United States of America v. UBS AG Featured Case
Plaintiff: United States of America
Defendant: UBS AG
Case Number: 1:2009cv20423
Filed: February 19, 2009
Court: US District Court for the Southern District of Florida
Office: Taxes Office
County: Miami-Dade
Presiding Judge: Alan S. Gold
Nature of Suit: None
Cause of Action: U.S. Government Plaintiff
Jury Demanded By: 26:7402 IRS: Petition to Enforce IRS Summons
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Docket Report

This docket was last retrieved on August 19, 2009. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 19, 2009 Opinion or Order Filing 134 ORDER DISMISSING CASE ; CLOSING CASE re 133 Stipulation of Dismissal filed by United States of America. Signed by Judge Alan S. Gold on 8/19/2009. (tb)
August 19, 2009 Filing 133 STIPULATION of Dismissal by United States of America. (Gibson, Stuart)
August 12, 2009 Filing 132 Order Canceling Evidentiary Hearing;Administratively Closing Case. Signed by Judge Alan S. Gold on 8/12/2009. (ail)
August 12, 2009 Filing 131 TRANSCRIPT of Telephonic Status Conference held on 08.12.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-6 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained either from Mr. Millikan or through PACER. Redaction Request due 9/2/2009. Redacted Transcript Deadline set for 9/14/2009. Release of Transcript Restriction set for 11/10/2009. (jm)
August 12, 2009 Filing 130 PAPERLESS Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Conference held on 8/12/2009 to discuss status of settlement. The parties announced they have an initial agreement and requested time for final form. The parties moved ore tenus to cancel the hearing set for 08/17/09. The parties will be filing a stipulation of dismissal. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
August 7, 2009 Filing 129 TRANSCRIPT of Telephonic Status Conference held on 08.07.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-8 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained either from Mr. Millikan or through PACER. Redaction Request due 8/28/2009. Redacted Transcript Deadline set for 9/8/2009. Release of Transcript Restriction set for 11/5/2009. (jm)
August 7, 2009 Opinion or Order Filing 128 ORDER setting Evidentiary Hearing set for 8/17/2009 09:00 AM in Miami Division before Judge Alan S. Gold. Telephone Status Conference set for 8/12/2009 09:00 AM in Miami Division before Judge Alan S. Gold. Parties calling from within the USA shall access the conference by calling 1-866-208-0348. Parties calling from outside the USA shall call 1-702-495-1050. All parties shall refer to Conference ID 24475200.. Signed by Judge Alan S. Gold on 8/7/2009. (jh)
August 7, 2009 Filing 127 PAPERLESS Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Status Conference held on 8/7/2009 regarding status of settlement. The parties moved ore tenus to continue the hearing presentlly set for 08/10/09 at 9:00 AM. The request for continuance is granted and the hearing is reset to 08/17/09 at 9:00 AM. A further telephone status conference regarding settlement is set for 08/12/09 at 9:00 AM. Court order to follow with telephone numbers and conference ID. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
August 7, 2009 Opinion or Order Filing 126 ORDER Setting TELEPHONIC status conference for August 7, 2009 at 11:30 a.m. Call-in # for within the USA 1-866-208-0348 AND from outside of the USA call 1-702-495-1050. ALL callers shall reference CONFERENCE ID # 22405988. Signed by Judge Alan S. Gold on 8/7/2009. (lms)
August 6, 2009 Opinion or Order Filing 125 ORDER denying 124 Motion for Leave to File Amicus Curaie Brief. Signed by Judge Alan S. Gold on 8/4/2009. (vp)
August 6, 2009 Filing 124 MOTION for Leave to File Brief by Swiss Investors Protection Association. (dg)
August 5, 2009 Filing 123 NOTICE of filing letter to the Court by Carlos A. Carrion (ail)
August 4, 2009 Opinion or Order Filing 122 ORDER DENYING MOTION FOR LEAVE TO FILE AMICUS CURIAE BRIEF filed by Swiss Investors Protection Association. Signed by Judge Alan S. Gold on 8/4/2009. (wc)
August 4, 2009 Opinion or Order Filing 121 ORDER Denying Motion for Leave to File Amicus Curiae Brief. Signed by Judge Alan S. Gold on 8/4/2009. (ail)
July 31, 2009 Opinion or Order Filing 120 ORDER Resetting Evidentiary Hearing for 8/10/2009 09:00 AM before Judge Alan S. Gold; Setting Status Conference for 8/7/2009 08:45 AM in Miami Division before Judge Alan S. Gold.. Signed by Judge Alan S. Gold on 7/31/2009. (ail)
July 31, 2009 Filing 119 TRANSCRIPT of Telephonic Status Conference held on 07.31.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-6 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained either from Mr. Millikan or through PACER. Redaction Request due 8/21/2009. Redacted Transcript Deadline set for 8/31/2009. Release of Transcript Restriction set for 10/29/2009. (jm)
July 31, 2009 Filing 118 PAPERLESS Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Status Conference held on 7/31/2009 to discuss status of settlement. The parties announced they have reached an agreement in principal. The parties moved ore tenus to continue the hearing presentlly set for 08/03/09 at 9:00 AM. The request for continuance is granted and the hearing is reset to 08/10/09 at 9:00 AM. A further telephone status conference regarding settlement is set for 08/07/09 at 8:45 AM. Court order to follow. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh) Modified on 7/31/2009 (jh).
July 30, 2009 Opinion or Order Filing 117 ORDER CONCERNING EVIDENTIARY HEARING denying as moot 84 Motion to Strike 45 Affidavit of Philip R. West. Signed by Judge Alan S. Gold on 7/30/2009. (dg)
July 29, 2009 Filing 116 TRANSCRIPT of Telephonic Status Conference Proceedings held on 07.29.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-10 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained from Mr. Millikan or through PACER. Redaction Request due 8/19/2009. Redacted Transcript Deadline set for 8/31/2009. Release of Transcript Restriction set for 10/27/2009. (jm)
July 29, 2009 Filing 115 NOTICE by United States of America, UBS AG, The Government of Switzerland Joint Notice of Proposed Allocation of Time (Mead, Gordon)
July 29, 2009 Filing 114 PAPERLESS Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Status Conference held on 7/29/2009 to discuss status of settlement. Further telephonic status conference set for 07/31/09 at 8:45 AM. Order to follow. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
July 29, 2009 Opinion or Order Filing 113 ORDER Setting Telephonic Status Conference: Telephonic Status Conference set for 7/31/2009 08:45 AM in Miami Division before Judge Alan S. Gold.. Signed by Judge Alan S. Gold on 7/29/2009. (wc)
July 13, 2009 Filing 112 PAPERLESS Minute Entry for proceedings held before Judge Alan S. Gold: Motion Hearing held on 7/13/2009 re 107 Joint MOTION to Stay filed by The Government of Switzerland, United States of America, UBS AG. Participants: Stuart D Gibson, USDOJ; Richard D Euliss, USDOJ; Eugene E Stearns, Esquire; Francis P Barron, Esquire; David Greenwald, Esquire; John F Savarese, Esquire; Ralph M Levene, Esquire; Martin J. E. Arms, Esquire; Stephan E Becker, Esquire; John C Dotterrer, Esquire. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
July 13, 2009 Opinion or Order Filing 111 ORDER granting 107 Motion to Stay; Setting Telephonic Status Conference. Signed by Judge Alan S. Gold on 7/13/2009. (ail)
July 13, 2009 Set/Reset Deadlines/Hearings: Evidentiary Hearing set for 8/3/2009 09:00 AM before Judge Alan S. Gold. Telephonic Status Conference set for 7/29/2009 08:45 AM before Judge Alan S. Gold.SEE Image 111 (ail)
July 13, 2009 Filing 110 TRANSCRIPT of Oral Argument Proceedings held on 07.13.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-8 pages. Transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained from Mr. Millikan or through PACER. Redaction Request due 8/3/2009. Redacted Transcript Deadline set for 8/13/2009. Release of Transcript Restriction set for 10/13/2009. (jm)
July 12, 2009 Filing 109 MEMORANDUM OF LAW re 99 Memorandum in Opposition Supplemental Brief in Response to UBS AG's Response by United States of America. (Gibson, Stuart)
July 12, 2009 Filing 108 MEMORANDUM OF LAW re 97 Order, Set/Reset Deadlines, 96 Order on Motion for Miscellaneous Relief, Order on Motion for Leave to File, 95 MOTION for Leave to File Response to Petitioner's June 30 Submission Reply to Response Filed by Government of Switzerland by United States of America. (Gibson, Stuart)
July 12, 2009 Filing 107 Joint MOTION to Stay by United States of America, UBS AG, The Government of Switzerland. Responses due by 7/27/2009 (Attachments: # 1 Exhibit A)(Mead, Gordon)
July 9, 2009 Opinion or Order Filing 106 ORDER regarding media conduct and electronic equipment access. Signed by Judge Alan S. Gold on 7/9/2009. (jh)
July 9, 2009 Filing 105 NOTICE of Compliance by The Government of Switzerland re 96 Order on Motion for Miscellaneous Relief, Order on Motion for Leave to File (Attachments: # 1 Appendix)(Dotterrer, John)
July 9, 2009 Opinion or Order Filing 104 ORDER granting 98 Motion for Leave to File a Response to the IRS's June 30, 2009 Submission on or before noon on Sunday, 7/12/09. Signed by Judge Alan S. Gold on 7/9/2009. (dg)
July 8, 2009 Filing 103 RESPONSE in Opposition re 84 MOTION to Strike 45 Affidavit of Philip R. West (Section II) Brief of UBS AG in Opposition to the United States' Motion to Strike Section II, Paragraphs 24 Through 27 of the Declaration of Philip R. West filed by UBS AG. (Attachments: # 1 Exhibit A)(Mead, Gordon)
July 8, 2009 Filing 102 REPLY to Response to Motion re 86 MOTION in Limine to Exclude Portions of the Declarations of Daniel Reeves and Barry Shott Reply Memorandum in Further Support of UBS's Motion in Limine to Exclude Portions of the Declarations of Daniel Reeves and Barry Shott filed by UBS AG. (Mead, Gordon)
July 8, 2009 Filing 101 RESPONSE in Opposition re 85 MOTION to Strike 46 Report Regarding, 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP MOTION to Strike 46 Report Regarding, 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP UBS AG's Opposition to the United States' Motion to Strike Declaration of Charles W. Laurence of AlixPartners and Report of AlixPartners filed by UBS AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Mead, Gordon)
July 8, 2009 Filing 100 AFFIDAVIT signed by : Professor Isabelle Romy. Supplemental Declaration of Professor Isabelle Romy on Swiss Law by UBS AG. (Mead, Gordon)
July 8, 2009 Filing 99 MEMORANDUM in Opposition re 83 Memorandum in Support, UBS AG's Response to the IRS's June 30, 2009 Submission by UBS AG. (Mead, Gordon)
July 8, 2009 Filing 98 MOTION for Leave to File a Response to the IRS's June 30, 2009 Submission by UBS AG. (Mead, Gordon)
July 8, 2009 Opinion or Order Filing 97 SUPPLEMENTAL ORDER concerning response by the Government of Switzerland. Petitioner's Supplemental Response, as described in this order, shall be filed on or before noon Sunday 7/12/2009. Signed by Judge Alan S. Gold on 7/8/2009. (jh)
July 8, 2009 Opinion or Order Filing 96 ORDER granting 94 Motion Request for oral argument; granting 95 Motion for Leave to File Response. Signed by Judge Alan S. Gold on 7/8/2009. (lms)
July 7, 2009 Filing 95 MOTION for Leave to File Response to Petitioner's June 30 Submission by The Government of Switzerland. (Attachments: # 1 Proposed Response, # 2 Text of Proposed Order)(Dotterrer, John)
July 7, 2009 Filing 94 Unopposed MOTION Request for Oral Argument by The Government of Switzerland. (Attachments: # 1 Text of Proposed Order)(Dotterrer, John)
July 7, 2009 Opinion or Order Filing 93 ORDER DENYING 87 MOTION for Disclosure UBS AG's Motion Seeking an Order Requiring the Government to Disclose the Number of Accounts Already Identified Through Alternative Means AND ADDRESSING 84 MOTION to Strike 45 Affidavit of Philip R. West (Section II), 85 MOTION to Strike 46 Report Regarding, 86 MOTION in Limine to Exclude Portions of the Declarations of Daniel Reeves and Barry Shott, and 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP MOTION to Strike 46 Report Regarding at the Hearing set for 7/13/2009 09:00 AM in Miami Division before Judge Alan S. Gold.Signed by Judge Alan S. Gold on 7/7/2009. (wc)
July 6, 2009 Filing 92 RESPONSE in Opposition re 87 MOTION for Disclosure UBS AG's Motion Seeking an Order Requiring the Government to Disclose the Number of Accounts Already Identified Through Alternative Means filed by United States of America. (Gibson, Stuart)
July 6, 2009 Filing 91 NOTICE of Filing by the Court;Permission to Respond to Request. (lms)
July 2, 2009 Filing 90 RESPONSE in Opposition re 86 MOTION in Limine to Exclude Portions of the Declarations of Daniel Reeves and Barry Shott filed by United States of America. (Euliss, Richard)
July 1, 2009 Filing 89 TRANSCRIPT of Telephonic Status Conference held on 02.23.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-13 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained from Mr. Millikan or through PACER. Redaction Request due 7/22/2009. Redacted Transcript Deadline set for 8/3/2009. Release of Transcript Restriction set for 9/29/2009. (jm)
June 30, 2009 Opinion or Order Filing 88 ORDER granting 80 Motion to Withdraw as Attorney. Attorney Kemba Eneas Walden terminated Notice of Termination delivered by US Mail to Kemba Walden.. Signed by Judge Alan S. Gold on 6/30/2009. (ail)
June 30, 2009 Filing 87 MOTION for Disclosure UBS AG's Motion Seeking an Order Requiring the Government to Disclose the Number of Accounts Already Identified Through Alternative Means by UBS AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D - Proposed Order)(Mead, Gordon)
June 30, 2009 Filing 86 MOTION in Limine to Exclude Portions of the Declarations of Daniel Reeves and Barry Shott by UBS AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C - Proposed Order)(Mead, Gordon)
June 30, 2009 Filing 85 MOTION to Strike 46 Report Regarding, 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP by United States of America. Responses due by 7/20/2009 (Attachments: # 1 Text of Proposed Order)(Euliss, Richard)
June 30, 2009 Filing 84 MOTION to Strike 45 Affidavit of Philip R. West (Section II) by United States of America. Responses due by 7/20/2009 (Attachments: # 1 Text of Proposed Order)(Euliss, Richard)
June 30, 2009 Filing 83 MEMORANDUM in Support re 41 Memorandum in Opposition, 57 MOTION for Leave to File Amicus Brief, 1 Petition (Complaint) to Enforce IRS Summons, 48 Memorandum of Law in Support of Petition to Enforce "John Doe" Summons by United States of America. (Attachments: # 1 Appendix Appendix of Materials Filed in Support of Memorandum for Enforcement)(Gibson, Stuart)
June 23, 2009 Opinion or Order Filing 82 ORDER granting 81 Unopposed MOTION Participate in July 13 Hearing by The Government of Switzerland. Signed by Judge Alan S. Gold on 6/23/2009. (ail)
June 19, 2009 Filing 81 Unopposed MOTION Participate in July 13 Hearing by The Government of Switzerland. (Attachments: # 1 Text of Proposed Order)(Dotterrer, John)
June 17, 2009 Filing 80 Unopposed MOTION to Withdraw as Attorney by Kemba Eneas Walden. by The Government of Switzerland. Responses due by 7/6/2009 (Attachments: # 1 Text of Proposed Order)(Torres, Jenny)
June 15, 2009 Opinion or Order Filing 79 ORDER Reserving ruling on 67 Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP by UBS AG.. Signed by Judge Alan S. Gold on 6/15/2009. (ail)
June 11, 2009 Filing 78 TRANSCRIPT of Telephonic Hearing held on 06.10.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-21 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date, it may be obtained from Mr. Millikan or through PACER. Redaction Request due 7/2/2009. Redacted Transcript Deadline set for 7/13/2009. Release of Transcript Restriction set for 9/9/2009. (jm)
June 10, 2009 Filing 77 TEXT Minute Entry for proceedings held before Judge Alan S. Gold: Telephonic Motion Hearing held on 6/10/2009 re 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP filed by UBS AG. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
June 9, 2009 Filing 76 NOTICE by United States of America re 56 Order Notice of Position of United States in Response to Order Response (Document 56) (Gibson, Stuart)
June 4, 2009 Filing 75 CERTIFICATE OF SERVICE by UBS AG re 74 Reply to Response to Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP (Stearns, Eugene)
June 4, 2009 Filing 74 REPLY to Response to Motion re 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP filed by UBS AG. (Stearns, Eugene)
June 2, 2009 Opinion or Order Filing 73 AMENDED ORDER Setting Telephonic Status Conference. Signed by Judge Alan S. Gold on 6/2/2009. (ail)
May 28, 2009 Opinion or Order Filing 72 ORDER granting 63 Motion for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings. Signed by Judge Alan S. Gold on 5/28/2009. (vjk)
May 28, 2009 Opinion or Order Filing 71 ORDER granting 68 Unopposed MOTION to Adopt/Join 57 MOTION for Leave to File Amicus Brief, Unopposed MOTION for Leave to Appear Amicus. Signed by Judge Alan S. Gold on 5/28/2009. (ail)
May 28, 2009 Filing 70 RESPONSE in Opposition re 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP filed by United States of America. (Euliss, Richard)
May 26, 2009 Opinion or Order Filing 69 ORDER Setting Telephonic Status Conference: Status Conference set for 6/10/2009 03:15 PM before Judge Alan S. Gold.. Signed by Judge Alan S. Gold on 5/26/2009. (ail)
May 26, 2009 Filing 68 Unopposed MOTION to Adopt/Join 57 MOTION for Leave to File Amicus Brief, Unopposed MOTION for Leave to Appear Amicus( Responses due by 6/12/2009) by european banking federation. (Attachments: # 1 Text of Proposed Order re Motion of EBF to Appear Amicus and Adopt Amicus Brief of Institute of International Bankers, et al.)(Perwin, Joel)
May 22, 2009 Filing 67 MOTION Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP by UBS AG. (Attachments: # 1 Exhibit 05/21/09 Declaration of Charles W. Laurence of Alixpartners, LLP in Support of UBS' Opposition to Petition to Enforce The John Doe Summons, # 2 Exhibit proposed Order Granting UBS AG'S Motion to Substitute Declaration of Charles W. Laurence of Alixpartners, LLP for Report of Alixpartners, LLP)(Stearns, Eugene)
May 20, 2009 Opinion or Order Filing 66 ORDER granting leave to take deposition re 51 Notice (Other) filed by United States of America (see order for details). Signed by Judge Alan S. Gold on 5/20/2009. (dg)
May 20, 2009 Filing 65 TEXT Minute Entry for proceedings held before Judge Alan S. Gold: Telephonic Status Conference held on 5/20/2009 to finalize ruling on the proposed deposition of Isabelle Romy. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
May 20, 2009 Filing 64 Clerks Notice of Docket Correction and Instruction to Filer re 62 Statement filed by United States of America. Error - Wrong Event Selected;. Instruction to Filer - In the future, please select the proper event, i.e. Memorandum in Support or Memorandum of Law. It is not necessary to refile this document. (ls)
May 19, 2009 Filing 62 Statement of: Petitioner in Support of Request to Take Timely Deposition of Respondent's Expert Witness by United States of America re 55 Order,, Set/Reset Hearings,. (Gibson, Stuart)
May 19, 2009 Filing 61 CERTIFICATE OF SERVICE by UBS AG of Statement Concerning Deposition of Professor Isabelle Romy (Stearns, Eugene)
May 19, 2009 Filing 60 Statement of: of UBS AG Concerning Deposition of Professor Isabelle Romy by UBS AG. (Stearns, Eugene)
May 19, 2009 Filing 59 Statement of: Joint Statement on Proposed Deposition of Isabelle Romy by United States of America re 55 Order,, Set/Reset Hearings,. (Gibson, Stuart)
May 18, 2009 Filing 63 MOTION for Limited Appearance, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filings for Owen C. Pell and Kathleen M. Pakenham, Filing Fee $150, Receipt #1001055-56. (cw)
May 18, 2009 Opinion or Order Filing 58 ORDER granting 57 Motion for Leave to File amicus curiae brief; requesting response. Signed by Judge Alan S. Gold on 5/18/2009. (tb)
May 15, 2009 Filing 57 MOTION for Leave to File Amicus Brief by Institute of International Bankers. (Attachments: # 1 Text of Proposed Order re Motion to File Amicus Brief, # 2 Amicus Brief)(Perwin, Joel)
May 9, 2009 Filing 54 TRANSCRIPT of Telephonic Status Conference held on 05.07.09 before Judge Alan S. Gold. Court Reporter: Joseph A. Millikan, Phone: 305-523-5588. 1-16 pages. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained from Mr. Millikan or through PACER. Redaction Request due 6/1/2009. Redacted Transcript Deadline set for 6/9/2009. Release of Transcript Restriction set for 8/7/2009. (jm)
May 8, 2009 Opinion or Order Filing 56 ORDER Response. Signed by Judge Alan S. Gold on 5/8/2009. (ail)
May 8, 2009 Opinion or Order Filing 55 ORDER Evidentiary Hearing And Related Matters: Telephonic Status Conference set for 5/20/2009 02:00 PM before Judge Alan S. Gold.and Evidentiary Hearing set for 7/13/2009 before Judge Alan S. Gold. SEE Order for further Details. Signed by Judge Alan S. Gold on 5/8/2009. (ail)
May 7, 2009 Filing 53 TEXT Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Status Conference held on 5/7/2009 to discuss issues relating to the proposed evidentiary hearing. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
May 6, 2009 Opinion or Order Filing 52 ORDER Regarding Call-in Procedures for telephonic conference set for May 7, 2009 at 5:00 p.m. Signed by Judge Alan S. Gold on 5/6/2009. (lms)
May 5, 2009 Filing 51 NOTICE by United States of America of Position on Evidentiary Hearing, Discovery and Related Matters (Gibson, Stuart)
May 4, 2009 Filing 50 Clerks Notice of Docket Correction re 18 Order,, Set/Reset Deadlines/Hearings,. Error(s): Document Restricted ; Correction - Original document restricted due to an error SEE DE 17 for Image. (ail)
April 30, 2009 Filing 49 CERTIFICATE OF SERVICE by UBS AG re 41 Memorandum in Opposition, 43 Affidavit, 45 Affidavit, 44 Affidavit, 46 Report Regarding. See image DE 47 (lk)
April 30, 2009 Filing 48 MEMORANDUM OF LAW re 1 Petition to Enforce IRS Summons Brief of Amicus Curiae by The Government of Switzerland. (Attachments: # 1 Appendix)(Dotterrer, John)
April 30, 2009 Filing 47 CERTIFICATE of Counsel re 41 Memorandum in Opposition, 43 Affidavit, 45 Affidavit, 44 Affidavit, 42 Affidavit, 46 Report Regarding Certificate of Service by Gordon McRae Mead, Jr on behalf of UBS AG (Mead, Gordon)
April 30, 2009 Filing 46 REPORT REGARDING Opposition to Petition to Enforce John Doe Summons by Alix Partners, LLP by UBS AG. (Mead, Gordon)
April 30, 2009 Filing 45 AFFIDAVIT signed by : Philip R. West. re 41 Memorandum in Opposition to Petition to Enforce John Doe Summons by UBS AG. (Mead, Gordon)
April 30, 2009 Filing 44 AFFIDAVIT signed by : Ralph M. Levene. re 41 Memorandum in Opposition to Petition to Enforce John Doe Summons by UBS AG. (Mead, Gordon)
April 30, 2009 Filing 43 AFFIDAVIT signed by : Oliver Bartholet. re 41 Memorandum in Opposition to Petition to Enforce John Doe Summons by UBS AG. (Mead, Gordon)
April 30, 2009 Filing 42 AFFIDAVIT signed by : Professor Isabelle Romy. re 41 Memorandum in Opposition to Petition to Enforce John Doe Summons by UBS AG. (Mead, Gordon)
April 30, 2009 Filing 41 MEMORANDUM in Opposition re 1 Petition to Enforce IRS Summons by UBS AG. (Mead, Gordon)
April 24, 2009 Opinion or Order Filing 40 ORDER re 38 Motion for Clarification. Signed by Judge Alan S. Gold on 4/24/2009. (ail)
April 21, 2009 Opinion or Order Filing 39 ORDER denying as moot 34 Motion for Leave to File Excess Pages; granting 36 Motion for Leave to File Excess Pages. Signed by Judge Alan S. Gold on 4/21/2009. (ail)
April 21, 2009 Filing 38 Unopposed MOTION for clarification of Page Limitation by The Government of Switzerland. Responses due by 5/8/2009 (Attachments: # 1 Text of Proposed Order)(Dotterrer, John)
April 17, 2009 Filing 36 Unopposed MOTION for Leave to File Excess Pages by UBS AG. (Attachments: # 1 Text of Proposed Order)(Mead, Gordon) Modified on 4/21/2009 (ls).
April 17, 2009 Filing 35 NOTICE of Attorney Appearance by Geri Fischman on behalf of UBS AG (Fischman, Geri)
April 16, 2009 Opinion or Order Filing 37 ORDER granting 31 Motion for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings. Signed by Judge Alan S. Gold on 4/16/2009. (ail)
April 15, 2009 Filing 34 Unopposed MOTION for Leave to File Excess Pages by UBS AG. (Attachments: # 1 Text of Proposed Order)(Stearns, Eugene) Modified on 4/17/2009 (ls).
April 14, 2009 Opinion or Order Filing 33 ORDER granting 25 Motion for Leave to Appear ; granting 25 Motion for Leave to File; denying 28 Motion for Extension of Time to File. Signed by Judge Alan S. Gold on 4/13/2009. (ail)
April 14, 2009 Filing 32 RESPONSE in Opposition re 28 MOTION for Extension of Time to File Amicus Curiae of Joseph A. Buaiz, Jr. filed by United States of America. (Euliss, Richard)
April 13, 2009 Filing 31 MOTION for Limited Appearance, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filings for Francis P. Barron and David N. Greenwald, Filing Fee $150, Receipt #999029-030. (cw)
April 8, 2009 Opinion or Order Filing 30 ORDER granting 26 Motion for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings ; granting 27 Motion for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings. Signed by Judge Alan S. Gold on 4/8/2009. (ail)
April 7, 2009 Filing 29 BRIEF of Amicus Curiae Joseph A. Buaiz Jr. pro se In Support of Respondent by Joseph Buaiz, Jr (ail)
April 7, 2009 Filing 28 MOTION for Extension of Time to File Brief Amicus Curiae of Joseph A. Buaiz Jr. In Support of Respondent by Joseph Buaiz, Jr. (ail)
April 6, 2009 Filing 25 Unopposed MOTION for Leave to Appear Amicus Curiae( Responses due by 4/23/2009), Unopposed MOTION for Leave to File Amicus Curiae Brief by The Government of Switzerland. (Attachments: # 1 Text of Proposed Order Proposed Order)(Dotterrer, John)
April 3, 2009 Filing 27 MOTION for Limited Appearance, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filings for Stephan E. Becker, Filing Fee $75.00, Receipt #998557. (cw)
April 3, 2009 Filing 26 MOTION for Limited Appearance, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filings for Kemba Eneas Walden, Filing Fee $75.00, Receipt #998559. (cw)
April 3, 2009 Filing 24 NOTICE of Attorney Appearance by Jenny Torres on behalf of The Government of Switzerland (Torres, Jenny)
April 3, 2009 Filing 23 NOTICE of Attorney Appearance by John C. Dotterrer on behalf of The Government of Switzerland (Dotterrer, John)
March 30, 2009 Filing 22 NOTICE by United States of America re 2 Affidavit (Attachments: # 1 Affidavit Amended Declaration of Daniel Reeves)(Gibson, Stuart)
March 3, 2009 Opinion or Order Filing 21 ORDER granting 19 Motion for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings. Signed by Judge Alan S. Gold on 3/3/2009. (ail)
February 27, 2009 Filing 20 NOTICE of ExParte Communication. Signed by Judge Alan S. Gold on 2/27/2009. (ail)
February 24, 2009 Opinion or Order Filing 18 Oral Argument set for 7/13/2009 09:00 AM in Miami Division before Judge Alan S. Gold., Telephonic Status Conference set for 5/7/2009 05:00 PM before Judge Alan S. Gold. SEE ORDER DE 17 for Futher Details. Signed by Judge Alan S. Gold on 2/24/2009. (ail) Attached Image Restricted on 5/4/2009 (ail).
February 24, 2009 Opinion or Order Filing 17 ORDER TO SHOW CAUSE Show Cause Response due by 4/30/2009.SEE ORDER for DAtes and Deadlines. Signed by Judge Alan S. Gold on 2/24/2009. (ail) Modified on 2/24/2009 (ail).
February 23, 2009 Filing 15 TEXT Minute Entry for proceedings held before Judge Alan S. Gold: Telephone Status Conference held on 2/23/2009. Scheduling order with dates and deadlines to follow. Court Reporter: Joseph Millikan, Phone: 305-523-5588 (jh)
February 23, 2009 Filing 14 NOTICE of Attorney Appearance by Richard D. Euliss on behalf of United States of America (Euliss, Richard)
February 20, 2009 Filing 19 MOTION for Limited Appearance, Consent to Designation. and Request to Electronically Receive Notices of Electronic Filings for John F. Savarese, Ralph M. Levene and Martin J.E. Arms, Filing Fee $225, Receipt #995529-995531. (cw)
February 20, 2009 Opinion or Order Filing 16 ORDER re 11 Order, Set Hearings. Signed by Judge Alan S. Gold on 2/20/2009. (ail)
February 20, 2009 Filing 13 CLERK'S NOTICE CONVERTING CASE TYPE MC to CV for statistical purpose. (yc)
February 20, 2009 Filing 12 RESPONSE/REPLY to 10 Statement of Background Information filed by United States of America. (Gibson, Stuart)
February 20, 2009 Opinion or Order Filing 11 ORDER Setting Telephonic Status Conference for 2/23/2009 05:00 PM before Judge Alan S. Gold.). Signed by Judge Alan S. Gold on 2/20/2009. (ail)
February 20, 2009 Filing 10 Statement of: Background Information for the Court's Consideration Prior to the Scheduled Status Conference by UBS AG. (Mead, Gordon)
February 20, 2009 Opinion or Order Filing 9 ORDER SETTING Telephonic Status Conference for 2/23/2009 05:00 PM before Judge Alan S. Gold. Signed by Judge Alan S. Gold on 2/20/2009. (wc)
February 19, 2009 Filing 8 NOTICE of Attorney Appearance by Gordon McRae Mead, Jr on behalf of UBS AG (Mead, Gordon)
February 19, 2009 Filing 7 NOTICE of Attorney Appearance by Eugene E. Stearns on behalf of UBS AG (Stearns, Eugene)
February 19, 2009 Filing 6 NOTICE of Attorney Appearance by Ana Hirfield Barnett on behalf of UBS AG (Barnett, Ana)
February 19, 2009 Filing 5 NOTICE by United States of America of Related Case (Gibson, Stuart)
February 19, 2009 Filing 4 NOTICE OF UNAVAILABILITY by United States of America for dates of 3/27/09 - 4/8/09 (Gibson, Stuart)
February 19, 2009 Filing 3 Declaration of Barry B. Shott signed by : Barry B. Shott. re 1 Petition to Enforce IRS Summons by United States of America. (asl)
February 19, 2009 Filing 2 Declaration of Daniel Reeves signed by : Daniel Reeves. re 1 Petition to Enforce IRS Summons by United States of America. (Attachments: # 1 Exhibits 5 thru 21, # 2 Exhibits 22 thru 31)(asl)
February 19, 2009 Filing 1 PETITION to Enforce John Doe Summons, filed by United States of America. (Attachments: # 1 Order to Show Cause)(asl)

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Plaintiff: United States of America
Represented By: Stuart D. Gibson
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Defendant: UBS AG
Represented By: Eugene E. Stearns
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