyshner, Denis Machuel, Howard I. Ungerleider, Jana Schreuder, Janina Kugel, Kyndryl Holdings, Inc., Rahul N. Merchant, Martin J. Schroeter, Vineet Khurana. (Koch, Rudolf) Modified on 6/11/2026 (nms). |
| Filing 27 NOTICE of Appearance by Brian D. Long on behalf of David Brown (Long, Brian) |
Filing 26
ORAL ORDER: A joint status report is due no later than three (3) business days from the date of this Order. Ordered by Judge Richard G. Andrews on 6/5/2026. (nms)
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| Filing 25 NOTICE of Appearance by Jing Xu on behalf of Edward Sebold (Xu, Jing) |
| Filing 24 NOTICE of Appearance by Rudolf Koch on behalf of Edward Sebold (Koch, Rudolf) |
| Filing 23 Pro Hac Vice Fee - Credit Card Payment received for Richard M. Strassberg and Dina Ljekperic. ( re #22 MOTION for Pro Hac Vice Appearance of Attorney Richard M. Strassberg and Dina Ljekperic )( Payment of $ 100, receipt number ADEDC-4968204).(Haynes, Christine) |
| Filing 22 MOTION for Pro Hac Vice Appearance of Attorney Richard M. Strassberg and Dina Ljekperic - filed by Edward Sebold. (Haynes, Christine) |
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SO ORDERED, re #22 MOTION for Pro Hac Vice Appearance of Attorney Richard M. Strassberg and Dina Ljekperic filed by Edward Sebold. Signed by Judge Richard G. Andrews on 5/12/2026. (aas)
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| Filing 21 NOTICE of Appearance by Rudolf Koch on behalf of Vineet Khurana (Koch, Rudolf) |
| Filing 20 NOTICE of Appearance by Jing Xu on behalf of Vineet Khurana (Xu, Jing) |
| Filing 19 NOTICE of Appearance by Christine Dealy Haynes on behalf of Vineet Khurana (Haynes, Christine) |
| Filing 18 NOTICE of Appearance by Jing Xu on behalf of David B. Wyshner (Xu, Jing) |
| Filing 17 NOTICE of Appearance by Rudolf Koch on behalf of David B. Wyshner (Koch, Rudolf) |
| Filing 16 NOTICE of Appearance by Christine Dealy Haynes on behalf of David B. Wyshner (Haynes, Christine) |
| Pro Hac Vice Attorney Stefan H. Atkinson for Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder,and Martin J. Schroeter, and Howard I. Ungerleider added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (oam) |
| Pro Hac Vice Attorney Alexander J. Rodney for Dominic J. Caruso, John D. Harris, II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder,and Martin J. Schroeter, and Howard I. Ungerleider added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (oam) |
| Filing 15 NOTICE of Appearance by Jing Xu on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider (Xu, Jing) |
| Filing 14 Pro Hac Vice Fee - Credit Card Payment received for Stefan H. Atkinson and Alexander J. Rodney. ( re #13 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney )( Payment of $ 100, receipt number ADEDC-4956069).(Koch, Rudolf) |
| Filing 13 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney - filed by Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider. (Koch, Rudolf) |
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SO ORDERED, re #13 MOTION for Pro Hac Vice Appearance of Attorney Stefan H. Atkinson and Alexander J. Rodney filed by Kyndryl Holdings, Inc., Denis Machuel, John D. Harris II, Martin Schroeter, Jana Schreuder, Rahul N. Merchant, Howard I. Ungerleider, Stephen A.M. Hester, Dominic J. Caruso, Shirley Ann Jackson, Janina Kugel. Signed by Judge Richard G. Andrews on 4/24/2026. (aas)
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| Filing 12 NOTICE of Appearance by Christine Dealy Haynes on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider (Haynes, Christine) |
| Case Assigned to Judge Richard G. Andrews. Please include the initials of the Judge (RGA) after the case number on all documents filed. Associated Cases: 1:26-cv-00430-UNA, 1:26-cv-00431-UNA (alb) |
| Filing 11 Local Counsel Letter sent. Notice of Compliance deadline set for 5/15/2026. (jfm) |
| Filing 10 Record of case transferred in from District of New York Eastern; Case Number in Other District: 1:26-cv-01693. Copy of Docket Sheet and original file |
| Filing 9 Corporate Disclosure Statement by Kyndryl Holdings, Inc. (Atkinson, Stefan) [Transferred from New York Eastern on 4/15/2026.] |
| Case transferred to District of District of Delaware. Original file, certified copy of transfer order, and docket sheet sent. ALL FILINGS ARE TO BE MADE IN THE TRANSFER COURT, DO NOT DOCKET TO THIS CASE. Extract Civil Case due by 4/15/2026. (SG) [Transferred from New York Eastern on 4/15/2026.] |
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ORDER granting #8 Motion to Change Venue. Ordered by Magistrate Judge Peggy Kuo on 4/8/2026. (CCR) [Transferred from New York Eastern on 4/15/2026.]
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| Filing 8 Joint MOTION to Change Venue to the United States District Court for the District of Delaware by Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider. (Atkinson, Stefan) [Transferred from New York Eastern on 4/15/2026.] |
| Filing 7 NOTICE of Appearance by Alexander J Rodney on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider (aty to be noticed) (Rodney, Alexander) [Transferred from New York Eastern on 4/15/2026.] |
| Filing 6 NOTICE of Appearance by Stefan Howard Atkinson on behalf of Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Howard I. Ungerleider (aty to be noticed) (Atkinson, Stefan) [Transferred from New York Eastern on 4/15/2026.] |
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Filing 5
SCHEDULING ORDER: An Initial Conference will be held in this case on July 16, 2026 at 10:30 a.m. before Peggy Kuo, United States Magistrate Judge in Courtroom 11C South of the United States Courthouse, 225 Cadman Plaza East, Brooklyn, New York. Counsel are directed to the annexed Initial Conference Order for instructions. By July 10, 2026, the parties must file a joint and completed copy of the # Proposed Discovery Plan. Any request for adjournment of this or any other conference must be made in writing on notice to opposing parties, and must disclose whether or not all parties consent. No request for adjournment will be considered unless made at least two (2) business days before the scheduled conference, except in the event of an emergency. Counsel with knowledge and authority must be present. Per diem counsel may not appear without prior permission of the Court. Plaintiff's counsel is directed to ensure that Defendants are aware of this conference. Ordered by Magistrate Judge Peggy Kuo on 3/30/2026. (RO) [Transferred from New York Eastern on 4/15/2026.]
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| Filing 4 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Filing 3 Clerks Notice Re: Consent. A magistrate judge has been assigned as the presiding judge in this case under the EDNY Direct Assignment Program, governed by EDNY Administrative Order 2025-14. In accordance with Rule 73 of the Federal Rules of Civil Procedure, Local Rule 73.1, the parties are notified that if all parties consent, the assigned Magistrate Judge is available to conduct all proceedings in this action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to this Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form is also available here: #https://www.nyed.uscourts.gov/sites/default/files/uploads/mjconsentform.pdf. Any party may withhold its consent without adverse substantive consequences. Do NOT return or file the consent form unless all parties have signed the consent form. Unless all parties consent to the Magistrate Judge jurisdiction by the deadline set forth in the Administrative Order 2025-14, a District Judge will be assigned to the case. The parties are directed to review the terms of Administrative Order 2025-14 and other materials related to the EDNY Direct Assignment Program on the Court's website: #https://www.nyed.uscourts.gov/bulletin-direct-assignment-program. (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Filing 2 Civil Cover Sheet.. Re #1 Complaint,, by David Brown (Rowley, Shane) [Transferred from New York Eastern on 4/15/2026.] |
| Second Notice: Case Requires Newly Updated Civil Cover Sheet. The Clerk's Office cannot assign this case without a completed JS-44 (Revised 3/23/2026-Effective 3/24/2026) Civil Cover Sheet. Please resubmit corrected Civil Cover Sheet. The form is available at: #https://www.nyed.uscourts.gov/document-search . SEARCH CATEGORIES Forms FILTER Clerks Office Forms and Instructions SEARCH JS 44 Civil Cover Sheet Revised 3/23/2026-Effective 3/24/2026 Please submit corrected Civil Cover Sheet under the event Other Documents - Proposed Summons/Civil Cover Sheet (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Your proposed summons was not issued for one of the following reasons: The full case caption must appear on the summons., Please correct and resubmit using Proposed Summons/Civil Cover Sheet. (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Case Assigned to Magistrate Judge Peggy Kuo. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Notice: Case Requires Newly Updated Civil Cover Sheet. The Clerk's Office cannot assign this case without a completed JS-44 (Rev. 12.10.2025) Civil Cover Sheet. Please resubmit corrected Civil Cover Sheet. The form is available at: #https://www.nyed.uscourts.gov/document-search . SEARCH CATEGORIES Forms FILTER Clerks Office Forms and Instructions SEARCH JS 44 Civil Cover Sheet Revised 12/10/2025 Please submit corrected Civil Cover Sheet under the event Other Documents - Proposed Summons/Civil Cover Sheet (SDM) [Transferred from New York Eastern on 4/15/2026.] |
| Filing 1 COMPLAINT against Dominic J. Caruso, John D. Harris II, Stephen A.M. Hester, Shirley Ann Jackson, Vineet Khurana, Janina Kugel, Kyndryl Holdings, Inc., Denis Machuel, Rahul N. Merchant, Jana Schreuder, Martin Schroeter, Edward Sebold, Howard I. Ungerleider, David B. Wyshner filing fee $ 405, receipt number ANYEDC-20029945 Was the Disclosure Statement on Civil Cover Sheet completed -NO,, filed by David Brown. (Attachments: #1 Civil Cover Sheet, #2 Exhibit Stockholder Verification, #3 Proposed Summons) (Rowley, Shane) [Transferred from New York Eastern on 4/15/2026.] |
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