Securities & Exchange Commission v. 1 Global Capital LLC et al
| Securities & Exchange Commission |
| DIGI South LLC, Ganador Enterprises, LLC, 1Global Capital LLC, Carl Ruderman, Bright Smile Financing, LLC, Media Pay LLC, Ruderman Family Trust, Pay Now Direct LLC, BRR Block Inc. and 1West Capital LLC |
| 0:2018cv61991 |
| August 23, 2018 |
| US District Court for the Southern District of Florida |
| Beth Bloom |
| Alicia O Valle |
| Securities/Commodities |
| 15 U.S.C. § 0077 |
| None |
Docket Report
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Filing 122
STATUS REPORT ORDER. Status Report due by 12/17/2018. If Bridge Bank has completed the production of documents then the Receiver shall file a response to the Motion, ECF No. #77 , by December 21, 2018. Signed by Judge Beth Bloom on 12/14/2018. See attached document for full details. (amb)
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Filing 121
MOTION The Receiver's First Application for Allowance and Payment of Fees and Expenses by Jon A. Sale. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Cavallo, Christopher)
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Filing 120
MOTION for Approval of Settlement Agreement Related to Ganador Enterprises, LLC by Jon A. Sale. (Attachments: #1 Exhibit A)(Cavallo, Christopher)
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Filing 119
REPLY to Response to Motion re #103 MOTION TO DISMISS #79 Amended Complaint, FOR FAILURE TO STATE A CLAIM filed by Carl Ruderman. (Pineiro, Michael)
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Filing 118
STATUS REPORT The Receiver's First Status Report by Jon A. Sale (Cavallo, Christopher)
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Filing 117
JUDGMENT AGAINST DEFENDANT 1 GLOBAL CAPITAL LLC AND RELIEF DEFENDANT 1 WEST CAPITAL LLC; granting #116 Motion for Judgment. Signed by Judge Beth Bloom on 11/27/2018. See attached document for full details. (ail)
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Filing 116
Unopposed MOTION for Judgment against Defendant 1 Global Capital LLC and Relief Defendant 1 West Capital LLC and Notice of Filing Consent to Judgment by Securities & Exchange Commission. (Attachments: #1 Exhibit A, Consent of Defendant 1 Global Capital LLC and Relief Defendant 1 West Capital LLC to Judgment, #2 Text of Proposed Order - Exhibit B, Judgment against 1 Global Capital LLC and 1 West Capital LLC)(Martin, Christopher)
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Filing 115
ORDER granting #98 Motion to Expand Receivership Over the Ruderman Family Trust and Bright Smile Trust. Signed by Judge Beth Bloom on 11/20/2018. See attached document for full details. (ar2)
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Filing 114
PAPERLESS ORDER granting #113 Motion for Extension of Time; granting #113 Motion for Leave to File Excess Pages. Defendant Carl Ruderman shall file his Reply in support of his Motion to Dismiss by November 30, 2018. Mr. Ruderman may submit a Reply that is up to 15 pages in length. Signed by Judge Beth Bloom (BB)
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Filing 113
Unopposed MOTION for Extension of Time to File Reply Memorandum in Support of Motion to Dismiss re #109 Response in Opposition to Motion, ( Responses due by 12/4/2018), Unopposed MOTION for Leave to File Excess Pages by Carl Ruderman. (Attachments: #1 Proposed Order)(Pineiro, Michael)
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Filing 112
NOTICE of Attorney Appearance by Jonathan Etra on behalf of Jon A. Sale. Attorney Jonathan Etra added to party Jon A. Sale(pty:rc). (Etra, Jonathan)
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Filing 111
PAPERLESS ORDER granting #110 Motion for Extension of Time to File Response. Defendant 1 GlobalCapital, LLC and Relief Defendant 1 West Capital, LLC shall file a Response to the Amended Complaint by November 29, 2018. Signed by Judge Beth Bloom (BB)
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Filing 110
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by 1Global Capital LLC, 1West Capital LLC. (Attachments: #1 Text of Proposed Order)(Dwyer, Jared)
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Filing 109
RESPONSE in Opposition re #103 MOTION TO DISMISS #79 Amended Complaint, FOR FAILURE TO STATE A CLAIM filed by Securities & Exchange Commission. Replies due by 11/23/2018. (Attachments: #1 Exhibit A. SEC v Chen, #2 Exhibit B. SEC v Team Resources)(Martin, Christopher)
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Filing 108
PAPERLESS ORDER granting #107 Motion for Leave to File Excess Pages. The Plaintiff may file up to a 25-page Response to Defendant Carl Ruderman's Motion to Dismiss the Commission's Amended Complaint. Signed by Judge Beth Bloom (BB)
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Filing 107
Unopposed MOTION for Leave to File Excess Pages of Plaintiff's Response to Defendant Carl Ruderman's Motion to Dismiss the Amended Complaint by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(Martin, Christopher)
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Filing 106
ORDER REQUIRING RESPONSE TO MOTION re #98 MOTION to Expand over Ruderman Family Trust and Bright Smile Trust filed by Jon A. Sale, ( Responses due by 11/19/2018) Signed by Judge Beth Bloom on 11/13/2018. See attached document for full details. (cqs)
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Filing 105
PAPERLESS ORDER granting #104 Motion for Extension of Time to Respond to the Amended Complaint, ECF No. #79 or otherwise resolve this matter by 11/19/2018. Signed by Judge Beth Bloom (BB)
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Filing 104
Third MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by 1Global Capital LLC, 1West Capital LLC. (Attachments: #1 Text of Proposed Order)(Dwyer, Jared)
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Filing 103
MOTION TO DISMISS #79 Amended Complaint, FOR FAILURE TO STATE A CLAIM by Carl Ruderman. Responses due by 11/16/2018 (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Pineiro, Michael)
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Filing 102
ORDER GRANTING PLAINTIFFS UNOPPOSED MOTION FOR A JUDGMENT AGAINST RELIEF DEFENDANTS BRIGHT SMILE FINANCING, LLC; BRR BLOCK INC.; DIGI SOUTH, LLC; GANADOR ENTERPRISES, LLC; MEDIA PAY LLC; AND PAY NOW DIRECT LLC re #100 Motion for Judgment. Signed by Judge Beth Bloom on 11/1/2018. See attached document for full details. (ail)
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Filing 101
PAPERLESS ORDER granting #99 Motion for Extension of Time to File Response/Answer to Amended Complaint by 1West Capital LLC and 1Global LLC by 11/9/2018. Re: #79 Amended Complaint, filed by Securities & Exchange Commission. Signed by Judge Beth Bloom (BB)
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Filing 100
Unopposed MOTION for Judgment against Relief Defendants Bright Smile Financing, LLC; BRR Block Inc.; Digi South, LLC; Ganador Enterprises, LLC; Media Pay LLC; and Pay Now Direct, LLC and Notice of Filing Consent to Entry of Judgment by Securities & Exchange Commission. (Attachments: #1 Exhibit A, Consent, #2 Text of Proposed Order B, Judgment)(Martin, Christopher)
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Filing 99
Second MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by 1Global Capital LLC, 1West Capital LLC. (Attachments: #1 Text of Proposed Order)(Dwyer, Jared)
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Filing 98
MOTION to Expand over Ruderman Family Trust and Bright Smile Trust by Jon A. Sale. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Newman, Daniel)
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Filing 97
ORDER Scheduling Mediation before Harry R. Schafer - Mediation Hearing set for 6/5/2019 at 10:00 AM. Mediation Deadline 6/10/2019. Signed by Judge Beth Bloom on 10/24/2018. See attached document for full details. (ail)
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Filing 96
NOTICE of Mediator Selection. Added Harry R. Schafer. (Attachments: #1 Text of Proposed Order - Order Scheduling Mediation)(Levenson, Robert)
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Filing 95
PAPERLESS ORDER granting #94 Motion for Extension of Time to File Response/Answer to Complaint by Receiver by 11/2/2018. Re: #79 Amended Complaint, filed by Securities & Exchange Commission. Signed by Judge Beth Bloom (BB)
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Filing 94
MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by Jon A. Sale. (Attachments: #1 Text of Proposed Order)(Newman, Daniel)
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Filing 93
PAPERLESS ORDER granting #92 Motion for Extension of Time to File Response/Answer to Amended Complaint by 1Global Capital LLC and 1West Capital LLC by 11/2/2018. Re: #79 Amended Complaint, filed by Securities & Exchange Commission. Signed by Judge Beth Bloom (BB)
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Filing 92
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by 1Global Capital LLC, 1West Capital LLC. (Attachments: #1 Text of Proposed Order)(Dwyer, Jared)
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Filing 91
PAPERLESS ORDER granting #90 Motion for Extension of Time to File Response/Answer to Complaint by Carl Ruderman by 11/2/2018. Re: #79 Amended Complaint, filed by Securities & Exchange Commission. Signed by Judge Beth Bloom (BB)
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Filing 90
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to #79 Amended Complaint, by Carl Ruderman. (Rashbaum, Daniel)
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Filing 89
NOTICE by Official Committee of Unsecured Creditors re #87 Notice of Attorney Appearance Withdrawal of Notice of Appearance, Request to Receive Documents, and Request to be Added to Mailing Matrix (Sharp, Susan)
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Filing 88
PAPERLESS ORDER granting #86 Unopposed Motion for Agreed Upon Confidentiality Agreement. Signed by Magistrate Judge Alicia O. Valle on 10/9/2018. See attached document for full details. (lmk)
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Filing 87
NOTICE of Attorney Appearance by Susan Heath Sharp on behalf of Official Committee of Unsecured Creditors. Attorney Susan Heath Sharp added to party Official Committee of Unsecured Creditors(pty:cr). (Sharp, Susan)
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Filing 86
Unopposed MOTION for Entry of the Receiver's and Non-Parties' Agreed Upon Confidentiality Agreement as an Order of this Court by Jon A. Sale. (Attachments: #1 Exhibit)(Newman, Daniel)
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Filing 85
ORDER SETTING TRIAL AND PRE-TRIAL SCHEDULE, REQUIRING MEDIATION, AND REFERRING CERTAIN MATTERS TO MAGISTRATE JUDGE : Amended Pleadings due by 12/1/2018., Discovery due by 7/2/2019., Expert Discovery due by 7/2/2019., Joinder of Parties due by 12/1/2018., Mediation Deadline 7/16/2019., In Limine Motions due by 10/14/2019., Dispositive Motions due by 7/24/2019., Motions due by 7/24/2019., Pretrial Stipulation due by 10/14/2019., Jury Trial set for 10/28/2019 at 9:00 AM in Miami Division before Judge Beth Bloom., Calendar Call set for 10/22/2019 at 1:45 PM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 10/2/2018. See attached document for full details. (ail) #Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here.
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Filing 84
PAPERLESS ORDER granting #82 Motion for Extension of Time to Respond to ECF No. #77 , Motion for Comfort Order Confirming Termination of Banking Agreements, seven days afterBridge Bank produces all documents in response to the subpoena. Signed by Judge Beth Bloom (BB)
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Filing 83
RESPONSE in Opposition re #82 MOTION for Extension of Time to Respond re #77 MOTION For Comfort Order Confirming Termination of Banking Agreements filed by Western Alliance Bank. Replies due by 10/9/2018. (Robinson, James)
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Filing 82
MOTION for Extension of Time to Respond re #77 MOTION For Comfort Order Confirming Termination of Banking Agreements by Jon A. Sale. Responses due by 10/16/2018 (Attachments: #1 Exhibit, #2 Text of Proposed Order)(Newman, Daniel)
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Filing 81
Joint SCHEDULING REPORT - Rule 16.1 by Securities & Exchange Commission (Attachments: #1 Exhibit -Attachment A, Election to Jurisdiction by a U.S. Magistrate Judge for Final Disposition of Motions, #2 Text of Proposed Order - Scheduling Order)(Levenson, Robert)
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Filing 80
JUDGMENT AGAINST RELIEF DEFENDANT RUDERMAN FAMILY TRUST; granting #78 Motion for Default Judgment. Signed by Judge Beth Bloom on 9/27/2018. See attached document for full details. (ail)
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Filing 79
Plaintiff's AMENDED COMPLAINT FOR INJUNCTIVE AND OTHER RELIEF against 1Global Capital LLC, 1West Capital LLC, BRR Block Inc., Bright Smile Financing, LLC, DIGI South LLC, Ganador Enterprises, LLC, Media Pay LLC, Pay Now Direct LLC, Carl Ruderman, Ruderman Family Trust, filed by Securities & Exchange Commission.(Martin, Christopher)
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Filing 78
Plaintiff's MOTION for Default Judgment against Relief Defendant Ruderman Family Trust by Securities & Exchange Commission. (Attachments: #1 Exhibit 1 - Prejudgment Interest Report, #2 Text of Proposed Order - Judgment against Relief Defendant Ruderman Family Trust)(Martin, Christopher)
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Filing 77
MOTION For Comfort Order Confirming Termination of Banking Agreements by Western Alliance Bank. (Attachments: #1 Affidavit Declaration of Lori Edwards, #2 Affidavit Declaration of Monique D. Jewett-Brewster)(Robinson, James)
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Filing 76
PAPERLESS NOTICE OF CANCELLATION OF HEARING: Preliminary Injunction Hearing set for 9/20/2018 at 09:00 AM in Miami Division before Judge Beth Bloom. (ego)
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Filing 75
ORDER Continuing Asset Freeze and Other Relief Against Defendant Ruderman Family Trust D.E #70 . Signed by Judge Beth Bloom on 9/19/2018. See attached document for full details. (ra)
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Filing 74
ORDER granting #72 Motion for Asset Freeze and Other Relief against Defendant Carl Ruderman. Signed by Judge Beth Bloom on 9/19/2018. See attached document for full details. (ra)
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Filing 73
ORDER granting #71 Unopposed Motion For Asset Freeze and Other Relief. Signed by Judge Beth Bloom on 9/19/2018. See attached document for full details. (ra)
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Filing 72
Unopposed MOTION for an Asset Freeze Against Defendant Carl Ruderman by Securities & Exchange Commission. (Attachments: #1 Exhibit - Consent of Defendant Carl Ruderman to an Asset Freeze Order and Other Relief, #2 Text of Proposed Order)(Martin, Christopher)
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Filing 71
Unopposed MOTION for an Asset Freeze and Other Relief against Relief Defendants Bright Smile Financing, LLC; BRR Block Inc.; Digi South, LLC; Ganador Enterprises, LLC; Media Pay LLC; and Pay Now Direct LLC by Securities & Exchange Commission. (Attachments: #1 Exhibit - Consent of Relief Defendants, Bright Smile Financing, LLC; BRR Block Inc.; Digi South, LLC; Ganador Enterprises, LLC; Media Pay LLC; and Pay Now Direct LLC, #2 Text of Proposed Order)(Martin, Christopher)
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Filing 70
Plaintiff's MOTION for Entry of an Order and Notice that Relief Defendant Ruderman Family Trust Has Not Showed Cause or Provided any Opposition to Continuation of the Asset Freeze against it and Filing of Proposed Order by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(Martin, Christopher)
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Filing 69
Certificate of Interested Parties by Carl Ruderman (Pineiro, Michael)
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Filing 68
Certificate of Interested Parties/Corporate Disclosure Statement by Jon A. Sale (Newman, Daniel)
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Filing 67
Clerks Entry of Default as to Ruderman Family Trust - Motions Terminated: #63 Motion for Clerks Entry of Default. Signed by DEPUTY CLERK on 9/18/2018. (mc)
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Filing 66
Certificate of Interested Parties/Corporate Disclosure Statement by Securities & Exchange Commission (Levenson, Robert)
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Filing 65
Certificate of Interested Parties/Corporate Disclosure Statement by 1Global Capital LLC, 1West Capital LLC (Dwyer, Jared)
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Filing 64
NOTICE by Securities & Exchange Commission of Filing Exhibits and Witness Lists that the Commission Intends to Use at the September 20, 2018 Asset Freeze Hearing (Attachments: #1 Exhibit 56.Investor Letter, #2 Exhibit 57.Investor Letter, #3 Exhibit 58. Private Annuity Agreement, #4 Exhibit 59. Jan. 16, 2018 Email from Ruderman to Samuels, #5 Exhibit 60. May 30, 2018 Email from Ruderman to Samuels, #6 Exhibit 61.Ruderman Deposition, #7 Exhibit 62-67. 1 Global Emails Re: Rudermans Foreign Accounts, #8 Exhibit 68-108. 1 Global Emails Re: Rudermans Operation Control, #9 Exhibit 109-127. 1 Global Emails Re: Rudermans Misappropriation, #10 Exhibit 128-131. 1 Global Emails Re: Troubled MCA Business, #11 Exhibit 132-140. 1 Global Emails Re: Rudermans Knowledge, #12 Exhibit 141-143. 1 Global Emails Re: Rudermans Involvement, #13 Exhibit 144-146. 1 Global Emails Re: Rudermans Involvement with, #14 Exhibit 147-150. 1 Global Emails Re: Rudermans Involvement with, #15 Exhibit 151-155. 1 Global Emails Re: Rudermans Involvement with, #16 Exhibit 156.July 27, 2018 Letter to James Cassel from 1 Global, #17 Exhibit 157.Rudermans Sworn Accounting, #18 Exhibit 158.1 Global Bankruptcy Schedule, #19 Exhibit 159.1 West Bankruptcy Schedule, #20 Exhibit 160.Composite Exhibits of 1 year Notes, #21 Exhibit 161.Momentum Agreement, #22 Exhibit 162.Composite Letters from Banks re: Amounts Frozen, #23 Exhibit 163.Another 1 Year Note, #24 Exhibit 164. Khosrow Sohraby Declaration, #25 Exhibit 165.Beverly Durant Declaration, #26 Exhibit 166.Denise Springer Declaration, #27 Exhibit 167.Yang Clark Declaration, #28 Exhibit 168.Email to Springer, #29 Exhibit 169.Springer Account Statement, #30 Exhibit 170.Springer Account Statement, #31 Exhibit 171.Email showing Ruderman has Multi-million Mortgage, #32 Exhibit 172.Composite of Rudermans Mortgage and HOA Being, #33 Exhibit 173.Rudermans Final SBA Package, #34 Exhibit 174.Miami-Dade County Property Appraisers Report) (Martin, Christopher)
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Filing 63
Plaintiff's MOTION for Clerks Entry of Default as to Ruderman Family Trust by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(Martin, Christopher)
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Filing 62
MEMORANDUM in Opposition to Preliminary Injunction by Carl Ruderman. (Pineiro, Michael)
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Filing 61
WAIVER OF SERVICE Returned Executed by Securities & Exchange Commission. BRR Block Inc. waiver sent on 8/24/2018, answer due 10/23/2018; Bright Smile Financing, LLC waiver sent on 8/24/2018, answer due 10/23/2018; DIGI South LLC waiver sent on 8/24/2018, answer due 10/23/2018; Ganador Enterprises, LLC waiver sent on 8/24/2018, answer due 10/23/2018; Media Pay LLC waiver sent on 8/24/2018, answer due 10/23/2018; Pay Now Direct LLC waiver sent on 8/24/2018, answer due 10/23/2018. (Martin, Christopher)
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Filing 60
NOTICE by Jon A. Sale of Issuance of Subpoena Duces Tecum to JPMorgan Chase Bank N.A. (Attachments: #1 Exhibit Subpoena) (Newman, Daniel)
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Filing 59
WAIVER OF SERVICE Returned Executed by Securities & Exchange Commission. Carl Ruderman waiver sent on 8/24/2018, answer due 10/23/2018. (Martin, Christopher)
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Filing 58
PAPERLESS ORDER granting #57 Motion for Extension of Time. The parties shall have until October 2, 2018 to file a Joint Scheduling Report. Signed by Judge Beth Bloom (BB)
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Filing 57
Unopposed MOTION for Extension of Time to file a Joint Scheduling Report as required by Local Rule 16.1 and the Court's Order dated August 29, 2018 [DE 30] by Securities & Exchange Commission. Responses due by 9/24/2018 (Attachments: #1 Text of Proposed Order)(Levenson, Robert)
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Filing 56
PAPERLESS ORDER granting #55 Motion to Employ Accounting Professionals Nunc Pro Tunc. The Receiver is permitted to retain the law firm of Kapila Mukamal to provide the Receiver with accounting, forensic review, business assessment, tax compliance and preparation, and other assistance in this matter, at the rates set forth in the Motion. Kapila Mukamal's services are effective as of August 28, 2018. Signed by Judge Beth Bloom (BB)
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Filing 55
MOTION to Employ Accounting Professionals Nunc Pro Tunc by Jon A. Sale. (Attachments: #1 Text of Proposed Order)(Newman, Daniel)
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Filing 54
AGREED ORDER VACATING ORDER TO SHOW CAUSE re #41 Order on Emergency Motion. ORDER CANCELLING HEARING scheduled for Friday, September 7, 2018 at 10:00 a.m. in Miami, Courtroom 10-2. Signed by Judge Beth Bloom on 9/6/18. See attached document for full details. (tas)
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Filing 53
NOTICE by Jon A. Sale of Filing Declaration of Jeanne Canigiani for Show Cause Hearing Scheduled for September 7, 2018 (Freedman, Gary)
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Filing 52
NOTICE by Jon A. Sale of Declaration of Gary M. Freedman for Show Cause Hearing Scheduled for September 7, 2018 (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit) (Freedman, Gary)
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Filing 51
NOTICE of Attorney Appearance by Paul J. Keenan, Jr on behalf of 1Global Capital LLC, 1West Capital LLC. Attorney Paul J. Keenan, Jr added to party 1Global Capital LLC(pty:dft), Attorney Paul J. Keenan, Jr added to party 1West Capital LLC(pty:dft). (Keenan, Paul)
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Filing 50
PAPERLESS ORDER granting #46 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Monique D. Jewett-Brewster. Signed by Judge Beth Bloom (BB)
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Filing 49
PAPERLESS ORDER granting #45 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Jay M. Ross. Signed by Judge Beth Bloom (BB)
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Filing 48
RESPONSE in Opposition re #35 EMERGENCY MOTION with Certification of Emergency attached for Entry of Order to Show Cause Why Bridge Bank Should Not Be Held in Contempt and for Sanctions for Violation of Court Orders, and Incorporated Memorandum of Law FOR HEARING SCHEDULED ON SEPT 7 AT 10 AM filed by Western Alliance Bank. Replies due by 9/13/2018. (Attachments: #1 Affidavit Declaration of Lori Edwards, #2 Affidavit Declaration of Monique D. Jewett-Brewster)(Robinson, James)
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Filing 47
NOTICE of Attorney Appearance by Mahalia Annah-Marie Cole on behalf of Western Alliance Bank. Attorney Mahalia Annah-Marie Cole added to party Western Alliance Bank(pty:ip). (Cole, Mahalia)
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Filing 46
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Monique D. Jewett-Brewster. Filing Fee $ 75.00 Receipt # 113C-10970522 by Western Alliance Bank. Responses due by 9/19/2018 (Robinson, James)
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Filing 45
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jay M. Ross. Filing Fee $ 75.00 Receipt # 113C-10970516 by Western Alliance Bank. Responses due by 9/19/2018 (Robinson, James)
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Filing 44
NOTICE of Attorney Appearance by James Nial Robinson, II on behalf of Western Alliance Bank. Attorney James Nial Robinson, II added to party Western Alliance Bank(pty:ip). (Robinson, James)
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Filing 43
WAIVER OF SERVICE Returned Executed by Securities & Exchange Commission. 1West Capital LLC waiver sent on 8/24/2018, answer due 10/23/2018. (Martin, Christopher)
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Filing 42
WAIVER OF SERVICE Returned Executed by Securities & Exchange Commission. 1Global Capital LLC waiver sent on 8/24/2018, answer due 10/23/2018. (Martin, Christopher)
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Filing 41
ORDER #35 Granting Receiver's Emergency Motion for Entry of Order to Show Cause Why Bridge Bank Should Not Be Held in Contempt,,,, Show Cause Hearing set for 9/7/2018 10:00 AM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 8/31/2018. See attached document for full details. (mno)
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Filing 40
ORDER Continuing Hearing on Preliminary Injunction and Extending Temporary Restraining Order, Granting #32 Motion to Continue. Preliminary Injunction Hearing is hereby re-set for 9/20/2018 09:00 AM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 8/31/2018. See attached document for full details. (mno)
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Filing 39
RESPONSE to Motion re #32 MOTION to Continue Hearing on Preliminary Injunction and Extend Temporary Restraining Order filed by Securities & Exchange Commission. Replies due by 9/7/2018. (Attachments: #1 Exhibit 1, 2018.06.20 Subpoena to 1 Global Capital LLC, #2 Exhibit 2, Kansas City News Article)(Levenson, Robert)
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Filing 38
Defendant's RESPONSE to #13 Order on Motion for Miscellaneous Relief, Sworn Accounting by Carl Ruderman. (Marcus, Jeffrey)
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Filing 37
RESPONSE in Opposition re #35 EMERGENCY MOTION with Certification of Emergency attached for Entry of Order to Show Cause Why Bridge Bank Should Not Be Held in Contempt and for Sanctions for Violation of Court Orders, and Incorporated Memorandum of Law filed by Western Alliance Bank. Attorney Joel Lloyd Tabas added to party Western Alliance Bank(pty:ip). Replies due by 9/7/2018. (Tabas, Joel)
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Filing 36
NOTICE of Attorney Appearance by Daniel Stuart Newman on behalf of Jon A. Sale (Newman, Daniel)
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Filing 35
EMERGENCY MOTION with Certification of Emergency attached for Entry of Order to Show Cause Why Bridge Bank Should Not Be Held in Contempt and for Sanctions for Violation of Court Orders, and Incorporated Memorandum of Law by Jon A. Sale. Responses due by 9/14/2018 (Attachments: #1 Text of Proposed Order, #2 Certification)(Freedman, Gary)
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Filing 34
PAPERLESS ORDER requiring SEC's expedited response by 5:00 pm today to Defendant's Motion to Continue Hearing on Preliminary Injunction and Extend Temporary Restraining Order, ECF No. #32 . Signed by Judge Beth Bloom (BB)
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Filing 33
ORDER granting #31 Motion to Employ Legal Counsel and Paralegals Nunc Pro Tunc. Signed by Judge Beth Bloom on 8/30/2018. See attached document for full details. (ls)
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Filing 32
MOTION to Continue Hearing on Preliminary Injunction and Extend Temporary Restraining Order by Carl Ruderman. Responses due by 9/13/2018 (Attachments: #1 Declaration of Counsel, #2 Proposed Order)(Pineiro, Michael)
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Filing 31
MOTION to Employ Legal Counsel and Paralegals Nunc Pro Tunc by Jon A. Sale. (Attachments: #1 Text of Proposed Order)(Cavallo, Christopher)
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Filing 30
ORDER REQUIRING SCHEDULING REPORT AND CERTIFICATES OF INTERESTED PARTIES: Certificate of Interested Parties and Joint Scheduling Report due by 9/18/2018 Signed by Judge Beth Bloom on 8/28/2018. See attached document for full details. (ail)
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Filing 29
ORDER granting #17 Unopposed MOTION to Exempt the Receiver from the Asset Freeze. Signed by Judge Beth Bloom on 8/28/2018. See attached document for full details. (ail)
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Filing 28
ORDER granting #27 Emergency Motion for Clarification. Signed by Judge Beth Bloom on 8/29/2018. See attached document for full details. (ra)
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Filing 27
EMERGENCY MOTION with Certification of Emergency attached for Clarification of the Freeze Order and Receivership Order Regarding Bridge Bank and other Financial Institutions by Jon A. Sale. Responses due by 9/12/2018 (Attachments: #1 Exhibit A - Proposed Order, #2 Exhibit B - Certification of Emergency)(Cavallo, Christopher)
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Filing 26
ACKNOWLEDGMENT OF SERVICE as to #5 MOTION for Leave to File, #10 Order on Motion to Seal, #8 Notice (Other), #4 Notice (Other), #3 MOTION to Seal, #6 MOTION to Appoint Receiver, #7 MOTION Emergency Ex parte Motion and Memorandum of Law for Asset Freeze and Other Relief, #12 Order on Motion to Appoint Receiver, #1 Complaint, #11 Order on Motion for Leave to File, #13 Order on Motion for Miscellaneous Relief, by Daniel S. Newman, Esq., Nelson Mullins Riley & Scarborough LLP on behalf of Relief Defendants, Bright Smile Financing, LLC; BRR Block Inc.; Digi South LLC; Ganador Enterprises, LLC; Media Pay LLC and Pay Now Direct LLC, filed by Securities & Exchange Commission. (Martin, Christopher)
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Filing 25
NOTICE of Attorney Appearance by Jared Edward Dwyer on behalf of 1 Global Capital LLC, 1 West Capital LLC. Attorney Jared Edward Dwyer added to party 1 Global Capital LLC(pty:dft), Attorney Jared Edward Dwyer added to party 1 West Capital LLC(pty:dft). (Dwyer, Jared)
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Filing 24
ACKNOWLEDGMENT OF SERVICE as to #5 MOTION for Leave to File, #10 Order on Motion to Seal, #8 Notice (Other), #4 Notice (Other), #3 MOTION to Seal, #6 MOTION to Appoint Receiver, #7 MOTION Emergency Ex parte Motion and Memorandum of Law for Asset Freeze and Other Relief, #12 Order on Motion to Appoint Receiver, #1 Complaint, #11 Order on Motion for Leave to File, #13 Order on Motion for Miscellaneous Relief, by Jared E. Dwyer, Esq., Greenberg Traurig on behalf of Defendant 1 Global Capital LLC and Relief Defendant 1 West Capital LLC, filed by Securities & Exchange Commission. (Martin, Christopher)
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Filing 23
NOTICE of Attorney Appearance by Stephanie Peral on behalf of 1 Global Capital LLC, 1 West Capital LLC. Attorney Stephanie Peral added to party 1 Global Capital LLC(pty:dft), Attorney Stephanie Peral added to party 1 West Capital LLC(pty:dft). (Peral, Stephanie)
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Filing 22
ACKNOWLEDGMENT OF SERVICE as to #5 MOTION for Leave to File, #10 Order on Motion to Seal, #8 Notice (Other), #4 Notice (Other), #3 MOTION to Seal, #6 MOTION to Appoint Receiver, #7 MOTION Emergency Ex parte Motion and Memorandum of Law for Asset Freeze and Other Relief, #12 Order on Motion to Appoint Receiver, #1 Complaint, #11 Order on Motion for Leave to File, #13 Order on Motion for Miscellaneous Relief, by Jeffrey Marcus, Esq., Marcus Neiman & Rashbaum LLP on behalf of Defendant Carl Ruderman and Relief Defendant Ruderman Family Trust, filed by Securities & Exchange Commission. (Martin, Christopher)
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Filing 21
NOTICE of Attorney Appearance by Jeffrey Adam Neiman on behalf of Carl Ruderman. Attorney Jeffrey Adam Neiman added to party Carl Ruderman(pty:dft). (Neiman, Jeffrey)
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Filing 20
NOTICE of Attorney Appearance by Jeffrey David Marcus on behalf of Carl Ruderman. Attorney Jeffrey David Marcus added to party Carl Ruderman(pty:dft). (Marcus, Jeffrey)
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Filing 19
NOTICE of Attorney Appearance by Daniel Lawrence Rashbaum on behalf of Carl Ruderman. Attorney Daniel Lawrence Rashbaum added to party Carl Ruderman(pty:dft). (Rashbaum, Daniel)
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Filing 18
NOTICE of Attorney Appearance by Michael Anthony Pineiro on behalf of Carl Ruderman. Attorney Michael Anthony Pineiro added to party Carl Ruderman(pty:dft). (Pineiro, Michael)
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Filing 17
Unopposed MOTION to Exempt the Receiver from the Asset Freeze by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(Levenson, Robert)
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Filing 16
ORDER granting #14 Motion to Lift Seal and to Unseal Case. Signed by Judge Beth Bloom on 8/27/2018. See attached document for full details. (ra)
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Filing 15
ORDER granting #14 Motion to Lift The Seal and for The Court to Instruct The Clerk of Court to Place All Previously Filed Pleadings, Exhibits, and Orders on The Publicly Accessible Docket Signed by Judge Beth Bloom on 8/27/2018. See attached document for full details. (cbr)
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Filing 14
MOTION to Lift The Seal and for The Court to Instruct The Clerk of Court to Place All Previously Filed Pleadings, Exhibits, and Orders on The Publicly Accessible Docket by Securities & Exchange Commission. Responses due by 9/10/2018 (Attachments: #1 Text of Proposed Order)(nc)
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Filing 13
ORDER granting #7 Motion for asset freeze and other relief. Show Cause Hearing set for 9/7/2018 at 10:00 AM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 8/23/18. See attached document for full details. (ane)
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Filing 12
ORDER granting in part and denying in part #6 Motion to Appoint Receiver. The Court appoints Jon. A. Sale as receiver. See order for details. Signed by Judge Beth Bloom on 8/23/18. See attached document for full details. (ane)
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Filing 11
ORDER granting #5 Motion for Leave to File memorandum in excess of the page limit. Signed by Judge Beth Bloom on 8/23/2018. See attached document for full details. (ane)
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Filing 10
ORDER granting #3 Motion to Seal. Signed by Judge Beth Bloom on 8/23/2018. See attached document for full details. (ane)
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Filing 9
Summons Issued as to All Defendants. (cbr)
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Filing 8
Index of Exhibits to Emergency Ex Parte Motion and Memorandum of Law for Asset Freeze and Other Relief by Securities & Exchange Commission re #7 MOTION Emergency Ex Parte Motion and Memorandum of Law for Asset Freeze and Other Relief (cbr) (Additional attachment(s) added on 8/23/2018: #1 Exhibits 1-7, #2 Exhibits 8-10, #3 Exhibits 11-15, #4 Exhibits 16-24, #5 Exhibits 25-31, #6 Exhibits 32-39, #7 Exhibit 40, #8 Exhibit 41-49, #9 Exhibits 50-55) (cbr).
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Filing 7
Emergency Ex Parte Motion and Memorandum of Law for Asset Freeze and Other Relief by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(cbr) (Additional attachment(s) added on 8/23/2018: #2 Exhibit) (cbr).
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Filing 6
Emergency Ex Parte Motion for Appointment of Receiver and Memorandum of Law by Securities & Exchange Commission. Responses due by 9/6/2018 (Attachments: #1 Text of Proposed Order)(cbr)
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Filing 5
Plaintiff's Motion for Leave to File Its Emergency Ex Parte Motion and Memorandum of Law for an Asset Freeze and Other Relief in Excess of the 20 Page Limit by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(cbr)
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Filing 4
Plaintiff's Certification Pursuant to Rule 65(b) of the Federal Rules of Civil Procedure by Securities & Exchange Commission (cbr)
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Filing 3
Plaintiff Motion to File Under Seal Its Complaint, Emergency Ex Parte Motion and Memorandum of Law for an Asset Freeze and Other Relief, Emergency Ex Parte Motion for Appointment of Receiver, and Other Documents (Attachments: #1 Text of Proposed Order) (cbr)
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Filing 2
Clerks Notice of Judge Assignment to Judge Beth Bloom. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Alicia O. Valle is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. Pro se (NON-PRISONER) litigants may receive Notices of Electronic Filings (NEFS) via email after filing a Consent by Pro Se Litigant (NON-PRISONER) to Receive Notices of Electronic Filing. The consent form is available under the forms section of our website. (cbr)
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Filing 1
Complaint for Conjunctive and Other Relief against All Defendants. Filing fees $ 400.00. USA Filer - No Filing Fee Required, filed by Securities & Exchange Commission. (Attachments: #1 Civil Cover Sheet)(cbr)
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