United States Securities and Exchange Commission v. Todd et al
| United States Securities and Exchange Commission |
| Joseph Michael Todd, Todd Financial Services, LLC and TFS Insurance Services LLC |
| 5:2023cv00431 |
| July 11, 2023 |
| US District Court for the Middle District of Florida |
| Philip R Lammens |
| Gregory A Presnell |
| Securities/Commodities |
| 15 U.S.C. § 0077 Securities Fraud |
| None |
Docket Report
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This docket was last retrieved on August 16, 2023. A more recent docket listing may be available from PACER.
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Filing 18
CASE MANAGEMENT AND SCHEDULING ORDER: Discovery due by 5/20/2024; Plaintiff's Motion for Disgorgement, Prejudgment Interest and Civil Penalties due by 6/18/2024. Signed by Judge Gregory A. Presnell on 8/16/2023. (AKC)
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| Filing 17 CASE MANAGEMENT REPORT. (Polish, Jonathan) |
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Filing 16
ORDER granting #15 Daniel J. Hayes' Motion to Withdraw as Attorney. Signed by Magistrate Judge Philip R. Lammens on 8/15/2023. (EE)
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| Filing 15 Unopposed MOTION for Daniel J. Hayes to Withdraw as Attorney by United States Securities and Exchange Commission. (Hayes, Daniel) Motions referred to Magistrate Judge Philip R. Lammens. |
| Filing 14 NOTICE of Appearance by Jonathan Stephen Polish on behalf of United States Securities and Exchange Commission (Polish, Jonathan) |
| Filing 13 WAIVER of service returned executed on 7/17/2023 by United States Securities and Exchange Commission as to TFS Insurance Services LLC. (Trombino, Caryn) |
| Filing 12 WAIVER of service returned executed on 7/17/2023 by United States Securities and Exchange Commission as to Todd Financial Services, LLC. (Trombino, Caryn) |
| Filing 11 WAIVER of service returned executed on 7/12/2023 by United States Securities and Exchange Commission as to Joseph Michael Todd. (Hayes, Daniel) |
| Filing 10 NOTICE TO COUNSEL Caryn Trombino and Daniel J. Hayes of Local Rule 2.02(a), which states, "The first paper filed on behalf of a party must designate only one lead counsel who - unless the party changes the designation - remains lead counsel throughout the action." Counsel must file a Notice of Lead Counsel Designation identifying lead counsel. (Signed by Deputy Clerk). (HAI) |
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Filing 9
ORDER directing the parties to file a Case Management Report detailing discovery procedures needed, a discovery deadline, and a submission of the Government's Motion for Disgorgement, Pre-Judgment Interest and Civil Penalties. Signed by Judge Gregory A. Presnell on 7/27/2023. (AKC)
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Filing 8
CONSENT JUDGMENT in favor of United States Securities and Exchange Commission against TFS Insurance Services LLC, Todd Financial Services, LLC, Joseph Michael Todd. The court will issue a separate order regarding procedures for adjudicating the issues of disgorgement, pre-judgment interest and civil penalties. Signed by Judge Gregory A. Presnell on 7/27/2023. (AKC)
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Filing 7
ORDER granting #4 Motion to Approve Consent Judgment. Signed by Judge Gregory A. Presnell on 7/27/2023. (AKC)
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| Filing 6 NOTICE of Appearance by Caryn Trombino on behalf of United States Securities and Exchange Commission (Trombino, Caryn) |
| Filing 5 SUMMONS issued as to All Defendants. (ARL) |
| Filing 4 Unopposed MOTION to Approve Consent Judgment against Defendants by United States Securities and Exchange Commission. (Attachments: #1 Exhibit Signed Consent of Defendants)(Hayes, Daniel) |
| Filing 3 NOTICE of Appearance by Daniel J Hayes on behalf of United States Securities and Exchange Commission (Hayes, Daniel) |
| Filing 2 NEW CASE ASSIGNED to Judge Gregory A. Presnell and Magistrate Judge Philip R. Lammens. New case number: 5:23-cv-431-GAP-PRL. (AM) |
| Filing 1 COMPLAINT against All Defendants filed by United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Proposed Summons, #3 Proposed Summons, #4 Proposed Summons)(Hayes, Daniel) |
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