Securities and Exchange Commission v. Marin
| SECURITIES AND EXCHANGE COMMISSION, and Securities and Exchange Commission |
| Carla Marin |
| Guy Gentile |
| 1:2019mc20493 |
| February 6, 2019 |
| US District Court for the Southern District of Florida |
| John J O'Sullivan |
| Ursula Ungaro |
| Other Statutory Actions |
| 15 U.S.C. § 0078 |
| None |
Docket Report
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This docket was last retrieved on April 5, 2019. A more recent docket listing may be available from PACER.
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Filing 38
ORDER granting #36 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney(s) Adam C Ford. Signed by Ch. Magistrate Judge John J. O'Sullivan on 4/5/2019. See attached document for full details. (mkr)
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| Filing 37 MOTION to Intervene and Supporting Memorandum of Law by Guy Gentile. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Grant, Joey) |
| Filing 36 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Adam C. Ford, Esquire. Filing Fee $ 75.00 Receipt # 113C-11533083 by Guy Gentile. Attorney Joey Michael Grant added to party Guy Gentile(pty:intv). Responses due by 4/18/2019 (Grant, Joey) |
| Filing 35 NOTICE by Securities and Exchange Commission (Berlin, Amie) |
| Filing 34 MOTION to Strike #32 Notice (Other) by Carla Marin. Responses due by 4/17/2019 (Berkeley, Lorne) |
| Filing 33 CLERK'S Notice of Release of Exhibit(s) provided to Plaintiff Re D.E. #21 Notice (Other), Released to Attorney(s)/Party(s) Plaintiff. (rrs) |
| Filing 32 NOTICE by Securities and Exchange Commission of Filing Memorandum re: Personal Jurisdiction (Berlin, Amie) |
| Filing 31 TRANSCRIPT of Hearing held on 3/19/2019 before Ch. Magistrate Judge John J. O'Sullivan, 1-98 pages, Court Reporter: Joanne Mancari, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/23/2019. Redacted Transcript Deadline set for 5/3/2019. Release of Transcript Restriction set for 7/1/2019. (apz) |
| Filing 30 NOTICE by Carla Marin re #1 Petition (Complaint) to Enforce/Compel Arbitration,,,,, Carla Marin Notice of Filing Documents in Opposition to the Application (Wildman, Alexander) |
| Filing 29 CLERK'S Second Notice Directing Counsel to Retrieve Exhibit(s) sent to Plaintiff Re D.E. #21 Notice (Other), Attorney(s)/Party(s) Plaintiff shall retrieve original exhibits within five days. For retrieval information, please contact the Clerks Office - Records Section of the Wilkie D. Ferguson, Jr., U.S. Courthouse, 400 North Miami Avenue, Miami, FL 33128, (305) 523-5210. (rrs) |
| Filing 28 NOTICE by Carla Marin re #23 Notice (Other) (Attachments: #1 Exhibit Exb. C (affidavit), #2 Exhibit Exb. D (R. 26 disc.), #3 Exhibit Exb. E (coresp.)) (Wildman, Alexander) |
| Filing 27 NOTICE by Carla Marin re #20 Order Notice of Filing Jurisdictional Brief (Wildman, Alexander) |
| Filing 26 TRANSCRIPT of Hearing held on 3/19/2019 before Ch. Magistrate Judge John J. O'Sullivan, 1-98 pages, Court Reporter: Joanne Mancari, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/15/2019. Redacted Transcript Deadline set for 4/25/2019. Release of Transcript Restriction set for 6/24/2019. (apz) |
| Filing 25 CLERK'S Notice Directing Counsel to Retrieve Exhibit(s) sent to Plaintiff Re D.E. #21 Notice (Other), Attorney(s)/Party(s) Plaintiff shall retrieve original exhibits within five days. For retrieval information, please contact the Clerks Office - Records Section of the Wilkie D. Ferguson, Jr., U.S. Courthouse, 400 North Miami Avenue, Miami, FL 33128, (305) 523-5210. (rrs) |
| Filing 23 NOTICE by Carla Marin (Attachments: #1 Exhibit, #2 Exhibit) (Berkeley, Lorne) |
| Filing 22 CERTIFICATE of Compliance Re Admitted Evidence for exhibit(s): 1-5 by Amie Riggle Berlin on behalf of Securities and Exchange Commission (Berlin, Amie) |
| Filing 21 NOTICE by Securities and Exchange Commission of Filing Exhibits Admitted During March 19, 2019 Show Cause Hearing (Attachments: #1 Exhibit 1 Formal Orders, #2 Exhibit 2 Subpoena, #3 Exhibit 3 Subpoena, #4 Exhibit 4 Subpoena, #5 Exhibit 5 Mint Custody Docs) (Berlin, Amie) |
| Filing 24 Exhibit List by Securities and Exchange Commission. (cg1) |
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Filing 20
ORDER requiring briefing of the issue of personal jurisdiction. Signed by Ch. Magistrate Judge John J. O'Sullivan on 3/19/2019. See attached document for full details. (tro)
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| Filing 19 PAPERLESS Minute Entry for proceedings held before Ch. Magistrate Judge John J. O'Sullivan: Evidentiary/Show Cause Hearing held on 3/19/2019; Witness Jessica Maria Weissman testified. Direct exam. Plaintiffs' Exhibits 1-5 admitted. Cross exam. Re-direct exam. Briefing deadlines given to the parties re: personal jurisdiction. Report and Recommendation to follow. Total time in court: 2 hour(s) : 15 minutes. Attorney Appearance(s): Lorne Ethan Berkeley, Alexander Lynch Wildman, Amie Riggle Berlin. (Digital 10:03:31) (cg1) |
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Filing 18
ORDER GRANTING DEFENDANT'S ORE TENUS MOTION TO ALLOW ATTORNEY ADAM FORD TO BRING A LAPTOP COMPUTER AND A CELLPHONE TO THE 3/19/19 SHOW CAUSE HEARING. Signed by Ch. Magistrate Judge John J. O'Sullivan on 3/19/2019. See attached document for full details. (cg1)
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Filing 17
ORDER granting #14 Motion to Withdraw as Attorney. Ari A. Sweetbaum withdrawn from case. Added attorney Alexander Lynch Wildman for Carla Marin. Signed by Judge Ursula Ungaro on 3/14/2019. See attached document for full details. (jas)
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| Filing 16 REPLY In Support of Subpoena Enforcement Application by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 Order Dismissing Am Complaint, #2 Exhibit 2 Amended Complaint, #3 Exhibit 3 Stay Order, #4 Exhibit 4 Docket, #5 Exhibit 5 SEC v Loyd)(Berlin, Amie) |
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Filing 15
ORDER striking #12 Letter/Motion for Hearing. Signed by Judge Ursula Ungaro on 3/12/2019. See attached document for full details. (ebz)
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| Filing 14 First MOTION to Withdraw as Attorney from Service List by Ari A. Sweetbaum, Esquire for / by Carla Marin. Responses due by 3/26/2019 (Berkeley, Lorne) |
| Filing 13 RESPONSE to #1 Petition (Complaint) to Enforce/Compel Arbitration,,,,, by Carla Marin. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit)(Berkeley, Lorne) |
| Filing 12 STRICKEN MOTION for Case Management Conference by Carla Marin. (jas) Modified per DE #15 on 3/12/2019 (ebz). |
| Filing 11 NOTICE OF UNAVAILABILITY by Carla Marin for dates of 3/23 through 4/2/2019 (Berkeley, Lorne) |
| Filing 10 NOTICE of Attorney Appearance by Ari A. Sweetbaum on behalf of Carla Marin. Attorney Ari A. Sweetbaum added to party Carla Marin(pty:dft). (Sweetbaum, Ari) |
| Filing 9 NOTICE of Attorney Appearance by Lorne Ethan Berkeley on behalf of Carla Marin. Attorney Lorne Ethan Berkeley added to party Carla Marin(pty:dft). (Berkeley, Lorne) |
| Filing 8 Notice of Pending, Refiled, Related or Similar Actions by Securities and Exchange Commission (Attachments: #1 Exhibit 1. NJ Complaint) (Berlin, Amie) |
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Filing 7
ORDER SETTING STATUS CONFERENCE, (Joint Status Report due by 4/12/2019., Status Conference set for 4/26/2019 11:00 AM in Miami Division before Judge Ursula Ungaro.) Signed by Judge Ursula Ungaro on 2/19/2019. See attached document for full details. (ra)
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| Filing 6 NOTICE of Compliance as to Proof of Service by Securities and Exchange Commission re #5 Order to Show Cause, (Attachments: #1 Exhibit A. Declaration) (Berlin, Amie) |
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Filing 5
ORDER TO SHOW CAUSE Show Cause Hearing set for 3/19/2019 10:00 AM in Miami Division before Ch. Magistrate Judge John J. O'Sullivan. Show Cause Response due by 3/8/2019. Signed by Ch. Magistrate Judge John J. O'Sullivan on 2/12/2019. See attached document for full details. (tro)
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Filing 4
ORDER REFERRING CASE to Ch. Magistrate Judge John J. O'Sullivan to take all necessary and proper action as required by law with respect to the SECs Fuentes Application for an Order to Show Cause and an Order Enforcing Administrative Subpoenas, DE #1 , Pursuant to 29 U.S.C. 216(B) and Local Rule 7.3, and any motions for extension or enlargement of time that relate to such motion. Signed by Judge Ursula Ungaro on 2/11/2019. See attached document for full details. (jas)
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| Filing 3 NOTICE by Securities and Exchange Commission of Related Matter (Berlin, Amie) |
| Filing 2 Clerks Notice of Judge Assignment to Judge Ursula Ungaro. (jc) |
| Filing 1 PETITION/APPLICATION for an Order to Show Cause and an ORDER Enforcing Administrative Subpoenas. Filing fee $47.00. USA Filer - No Filing Fee Required, filed by SECURITIES AND EXCHANGE COMMISSION,. (Attachments: #1 Civil Cover Sheet, #2 Exhibit 1. Subpoena, #3 Exhibit 2 2018 Subpoena, #4 Exhibit 3. Formal orders, #5 Exhibit 4. Swiss America Website, #6 Exhibit 5. Mint Custody Opening Docs, #7 Exhibit 6. Marin Attestation, #8 Exhibit 7. Closing Documents, #9 Exhibit 8. 9-25-17 Email, #10 Exhibit 9. 11-3-17 Email, #11 Exhibit 10. 11-15-17 Email, #12 Exhibit 11. 11-17-17 Email, #13 Exhibit 12. 12-5-17 Email, #14 Exhibit 13. Subpoena, #15 Exhibit 14. 12-20-17 Email, #16 Exhibit 15. 8-29-18 Email, #17 Exhibit 16. Marin Website, #18 Exhibit 17. 8-29-18 Email, #19 Exhibit 18. 9-4-18 Email, #20 Exhibit 19. 9-11-18 Email, #21 Exhibit 20. 9-11-18 Email, #22 Exhibit 21. 9-11-18 Email, #23 Exhibit 22. 9-14-18 Email, #24 Exhibit 23. 9-27-18 Email, #25 Exhibit 24. 10-12-18 Email, #26 Exhibit 25. 10-5-18 Email, #27 Exhibit 26. 11-5-18 Email, #28 Exhibit 27. 11-6-18 Email, #29 Exhibit 28. 11-6-18 Email, #30 Exhibit 29. 11-9-18 Email, #31 Exhibit 30. 12-10-18 Email, #32 Exhibit 31. 12-14-18 Email, #33 Text of Proposed Order)(Berlin, Amie) Modified text on 2/7/2019 (jc). Modified text and incorrect filing fee on 2/7/2019 (jc). Modified on 2/7/2019 (jc). |
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