Commodity Futures v. Sterling Trading, et al
| Commodity Futures Trading Commission |
| Sterling Trading Group, Inc., Universal FX Inc., STG Global Trading Inc., QIX, Inc., Graystone Browne Financial Inc., Joseph Arsenault and Andrew Stern |
| 1:2004cv21346 |
| June 7, 2004 |
| US District Court for the Southern District of Florida |
| Miami Office |
| Miami-Dade |
| K Michael Moore |
| Securities/Commodities |
| 15 U.S.C. § 0078 Securities Exchange Act |
| Defendant |
Docket Report
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| Filing 339 SATISFACTION OF JUDGMENT re #336 Order as to Andrew Stern by Commodity Futures Trading Commission (Geiger, Brett) |
| Filing 338 Clerk's Notice of Undeliverable Mail re #335 Order. US Mail returned for: JEFFREY S. ROSEN Return to Sender, Unable to Forward,. The Court has not located an updated address for this party. After two unsuccessful noticing attempts, notices from the Court will no longer be sent to this party in this case until a correct address is provided. (lbc) |
Filing 337
CONSENT ORDER OF PERMANENT INJUNCTION as to STG Global Trading, Innc. and Graystone Browne Financial, Inc. Signed by Judge K. Michael Moore on 8/20/2009. (rg1)
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Filing 336
CONSENT ORDER OF PERMANENT INJUNCTION as to Andrew Stern and QIX, Inc. Signed by Judge K. Michael Moore on 8/20/2009. (rg1)
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Filing 335
CONSENT ORDER OF PERMANENT INJUNCTION as to Defenant Joseph Arsenault. Signed by Judge K. Michael Moore on 8/20/2009. (rg1)
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| Filing 334 NOTICE by Commodity Futures Trading Commission of Filing Consent Orders of Permanent Injunction and Other Equitable Relief, and Request for Entry of Orders (Attachments: #1 Text of Proposed Order Proposed Consent Order as to Defendant Arsenault, #2 Text of Proposed Order Proposed Consent Order as to Defendants Stern and QIX, #3 Text of Proposed Order Proposed Consent Order as to Defendants STG Global and Graystone Brown)(Smith, Eugene) Modified text on 7/23/2009 (tas). |
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Filing 333
PAPERLESS ORDER. Trial in this matter is continued until July 27, 2009. No further extensions will be granted. In light of this Court's continuance of the trial date to permit the Parties to reach a settlement, in lieu of conducting the scheduled trial, Plaintiff is instructed to use all diligence in seeking approval of the proposed settlement from the Commission. The Parties are instructed to file a final notice of settlement by July 23, 2009. If a final notice of settlement is filed by that date, the Court will retain jurisdiction to enforce the settlement agreement. The Clerk of the Court is instructed to administratively CLOSE this case. All pending motions are DENIED AS MOOT. Signed by Judge K. Michael Moore on 6/9/2009. (rg1)
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| Filing 332 Joint MOTION to Continue Trial Hearing and Notice of Proposed Settlements by Commodity Futures Trading Commission. Responses due by 6/26/2009 (Attachments: #1 Text of Proposed Order)(Haas, Peter) |
| Filing 331 Minute Entry for proceedings held before Judge K. Michael Moore: Calendar Call held on 5/7/2009. Court Reporter: William Romanishin, Phone: 305-523-5558 (rg1) |
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Filing 330
ORDER DENYING #323 Plaintiff's Motion in Limine. Signed by Judge K. Michael Moore on 5/4/2009. (rg1)
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Filing 329
PAPERLESS ORDER GRANTING #326 Motion to Withdraw as Attorney. Attorney Ted S. Helwig and David J. Stagman terminated Notice of Termination delivered by US Mail to Ted Helwig, David Stagman.. Signed by Judge K. Michael Moore on 5/4/2009. (rg1)
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| Filing 328 PRETRIAL STIPULATION of Parties by Commodity Futures Trading Commission. (Smith, Eugene) |
| Filing 327 REPLY to Response to Motion re #323 Plaintiff's MOTION in Limine filed by Commodity Futures Trading Commission. (Smith, Eugene) |
| Filing 326 Unopposed MOTION to Withdraw as Attorney by Ted S. Helwig and David J. Stagman. by QIX, Inc., Universal FX Inc. Responses due by 5/11/2009 (Attachments: #1 Exhibit A)(King, Christopher) Modified on 4/28/2009 (ls). [Filers modified by Clerk] |
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Filing 325
PAPERLESS ORDER DENYING #322 Motion to Mediate before Magistrate. Any parties who consent to mediation may participate in mediation before an agreed upon mediator prior to the date of the calendar call. Signed by Judge K. Michael Moore on 4/24/2009. (rg1)
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| Filing 324 RESPONSE in Opposition re #323 Plaintiff's MOTION in Limine filed by STG Global Trading Inc., QIX, Inc., Graystone Browne Financial Inc., Joseph Arsenault, Andrew Stern. (King, Christopher) |
| Filing 323 Plaintiff's MOTION in Limine by Commodity Futures Trading Commission. (Attachments: #1 Supplement Memorandum of Points and Authorities, #2 Text of Proposed Order)(Haas, Peter) |
| Filing 322 Joint MOTION for Referral to Magistrate Judge for Purposes of Settlement Conference by Commodity Futures Trading Commission. (Attachments: #1 Text of Proposed Order Proposed Order)(Smith, Eugene) |
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Filing 321
PAPERLESS ORDER GRANTING #320 Motion to Continue Pretrial Conference. The pretrial conference is rescheduled for May 7, 2009, at 2 p.m. in Courtroom 13-1, United States Courthouse, 400 North Miami Avenue, Miami, Florida. Signed by Judge K. Michael Moore on 4/8/2009. (rg1)
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| Set/Reset Hearings: Final Pretrial Conference set for 5/7/2009 02:00 PM in Miami Division before Judge K. Michael Moore. (rg1) |
| Filing 320 Unopposed MOTION to Continue Pretrial Conference by Commodity Futures Trading Commission. Responses due by 4/23/2009 (Attachments: #1 Text of Proposed Order)(Haas, Peter) |
| Filing 319 NOTICE OF UNAVAILABILITY by Sterling Trading Group, Inc., Graystone Browne Financial Inc., Joseph Arsenault for dates of May 13 - June 5, 2009 (King, Christopher) |
| Filing 318 ANSWER and Affirmative Defenses to Complaint with Jury Demand (Amended Complaint) by QIX, Inc., Andrew Stern.(King, Christopher) |
| Filing 317 ANSWER and Affirmative Defenses to Complaint (Amended Complaint) by STG Global Trading Inc., Graystone Browne Financial Inc., Joseph Arsenault.(King, Christopher) |
| Filing 316 NOTICE of Attorney Appearance by Christopher John King on behalf of Andrew Stern (King, Christopher) |
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Filing 315
ORDER ADOPTING #270 , #271 , #273 REPORTS OF MAGISTRATE JUDGE DENYING #3 Plaintiff's Motion for Preliminary Injunction, GRANTING IN PART AND DENYING IN PART #159 Defendant's Motion to Dismiss, GRANTING IN PART AND DENYING IN PART Plaintiff's #202 Motion for Summary Judgment. Signed by Judge K. Michael Moore on 3/20/2009. (rg1)
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| Filing 314 NOTICE OF UNAVAILABILITY by Andrew Stern for dates of May 22, 2009 through June 8, 2009 (King, Christopher) |
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Filing 313
ORDER granting in part #312 Motion to Continue Pre-Trial and Trial Scheduling Order. the trial is rescheduled for the week commencing June 15, 2009. All other pre-trial deadlines and dates remain in effect. Signed by Judge K. Michael Moore on 3/17/2009. (rg1)
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| Set/Reset Scheduling Order Deadlines: Bench Trial set for 6/15/2009 09:00 AM in Miami Division before Judge K. Michael Moore. (rg1) |
| Filing 312 Corrected MOTION to Continue Pre-trial and Trial Scheduling Order by All Defendants, Commodity Futures Trading Commission. Responses due by 3/30/2009 (Attachments: #1 Text of Proposed Order)(King, Christopher) |
| Filing 311 Joint MOTION to Continue Order Scheduling Trial by All Defendants, Commodity Futures Trading Commission. Responses due by 3/27/2009 (King, Christopher) |
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Filing 310
PAPERLESS ORDER OF REFERRAL TO MEDIATION. Trial having been set in this matter for May 11, 2009 pursuant to Federal Rule of Civil Procedure 16 and Southern District Local Rule 16.2, it is ORDERED AND ADJUDGED as follows: 1. All parties are required to participate in mediation. The mediation shall be completed no later than sixty (60) days before the scheduled trial date. 2.Plaintiff's counsel, or another attorney agreed upon by all counsel of record and any unrepresented parties, shall be responsible for scheduling the mediation conference. The parties are encouraged to avail themselves of the services of any mediator on the List of Certified Mediators, maintained in the office of the Clerk of this Court, but may select any other mediator. The parties shall agree upon a mediator within fifteen (15) days from the date hereof. If there is no agreement, lead counsel shall promptly notify the Clerk in writing and the Clerk shall designate a mediator from the List of Certified Mediators, which designation shall be made on a blind rotation basis. 3. A place, date and time for mediation convenient to the mediator, counsel of record, and unrepresented parties shall be established. The lead attorney shall complete the form order scheduling mediation as provided in Local Rule 16.2 and submit it to the Court. 4. The appearance of counsel and each party or representatives of each party with full authority to enter in a full and complete compromise and settlement is mandatory. If insurance is involved, an adjuster with authority up to the policy limits or the most recent demand, whichever is lower, shall attend. 5. All discussions, representations and statements made at the mediation conference shall be confidential and privileged. 6. At least ten (10) days prior to the mediation date, all parties shall present to the mediator a brief written summary of the case identifying issues to be resolved. Copies of these summaries shall be served on all other parties. 7. The Court may impose sanctions against parties and/or counsel who do not comply with the attendance or settlement authority requirements herein or who otherwise violate the terms of this Order. The mediator shall report non-attendance and may recommend imposition of sanctions by the Court for non-attendance. 8. The mediator shall be compensated in accordance with the standing order of the Court entered pursuant to Rule 16.2.B.6, or on such basis as may be agreed to in writing by the parties and the mediator selected by the parties. The cost of mediation shall be shared equally by the parties unless otherwise ordered by the Court. All payments shall be remitted to the mediator within 30 days of the date of the bill. Notice to the mediator of cancellation or settlement prior to the scheduled mediation conference must be given at least two (2) full business days in advance. Failure to do so will result in imposition of a fee for one hour. 9. If a full or partial settlement is reached in this case, counsel shall promptly notify the Court of the settlement in accordance with Local Rule 16.2.F, by the filing of a notice of settlement signed by counsel of record within ten (10) days of the mediation conference. Thereafter, the parties shall forthwith submit an appropriate pleading concluding the case. 10. Within five (5) days following the mediation conference, the mediator shall file a Mediation Report indicating whether all required parties were present. The report shall also indicate whether the case settled (in full or in part), was continued with the consent of the parties, or whether the mediator declared an impasse. 11. If mediation is not conducted, the case may be stricken from the trial calendar, and other sanctions may be imposed. Signed by Judge K. Michael Moore on 3/9/2009. (rg1)
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Filing 309
PAPERLESS ORDER SCHEDULING TRIAL IN MIAMI. This case is now set for trial commencing the two-week trial period of May 11, 2009 at 9 a.m. in Courtroom 13-1, (thirteenth floor) United States Courthouse, 400 North Miami Avenue, Miami, Florida. All parties are directed to report to the calendar call on May 7, 2009 at 2 p.m., at which time all matters relating to the scheduled trial date may be brought to the attention of the Court. A final pretrial conference as provided for by Rule 16, Fed. R. Civ. P., and Rule 16.1(C), S.D. Fla. L.R., is scheduled for April 28, 2009 at 9 a.m. A bilateral pretrial stipulation and all other pretrial preparations shall be completed NO LATER THAN FIVE DAYS PRIOR TO THE PRETRIAL CONFERENCE. Any and all pretrial motions, including motions for summary judgment, must be filed no later than sixty (60) days prior to the trial date. All discovery shall be completed seventy (70) days prior to the date of trial. The failure to engage in discovery pending settlement negotiations shall not be grounds for continuance of the trial date. All exhibits must be pre-marked, and a typewritten exhibit list setting forth the number and description of each exhibit must be submitted at the time of trial. For a jury trial, counsel shall prepare and submit proposed jury instructions to the Court. For a non-jury trial, the parties shall prepare and submit to the Court proposed findings of fact and conclusions of law fully supported by the evidence which counsel expects the trial to develop and fully supported by citations to law. The proposed jury instructions or the proposed findings of fact and conclusions of law shall be submitted to the Court no later than three days prior to the scheduled trial date. Plaintiff's counsel shall notify any attorneys of record not listed below of this notice of trial: Final Pretrial Conference set for 4/28/2009 09:00 AM in Miami Division before Judge K. Michael Moore. Bench Trial set for 5/11/2009 09:00 AM in Miami Division before Judge K. Michael Moore. Calendar Call set for 5/7/2009 02:00 PM in Miami Division before Judge K. Michael Moore.. Signed by Judge K. Michael Moore on 3/9/2009. (rg1)
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| Filing 308 Notice of Undeliverable Mail re 306 Order on Motion to Continue. US Mail returned for: Return to sender. Refused. No Longer with Firm, for Michael J. Tiffany. (jmd) |
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Filing 307
ORDER OF TRANSFER. Case reassigned to Judge K. Michael Moore for all further proceedings. Judge Joan A. Lenard no longer assigned to case. Signed by Chief Judge Federico A. Moreno on 3/2/2009. (pm)
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Filing 306
ORDER granting #305 Motion to Adjust Pretrial and Trial Scheduling Order. The following Trial and Pretrial Deadlines are adjusted as follows: (a) the parties shall file their Motions in Limine by March 23, 2009; (b) the parties shall file their joint pretrial stipulation by April 6, 2009; (c) pretrial conference is reset for May 4, 2009 at 2:00 p.m; (d) Calendar Call is reset for May 20, 2009 at 4:00 p.m.; Trial is reset for the two-week calendar commencing May 26, 2009. Signed by Judge Joan A. Lenard on 12/30/2008., (dp)
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| Set/Reset Scheduling Order Deadlines: Calendar Call set for 5/20/2009 04:00 PM before Judge Joan A. Lenard. Pretrial Conference set for 5/4/2009 02:00 PM before Judge Joan A. Lenard. Jury Trial set for 5/26/2009 09:00 AM before Judge Joan A. Lenard. In Limine Motions due by 3/23/2009. Pretrial Stipulation due by 4/6/2009. (dp) |
| Filing 305 Joint MOTION to Continue Pretrial and Trial Dates by Commodity Futures Trading Commission. Responses due by 1/2/2009 (Attachments: #1 Text of Proposed Order Proposed Order)(Smith, Eugene) |
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Filing 304
ORDER granting #303 Joint Motion to Adjust Pretrial and Trial Scheduling Order. Signed by Judge Joan A. Lenard on 09/16/08. (dp)
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| Set/Reset Scheduling Order Deadlines: Calendar Call set for 1/28/2009 04:00 PM before Judge Joan A. Lenard. Pretrial Conference set for 1/12/2009 02:00 PM before Judge Joan A. Lenard. Jury Trial set for 2/2/2009 09:00 AM before Judge Joan A. Lenard. Motions in Limine due by 12/1/2008. Pretrial Stipulation due by 12/15/2008. (dp) |
| Filing 303 Joint MOTION to Continue Pretrial and Trial Deadlines by Commodity Futures Trading Commission. Responses due by 8/28/2008 (Attachments: #1 Text of Proposed Order Proposed Order)(Smith, Eugene) |
| Filing 302 NOTICE OF UNAVAILABILITY by Andrew Stern for dates of August 13, 2008-August 15, 2008 (Corrected Notice) (King, Christopher) |
| Filing 301 NOTICE OF UNAVAILABILITY by All Defendants for dates of August 13, 2008- August 15, 2008 (King, Christopher) |
| Filing 300 Notice of Supplemental Authority in Further Support of Objections to Report and Recommendation by All Defendants (Attachments: #1 Exhibit A)(King, Christopher) |
| Filing 299 NOTICE by All Defendants re #297 Notice of Supplemental Authority Correcting Exhibit A (Attachments: #1 Exhibit A)(King, Christopher) |
| Filing 298 NOTICE of Instruction to Filer: re #297 Notice of Supplemental Authority filed by All Defendants Error: Attachment(s): Part of Exhibit A is Upside Down. (ls) |
| Filing 297 Notice of Supplemental Authority re #278 Appeal of Magistrate Judge Decision to District Court,,, by All Defendants (Attachments: #1 Exhibit A, #2 Exhibit B)(King, Christopher) |
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Filing 296
ORDER granting #295 Motion to Continue. Signed by Judge Joan A. Lenard on 04/23/08. (dp)
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| Set/Reset Scheduling Order Deadlines: Calendar Call set for 10/8/2008 04:00 PM before Judge Joan A. Lenard. Pretrial Conference set for 9/26/2008 02:30 PM before Judge Joan A. Lenard. Jury Trial set for 10/14/2008 09:00 AM before Judge Joan A. Lenard. Motions due by 8/15/2008. Pretrial Stipulation due by 8/29/2008. (dp) |
| Filing 295 Joint MOTION to Continue Pretrial and Trial Schedule by Commodity Futures Trading Commission. Responses due by 4/23/2008 (Attachments: #1 Text of Proposed Order)(Smith, Eugene) Modified on 4/10/2008 (ls). [Missing description on attachments-corrected by Clerk] |
| Case Reassignment of Paired Magistrate Judge pursuant to Administrative Order 2008-09 to Magistrate Judge Garber Judge Andrea M. Simonton no longer assigned to the case. (vp) |
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Filing 294
ORDER granting #291 Motion to Adjust Pretrial and Trial Scheduling Order. Signed by Judge Joan A. Lenard on 02/26/08. (dp)
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| Set/Reset Scheduling Order Deadlines: Calendar Call set for 5/21/2008 04:00 PM before Judge Joan A. Lenard. Jury Trial set for 5/27/2008 09:00 AM before Judge Joan A. Lenard. Motions due by 4/4/2008. Pretrial Stipulation due by 4/18/2008. (dp) |
| Filing 293 NOTICE OF UNAVAILABILITY by Commodity Futures Trading Commission for dates of May 12, 2008; May 13, 2008; June 5, 2008; and June 6, 2008 (Smith, Eugene) |
| Filing 292 Notice of Supplemental Authority by All Defendants (Attachments: #1 Supplement Authority)(Crabtree, Elizabeth) |
| Filing 291 Joint MOTION to Continue Pretrial and Trial Dates by Commodity Futures Trading Commission. Responses due by 1/16/2008 (Attachments: #1 Text of Proposed Order Proposed Order)(Smith, Eugene) |
| Filing 290 Notice of Supplemental Authority re #289 Notice of Supplemental Authority Cross-Notice and Response by All Defendants (King, Christopher) |
| Filing 289 Notice of Supplemental Authority by Commodity Futures Trading Commission (Attachments: #1 Exhibit Attachment to Notice of Supplemental Authority)(Haas, Peter) |
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Filing 288
ORDER granting #286 Joint Motion to Adjust Pretrial and Trial Scheduling Order. Signed by Judge Joan A. Lenard on 10/16/07. (dp)
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| Set/Reset Scheduling Order Deadlines: Calendar Call set for 3/12/2008 04:00 PM before Judge Joan A. Lenard. Pretrial Conference set for 2/15/2008 02:30 PM before Judge Joan A. Lenard. Jury Trial set for 3/17/2008 09:00 AM before Judge Joan A. Lenard. Pretrial Stipulation due by 1/22/2008. (dp) |
| Filing 287 NOTICE of Docket Correction and Instruction to Filer: Added attachment description re #286 Joint MOTION to Continue. In the future add proper description to attachments. (de) |
| Filing 286 Joint MOTION to Continue Pre-Trial and Trial Dates by Commodity Futures Trading Commission. Responses due by 10/25/2007 (Attachments: #1)(Smith, Eugene) |
| Filing 285 REPLY to Response to Motion re #270 REPORT AND RECOMMENDATIONS re #3 Motion for TROMotion for Miscellaneous Relief filed by Commodity Futures Trading Commission, Recommending denial, #273 REPORT AND RECOMMENDATIONS re #202 Motion for Summary Judgment filed by Commodity Futures Trading Commission, Recommending granting summary judgment as to liability on Count Five, and otherwise denying, #271 REPORT AND RECOMMENDATIONS re #159 Motion to Dismiss filed by Sterling Trading Group, Inc.,, Universal FX Inc.,, STG Global Trading Inc.,, QIX, Inc.,, Graystone Browne Financial Inc.,, Joseph Arsenault,, Andrew Stern, Recommending grant in part a In Further Support Of Objections filed by STG Global Trading Inc., QIX, Inc., Graystone Browne Financial Inc., Joseph Arsenault, Andrew Stern. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C)(King, Christopher) |
| Filing 284 RESPONSE to #279 Appeal of Magistrate Judge Decision to District Court,,, Defendants' Joint Response to Objections by Plaintiff Commodity Futures Trading Commission to Reports and Recommendations dated July 23, 2007, July 24, 2007, and July 30, 2007 filed by Sterling Trading Group, Inc., Universal FX Inc., Joseph Arsenault, Andrew Stern. (King, Christopher) |
| Filing 283 RESPONSE to #278 Appeal of Magistrate Judge Decision to District Court,,, filed by Commodity Futures Trading Commission. (Smith, Eugene) |
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Filing 282
ORDER granting #281 Joint Motion for Extension of Time to File Responses to Objections to Magistrate Judge's Reports and Recommendations. The parties shall have until September 24, 2007 to file their Responses. This entry constitutes the ENDORSED ORDER in its entirety. Signed by Judge Joan A. Lenard on 9/11/07. (lc2)
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| Filing 281 Joint MOTION for Extension of Time to File Response as to #270 REPORT AND RECOMMENDATIONS re #3 Motion for TROMotion for Miscellaneous Relief filed by Commodity Futures Trading Commission, Recommending denial by Andrew Stern. (Attachments: #1 Text of Proposed Order)(King, Christopher) |
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Filing 280
ORDER granting #277 Parties' Joint Motion for Leave to File Excess Pages. The Objections filed by Defendants #278 and Plaintiff #279 are hereby deemed filed, and the Court shall consider the Objections as filed in their entirety. This entry constitutes the ENDORSED ORDER in its entirety.Signed by Judge Joan A. Lenard on 8/24/07. (lc2)
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| Filing 279 APPEAL OF MAGISTRATE JUDGE DECISION to District Court by Commodity Futures Trading Commission re #270 REPORT AND RECOMMENDATIONS re #3 Motion for TROMotion for Miscellaneous Relief filed by Commodity Futures Trading Commission, Recommending denial, #273 REPORT AND RECOMMENDATIONS re #202 Motion for Summary Judgment filed by Commodity Futures Trading Commission, Recommending granting summary judgment as to liability on Count Five, and otherwise denying, #271 REPORT AND RECOMMENDATIONS re #159 Motion to Dismiss filed by Sterling Trading Group, Inc.,, Universal FX Inc.,, STG Global Trading Inc.,, QIX, Inc.,, Graystone Browne Financial Inc.,, Joseph Arsenault,, Andrew Stern, Recommending grant in part a (Attachments: #1 Appendix Attachment A)(Smith, Eugene) |
| Filing 278 APPEAL OF MAGISTRATE JUDGE DECISION to District Court by STG Global Trading Inc., QIX, Inc., Graystone Browne Financial Inc., Joseph Arsenault, Andrew Stern re #270 REPORT AND RECOMMENDATIONS re #3 Motion for TROMotion for Miscellaneous Relief filed by Commodity Futures Trading Commission, Recommending denial, #273 REPORT AND RECOMMENDATIONS re #202 Motion for Summary Judgment filed by Commodity Futures Trading Commission, Recommending granting summary judgment as to liability on Count Five, and otherwise denying, #271 REPORT AND RECOMMENDATIONS re #159 Motion to Dismiss filed by Sterling Trading Group, Inc.,, Universal FX Inc.,, STG Global Trading Inc.,, QIX, Inc.,, Graystone Browne Financial Inc.,, Joseph Arsenault,, Andrew Stern, Recommending grant in part a (Attachments: #1 Exhibit A)(King, Christopher) |
| Filing 277 Joint MOTION for Leave to File Excess Pages by Sterling Trading Group, Inc., Andrew Stern. (Attachments: #1 Text of Proposed Order Order Granting Parties' Joint Motion to Exceed Page Limits)(King, Christopher) |
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Filing 276
ORDER granting #269 Motion to Adjust Pretrial and Trial Scheduling Order. The following trial and pretrial dates as extended as follows: Trial Date: December 10, 2007; Calendar Call: December 5, 2007 at 4:00 p.m.; Pretrial Conference: November 19, 2007 at 3:30 p.m.; Pretrial Stipulation shall be filed no later than October 22, 2007; Motions in Limine shall be filed no later than October 8, 2007. This entry constitutes the ENDORSED ORDER in its entirety. Signed by Judge Joan A. Lenard on 08/17/07. (dp)
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| Set/Reset Scheduling Order Deadlines: Pretrial Conference set for 11/19/2007 03:30 PM before Judge Joan A. Lenard. Motions due by 10/8/2007. Pretrial Stipulation due by 10/22/2007. (dp) |
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Filing 275
ORDER granting #272 Joing Motion for Extension of Time to File Objections, granting #274 Joint Motion for Extension of Time to File Objections. Objections to the Report and Recommendations of the Magistrate Judge as to Plaintiff's Motion for Preliminary Injunction #270 , Plaintiff's Motion for Summary Judgment #273 and Defendant's Motion to Dismiss #271 shall be due on or before August 22, 2007. This entry constitutes the ENDORSED ORDER in its entirety.Signed by Judge Joan A. Lenard on 8/2/07. (lc2)
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| Filing 274 Joint MOTION for Extension of Time to File Response as to #273 REPORT AND RECOMMENDATIONS re #202 Motion for Summary Judgment filed by Commodity Futures Trading Commission, Recommending granting summary judgment as to liability on Count Five, and otherwise denying by Commodity Futures Trading Commission. (Attachments: #1 Text of Proposed Order)(Smith, Eugene) |
| Filing 273 REPORT AND RECOMMENDATIONS re #202 Motion for Summary Judgment filed by Commodity Futures Trading Commission, Recommending granting summary judgment as to liability on Count Five, and otherwise denying the motion. Objections to R&R due by 8/13/2007Signed by Magistrate Judge Andrea M. Simonton on 7/30/07.(AMS) |
| Filing 272 Joint MOTION for Extension of Time to File Response as to #270 REPORT AND RECOMMENDATIONS re #3 Motion for TROMotion for Miscellaneous Relief filed by Commodity Futures Trading Commission, Recommending denial, #271 REPORT AND RECOMMENDATIONS re #159 Motion to Dismiss filed by Sterling Trading Group, Inc.,, Universal FX Inc.,, STG Global Trading Inc.,, QIX, Inc.,, Graystone Browne Financial Inc.,, Joseph Arsenault,, Andrew Stern, Recommending grant in part a by Commodity Futures Trading Commission, Sterling Trading Group, Inc., Universal FX Inc., STG Global Trading Inc., QIX, Inc., Graystone Browne Financial Inc., Joseph Arsenault, Andrew Stern. (Attachments: #1 Text of Proposed Order Proposed Order)(Haas, Peter) |
| Filing 271 REPORT AND RECOMMENDATIONS re #159 Defendants' Joint Motion to Dismiss, Recommending granting in part and denying in part. Objections to R&R due by 8/10/2007Signed by Magistrate Judge Andrea M. Simonton on 7/24/07.(AMS) |
| Filing 270 REPORT AND RECOMMENDATIONS re #3 Motion for Preliminary Injunction filed by Commodity Futures Trading Commission, Recommending denial Objections to R&R due by 8/9/2007.Signed by Magistrate Judge Andrea M. Simonton on 7/23/07.(AMS) |
| Filing 269 Joint MOTION to Continue Pre-trial and Trial Schedule by Commodity Futures Trading Commission. Responses due by 7/25/2007 (Attachments: #1 Text of Proposed Order)(Smith, Eugene) |
| Filing 268 NOTICE OF UNAVAILABILITY by Andrew Stern for dates of August 20, 2007 through September 3, 2007 (King, Christopher) |
| Filing 267 NOTICE OF UNAVAILABILITY by Sterling Trading Group, Inc., STG Global Trading Inc., Graystone Browne Financial Inc., Joseph Arsenault for dates of August 1, 2007 through August 17, 2007 (King, Christopher) |
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Filing 266
ENDORSED ORDER denying #255 Defendants' Motion to Strike. This is a paperless order. Signed by Magistrate Judge Andrea M. Simonton on 2/7/06. (AMS)
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Filing 265
ORDER granting #264 Motion to Continue. New Trial and Pretrial dates are as follows: Trial is set for September 17, 2007 at 9:00 a.m.; Counsel for all Parties shall appear at Calendar Call on Tuesday, September 11, 2007 at 2:30 p.m. The Pretrial Conference is set for August 20, 2007 at 3:00 p.m.; The parties shall file their Motions in Limine by July 16, 2007; the Joint Pretrial Stipulation shall be filed by July 30, 2007. THIS ENTRY CONSTITUTES THE ORDER IN ITS ENTIRETY. Signed by Judge Joan A. Lenard on 01/26/07 (dp)
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| Filing 264 MOTION to Continue Pretrial and Trial Scheduling Deadlines by Commodity Futures Trading Commission. Responses due by 1/23/2007 (Attachments: #1)(Smith, Eugene) |
| Filing 263 Notice of Supplemental Authority by Commodity Futures Trading Commission (Attachments: #1 Appendix : Order Denying Motion to Dismiss in CFTC v. First International Group, Inc. (Case No. 06-20979-CIV-JORDAN) S.D. Fla. (Jan. 4, 2007))(Haas, Peter) |
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Filing 262
ORDER granting #261 Motion to Withdraw as Attorney. Attorney Erik Bradley Weinick terminated. This entry constitutes the Order in its entirety. . Signed by Judge Joan A. Lenard on 10/31/2006. (JAL)
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| Filing 261 MOTION to Withdraw as Attorney Erik B. Weinick's Motion for Leave to Withdraw As Counsel of Record for Non-Party Michael Mesa by Michael Mesa. Responses due by 11/13/2006 (Attachments: #1)(Weinick, Erik) |
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Filing 260
ORDER granting #258 Motion to adjust pretrial and trial scheduling order . Signed by Judge Joan A. Lenard on 10/10/06. (bb)
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| Set/Reset Scheduling Order Deadlines: Pretrial Conference set for 2/21/2007 03:30 PM in Miami Division before Judge Joan A. Lenard. Motions in Limine due by 1/10/2007. Joint Pretrial Stipulation due by 1/24/2007. (bb) |
| Set/Reset Hearings: Calendar Call set for 3/14/2007 03:30 PM in Miami Division before Judge Joan A. Lenard. Jury Trial set for 3/19/2007 09:00 AM in Miami Division before Judge Joan A. Lenard. (bb) |
| Filing 259 NOTICE of errata with corrected documents attached by Commodity Futures Trading Commission (bb) |
| Filing 258 JOINT MOTION by Commodity Futures, All Defendants to adjust pretrial and trial scheduling order (bb, Deputy Clerk) |
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Filing 257
ORDER OF REFERENCE Referring Motion(s) [202-1] motion for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern referred to Magistrate Judge Andrea M. Simonton, [159-1] joint motion to dismiss amended complaint referred to Magistrate Judge Andrea M. Simonton ( signed by Judge Joan A. Lenard on 09/28/06) [EOD Date: 9/29/06] (bb, Deputy Clerk)
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| Filing 256 RESPONSE by Commodity Futures in opposition to [255-1] joint motion to strike plaintiff's purported [253-1] response to supplemental authority (bb, Deputy Clerk) |
| Filing 255 JOINT MOTION by All Defendants to strike plaintiff's purported [253-1] response to supplemental authority (gp, Deputy Clerk) |
| Filing 254 NOTICE of errata with corrected document attached (cj, Deputy Clerk) |
| Filing 253 RESPONSE by Commodity Futures to [250-1] notice of filing additional supplemental authority (Former Deputy Clerk) |
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Filing 252
ORDER mooting [185-1] motion for protective order for quashing notices of depostion of Stern and Arsenault mooting [190-1] motion for protective order regarding the deposition of Michael Mesa mooting [191-1] motion to quash subpoena mooting [194-1] motion to quash subpoena mooting [196-1] motion to extend time discovery, compel witnesses to appear and adjust remaining deadlines on Court's scheduling order ( Signed by Magistrate Judge Andrea M. Simonton on 7/31/06) [EOD Date: 8/2/06] (bb, Deputy Clerk)
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Filing 251
ORDER denying [234-1] motion to strike [223-1] notice of supplemental authority in further support of defendants' jurisdictional arguments ( Signed by Magistrate Judge Andrea M. Simonton on 7/31/06) [EOD Date: 8/1/06] (bb, Deputy Clerk)
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| Filing 250 NOTICE OF FILING ADDITIONAL SUPPLEMENTAL AUTHORITY by All Defendants (Former Deputy Clerk) |
| Filing 249 NOTICE of 90 day expiring on plaintiff's motion to strke defendants' notice of filing supplemental authority, by Commodity Futures (Former Deputy Clerk) |
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Filing 248
ORDER granting [219-1] motion for leave to file reply to defendants' joint response in opposition to plaintiff's motion for summary judgment ( Signed by Judge Joan A. Lenard on 7/20/06) [EOD Date: 7/24/06] (bb, Deputy Clerk)
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| Filing 247 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Universal FX Inc., QIX, Inc., Andrew Stern in support of motion to dismiss and opposition to CFTC's motion for preliminary injunction (bb, Deputy Clerk) |
| Filing 246 NOTICE of Unavailability by Joseph Arsenault, Sterling Trading, STG Global Trading, Graystone Browne for dates of: 8/1/06 through 8/18/06 (Former Deputy Clerk) |
| Filing 245 NOTIFICATION of 90 days expiring on plaintiffs motion for summary judgment by Commodity Futures (rb, Deputy Clerk) |
| Filing 244 NOTICE OF FILING ADDITIONAL SUPPLEMENTAL AUTHORITY by All Defendants re: in further support of defendants jurisdictional agruments (ra, Deputy Clerk) |
| Filing 243 REPLY by Commodity Futures to response to [234-1] motion to strike [223-1] notice of supplemental authority in further support of defendants' jurisdictional arguments (ra, Deputy Clerk) |
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Filing 242
ORDER OF REFERENCE Referring Motion(s) [234-1] motion to strike [223-1] notice of supplemental authority in further support of defendants' jurisdictional arguments referred to Magistrate Judge Andrea M. Simonton ( signed by Judge Joan A. Lenard on 04/14/06) [EOD Date: 4/17/06] (ra, Deputy Clerk)
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| Filing 241 RESPONSE by All Defendants in opposition to [234-1] motion to strike [223-1] notice of supplemental authority in further support of defendants' jurisdictional arguments (ra, Deputy Clerk) |
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Filing 240
ORDER granting [233-1] joint motion to adjust [92-7] order Reset pretrial stipulation due for 10/18/06 , Reset pretrial conference for 3:00 11/15/06 before Judge Joan A. Lenard , Reset calendar call for 2:30 11/21/06 before Judge Joan A. Lenard , Reset Jury trial for 11/27/06 before Judge Joan A. Lenard ( Signed by Judge Adalberto Jordan on 04/06/06) [EOD Date: 4/7/06] (ra, Deputy Clerk)
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| Filing 239 NOTICE of Re-filing of plaintiff's memorandum of points and authorities in opposition to defendants' motion for protective order and order quashing notices of deposition by Commodity Futures (ra, Deputy Clerk) |
| Filing 238 REPLY by Commodity Futures to [236-1] Joint Statement of Material Facts in Dispute and Disputed Facts not included in plaintiff's statement (ra, Deputy Clerk) |
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Filing 237
ORDER denying [231-1] motion for protective order the notices of deposition to Andrew Stern, denying [231-2] motion to quash notices of deposition, denying [232-1] motion for Hearing on [231-1] motion for protective order the notices of deposition to Andrew Stern, [231-2] motion to quash notices of deposition ( Signed by Magistrate Judge Theodore Klein on 04/04/06) [EOD Date: 4/5/06] (bb, Deputy Clerk)
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| Filing 236 Joint Statement of Material Facts in Dispute and Disputed Facts not included in plaintiff's statement by All Defendants (ra, Deputy Clerk) |
| Filing 233 JOINT MOTION by Commodity Futures, All Defendants to adjust [92-7] order (dg, Deputy Clerk) |
| Filing 235 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Commodity Futures re: Motion for Preliminary Injunction and plaintiff's memorandum in opposition to defendants' motion to dismiss (ra, Deputy Clerk) |
| Filing 234 MOTION by Commodity Futures to strike [223-1] notice of supplemental authority in further support of defendants' jurisdictional arguments (ra, Deputy Clerk) |
| Filing 232 REQUEST by Joseph Arsenault, Andrew Stern for Hearing on [231-1] motion for protective order the notices of deposition to Andrew Stern, [231-2] motion to quash notices of deposition (ra, Deputy Clerk) |
| Filing 231 MOTION by Joseph Arsenault, Andrew Stern for protective order the notices of deposition to Andrew Stern , and to quash notices of deposition (ra, Deputy Clerk) |
| ERROR IN DOCKETING PLEADING NO. 227, 228, 229 & 230 SKIPPED (ra, Deputy Clerk) |
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Filing 226
ORDER granting [215-1] motion for leave to file to enlarge page limit of defendants' statement of material facts in dispute, striking [217-1] Statements of Material Facts, [216-1] Statement of Material Facts (Signed by Judge Joan A. Lenard on 03/10/06) [EOD Date: 3/13/06] (ra, Deputy Clerk)
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Filing 225
ORDER denying [173-1] motion to strike [168-1] Notice of Filing Supplemental Authority in further opposition to Plaintiff's Motion for Preliminary Injunction and Ancillary Equitable Relief, mooting [175-1] motion to admit additional evidence ( Signed by Magistrate Judge Andrea M. Simonton on 03/03/06) [EOD Date: 3/6/06] (ra, Deputy Clerk)
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Filing 224
ORDER denying [157-1] motion for Oral Argument on motion for preliminary injunction (Signed by Magistrate Judge Andrea M. Simonton on 03/03/06) [EOD Date: 3/6/06] (ra, Deputy Clerk)
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| Filing 223 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern re: in further support of defendants' jurisdictional arguments (ra, Deputy Clerk) |
| Filing 222 NOTICE OF FILING FINAL report of Mediator. Disposition: Impasse (ra, Deputy Clerk) |
| Filing 221 NOTICE of filing attahed declaration of Kyong J. Koh by Commodity Futures (ra, Deputy Clerk) Modified on 02/17/2006 |
| Filing 220 REPLY by Commodity Futures to joint response to [202-1] motion for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern (ra, Deputy Clerk) |
| Filing 219 MOTION by Commodity Futures for leave to file reply to defendants' joint response in opposition to plaintiff's motion for summary judgment (ra, Deputy Clerk) |
| Filing 215 AGREED MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for leave to file to enlarge page limit of defendants' statement of material facts in dispute (ra, Deputy Clerk) |
| Filing 218 JOINT RESPONSE by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in opposition to [202-1] motion for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern (ra, Deputy Clerk) |
| Filing 217 RESPONSE by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to [204-1] Statement of undisputed facts and Statement of material Facts as to which there is a dispute (ra, Deputy Clerk) |
| Filing 216 Statement of Material Facts in Dispute by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern re: (ra, Deputy Clerk) |
| Filing 214 NOTICE of Filing attached deposition of Rose Mary Judy by Sterling Trading, STG Global Trading, QIX, Inc. (ra, Deputy Clerk) |
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Filing 213
ORDER granting nunc pro tunc [154-1] motion to extend time to file responsive pleading to Plaintiff's Amended Complaint (Signed by Judge Joan A. Lenard on 02/01/06) [EOD Date: 2/3/06] (ra, Deputy Clerk)
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Filing 212
ORDER granting [210-1] joint motion to extend time to respond to motion for summary judgment Response to motion reset to 2/6/06 for [202-1] motion for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern ( Signed by Judge Joan A. Lenard on 1/20/06) [EOD Date: 1/23/06] (bb, Deputy Clerk)
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| Filing 211 NOTICE of filing attched transcripts and Exhibits by Commodity Futures (ra, Deputy Clerk) |
| Filing 210 JOINT MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to extend time to respond to motion for summary judgment (ra, Deputy Clerk) |
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Filing 209
ORDER granting [201-1] motion for leave to file memorandum of law and statement of undisputed material facts in excess of the page limit rules of Local Rule 7.1 and 7.5, S.D.FLA. (Signed by Judge Joan A. Lenard on 01/06/06) [EOD Date: 1/10/06] (ra, Deputy Clerk)
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Filing 208
ORDER/TWENTY-ONE DAY NOTICE OF CONSIDERATION OF MOTION FOR SUMMARY JUDGMENT (Signed by Judge Joan A. Lenard on 01/05/06) [EOD Date: 1/6/06] (ra, Deputy Clerk)
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| Filing 207 NOTICE of Errata with Correxted Document attached by Commodity Futures (ra, Deputy Clerk) |
| Filing 206 NOTICE of Filing of Excerpts of Deposition Testimony of Heather Babber and Andre Stepsky by Commodity Futures (Former Deputy Clerk) |
| Filing 205 NOTICE of Filing of Declaration of Ezra Zask by Commodity Futures (Former Deputy Clerk) |
| Filing 204 Statement of undisputed facts by Commodity Futures (Former Deputy Clerk) |
| Filing 203 MEMORANDUM by Commodity Futures in support of [202-1] motion for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern (Former Deputy Clerk) |
| Filing 202 MOTION by Commodity Futures (Attorney ) for summary judgment against Defendants Sterling Trading Group, Universal FX, QIX, STG Global, Graystone Browne Financial, Joseph Arsenault and Andrew Stern (Former Deputy Clerk) |
| Filing 201 MOTION by Commodity Futures (Attorney ) for leave to file memorandum of law and statement of undisputed material facts in excess of the page limit rules of Local Rule 7.1 and 7.5, S.D.FLA. (Former Deputy Clerk) |
| Filing 200 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in further support of Defendants' response in opposition to Plaintiff's motion for preliminary injunction (Former Deputy Clerk) |
| Filing 199 RESPONSE by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to [196-1] motion to extend time discovery, compel witnesses to appear and adjust remaining deadlines on Court's scheduling order (Former Deputy Clerk) |
| Filing 198 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Commodity Futures re: [3-2] motion order to show cause re; preliminary injunction, and opposition to [159-1] joint motion to dismiss amended complaint (sk, Deputy Clerk) |
| Filing 197 REPLY by Andre Stepsky to response to [191-1] motion to quash subpoena (ct, Deputy Clerk) |
| Filing 196 MOTION by Commodity Futures to extend time discovery, compel witnesses to appear and adjust remaining deadlines on Court's scheduling order (dg, Deputy Clerk) |
| Filing 195 NOTICE OF WITHDRAWAL by Joseph Arsenault of [188-1] motion for protective order quashing notice of deposition of Joseph Arsenault (ra, Deputy Clerk) |
| Filing 194 MOTION by Rose Mary V. Judy to quash subpoena (ra, Deputy Clerk) |
| Filing 193 OPPOSITION by Commodity Futures to [191-1] motion to quash subpoena (wc, Deputy Clerk) |
| Filing 192 OPPOSITION by Commodity Futures to [190-1] motion for protective order regarding the deposition of Michael Mesa (wc, Deputy Clerk) |
| Filing 191 MOTION by Andre Stepsky to quash subpoena (dg, Deputy Clerk) |
| Filing 188 ALTERNATIVE MOTION by Joseph Arsenault for protective order quashing notice of deposition of Joseph Arsenault (wc, Deputy Clerk) |
| Filing 190 MOTION with memorandum in support by Michael Mesa for protective order regarding the deposition of Michael Mesa (bs, Deputy Clerk) |
| Filing 189 WEINICK AFFIDAVIT by Michael Mesa Re: Motion for protective order re depostion of Mesa (document(s) not found on docket) (sk, Deputy Clerk) |
| Filing 187 RESPONSE by Commodity Futures to [185-1] motion for protective order for quashing notices of depostion of Stern and Arsenault (Former Deputy Clerk) |
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Filing 186
ORDER OF REFERENCE Referring Motion(s) [185-1] motion for protective order for quashing notices of depostion of Stern and Arsenault referred to Magistrate Judge Andrea M. Simonton ( signed by Judge Joan A. Lenard on 11/08/05) [EOD Date: 11/10/05] (bb, Deputy Clerk)
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| Filing 185 MOTION by Andrew Stern (Attorney ) for protective order for quashing notices of depostion of Stern and Arsenault (sk, Deputy Clerk) |
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Filing 184
ORDER granting [183-1] motion to continue Mediation, granting [183-2] motion to extend deadline for Mediation, granting [182-1] motion to continue mediation, granting [182-2] motion to extend time the deadline for mediation ( Signed by Judge Joan A. Lenard on 10/12/05) [EOD Date: 10/13/05] (ra, Deputy Clerk)
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| Filing 183 MOTION by Andrew Stern to continue Mediation , and to extend deadline for Mediation (ra, Deputy Clerk) |
| Filing 182 MOTION by Andrew Stern to continue mediation , and to extend time the deadline for mediation (ra, Deputy Clerk) |
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Filing 181
ORDER denying [129-1] motion to admit defendants' exhibit 26 in opposition to plaintiff's motion for Preliminary Injunction ( Signed by Magistrate Judge Andrea M. Simonton on 09/27/05) [EOD Date: 9/29/05] (ra, Deputy Clerk)
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Filing 180
ADMINISTRATIVE ORDER denying [73-1] motion to strike the declarations of Graystone and STG Public Customers and not permit the CFTC to introduce evidence, denying [73-2] motion in limine of defendant Sterling Trading, STG Global, Graystone Browne Joseph Arsenault (Signed by Magistrate Judge Andrea M. Simonton on 09/27/05) [EOD Date: 9/29/05] (ra, Deputy Clerk)
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| Filing 179 NOTICE OF FILING SUPPLEMENTAL AUTHORITY relating to Motion for Preliminary Injunction by Commodity Futures (Former Deputy Clerk) |
| Filing 178 OPPOSITION by Commodity Futures to [175-1] motion to admit additional evidence (ra, Deputy Clerk) |
| Filing 177 REPLY by Commodity Futures to response to [173-1] motion to strike [168-1] Notice of Filing Supplemental Authority in further opposition to Plaintiff's Motion for Preliminary Injunction and Ancillary Equitable Relief (Former Deputy Clerk) |
| Filing 176 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Commodity Futures re: [174-1] Order referring Motion to Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Filing 175 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (Attorney ) to admit additional evidence (Former Deputy Clerk) |
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Filing 174
ORDER OF REFERENCE Referring Motion(s) [173-1] motion to strike [168-1] Notice of Filing Supplemental Authority in further opposition to Plaintiff's Motion for Preliminary Injunction and Ancillary Equitable Relief referred to Magistrate Judge Andrea M. Simonton ( signed by Judge Joan A. Lenard on 07/01/05) [EOD Date: 7/5/05] (ra, Deputy Clerk)
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| Filing 173 MOTION by Commodity Futures (Attorney ) to strike [168-1] Notice of Filing Supplemental Authority in further opposition to Plaintiff's Motion for Preliminary Injunction and Ancillary Equitable Relief (Former Deputy Clerk) |
| Filing 172 REPLY MEMORANDUM by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in further support of [159-1] joint motion to amended complaint (ra, Deputy Clerk) |
| Filing 171 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Commodity Futures (ra, Deputy Clerk) |
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Filing 170
ORDER denying [166-1] motion to extend time to furnish expert witness list and Local Rule 16.1(K) summaries/reports (Signed by Judge Joan A. Lenard on 06/09/05) [EOD Date: 6/10/05] (ra, Deputy Clerk)
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| Filing 169 REPLY by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in further support of [166-1] motion to extend time to furnish expert witness list and Local Rule 16.1(K) mummaries/reports (ra, Deputy Clerk) |
| Filing 168 NOTICE OF FILING SUPPLEMENTAL AUTHORITY by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern re: in further opposition to plaintiff's motion for preliminary injunction and ancillary equitable relief (ra, Deputy Clerk) |
| Filing 167 OPPOSITION by Commodity Futures to [166-1] motion to extend time to furnish expert witness list and Local Rule 16.1(K) mummaries/reports (ra, Deputy Clerk) |
| Filing 166 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to extend time to furnish expert witness list and Local Rule 16.1(K) summaries/reports (ra, Deputy Clerk) Modified on 06/10/2005 |
| Filing 165 MEMORANDUM OF POINTS AND AUTHORITIES by Commodity Futures in opposition to [159-1] joint motion to dismiss amended complaint (ra, Deputy Clerk) |
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Filing 164
ORDER denying [35-1] joint motion to dismiss complaint (Signed by Judge Joan A. Lenard on 05/18/05) [EOD Date: 5/19/05] (ra, Deputy Clerk)
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Filing 163
ORDER denying [161-1] motion for Hearing on [159-1] joint motion to dismiss amended complaint (Signed by Judge Joan A. Lenard on 05/18/05) [EOD Date: 5/19/05] (ra, Deputy Clerk)
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| Filing 162 NOTICE of Change of Address of Attorney by QIX, Inc., Universal FX Inc. (ra, Deputy Clerk) |
| Filing 161 REQUEST by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for Hearing on [159-1] joint motion to dismiss amended complaint (ra, Deputy Clerk) |
| Filing 160 MEMORANDUM by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in support of [159-1] joint motion to dismiss amended complaint (ra, Deputy Clerk) |
| Filing 159 JOINT MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to dismiss amended complaint (ra, Deputy Clerk) |
| Filing 158 OPPOSITION by Commodity Futures to [157-1] motion for Oral Argument on motion for preliminary injunction (ra, Deputy Clerk) |
| Filing 157 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for Oral Argument on motion for preliminary injunction (ra, Deputy Clerk) |
| Filing 156 NOTICE of errata by Commodity Futures (ct, Deputy Clerk) |
| Filing 155 REPLY/RESPONSE by Commodity Futures in opposition to [146-1] proposed findings of fact, [145-1] proposed findings of fact, [144-1] of law memorandum (dg, Deputy Clerk) |
| Filing 154 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to extend time to file responsive pleading to Plaintiff's Amended Complaint (ra, Deputy Clerk) |
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Filing 153
ORDER granting [152-1] motion to extend time to file reply to defendants' joint post hearing brief ( Signed by Magistrate Judge Andrea M. Simonton on 04/25/05) [EOD Date: 4/26/05] (ra, Deputy Clerk)
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| Filing 152 MOTION by Commodity Futures to extend time to file reply to defendants' joint post hearing brief (dg, Deputy Clerk) |
| Filing 151 NOTICE of filing the attached amended complaint pursuant to the Court's Scheduling Order by Commodity Futures (ct, Deputy Clerk) |
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Filing 150
ORDER granting [148-1] motion for leave to file joint post-hearing brief in excess of the page limit of Rule 7.1(C)(2), S.D. FLA L.R. (Signed by Magistrate Judge Andrea M. Simonton on 04/13/05) [EOD Date: 4/14/05] (ra, Deputy Clerk)
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| Filing 149 NOTICE OF FILING DECLARATION of Ronald B. Hobson by Universal FX Inc., QIX, Inc., Andrew Stern Re: (ra, Deputy Clerk) |
| Filing 148 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for leave to file joint post-hearing brief in excess of the page limit of Rule 7.1(C)(2), S.D. FLA L.R. (mh, Deputy Clerk) |
| Filing 147 NOTICE of Filing Compliance transcripts of defendants by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault (ra, Deputy Clerk) |
| Filing 146 Post-Hearing Proposed Findings of Fact and Conclusions of Law by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault (ra, Deputy Clerk) |
| Filing 145 Post Hearing Proposed Findings of Fact and Conclusions of Law by Sterling Trading, QIX, Inc., Andrew Stern (ra, Deputy Clerk) |
| Filing 144 JOINT POST HEARING BRIEF by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (ra, Deputy Clerk) |
| Filing 143 MOTION by Commodity Futures to extend time to file an amended complaint (ra, Deputy Clerk) |
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Filing 142
ORDER denying [37-1] motion for Hearing on [35-1] joint motion to dismiss complaint ( Signed by Judge Joan A. Lenard on 03/15/05) [EOD Date: 3/16/05] (ra, Deputy Clerk)
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Filing 141
ORDER granting [140-1] motion to extend time to file post-hearing submissions (Signed by Magistrate Judge Andrea M. Simonton on 03/08/05) [EOD Date: 3/9/05] (ra, Deputy Clerk)
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| Filing 140 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to extend time to file post-hearing submissions (ra, Deputy Clerk) |
| Filing 139 NOTICE OF FILING ADDITIONAL AUTHORITY by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern re: in opposition to plaintiff's motion for preliminary injunction and in support of defendant's [35-1] joint motion to dismiss complaint (ra, Deputy Clerk) |
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Filing 138
ORDER granting [133-1] motion for leave to file a post hearing brief in excess of of page limitations in support of plaintiff's motion for preliminary injunction and ancillary equitable brief (Signed by Magistrate Judge Andrea M. Simonton on 02/22/05) [EOD Date: 2/23/05] (ra, Deputy Clerk)
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| Filing 137 REPLY by Commodity Futures to response to motion for preliminary injunction (lk, Deputy Clerk) |
| Filing 136 Proposed Findings of Fact and Conclusions of Law by Commodity Futures in support of motion for preliminary injunction and other equitable relief (ra, Deputy Clerk) |
| Filing 135 OPPOSITION by Commodity Futures to [129-1] motion to admit defendants' exhibit 26 in opposition to plaintiff's motion for Preliminary Injunction (ra, Deputy Clerk) |
| Filing 134 POST-HEARING BRIEF by Commodity Futures in support of motion for preliminary injunction and ancillary equitable relief (ra, Deputy Clerk) |
| Filing 133 MOTION by Commodity Futures for leave to file a post hearing brief in excess of of page limitations in support of plaintiff's motion for preliminary injunction and ancillary equitable brief (ra, Deputy Clerk) |
| Filing 132 NOTICE of filing attached exhibits by Commodity Futures (ra, Deputy Clerk) |
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Filing 131
ORDER FOLOWING STATUS CONFERENCE ON MOTION FOR ORDER TO SHOW CAUSE (Signed by Magistrate Judge Andrea M. Simonton on 02/08/05) [EOD Date: 2/9/05] (ra, Deputy Clerk)
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| Filing 130 Minutes of Telephonic Status Conference held before Magistrate Judge Andrea M. Simonton on 02/07/05; Court Reporter Name or #: 05FX-9-400 (bb, Deputy Clerk) |
| Telephonic Status conference held before Magistrate Judge Andrea M. Simonton (bb, Deputy Clerk) |
| Filing 129 MOTION with memorandum in support by Universal FX Inc. to admit defendants' exhibit 26 in opposition to plaintiff's motion for Preliminary Injunction (ra, Deputy Clerk) |
| Filing 128 Transcript filed re: Evidentiary Hearing on Plaintiff's Motion for Preliminary Injunction held 12/16/04 before Judge Andrea M. Simonton Pages: 1-141 (nc, Deputy Clerk) |
| Filing 127 Minutes of Evidentiary Hearing on Motion for Sanction held before Magistrate Judge Andrea M. Simonton on 01/21/05; Court Reporter Name or Tape #: N/A (ra, Deputy Clerk) |
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Filing 126
ORDER abating [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court Set status conference for 11:30 2/7/05 before Magistrate Judge M. Simonton ( Signed by Magistrate Judge Andrea M. Simonton on 01/21/05) [EOD Date: 1/24/05] (ra, Deputy Clerk)
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| Evidentiary hearing held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
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Filing 125
ORDER denying [114-1] motion to stay evidentiary Hearing on contempt motion pending finding of subject matter jurisdiction (Signed by Judge Joan A. Lenard on 01/20/05) [EOD Date: 1/21/05] (ra, Deputy Clerk)
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| Filing 124 REPLY by Graystone Browne, Joseph Arsenault to response to [114-1] motion to stay evidentiary Hearing on contempt motion pending finding of subject matter jurisdiction (bb, Deputy Clerk) |
| Filing 123 NOTICE of filing witness list for evidentiary hearing on contempt motion by Graystone Browne, Joseph Arsenault (bs, Deputy Clerk) |
| Filing 122 List of Witnesses, Affidavits, and Exhibits for Contempt Hearing by Commodity Futures (attachments) (wc, Deputy Clerk) |
| Filing 121 NOTICE of Filing Plaintiff's List of witnesses, affidavits and exhibits for contempt hearing by Commodity Futures (wc, Deputy Clerk) |
| Filing 120 OPPOSITION by Commodity Futures to [114-1] motion to stay evidentiary Hearing on contempt motion pending finding of subject matter jurisdiction (ra, Deputy Clerk) |
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Filing 119
ORDER SCHEDULING MEDIATION before Mediator: John S. Freud for 10/25/05 at 9:30 (Signed by Judge Joan A. Lenard on 01/10/05) [EOD Date: 1/11/05] (ra, Deputy Clerk)
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| Filing 118 NOTICE of Filing of Proposed order of Mediation by Commodity Futures (ra, Deputy Clerk) |
| Filing 117 Certification Pursuant to Local Rule 7.1A3 by Graystone Browne, Joseph Arsenault (ra, Deputy Clerk) |
| Filing 116 NOTICE of filing Certification of Compliance for motion to stay evidentiary hearing on contempt motion by Graystone Browne, Joseph Arsenault (ra, Deputy Clerk) |
| Filing 115 MEMORANDUM by Graystone Browne, Joseph Arsenault in support of [114-1] motion to stay evidentiary Hearing on contempt motion pending finding of subject matter jurisdiction (ra, Deputy Clerk) |
| Filing 114 MOTION by Graystone Browne, Joseph Arsenault to stay evidentiary Hearing on contempt motion pending finding of subject matter jurisdiction (ra, Deputy Clerk) |
| Filing 113 Minutes of Motion for Preliminary Injunction held before Magistrate Judge Andrea M. Simonton on 12/16/04; Court Reporter Name or Tape #: N/A (ra, Deputy Clerk) |
| Evidentiary hearing held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Filing 112 NOTICE of filing attached list of exhibits by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (ra, Deputy Clerk) |
| Filing 111 Transcript filed re: Evidentiary Hearing on Plaintiff's Motion for Preliminary Injunction held 11/18/04 before Judge Andrea M. Simonton Pages: 1-235 (nc, Deputy Clerk) |
| Filing 110 Minutes of Telephonic Hearing on Motion for Order to Show Cause held before Magistrate Judge Andrea M. Simonton on 12/03/04; Court Reporter Name or Tape #: 04FX-101-1730 (ra, Deputy Clerk) |
| Motion hearing re: [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court Motion hearing held (ra, Deputy Clerk) |
| Filing 109 Transcript filed re: Evidentiary Hearing on plaintiff's motion for preliminary injunction held 11/17/04 before Judge Andrea M. Simonton Volume #: I Pages: 1 through 269 (ss, Deputy Clerk) |
| Filing 108 REPLY by Commodity Futures to opposition to [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court (ra, Deputy Clerk) |
| Filing 107 Transcript filed re: hearing held 9/30/04 before Judge Andrea M. Simonton Pages: 1-211 (pc, Deputy Clerk) |
| Filing 106 OPPOSITION by Graystone Browne, Joseph Arsenault to [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court (ra, Deputy Clerk) |
| Filing 105 DECLARATION of Joseph Arsenault by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern Re: in opposition to [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court (ra, Deputy Clerk) |
| Filing 104 NOTICE of filing Declaration of Joseph Arsenault by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (ra, Deputy Clerk) |
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Filing 103
ORDER SETTING DATES RE: FURTHER PROCEEDINGS ON MOTION FOR PRELIMINARY INJUNCTION AND RE: MOTION FOR ORDER TO SHOW CAUSE Motion hearing on motion for preliminary injunction set for 12/16/04 at 9:00 before Magistrate Judge Andrea M. Simonton , Motion hearing before Magistrate Judge Andrea M. Simonton set for 3:00 12/3/04 for [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court ( Signed by Magistrate Judge Andrea M. Simonton on 11/22/04) [EOD Date: 11/23/04] (ra, Deputy Clerk)
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| Filing 101 Transcript filed re: Evidentiary Hearing held 10/1/04 before Judge Andrea M. Simonton Pages: 1-237 (nc, Deputy Clerk) |
| Filing 102 Minutes of Status Conference held before Magistrate Judge Andrea M. Simonton on 11/19/04; Court Reporter Name or Tape #: 04FX-100-1386 (ra, Deputy Clerk) |
| Status conference held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Filing 100 Minutes of Motion for Preliminary Injunction held before Reporter Name or Tape #: N/A (ra, Deputy Clerk) |
| Motion hearing re: [3-1] motion for exparte statutory restraining order (ra, Deputy Clerk) |
| Filing 99 Minutes of Hearing on Motion for Preliminary Injunction held before Magistrate Judge Andrea M. Simonton on 11/17/04; Court Reporter Name or Tape #: N/A (ra, Deputy Clerk) |
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Filing 98
ORDER OF REFERENCE Referring Motion(s) [94-1] motion for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court referred to Magistrate Judge Andrea M. Simonton (signed by Judge Joan A. Lenard on 11/16/04) [EOD Date: 11/17/04] (ra, Deputy Clerk)
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| Filing 97 NOTICE of filing attached transcript by Commodity Futures (ra, Deputy Clerk) |
| Filing 96 NOTICE OF FILING DECLARATION of Michael Lipsitt pursuant to 28 U.S.C 1746 by Commodity Futures (ra, Deputy Clerk) |
| Filing 95 NOTICE of filing attached exhibit by Commodity Futures (ra, Deputy Clerk) |
| Filing 94 MOTION by Commodity Futures for order to show cause why defendant Joseph Arsenault and Graystone Browne Financial Inc. should not be held in civil contempt of Court (ra, Deputy Clerk) |
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Filing 93
ORDER referring case to mediation. 15 days to appoint mediator ( Signed by Judge Joan A. Lenard on 10/29/04) [EOD Date: 11/2/04] (ra, Deputy Clerk)
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Filing 92
ORDER ADOPTING JOINT SCHEDULING REPORT, SETTING PRETRIAL CONFERENCE AND TRIAL, ESTABLISHING PRETRIAL AND TRIAL PROCEDURES AND ESTABLISHING PRETRIAL DEADLINES Set Jury trial for 9:00 5/30/06 before Judge Joan A. Lenard , Set calendar call for 3:30 5/24/06 before Judge Joan A. Lenard , Set pretrial conference for 3:30 5/10/06 before Judge Joan A. Lenard , Setting all fact and all expert discovery deadline for 12/1/05 , Set motion filing deadline for 1/3/06 , Set pretrial stipulation due for 4/12/06 ( Signed by Judge Joan A. Lenard on 10/29/04 [EOD Date: 11/2/04] (ra, Deputy Clerk) Modified on 11/02/2004
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| Filing 91 NOTICE of Filing Corrected consent to jurisdiction by United States Magistrate by Andrew Stern (ra, Deputy Clerk) |
| Filing 90 CONSENT to Jurisdiction by a Magistrate Judge for final disposition by Universal FX Inc., QIX, Inc., Andrew Stern (ra, Deputy Clerk) |
| Filing 89 CONSENT to Jurisdiction by a Magistrate Judge for final disposition on Motions concerning discovery, motions for costs, motions for attorney's fees, motion for sanctions and all other Pretrial motions by Commodity Futures (ra, Deputy Clerk) |
| Filing 88 Joint Scheduling Report of Scheduling Meeting by Commodity Futures, Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (ra, Deputy Clerk) |
| Filing 87 Certificate of Interested Persons by Commodity Futures (ra, Deputy Clerk) |
| Filing 86 Certificate of interested parties and corporate disclosure statements by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault (dg, Deputy Clerk) |
| Filing 85 Certificate of interested parties and corporate disclosure statements by Universal FX Inc., QIX, Inc., Andrew Stern (dg, Deputy Clerk) |
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Filing 84
ORDER SETTING DATE RE: further proceedings on motion for preliminary injunction Motion hearing set for 11/17/04 at 9:00 before Magistrate Judge Andrea M. Simonton (Signed by Magistrate Judge Andrea M. Simonton 10/14/04) [EOD Date: 10/15/04] (ra, Deputy Clerk)
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| Filing 83 Minutes of Telephonic Status and Scheduling Conference held before Magistrate Judge Andrea M. Simonton on 10/14/04; Court Reporter Name or Tape #: 04FX-87-1 (ra, Deputy Clerk) |
| Status conference held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Scheduling conference held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
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Filing 82
ORDER set status and scheduling conference for 4:30 10/14/04 before Magistrate Judge Andrea M. Simonton ( Signed by Magistrate Judge Andrea M. Simonton on 10/5/04) [EOD Date: 10/7/04] (wc, Deputy Clerk)
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Filing 81
ORDER REFERRING PRETRIAL DISCOVERY MOTIONS to Magistrate Judge Andrea M. Simonton, and directing parties to file Certificate of Interested Parties and Joint Scheduling Report and requiring completion of form consenting to jurisdiction by United States Magistrate Judge for final disposition (Signed by Judge Joan A. Lenard on 10/04/04) CCAP [EOD Date: 10/5/04] (ra, Deputy Clerk)
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| Filing 80 Minutes of Evidentiary Hearing held before Magistrate Judge Andrea M. Simonton on 10/01/04; Court Reporter Name or Tape #: Larry Herr (ra, Deputy Clerk) |
| Evidentiary hearing held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Filing 79 Minutes of Evidentiary Hearing held before Magistrate Judge Andrea M. Simonton on 09/30/04; Court Reporter Name or Tape #: Pat Sanders (ra, Deputy Clerk) |
| Evidentiary hearing held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
| Filing 78 SUPPLEMENTAL MEMORANDUM by Andrew Stern in opposition to [3-2] motion order to show cause re; preliminary injunction (ra, Deputy Clerk) |
| Filing 77 Proposed Findings of Fact and Conclusions of Law by Sterling Trading, QIX, Inc., Andrew Stern (ra, Deputy Clerk) |
| Filing 76 Proposed Findings of Fact and Conclusions of Law by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault (ra, Deputy Clerk) |
| Filing 75 OPPOSITION by Commodity Futures to [73-1] motion to strike the declarations of Graystone and STG Public Customers and not permit the CFTC to introduce evidence, [73-2] motion in limine of defendant Sterling Trading, STG Global, Graystone Browne and Joseph Arsenault (ra, Deputy Clerk) |
| Filing 74 Proposed Findings of Fact and Conclusions of Law by Commodity Futures in support of its motion for preliminary injunction (ra, Deputy Clerk) |
| Filing 73 MOTION by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault to strike the declarations of Graystone and STG Public Customers and not permit the CFTC to introduce evidence , and in limine of defendant Sterling Trading, STG Global, Graystone Browne and Joseph Arsenault (ra, Deputy Clerk) |
| Filing 72 Joint Statement of Stipulated Facts by Universal FX Inc., QIX, Inc., Joseph Arsenault, Andrew Stern re: (ra, Deputy Clerk) |
| Filing 71 NOTICE of attorney appearance for Commodity Futures by Christine M. Ryall (ct, Deputy Clerk) |
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Filing 70
ORDER granting [56-1] motion for leave to file a reply in excess of the page limit of Rule 7.1(C)(2), S.D.FLA.L.R ( Signed by Judge Joan A. Lenard on 09/08/04) [EOD Date: 9/9/04] (ra, Deputy Clerk)
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| Filing 69 NOTICE of Joinder by Sterling Trading, Universal FX Inc., STG Global Trading, Graystone Browne, Joseph Arsenault, Andrew Stern of [66-1] motion to postpone Preliminary Injunction Hearing (ra, Deputy Clerk) |
| Filing 68 Minutes of Hearing on Motion to Postpone Preliminary Injunction held before Magistrate Judge Andrea M. Simonton on 09/07/04; Court Reporter Name or Tape #: 04FX-41-241 (ra, Deputy Clerk) |
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Filing 67
ORDER granting [66-1] motion to postpone Preliminary Injunction Hearing Set evidentiary hearing on motion for Preliminary Injunction for 9:00 9/30/04 before Magistrate Judge Andrea M. Simonton (Signed by Magistrate Judge Andrea M. Simonton on 09/07/04) [EOD Date: 9/8/04] (ra, Deputy Clerk)
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| Motion hearing re: [66-1] motion to postpone Preliminary Injunction Hearing (ra, Deputy Clerk) |
| Filing 64 OPPOSITION by Commodity Futures to defendants' motion to postpone preliminary injunction hearing (ra, Deputy Clerk) |
| Filing 66 MOTION by Universal FX Inc., QIX, Inc. to postpone Preliminary Injunction Hearing (ra, Deputy Clerk) |
| Filing 65 NOTICE of filing attached supplemental exhibits for preliminary injunction hearing by Andrew Stern, QIX, Inc., Universal FX Inc. (ra, Deputy Clerk) |
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Filing 63
ORDER denying [58-1] joint motion to bifurcate preliminary injunction hearing ( Signed by Magistrate Judge Andrea M. Simonton on 08/31/04) [EOD Date: 9/1/04] (ra, Deputy Clerk)
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| copy faxed to attorney Eugene Smith @ fax No. 202-418-5523 (ra, Deputy Clerk) |
| Filing 62 NOTICE of filing attached exhibits by Commodity Futures (ra, Deputy Clerk) |
| Filing 61 Rebuttal List of Affidavits and Exhibits by Commodity Futures (ra, Deputy Clerk) |
| Filing 60 REPLY by Commodity Futures to defendnat's opposition to motion for preliminary injunction (ra, Deputy Clerk) |
| Filing 59 NOTICE of filing attached Declaration of Kyong J. Koh by Commodity Futures (ra, Deputy Clerk) |
| Filing 58 JOINT MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to bifurcate preliminary injunction hearing (ra, Deputy Clerk) |
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Filing 57
ORDER denying [55-1] motion for court to resolve pending motion to dismiss prior to preliminary injunction hearing (Signed by Judge Joan A. Lenard on 08/25/04) [EOD Date: 8/26/04] (ra, Deputy Clerk)
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| Filing 56 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for leave to file a reply in excess of the page limit of Rule 7.1(C)(2), S.D.FLA.L.R (ra, Deputy Clerk) |
| Filing 55 REQUEST by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern for court to resolve pending motion to dismiss prior to preliminary injunction hearing (ra, Deputy Clerk) |
| Filing 54 REPLY MEMORANDUM by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in support of [35-1] joint motion to dismiss complaint (ra, Deputy Clerk) |
| Filing 53 NOTICE of filing attached original signature page to declaration of Andrew Stern by Andrew Stern (ra, Deputy Clerk) |
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Filing 52
ORDER granting [51-1] motion for agreed enlargement of time to file a reply in further support of motion to dismiss Reply to Response to Motion reset to 8/23/04 for [35-1] joint motion to dismiss complaint ( Signed by Judge Joan A. Lenard on 08/18/04) [EOD Date: 8/19/04] (ra, Deputy Clerk)
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| Filing 51 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault for agreed enlargement of time to file a reply in further support of motion to dismiss (ra, Deputy Clerk) |
| Filing 50 RESPONSE by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault to [3-1] motion for exparte statutory restraining order, [3-2] motion order to show cause re; preliminary injunction (ra, Deputy Clerk) |
| Filing 49 Joint Exhibit list by Universal FX Inc., QIX, Inc., Andrew Stern and affidavits (ra, Deputy Clerk) |
| Filing 48 RESPONSE by Universal FX Inc., QIX, Inc., Andrew Stern to [3-2] motion order to show cause re; preliminary injunction (ra, Deputy Clerk) |
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Filing 47
ORDER granting [44-1] motion for leave to file a memorandum of law in opposition to defendants' joint motion to dismiss in excess of the page limit rule of local rule 7.1(C)(2) S.D.Fla (Signed by Judge Joan A. Lenard on 08/11/04) [EOD Date: 8/12/04] (ra, Deputy Clerk)
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| Filing 46 NOTICE of Declaration of Kyong J. Koh (attached) by Commodity Futures (ra, Deputy Clerk) |
| Filing 45 NOTICE of filing attached attached page 3 by Commodity Futures (ra, Deputy Clerk) |
| Filing 44 MOTION by Commodity Futures for leave to file a memorandum of law in opposition to defendants' joint motion to dismiss in excess of the page limit rule of local rule 7.1(C)(2) S.D.Fla (ra, Deputy Clerk) |
| Filing 43 MEMORANDUM OF POINTS AND AUTHORITIES by Commodity Futures in opposition to [35-1] joint motion to dismiss complaint (ra, Deputy Clerk) |
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Filing 42
ORDER granting [41-1] joint motion to alter scheduling order, granting [41-2] joint motion to extend time to respond to motion for preliminary injunction (Signed by Magistrate Judge Andrea M. Simonton on 08/04/04) [EOD Date: 8/5/04] (ra, Deputy Clerk)
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| Filing 41 JOINT MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to alter scheduling order , and to extend time to respond to motion for preliminary injunction (ct, Deputy Clerk) |
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Filing 40
ORDER REDARDING SERVICE TO PARTIES granting [39-1] motion for order requiring service of pleadings and other papers via facsimile or overnight courier service (Signed by Judge Joan A. Lenard on 07/29/04) [EOD Date: 7/30/04] (ra, Deputy Clerk)
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| Filing 39 MOTION with memorandum in support by Commodity Futures for order requiring service of pleadings and other papers via facsimile or overnight courier service (dg, Deputy Clerk) |
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Filing 38
ORDER granting [34-1] motion for leave to file brief in excess of the page limit of Rule 7.1(C)(2), S.D. FLA L.R. (Signed by Judge Joan A. Lenard on 07/27/04) [EOD Date: 7/28/04] (ra, Deputy Clerk)
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| Filing 37 MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern (Attorney Robert Lawrence Bonner, Christopher John King) for Hearing on [35-1] joint motion to dismiss complaint (mh, Deputy Clerk) |
| Filing 36 MEMORANDUM by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern in support of [35-1] joint motion to dismiss complaint (mh, Deputy Clerk) |
| Filing 35 JOINT MOTION by Sterling Trading, Universal FX Inc., STG Global Trading, QIX, Inc., Graystone Browne, Joseph Arsenault, Andrew Stern to dismiss complaint (mh, Deputy Clerk) |
| Filing 34 MOTION by Sterling Trading (Attorney Robert Lawrence Bonner, Christopher John King) for leave to file brief in excess of the page limit of Rule 7.1(C)(2), S.D. FLA L.R. (mh, Deputy Clerk) |
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Filing 33
ORDER granting [31-1] motion for Jeffrey S. Rosen to appear pro hac vice ( Signed by Judge Cecilia M. Altonaga on 07/15/4) [EOD Date: 7/19/04] (ra, Deputy Clerk)
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Filing 32
ORDER granting [29-1] motion for David J. Stagman, Michael J. Tiffany and Ted S. Helwig to appear pro hac vice ( Signed by Judge Cecilia M. Altonaga on 07/15/04) [EOD Date: 7/16/04] (ra, Deputy Clerk)
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| Filing 31 MOTION by Sterling Trading, STG Global Trading, Graystone Browne, Joseph Arsenault for Jeffrey S. Rosen to appear pro hac vice (ra, Deputy Clerk) |
| Filing Fee Paid; FILING FEE $75.00 RECEIPT # 904420 (ra, Deputy Clerk) |
| Filing 30 List of Witneses, affidavits and exhibits (attached) by Commodity Futures (ra, Deputy Clerk) |
| Filing 29 MOTION by Universal FX Inc., QIX, Inc. for David J. Stagman, Michael J. Tiffany and Ted S. Helwig to appear pro hac vice (ra, Deputy Clerk) |
| Filing Fee Paid; FILING FEE $ 225.00 RECEIPT # 904290 (ra, Deputy Clerk) |
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Filing 28
ORDER granting ore tenus motion for limited discovery (Signed by Magistrate Judge Andrea M. Simonton on 06/30/04) [EOD Date: 7/2/04] (ra, Deputy Clerk)
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| Filing 27 Minutes of Status Confernece held before Magistrate Judge Andrea M. Simonton on 06/28/04; Court Reporter Name or Tape #: 04FX-58-1350 (ra, Deputy Clerk) |
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Filing 26
ORDER SETTING SCHEDULE Re: motion for preliminary Injunction, granting motion for extension of time to respond to complaint and permitting limited discovery Response to preliminary injunction motion set for 08/06/04 , Set evidentiary hearing for 9:00 9/8/04 before Magistrate Judge Andrea M. Simonton (Signed by Magistrate Judge Andrea M. Simonton on 06/29/04) [EOD Date: 6/30/04] (ra, Deputy Clerk)
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| Filing 25 NOTICE of filing attached proposed order for limited discovery by Commodity Futures (ra, Deputy Clerk) |
| Address for Eugene Smith and Jeffrey Rosen not in the system (ra, Deputy Clerk) |
| Status conference held before Magistrate Judge Andrea M. Simonton (ra, Deputy Clerk) |
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Filing 24
ORDER to unseal entire file (Signed by Magistrate Judge Andrea M. Simonton on 6/25/04) [EOD Date: 6/30/04] (mh, Deputy Clerk)
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Filing 23
ORDER setting telephonic status and scheduling conference set status/scheduling conference for 3:30 p.m. on 6/28/04 before Magistrate Judge Andrea M. Simonton (Signed by Magistrate Judge Andrea M. Simonton on 6/25/04) [EOD Date: 6/30/04] (mh, Deputy Clerk)
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| Filing 22 Certificate of Service of correct copy of motion for exparte statutory restraining order, statutory restraining order, memorandum of points and authorities in support of statutory restraining order, exhibits to memorandum of points and authorities - volume I, and exhibits to memorandum of points and authorities volume II by Commodity Futures (mh, Deputy Clerk) |
| Filing 21 RETURN OF SERVICE executed for Graystone Browne on 6/9/04 Answer due on 6/29/04 for Graystone Browne (mh, Deputy Clerk) |
| Filing 20 RETURN OF SERVICE executed for Universal FX Inc. on 6/9/04 Answer due on 6/29/04 for Universal FX Inc. (mh, Deputy Clerk) |
| Filing 19 RETURN OF SERVICE executed for Sterling Trading on 6/10/04 Answer due on 6/30/04 for Sterling Trading (mh, Deputy Clerk) |
| Filing 18 RETURN OF SERVICE executed for QIX, Inc. on 6/10/04 Answer due on 6/30/04 for QIX, Inc. (mh, Deputy Clerk) |
| Filing 17 RETURN OF SERVICE executed for Andrew Stern on 6/10/04 Answer due on 6/30/04 for Andrew Stern (mh, Deputy Clerk) |
| Filing 16 RETURN OF SERVICE executed for STG Global Trading on 6/17/04 Answer due on 7/7/04 for STG Global Trading (mh, Deputy Clerk) |
| Filing 15 RETURN OF SERVICE executed for Sterling Trading, QIX, Inc., Joseph Arsenault, Andrew Stern on 6/11/04 Answer due on 7/1/04 for Andrew Stern, for Joseph Arsenault, for QIX, Inc., for Sterling Trading (mh, Deputy Clerk) |
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Filing 14
ORDER OF REFERENCE of plaintiff's motion for order to show cause re; preliminary injunction (signed by Judge Joan A. Lenard on 6/9/04) [EOD Date: 6/30/04] (mh, Deputy Clerk)
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Filing 13
ORDER granting [2-1] motion to temporarily seal file (Signed by Judge Joan A. Lenard on 6/9/04) [EOD Date: 6/30/04] (mh, Deputy Clerk)
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Filing 12
ORDER granting [3-1] motion for exparte statutory restraining order, granting [3-2] motion order to show re; preliminary injunction (Signed by Judge Joan A. Lenard on 6/9/04) [EOD Date: 6/30/04] (mh, Deputy Clerk)
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| Filing 11 SUMMONS(ES) issued for Graystone Browne (mh, Deputy Clerk) |
| Filing 10 SUMMONS(ES) issued for STG Global Trading (mh, Deputy Clerk) |
| Filing 9 SUMMONS(ES) issued for Joseph Arsenault (mh, Deputy Clerk) |
| Filing 8 SUMMONS(ES) issued for Andrew Stern (mh, Deputy Clerk) |
| Filing 7 SUMMONS(ES) issued for QIX, Inc. (mh, Deputy Clerk) |
| Filing 6 SUMMONS(ES) issued for Universal FX Inc. (mh, Deputy Clerk) |
| Filing 5 SUMMONS(ES) issued for Sterling Trading (mh, Deputy Clerk) |
| Filing 4 MEMORANDUM by Commodity Futures in support with exhibits atttached of [3-1] motion for exparte statutory restraining order, [3-2] motion order to show cause re; preliminary injunction (mh, Deputy Clerk) Modified on 06/30/2004 |
| Filing 3 MOTION by Commodity Futures for exparte statutory restraining order , and order to show cause re; preliminary injunction (mh, Deputy Clerk) |
| Filing 2 EX PARTE MOTION by Commodity Futures (Attorney Ghassan Hitti) to temporarily seal file (mh, Deputy Clerk) |
| Filing 1 COMPLAINT for Permanent Injunction filed; Magistrate Judge Andrea M. Simonton (mh, Deputy Clerk) |
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