Mellon v. Wells Fargo Clearing Services, LLC et al
Plaintiff: Nancy Mellon
Defendant: FINRA and Wells Fargo Clearing Services, LLC agent of d/b/a Wells Fargo Advisors
Case Number: 8:2020cv02524
Filed: October 28, 2020
Court: US District Court for the Middle District of Florida
Presiding Judge: Steven D Merryday
Referring Judge: Christopher P Tuite
Nature of Suit: Civil Rights: Jobs
Cause of Action: 28 U.S.C. ยง 1441
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on December 3, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 3, 2020 Filing 12 STIPULATION and Proposed Order to Stay Discovery Pending Motion to Compel Arbitration by Wells Fargo Clearing Services, LLC. (Katsuyama, Neil)
November 20, 2020 Filing 11 RESPONSE in Opposition re #8 MOTION to Compel Arbitration and Stay Court Proceedings ; Memorandum of Points and Authorities In Support Thereof; Declarations of Lorie Lucas and Neil M. Katsuyama filed by Nancy Mellon. (Attachments: #1 Finra Time Critical, #2 Statement of Claim)(AG)
November 19, 2020 Filing 10 DECLARATION of Neil M. Katsuyama re 9 Order directing response to motion by Wells Fargo Clearing Services, LLC. (Katsuyama, Neil)
November 6, 2020 Opinion or Order Filing 9 ENDORSED ORDER re #8 Defendant Wells Fargo Clearing Services, LLC's Motion to Compel Arbitration and Stay Court Proceedings. Based upon the representations set forth in the motion, it is not clear whether the parties have adequately conferred in accordance with Local Rule 3.01(g). Accordingly, the parties are directed to meet and confer on or before 11/13/2020, either in person or by telephone or videoconference, in a good-faith effort to resolve this dispute. If the parties are able to dispose of the matter, Defendant shall promptly file a notice indicating same; if not, Plaintiff shall file her response to Defendant's motion on or before 11/19/2020. Signed by Magistrate Judge Christopher P. Tuite on 11/6/2020. (AHA)
November 2, 2020 Filing 8 MOTION to Compel Arbitration and Stay Court Proceedings ; Memorandum of Points and Authorities In Support Thereof; Declarations of Lorie Lucas and Neil M. Katsuyama by Wells Fargo Clearing Services, LLC. (Katsuyama, Neil) Motions referred to Magistrate Judge Christopher P. Tuite.
November 1, 2020 Opinion or Order Filing 7 ENDORSED ORDER granting #5 Motion for Admission Pro Hac Vice of Neil M. Katsuyama; and granting #6 Motion for Admission Pro Hac Vice of Kevin K. Fitzgerald. Within 10 days hereof, counsel shall pay complete the e-filer registration form (available at http://www.flmd.uscourts.gov/special-admission-practice). Signed by Magistrate Judge Christopher P. Tuite on 11/1/2020. (AHA)
October 30, 2020 Filing 6 MOTION for Kevin K. Fitzgerald to appear pro hac vice, Special Admission fee paid, Receipt No. 113A-17496477 for $150 by Wells Fargo Clearing Services, LLC. (Attachments: #1 Affidavit Exhibit A)(Kuehnel, Sarah) Motions referred to Magistrate Judge Christopher P. Tuite.
October 30, 2020 Filing 5 MOTION for Neil M. Katsuyama to appear pro hac vice, Special Admission fee paid, Receipt No. 113A-17496398 for $150 by Wells Fargo Clearing Services, LLC. (Attachments: #1 Affidavit Exhibit A)(Kuehnel, Sarah) Motions referred to Magistrate Judge Christopher P. Tuite.
October 29, 2020 Opinion or Order Filing 4 ORDER re #3--notice of designation of track. See document for details. Signed by Judge Steven D. Merryday on 10/29/2020. (GSO)
October 29, 2020 Filing 3 NOTICE of designation under Local Rule 3.05 - Track 2. (GSO)
October 28, 2020 Filing 2 NEW CASE ASSIGNED to Judge Steven D. Merryday and Magistrate Judge Christopher P. Tuite. New case number: 8:20-cv-2524-T-23CPT. (SJB)
October 28, 2020 Filing 1 COMPLAINT and NOTICE OF REMOVAL by Defendant Wells Fargo from Circuit Court of the Thirteenth Judicial Circuit, Hillsborough County, case number 20-CA-006909 filed in State Court on 2/21/2019. Filing fee $ 400, receipt number 113A-17482485 filed by Wells Fargo Clearing Services, LLC. (Attachments: #1 State Court COMPLAINT Exhibit A, #2 State Court Docket Sheet, #3 State Court Other Documents, #4 Civil Cover Sheet, #5 Exhibit B: Notice of Filing Notice of Removal, #6 Exhibit C: Declaration of Lorie Lucas)(Kuehnel, Sarah)

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Defendant: FINRA
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Defendant: Wells Fargo Clearing Services, LLC agent of d/b/a Wells Fargo Advisors
Represented By: Sarah J. Kuehnel
Represented By: Kevin K. Fitzgerald
Represented By: Neil M Katsuyama
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Plaintiff: Nancy Mellon
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