Securities and Exchange Commission v. Platinum Wealth Partners, Inc. et al
| Securities and Exchange Commission |
| Platinum Wealth Partners, Inc. and David L. Potter |
| 8:2021cv01211 |
| May 18, 2021 |
| US District Court for the Middle District of Florida |
| Sean P Flynn |
| William F Jung |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on June 14, 2021. A more recent docket listing may be available from PACER.
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Filing 14
NOTICE canceling show cause hearing scheduled for 6/18/2021. (CCB)
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Filing 13
FINAL JUDGMENT. The Clerk is directed to terminate deadlines and close the case. Signed by Judge William F. Jung on 6/14/2021. (CCB) Modified on 6/14/2021 (CCB).
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Filing 12
PROPOSED CONSENT JUDGMENT by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Roessner, Michael)
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Filing 11
CERTIFICATE of interested persons and corporate disclosure statement re 4 Notice to Counsel of Local Rule by Securities and Exchange Commission. (Roessner, Michael)
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Filing 10
NOTICE of a related action per Local Rule 1.07(c) by Securities and Exchange Commission. Related case(s): No (Roessner, Michael)
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Filing 9
RETURN of service executed on 5/29/2021 by Securities and Exchange Commission as to Platinum Wealth Partners, Inc. (LNR)
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Filing 8
RETURN of service executed on 5/29/2021 by Securities and Exchange Commission as to David L. Potter . (LNR)
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Filing 7
PROOF of service by Securities and Exchange Commission. (Roessner, Michael)
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Filing 6
PROOF of service by Securities and Exchange Commission. (Roessner, Michael)
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Filing 5
NOTICE informing the parties that they may consent to the jurisdiction of a United States magistrate judge by filing Form AO 85 Notice, Consent, and Reference of a Civil Action to a Magistrate Judge using the event Consent to Jurisdiction of US Magistrate Judge. (Signed by Deputy Clerk). (SAO)
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Filing 4
NOTICE of Local Rule 1.07(c), Local Rule 3.02(a)(2), and Local Rule 3.03. -Local Rule 1.07(c) requires lead counsel to promptly file a Notice of a Related Action that identifies and describes any related action pending in the Middle District. -Local Rule 3.02(a)(2) requires the parties in every civil proceeding, except those described in subsection (d), to file a case management report (CMR) using the uniform form at www.flmd.uscourts.gov. The CMR must be filed (1) within forty days after any defendant appears in an action originating in this court, (2) within forty days after the docketing of an action removed or transferred to this court, or (3) within seventy days after service on the United States attorney in an action against the United States, its agencies or employees. Judges may have a special CMR form for certain types of cases. These forms can be found at www.flmd.uscourts.gov under the Forms tab for each judge. -Local Rule 3.03 requires each party to file a disclosure statement with the first appearance that identifies (1) each person that has or might have an interest in the outcome, (2) each entity with publicly traded shares or debt potentially affected by the outcome, (3) each additional entity likely to actively participate, and (4) each person arguably eligible for restitution. The disclosure statement must include this certification - I certify that, except as disclosed, I am unaware of an actual or potential conflict of interest affecting the district judge or the magistrate judge in this action, and I will immediately notify the judge in writing within fourteen days after I know of a conflict. (Signed by Deputy Clerk). (SAO)
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Filing 3
ORDER to show cause why relief should not be granted as to Platinum Wealth Partners, Inc. and David L. Potter. Show Cause Hearing set for 6/18/2021 at 9:30 AM in Tampa Courtroom 15 B before Judge William F. Jung. Show Cause Response due by 6/11/2021; reply due 6/16/2021. Signed by Judge William F. Jung on 5/19/2021. (CCB)
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Filing 2
DECLARATION of Michael J. Roessner in support of #1 APPLICATION for an order under section 20(d) of the Securities Act, Section 21(3) fo the Exchange Act, Section 209(d) of the Advisers Act and Section 42(d) of the Investment Company Act enforcing compliance with the Commission Order filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order to Show Cause)(AG)
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Filing 1
(COMPLAINT) APPLICATION for an order under section 20(d) of the Securities Act, Section 21(e) of the Exchange Act, Section 209(d) of the Advisers Act and Section 42(d) of the Investment Company Act enforcing compliance with the Commission Order filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(AG) Modified on 5/19/2021 (AG).
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