Securities and Exchange Commission v. Burkholz et al
| Securities and Exchange Commission |
| Rhoda Burkholz, Palm Financial Management, LLC.,, Shore Management Systems, LLC.,, Frank Bianco, Suzanne Bianco and Neil Burkholz |
| 1:2019cv24713 |
| November 14, 2019 |
| US District Court for the Southern District of Florida |
| Kathleen M Williams |
| Securities/Commodities |
| 15 U.S.C. § 0078 |
| Plaintiff |
Docket Report
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This docket was last retrieved on January 6, 2020. A more recent docket listing may be available from PACER.
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| Filing 40 ANSWER and Affirmative Defenses to Complaint by Rhoda Burkholz. (Chase, David) |
| Filing 35 Clerks Notice to Filer re #32 Certificate of Service, #31 Certificate of Service, #33 Certificate of Service. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see DE# 34 . It is not necessary to refile this document. (jas) |
| Filing 34 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline pursuant to Fed. R. Civ. P. 12 by Securities and Exchange Commission. Neil Burkholz served on 12/9/2019, answer due 12/30/2019; Palm Financial Management, LLC., served on 12/9/2019, answer due 12/30/2019; Shore Management Systems, LLC., served on 12/9/2019, answer due 12/30/2019. (See DE#31 , #32 , and #33 for images). (jas) |
| Filing 33 CERTIFICATE OF SERVICE by Securities and Exchange Commission of Summons and Complaint on Defendant Shore Management Systems, LLC (Maher, Daniel) |
| Filing 32 CERTIFICATE OF SERVICE by Securities and Exchange Commission of Summons and Complaint on Defendant Neil Burkholz (Maher, Daniel) |
| Filing 31 CERTIFICATE OF SERVICE by Securities and Exchange Commission of Summons and Complaint on Defendant Palm Financial Management, LLC (Maher, Daniel) |
Filing 30
PRELIMINARY INJUNCTION ORDER GRANTING #25 Motion for Preliminary Injunction. Signed by Judge Kathleen M. Williams on 12/9/2019. See attached document for full details. (ebz)
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Filing 29
PRELIMINARY INJUNCTION ORDER GRANTING #22 Motion for Preliminary Injunction. Signed by Judge Kathleen M. Williams on 12/9/2019. See attached document for full details. (ebz)
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Filing 28
PRELIMINARY INJUNCTION ORDER AGAINST DEFENDANTS PALM FINANCIAL MANAGEMENT. LLC, AND SHORE MANAGEMENT SYSTEMS, LLC. GRANTING #23 Motion for Preliminary Injunction. The Court enters this PRELIMINARY INJUNCTION AND ASSET FREEZE AGAINST DEFENDANTS PALM MANAGEMENT AND SHORE MANAGEMENT and ORDERS that, during the pendency of this lawsuit or until this Court orders otherwise, the relief granted in the November 14 Order against them is extended and converted to a preliminary injunction in all respects. Signed by Judge Kathleen M. Williams on 12/9/2019. See attached document for full details. (ebz)
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Filing 27
PAPERLESS Order Cancelling Show Cause Hearing set for December 9, 2019. THIS MATTER is before the Court on the Joint Motions to enter preliminary injunctions against Defendants Neil Burkholz and Frank Bianco and Relief Defendant Suzanne Bianco #25 #22 . The SEC has also filed a motion for a preliminary injunction #23 against Defendants Palm Financial Management, LLC, and Shore Management Systems, LLC. Accordingly, the Court finds good cause to CANCEL the show cause hearing set for December 9, 2019 at 4:00 PM before Judge Kathleen M. Williams. Signed by Judge Kathleen M. Williams on 12/6/2019. (jws)
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| Filing 26 Summons Issued as to Neil Burkholz, Palm Financial Management, LLC.,, Shore Management Systems, LLC.,. (jas) |
| Filing 25 Joint MOTION for Preliminary Injunction Against Defendant Frank Bianco and Relief Defendant Suzanne Bianco by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Ripa, Brianna) |
| Filing 24 NOTICE of Filing Proposed Summons(es) by Securities and Exchange Commission (Attachments: #1 Summon(s) Shore Management Systems, LLC Unsigned Summons, #2 Summon(s) Palm Financial Management, LLC Unsigned Summons, #3 Summon(s) Neil Burkholz Unsigned Summons, #4 Exhibit Complaint) (Maher, Daniel) |
| Filing 23 MOTION for Preliminary Injunction Against Defendants Palm Financial Management, LLC, and Shore Management Systems, LLC by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order, #2 Affidavit Declaration of Brianna Ripa)(Maher, Daniel) |
| Filing 22 Joint MOTION for Preliminary Injunction Against Defendant Neil Burkholz by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Ripa, Brianna) |
| Filing 21 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Suzanne Bianco waiver sent on 11/15/2019, answer due 1/14/2020. (Maher, Daniel) |
| Filing 20 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Frank Bianco waiver sent on 11/15/2019, answer due 1/14/2020. (Maher, Daniel) |
| Filing 19 NOTICE by Rhoda Burkholz (Attachments: #1 Affidavit Sworn Accounting of Relief Defendant Rhoda Burkholz) (Chase, David) |
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Filing 18
STIPULATED PRELIMINARY INJUNCTION ORDER AS TO RELIEF DEFENDANT RHODA BURKHOLZ GRANTING #15 Motion for Preliminary Injunction. Signed by Judge Kathleen M. Williams on 11/25/2019. See attached document for full details. (ebz)
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Filing 17
ORDER EXTENDING EX PARTE TEMPORARY RESTRAINING ORDER AND ASSET FREEZE AND RESCHEDULING HEARING GRANTING #16 Motion to Continue. Show Cause Hearing set for 12/9/2019 04:00 PM in Miami Division before Judge Kathleen M. Williams. Signed by Judge Kathleen M. Williams on 11/25/2019. See attached document for full details. (ebz)
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| Filing 16 Joint MOTION to Continue Hearing on TRO Against Defendants Neil Burkholz, Frank Bianco, Palm Financial Management, LLC, and Shore Management Systems, LLC and Relief Defendant Suzanne Bianco by Securities and Exchange Commission. Responses due by 12/9/2019 (Attachments: #1 Text of Proposed Order)(Maher, Daniel) |
| Filing 15 Joint MOTION for Preliminary Injunction Against Relief Defendant Rhoda Burkholz by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Maher, Daniel) |
| Filing 14 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Rhoda Burkholz waiver sent on 11/15/2019, answer due 1/14/2020. (Ripa, Brianna) |
| Filing 13 NOTICE of Attorney Appearance by David Reich Chase on behalf of Rhoda Burkholz. Attorney David Reich Chase added to party Rhoda Burkholz(pty:dft). (Chase, David) |
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Filing 12
PAPERLESS ORDER granting #11 Plaintiff's Motion to Unseal Case. Plaintiff's motion to unseal this case and all documents filed prior to the motion is GRANTED. The Clerk of Court is DIRECTED to UNSEAL this case and all documents filed that are currently sealed. Signed by Judge Kathleen M. Williams on 11/18/2019. (jws)
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| Filing 11 MOTION to Unseal Case by Securities and Exchange Commission. Responses due by 12/2/2019 (Attachments: #1 Exhibit, #2 Text of Proposed Order) (nc). |
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Filing 10
ORDER granting #7 Motion for Leave to File Memorandum in Excess of Twenty Page Limit. Clerks Notice: Filer must separately re-file the amended pleading pursuant to Local Rule 15.1, unless otherwise ordered by the Judge. Signed by Judge Kathleen M. Williams on 11/14/2019. See attached document for full details. (ra)
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Filing 9
TEMPORARY RESTRAINING ORDER granting #4 Motion for Temporary Restraining Order; granting #4 Motion for Asset Freez, and Ancillary Relief (Show Cause Hearing set for 11/27/2019 10:00 AM in Miami Division before Judge Kathleen M. Williams). Signed by Judge Kathleen M. Williams on 11/14/2019. See attached document for full details. (ra)
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Filing 8
ORDER AUTHORIZING PAPERS TO BE FILED UNDER SEAL, granting #3 Motion to File Under Seal. Signed by Judge Kathleen M. Williams on 11/14/2019. See attached document for full details. (ra)
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| Filing 7 MOTION for Leave to File Memorandum in Excess of Twenty Page Limit. by Securities and Exchange Commission. (ra) |
| Filing 6 DECLARATION OF Brianna Rip by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P)(nc) |
| Filing 5 DECLARATION OF Brian Palechek by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O)(nc) |
| Filing 4 EX PARTE EMERGENCY MOTION and Incorporated Memorandum for A Temporary Restraining Order, Asset Freez, and Ancillary Relief by Securities and Exchange Commission ( Responses due by 11/29/2019),. (Attachments: #1 Text of Proposed Order)(nc) |
| Filing 3 MOTION to File Under Seal by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(nc) |
| Filing 2 Judge Assignment to Judge Kathleen M. Williams and Magistrate Judge Edwin G. Torres (nc) |
| Filing 1 COMPLAINT against Frank Bianco, Suzanne Bianco, Neil Burkholz, Rhoda Burkholz, Palm Financial Management, LLC.,, Shore Management Systems, LLC.,. Filing fees $ 400.00. USA Filer - No Filing Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(nc) |
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