Securities and Exchange Commission v. Keener
| Securities and Exchange Commission |
| Justin W. Keener and Justin W. Keener doing business as JMJ Financial |
| 1:2020cv21254 |
| March 24, 2020 |
| US District Court for the Southern District of Florida |
| Beth Bloom |
| Lauren Fleischer Louis |
| Securities/Commodities |
| 15 U.S.C. § 0078 Securities Exchange Act |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 8, 2023. A more recent docket listing may be available from PACER.
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Filing 151
Pursuant to 11th Cir. R. 11-2 and 11th Cir. R. 11-3, the Clerk of the District Court for the Southern District of Florida certifies that the record is complete for purposes of this appeal re: #148 Notice of Appeal, Appeal No. 22-14237-JJ. The entire record on appeal is available electronically. (apz)
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Filing 150
TRANSCRIPT INFORMATION FORM by Justin W. Keener re #148 Notice of Appeal. All necessary transcripts already on file. No Transcript Requested. (Greenberg, Benjamin) Modified text on 1/11/2023 to reflect that no transcripts are being requested (apz).
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Filing 149
Acknowledgment of Receipt of NOA from USCA re #148 Notice of Appeal, filed by Justin W. Keener. Date received by USCA: 12/22/2022. USCA Case Number: 22-14237-D. (jes)
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Transmission of Notice of Appeal, Judgment under appeal, and Docket Sheet to US Court of Appeals re #148 Notice of Appeal, Notice has been electronically mailed. (apz)
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Filing 148
Notice of Appeal as to #147 Judgment by Justin W. Keener. Filing fee $ 505.00 receipt number AFLSDC-16191363. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under All Forms and look for Transcript Order Form #www.flsd.uscourts.gov/forms/all-forms. (Greenberg, Benjamin)
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Filing 147
FINAL JUDGMENT in favor of Securities and Exchange Commission against Justin W. Keener. Case is Closed. Signed by Judge Beth Bloom on 12/19/2022. See attached document for full details. (jas)
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Filing 146
NOTICE by Securities and Exchange Commission Prejudgment Interest (Attachments: #1 Exhibit Prejudgment Interest Calculation) (Braunstein, Joshua)
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Filing 145
ORDER ADOPTING IN PART MAGISTRATE JUDGES REPORT AND RECOMMENDATIONS; Adopting in Part #138 Report and Recommendation; granting in part and denying in part #122 Motion for Judgment. Signed by Judge Beth Bloom on 12/6/2022. See attached document for full details. (jas)
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Filing 144
RESPONSE TO OBJECTION to #138 Report and Recommendations by Justin W. Keener. (Greenberg, Benjamin)
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Filing 143
RESPONSE TO OBJECTION to #138 Report and Recommendations by Securities and Exchange Commission. (Attachments: #1 Exhibit, #2 Exhibit)(Braunstein, Joshua)
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Filing 142
PAPERLESS ORDER granting #141 Motion to Withdraw as Attorney. Veena Viswanatha representing Keener, Justin W. (Defendant) is permitted to withdraw from case. Notice of Termination delivered by US Mail to Veena Viswanatha. Signed by Judge Beth Bloom (BB)
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Filing 141
Unopposed MOTION to Withdraw as Attorney by Veena Viswanatha for / by Justin W. Keener. Responses due by 9/7/2022 (Attachments: #1 Exhibit A - Proposed Order)(Greenberg, Benjamin)
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Filing 140
OBJECTIONS to #138 Report and Recommendations by Justin W. Keener. (Attachments: #1 Exhibit A)(Greenberg, Benjamin)
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Filing 139
OBJECTIONS to #138 Report and Recommendations by Securities and Exchange Commission. (Attachments: #1 Exhibit A -- Spartan Securities Remedy Order, #2 Exhibit B -- Taveras Declaration on PJI)(Petrilla, Antony)
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Filing 138
REPORT AND RECOMMENDATIONS re #122 Plaintiff's Motion for Remedies. Objections to R&R due by 8/22/2022. Signed by Magistrate Judge Lauren Fleischer Louis on 8/8/2022. See attached document for full details. (Attachments: #1 Exhibit A: Proposed Judgment) (nce)
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Filing 137
SUR REPLY (Sur-Sur-Reply in Support of Motion for Remedies) by Securities and Exchange Commission. (Petrilla, Antony)
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Filing 136
PAPERLESS ORDER granting #134 Plaintiff's Motion for Leave to File Sur-Sur-Reply. Plaintiff must separately re-file the Sur-Sur-Reply. Signed by Magistrate Judge Lauren Fleischer Louis on 5/20/2022. (nce)
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Filing 135
Clerks Notice to Filer re #134 Reply to Response to Motion,. Wrong Event Selected - Document is a Motion; ERROR - The Filer selected the wrong event. A motion event must always be selected when filing a motion. The correction was made by the Clerk. It is not necessary to refile this document. (kpe)
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Filing 134
UNOPPOSED MOTION for Leave to File Sur-Sur-Reply re #131 Unopposed MOTION for Leave to File Sur-Reply to #129 Plaintiff's Motion for Remedies (Sur-Sur-Reply) filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A -- SEC Sur-Sur-Reply Brief on Remedies)(Petrilla, Antony) Modified document to convert into Motion on 5/19/2022 (kpe).
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Filing 133
SUR REPLY to #129 Reply to Response to Motion, PLAINTIFFS MOTION FOR REMEDIES by Justin W. Keener. (Greenberg, Benjamin)
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Filing 132
PAPERLESS ORDER granting #131 Motion for Leave to File Sur-Reply. Defendant must separately re-file the Sur-Reply pursuant to Local Rule 15.1. Signed by Judge Beth Bloom (BB)
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Filing 131
Unopposed MOTION for Leave to File Sur-Reply to #129 Plaintiff's Motion for Remedies by Justin W. Keener. (Attachments: #1 Exhibit A to Deft's Unopposed Motion for Leave to File Sur-Reply to #129 Pltf's Motion for Remedies)(Greenberg, Benjamin)
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Filing 130
ORDER REFERRING MOTION TO MAGISTRATE JUDGE FOR A REPORT AND RECOMMENDATIONS. Motion #122 referred to Judge Lauren Fleischer Louis. Signed by Judge Beth Bloom on 5/5/2022. See attached document for full details. (vmz)
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Filing 129
REPLY to Response to Motion re #122 MOTION for Judgment filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A -- Revised Proposed Final Judgment, #2 Exhibit B -- Taveras Second Declaration, #3 Exhibit C -- Excerpts of Keener 2019 Tax Return)(Braunstein, Joshua)
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Filing 128
CLERK'S NOTICE of Compliance re #127 Order on Motion to Seal. #124 -8 sealed per Order. (pes)
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Filing 127
ORDER granting #126 Motion to Seal. The Clerk is directed to seal ECF No. #124 -8. Signed by Judge Beth Bloom on 4/18/2022. See attached document for full details. (pes)
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Filing 126
Unopposed MOTION to Seal ECF No. 124-8 per Local Rule 5.4 by Justin W. Keener. (Attachments: #1 Text of Proposed Order on Defendant's Unopposed Motion to Seal ECF No. 124-8) (Greenberg, Benjamin)
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Filing 125
APPENDIX to #124 Response in Opposition to Motion, corrected version of Exhibit H thereto, by Justin W. Keener (Greenberg, Benjamin)
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Filing 124
RESPONSE in Opposition re #122 MOTION for Judgment / Remedies filed by Justin W. Keener. Replies due by 4/22/2022. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K)(Greenberg, Benjamin)
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Filing 123
APPENDIX to #122 MOTION for Judgment Proposed Final Order by Securities and Exchange Commission (Braunstein, Joshua)
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Filing 122
MOTION for Judgment by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 -- List of Issuers, #2 Exhibit 2 -- Taveras Summary Witness Deposition Transcript, #3 Exhibit 3 -- Taveras Summary Remedies Declaration)(Braunstein, Joshua)
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Filing 121
ORDER Setting Briefing Schedule. Signed by Judge Beth Bloom on 2/8/2022. See attached document for full details. (pes)
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Filing 120
STATUS REPORT (Joint Proposed Briefing Schedule) by Justin W. Keener (Greenberg, Benjamin)
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Filing 119
OMNIBUS ORDER on Motions in Limine and Daubert Motions; denying as moot #64 Motion in Limine; denying as moot #65 Motion in Limine; denying as moot #66 Motion in Limine; denying without prejudice #69 Motion in Limine. Signed by Judge Beth Bloom on 1/25/2022. See attached document for full details. (pes)
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Filing 118
ORDER granting #68 Plaintiff's Motion for Summary Judgment; denying Defendant's #71 Motion for Summary Judgment. On or before February 8, 2022, the parties shall jointly file a proposed briefing schedule to address the appropriate remedies to be issued. To the extent not otherwise disposed of, all pending motions are DENIED AS MOOT, any scheduled hearings are CANCELED, and all deadlines are TERMINATED. Signed by Judge Beth Bloom on 1/21/2022. See attached document for full details. (wc)
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Filing 117
Notice of Supplemental Authority re #71 Defendant's MOTION for Summary Judgment , #90 Response in Opposition to Motion by Justin W. Keener (Attachments: #1 Exhibit A) (Greenberg, Benjamin)
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Filing 116
TRANSCRIPT of Motion hearings held on 10/18/2021 before Judge Beth Bloom, 1 - 78 pages, Court Reporter: Yvette Hernandez, 305-523-5698 / Yvette_Hernandez@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/12/2021. Redacted Transcript Deadline set for 11/22/2021. Release of Transcript Restriction set for 1/19/2022. (yhz)
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Filing 115
ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES: Pretrial Stipulation due by 2/14/2022. Jury Trial set for 2/28/2022 09:00 AM in Miami Division before Judge Beth Bloom. Calendar Call set for 2/22/2022 01:45 PM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 10/18/2021. See attached document for full details. (jao) #Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here.
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Filing 114
PAPERLESS Minute Order for proceedings held before Judge Beth Bloom: Motion Hearing held on 10/18/2021 re #68 Plaintiff's Motion for Summary Judgment, #71 Defendant's Motion for Summary Judgment, and #106 Defendant's Motion to Strike. Total time in court: 2 hour(s) : 0 minutes. Attorney Appearance(s): Christopher F. Regan, Benjamin Gerald Greenberg, Veena Viswanatha, and Joshua E. Braunstein, Court Reporter: Yvette Hernandez, 305-523-5698 / Yvette_Hernandez@flsd.uscourts.gov. For the reasons stated on the record, the Motion to Strike, ECF No. #106 , is denied. The Motions for Summary Judgment, ECF Nos. #68 & #71 , are taken under advisement. Signed by Judge Beth Bloom (ta00)
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Filing 113
RESPONSE in Support re #106 MOTION to Strike #101 Statement of Material Facts (Section A) filed by Justin W. Keener. (Greenberg, Benjamin)
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Filing 112
RESPONSE in Opposition re #106 MOTION to Strike #101 Statement of Material Facts (Section A) filed by Securities and Exchange Commission. Replies due by 10/5/2021. (Petrilla, Antony)
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Filing 111
NOTICE of Striking #110 Response in Opposition to Motion filed by Securities and Exchange Commission by Securities and Exchange Commission (Petrilla, Antony)
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Filing 110
STRICKEN per DE #111 RESPONSE in Opposition re #106 MOTION to Strike #101 Statement of Material Facts (Section A) filed by Securities and Exchange Commission. Replies due by 10/5/2021. (Petrilla, Antony) Modified on 9/29/2021 (jao).
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Filing 109
PAPERLESS ORDER denying as moot #70 Motion for Summary Judgment. See ECF No. #74 striking the filing. Signed by Judge Beth Bloom (BB)
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Filing 108
PAPERLESS ORDER granting in part and denying in part ECF No. 104 Defendant's Request for Hearing. See also ECF No. #103 . Motion Hearing set for October 18, 2021 at 10:00 AM in Miami Division before Judge Beth Bloom re: Plaintiff's Motion for Summary Judgment, ECF No. #68 ; Defendant's Motion for Summary Judgment, ECF No. #71 ; and Defendant's Motion to Strike, ECF No. #106 . Unless instructed otherwise by subsequent order, the Motion Hearing will be conducted in Courtroom 10-2 at the Wilkie D. Ferguson, Jr. United States Courthouse, 400 North Miami Avenue, Miami, FL 33128. Should the parties wish to appear via video conference, the parties shall advise the Court no later than October 11, 2021. Signed by Judge Beth Bloom (ta00)
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Filing 107
NOTICE by Securities and Exchange Commission re #103 Notice (Other),, Regarding Defendant's Request for Hearing (Petrilla, Antony)
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Filing 106
MOTION to Strike #101 Statement of Material Facts (Section A) by Justin W. Keener. Responses due by 9/28/2021 (Attachments: #1 Text of Proposed Order)(Greenberg, Benjamin)
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Filing 105
Clerks Notice to Filer re #103 Notice (Other), 104 MOTION for Hearing. Two or More Document Events Filed as One; ERROR - Only one event was selected by the Filer but more than one event was applicable to the document filed. The docket entry was corrected by the Clerk. It is not necessary to refile this document but in the future, the Filer must select all applicable events. (mc)
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Filing 104
MOTION Request for Hearing re #64 Plaintiff's MOTION in Limine , #65 Plaintiff's MOTION in Limine Omnibus Daubert, #66 MOTION in Limine to Exclude Rebuttal Expert Report of Dr. Carmen Taveras, #68 Plaintiff's MOTION for Summary Judgment , #69 MOTION in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm, #71 Defendant's MOTION for Summary Judgment by Justin W. Keener. (See DE #103 -1) for image). (mc)
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Filing 103
NOTICE by Justin W. Keener re #68 Plaintiff's MOTION for Summary Judgment , #66 MOTION in Limine to Exclude Rebuttal Expert Report of Dr. Carmen Taveras, #69 MOTION in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm, #65 Plaintiff's MOTION in Limine Omnibus Daubert, #71 Defendant's MOTION for Summary Judgment , #64 Plaintiff's MOTION in Limine of Filing Request for Hearing (Attachments: #1 Exhibit 1) (Greenberg, Benjamin)
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Filing 102
REPLY to Response to Motion re #68 Plaintiff's MOTION for Summary Judgment filed by Securities and Exchange Commission. (Braunstein, Joshua)
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Filing 101
Statement of: Facts by Securities and Exchange Commission re #91 Response/Reply (Other),, (Braunstein, Joshua)
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Filing 100
NOTICE by Justin W. Keener re #98 Response/Reply (Other) of Filing Index of Exhibits (Attachments: #1 Exhibit 1) (Greenberg, Benjamin)
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Filing 99
Reply in Support to #71 Defendant's MOTION for Summary Judgment by Justin W. Keener. (Greenberg, Benjamin)
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Filing 98
REPLY to #88 Statement, of Material Facts by Justin W. Keener. (Attachments: #1 Affidavit Declaration of Veena Viswanatha, #2 Exhibit 1)(Greenberg, Benjamin)
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Filing 97
REPLY to Response to Motion re #64 Plaintiff's MOTION in Limine filed by Securities and Exchange Commission. (Braunstein, Joshua)
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Filing 96
REPLY to Response to Motion re #65 Plaintiff's MOTION in Limine Omnibus Daubert filed by Securities and Exchange Commission. (Attachments: #1 Exhibit, #2 Exhibit)(Braunstein, Joshua)
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Filing 95
RESPONSE in Support re #69 MOTION in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm filed by Justin W. Keener. (Attachments: #1 Affidavit Declaration of Veena Viswanatha, #2 Exhibit 1, #3 Exhibit 2)(Greenberg, Benjamin)
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Filing 94
RESPONSE in Support re #66 MOTION in Limine to Exclude Rebuttal Expert Report of Dr. Carmen Taveras filed by Justin W. Keener. (Attachments: #1 Affidavit Declaration of Veena Viswanatha, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3)(Greenberg, Benjamin)
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Filing 93
NOTICE by Justin W. Keener re #23 Scheduling Order,,,,, Order Referring Case to Mediation,,,,, Order Referring Case to Magistrate Judge,,,, of Filing Index of Exhibits (Attachments: #1 Exhibit 1) (Greenberg, Benjamin)
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Filing 92
NOTICE by Securities and Exchange Commission re #88 Statement, Index of Exhibits for Plaintiff's Opposition Statement of Material Facts (Petrilla, Antony)
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Filing 91
Opposition to Plaintiff Securities and Exchange Commission's Statement of Material Facts to #67 Statement,,,,,,,,,,, by Justin W. Keener. (Attachments: #1 Affidavit Declaration of Veena Viswanatha, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14, #16 Exhibit 15, #17 Exhibit 16, #18 Exhibit 17, #19 Exhibit 18, #20 Exhibit 19)(Greenberg, Benjamin)
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Filing 90
RESPONSE in Opposition re #68 Plaintiff's MOTION for Summary Judgment filed by Justin W. Keener. Replies due by 9/7/2021. (Greenberg, Benjamin)
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Filing 89
RESPONSE in Opposition re #71 Defendant's MOTION for Summary Judgment filed by Securities and Exchange Commission. Replies due by 9/7/2021. (Braunstein, Joshua)
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Filing 88
Statement of: Plaintiff's Opposition Statement of Material Facts by Securities and Exchange Commission re #72 Statement,,,,,,, (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Braunstein, Joshua)
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Filing 87
RESPONSE in Opposition re #64 Plaintiff's MOTION in Limine filed by Justin W. Keener. Replies due by 9/3/2021. (Attachments: #1 Affidavit Declaration of Veena Viswanatha, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14, #16 Exhibit 15, #17 Exhibit 16, #18 Exhibit 17, #19 Exhibit 18, #20 Exhibit 19, #21 Exhibit 20, #22 Exhibit 21, #23 Exhibit 22, #24 Exhibit 23)(Greenberg, Benjamin)
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Filing 86
RESPONSE in Opposition re #69 MOTION in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm filed by Securities and Exchange Commission. Replies due by 9/3/2021. (Braunstein, Joshua)
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Filing 85
RESPONSE in Opposition re #66 MOTION in Limine to Exclude Rebuttal Expert Report of Dr. Carmen Taveras filed by Securities and Exchange Commission. Replies due by 9/3/2021. (Braunstein, Joshua)
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Filing 84
RESPONSE in Opposition re #64 Plaintiff's MOTION in Limine Daubert Motion to Exclude the Testimony of George Oldfield, Jason Flemmons, and Stewart Mayhew filed by Justin W. Keener. Replies due by 9/3/2021. (Attachments: #1 Declaration of Veena Viswanatha ISO Def. Opposition to SEC Daubert Motion, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8)(Greenberg, Benjamin)
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Filing 83
PAPERLESS ORDER granting #82 Motion for Leave to File Excess Pages. The parties may file a Response to the Motion for Summary Judgment and Incorporated Memorandum that does not exceed 30 pages. Signed by Judge Beth Bloom (BB)
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Filing 82
MOTION for Leave to File Excess Pages for Responses to Motions for Summary Judgment by Justin W. Keener. (Attachments: #1 Text of Proposed Order on Defendant's Motion for Leave to Exceed Page Limits for SJ Response)(Greenberg, Benjamin)
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Filing 81
PAPERLESS ORDER granting #80 Motion for Extension of Time. Defendant's Response to Plaintiff's Motion for Summary Judgment is due August 31, 2021; Plaintiff's Reply is due September 7, 2021. Signed by Judge Beth Bloom (ta00)
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Filing 80
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to #68 Plaintiff's MOTION for Summary Judgment by Justin W. Keener. (Attachments: #1 Text of Proposed Order on Defendant's Unopposed Motion for Extension of Time to File Opposition to Plaintiff's Motion for Summary Judgment)(Greenberg, Benjamin)
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Filing 79
PAPERLESS ORDER granting in part and denying in part #78 Motion for Extension of Time to File Response. Plaintiff's Response to Defendant's Motion for Summary Judgment is due August 31, 2021; Defendant's Reply is due September 7, 2021. Signed by Judge Beth Bloom (BB)
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Filing 78
Plaintiff's MOTION for Extension of Time to File Response/Reply/Answer to Defendant's Motion for Summary Judgment by Securities and Exchange Commission. (Petrilla, Antony)
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Filing 77
Clerk's Notice of Filing Deficiency Re: #76 Notice (Other) filed by Securities and Exchange Commission. Document(s) missing required signature(s) (Fed.R.Civ.P. 11(a)). (jao)
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Filing 76
NOTICE by Securities and Exchange Commission re #67 Statement,,,,,,,,,,, Filing Index of Exhibits (Braunstein, Joshua)
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Filing 75
NOTICE by Justin W. Keener re #71 Defendant's MOTION for Summary Judgment , #72 Statement,,,,,,, #73 Notice (Other),,, of Filing Index of Exhibits (Attachments: #1 Exhibit 1 - Index of Exhibits to Defendants Motion for Summary Judgment and Statement of Facts in Support of Summary Judgment) (Greenberg, Benjamin)
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Filing 74
NOTICE of Striking #70 Defendant's MOTION for Summary Judgment filed by Justin W. Keener by Justin W. Keener (Greenberg, Benjamin)
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Filing 73
NOTICE by Justin W. Keener re #72 Statement,,,,,,, Exhibits 50 through 84 to the Declaration of Veena Viswanatha (Attachments: #1 Exhibit 050, #2 Exhibit 051, #3 Exhibit 052, #4 Exhibit 053, #5 Exhibit 054, #6 Exhibit 055, #7 Exhibit 056, #8 Exhibit 057, #9 Exhibit 058, #10 Exhibit 059, #11 Exhibit 060, #12 Exhibit 061, #13 Exhibit 062, #14 Exhibit 063, #15 Exhibit 064, #16 Exhibit 065, #17 Exhibit 066, #18 Exhibit 067, #19 Exhibit 068, #20 Exhibit 069, #21 Exhibit 070, #22 Exhibit 071, #23 Exhibit 072, #24 Exhibit 073, #25 Exhibit 074, #26 Exhibit 075, #27 Exhibit 076, #28 Exhibit 077, #29 Exhibit 078, #30 Exhibit 079, #31 Exhibit 080, #32 Exhibit 081, #33 Exhibit 082, #34 Exhibit 083, #35 Exhibit 084) (Greenberg, Benjamin)
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Filing 72
Statement of: Facts in Support of Motion for Summary Judgment by Justin W. Keener re #71 Defendant's MOTION for Summary Judgment (Attachments: #1 Declaration of Veena Viswanatha ISO Defendant's Motion for Summary Judgment, #2 Exhibit 001 - 7.16.21 Keener Tr (W Exs)_Redacted, #3 Exhibit 002 - 6.6.19 Keener Tr (W Exs) (1 of 2), #4 Exhibit 002 - 6.6.19 Keener Tr (W Exs) (2 of 2)_Redacted, #5 Exhibit 003 - JMJ-LIT-012-010760, #6 Exhibit 004 - JMJ-SEC-001-017767, #7 Exhibit 005 - JMJ-SEC-007-002753, #8 Exhibit 006 - JMJ-SEC-007-001256, #9 Exhibit 007 - 10.29.20 SEC Resp to Def. RFAs (1st Set), #10 Exhibit 008 - 9.25.19 Weisman Tr, #11 Exhibit 009 - JMJ-LIT-003-000118, #12 Exhibit 010 - JMJ-LIT-003-000303, #13 Exhibit 011 - 10.7.19 Natan Tr, #14 Exhibit 012 - JMJ-LIT-003-009357 (CATV QL Book), #15 Exhibit 013 - JMJ-SEC-009-000027 (ACNV QL Book), #16 Exhibit 014 - 7.1.21 Oldfield Report (Redacted Hourly Rate), #17 Exhibit 015 - 7.1.21 Mayhew Report (Redacted Hourly Rate), #18 Exhibit 016 - 4.8.21 SEC Resp to Def. RFAs (2nd Set), #19 Exhibit 017, #20 Exhibit 018, #21 Exhibit 019, #22 Exhibit 020, #23 Exhibit 021, #24 Exhibit 022, #25 Exhibit 023, #26 Exhibit 024, #27 Exhibit 025, #28 Exhibit 026, #29 Exhibit 027, #30 Exhibit 028, #31 Exhibit 029, #32 Exhibit 030, #33 Exhibit 031, #34 Exhibit 032, #35 Exhibit 033, #36 Exhibit 034, #37 Exhibit 035, #38 Exhibit 036, #39 Exhibit 037, #40 Exhibit 038, #41 Exhibit 039, #42 Exhibit 040, #43 Exhibit 041, #44 Exhibit 042, #45 Exhibit 043, #46 Exhibit 044, #47 Exhibit 045, #48 Exhibit 046, #49 Exhibit 047, #50 Exhibit 048, #51 Exhibit 049)(Greenberg, Benjamin)
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Filing 71
Defendant's MOTION for Summary Judgment by Justin W. Keener. Responses due by 8/27/2021 (Attachments: #1 Declaration of Veena Viswanatha ISO Defendant's Motion for Summary Judgment, #2 Exhibit A - SEC Report JMJ-LIT-020-000011, #3 Exhibit B - Meyer Treatise JMJ-LIT-020-000006, #4 Text of Proposed Order Defendant's Motion for Summary Judgment)(Greenberg, Benjamin)
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Filing 70
STRICKEN per DE #74 Defendant's MOTION for Summary Judgment by Justin W. Keener. Responses due by 8/27/2021 (Greenberg, Benjamin) Modified on 8/16/2021 (jao).
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Filing 69
MOTION in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm by Justin W. Keener. (Attachments: #1 Declaration of Veena Viswanatha ISO Defendant's Motion in Limine to Exclude Any Evidence Regarding Alleged Victims, Counterparties, or Harm, #2 Exhibit 01 (7.20.20 SEC Rule 26 Disclosure), #3 Exhibit 02 (7.27.21 Taveras Tr) (Excerpts), #4 Exhibit 03 (7.19.21 Taveras Report), #5 Exhibit 04 (9.11.20 Def. Req. for Prod (1st Set)), #6 Exhibit 05 (3.9.21 Def. RFAs (2nd Set)), #7 Exhibit 06 (6.9.21 Def. Interrog. (4th Set)), #8 Exhibit 07 (4.8.21 SEC Resp to Def. RFAs (2nd Set)), #9 Exhibit 08 (9.29.20 Def. RFA (1st Set)), #10 Exhibit 09 (12.23.20 Def. Interrog. (1st Set)), #11 Exhibit 10 (1.22.21 SEC Resp. to Interrog. (1st Set)), #12 Exhibit 11 (7.16.21 SEC Resp to 4th Interrogs.), #13 Exhibit 12 (6.10.21 SEC 2nd Supplemental Initial Disclosure), #14 Exhibit 13 (6.25.21 Nesbitt Tr) (Excerpts), #15 Exhibit 14 (3.10.21 SEC Supp. Initial Disclosure), #16 Exhibit 15 (JMJ-SEC-008-000380), #17 Text of Proposed Order re Deft's Motion in Limine to Exclude Evidence of Victims Counterparties and Harm)(Greenberg, Benjamin)
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Filing 68
Plaintiff's MOTION for Summary Judgment by Securities and Exchange Commission. Responses due by 8/27/2021 (Braunstein, Joshua)
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Filing 67
Statement of: Material Facts by Securities and Exchange Commission (Attachments: #1 Exhibit 1 -- Investigative Testimony -- Justin Keener on June 6, 2019, #2 Exhibit 2 -- Fictitious Name Application of JMJ Financial (dated March 13, 2008), #3 Exhibit 3 -- Investigative Testimony -- Sanford Weisman on September 25, 2019, #4 Exhibit 4 -- Investigative Testimony -- Conrad Nagel on September 11, 2019, #5 Exhibit 5 -- Weisman Email to Keener re Screen Project (April 20, 2016), #6 Exhibit 6 -- Portions of Keeners Tax Returns for 2014-17, #7 Exhibit 7 -- FINRA Order Barring Keener (July 20, 2012), #8 Exhibit 8 -- Tolling Agreement between SEC and Keener (March 27, 2019), #9 Exhibit 9 -- JMJ Website Captured on April 16, 2019, #10 Exhibit 10 -- Declaration of Russell Castillo Re JMJ Website Capture (April 16, 2019), #11 Exhibit 11 -- Declaration of Dr. Carman Taveras for the SEC (August 13, 2021), #12 Exhibit 12 -- Convertible Note of Alliance Bioenergy Plus, Inc. (April 25, 2016), #13 Exhibit 13 -- Deposition of Dr. Stewart Mayhew (July 30, 2021), #14 Exhibit 14 -- Natan Email re JMJ QuickLoan Criteria (September 30, 2015), #15 Exhibit 15 -- Ellis re JMJ Criteria for Buying Convertible Notes (April 10, 2015), #16 Exhibit 16 -- PowerPoint Titled Partner Seminar August 14, 2015, #17 Exhibit 17 -- Investigative Testimony -- Eilon Natan on October 7, 2019, #18 Exhibit 18 -- Warrant Purchase Agreement -- JMJ and Blink Charging Co. (October 13, 2016), #19 Exhibit 19 -- JMJ Sales Transaction Data for Blink Charging (June & July 2020), #20 Exhibit 20 -- Convertible Note between JMJ and Blink Charging (October 13, 2016), #21 Exhibit 21 -- JMJ Marketing Initiatives for 2016, #22 Exhibit 22 -- Deposition of Justin Keener on July 16, 2021, #23 Exhibit 23 -- Press Releases Issued by JMJ to the Public in 2015 & 2016, #24 Exhibit 24 -- PowerPoint Titled Broker and Finder Seminar April 8, 2016, #25 Exhibit 25 -- 2017 Commission and Bonus Report for Eilon Natan, #26 Exhibit 26 -- Twitter Posts for @JMJFinancial as of November 9, 2020, #27 Exhibit 27 -- Declaration of Russell Castillo Re Capture of JMJ Twitter Posts as of November 9, 2020, #28 Exhibit 28 -- PowerPoint Titled 2016 Comp Plan, #29 Exhibit 29 -- JMJ Financial Conference Schedule 2016 (as of 6/15/2016), #30 Exhibit 30 -- Guest List for JMJ Dinner at Nobu Restaurant (April 13, 2015), #31 Exhibit 31 -- Keener Email to Issuer (February 15, 2017), #32 Exhibit 32 -- JMJ April 2016 Newsletter, #33 Exhibit 33 -- Campaign Report re Distribution of JMJs August 2016 Newsletter, #34 Exhibit 34 -- Keener Email to Issuer (June 23, 2017), #35 Exhibit 35 -- Keener Email to JMJ Employees Describing Bonus Structure (March 12, 2014), #36 Exhibit 36 -- JMJs Loan Servicing Manual for 2015)(Braunstein, Joshua)
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Filing 66
MOTION in Limine to Exclude Rebuttal Expert Report of Dr. Carmen Taveras by Justin W. Keener. (Attachments: #1 Declaration of Veena Viswanatha ISO Defendant's Motion to Exclude, #2 Exhibit 01 (7.19.21 Taveras Report), #3 Exhibit 02 (7.20.20 SEC Rule 26 Disclosure), #4 Exhibit 03 (4.8.21 SEC Resp to Def. 2nd RFAs), #5 Exhibit 04 (1.22.21 SEC Resp to 1st Interrogs.), #6 Exhibit 05 (7.16.21 SEC Resp to 4th Interrogs.), #7 Exhibit 06 (7.1.21 Oldfield Report), #8 Exhibit 07 (7.1.21 Mayhew Report), #9 Exhibit 08 (7.1.21 Flemmons Report), #10 Exhibit 09 (7.30.21 Flemmons Report), #11 Exhibit 10 (8.2.21 Flemmons Tr), #12 Exhibit 11 (7.19.21 SEC Supp. Initial Discl.), #13 Exhibit 12 (7.27.21 Taveras Tr), #14 Exhibit 13 (4.26.21 SEC Resp to 2nd Interrogs.), #15 Exhibit 14 (JMJ-SEC-008-000380), #16 Text of Proposed Order on Defendant's Motion to Exclude Rebuttal Expert Report of Dr. Carmen Taveras)(Greenberg, Benjamin)
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Filing 65
Plaintiff's MOTION in Limine Omnibus Daubert by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)(Braunstein, Joshua)
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Filing 64
Plaintiff's MOTION in Limine by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Braunstein, Joshua)
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Filing 63
NOTICE by Justin W. Keener re #41 Order on Motion to Amend/Correct,, of Filing Mediator's Report (Attachments: #1 Exhibit 1 - Mediator's Report) (Greenberg, Benjamin)
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Filing 62
TRANSCRIPT of Motion Hearing Conducted via Zoom (Transcribed from the Audio Recording) held on July 26, 2021, before Magistrate Judge Lauren Fleischer Louis, 1-67 pages, Court Reporter: Lisa Edwards, 305-439-7168 / reporterlisaedwards@gmail.com. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/17/2021. Redacted Transcript Deadline set for 8/27/2021. Release of Transcript Restriction set for 10/25/2021. (le)
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Filing 61
ORDER granting in part and denying in part #47 Motion to Compel. Signed by Magistrate Judge Lauren Fleischer Louis on 7/27/2021. See attached document for full details. (eb00)
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Filing 60
PAPERLESS Minute Entry for proceedings held before Magistrate Judge Lauren Fleischer Louis: Motion Hearing held on 7/26/2021 re #47 Motion to Compel. The parties to adhere to the Court's rulings as stated on the record. Total time in court: 1 hour(s) : 20 minutes. Attorney Appearance(s): Joshua E. Braunstein, Antony Richard Petrilla, Christopher F. Regan, Veena Viswanatha. (aw)
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Filing 59
NOTICE by Securities and Exchange Commission REGARDING FOOTNOTE NO. 4 OF PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS OPPOSITION TO DEFENDANTS MOTION TO COMPEL (Petrilla, Antony)
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Filing 58
NOTICE of Striking NOTICE REGARDING FOOTNOTE NO. 4 OF PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS OPPOSITION TO DEFENDANTS MOTION TO COMPEL by Securities and Exchange Commission (Petrilla, Antony)
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Filing 57
Clerks Notice to Filer re #56 Notice (Other). Login/Signature Block Violation; CORRECTIVE ACTION REQUIRED - The name of attorney e-filing this document via their CM/ECF login does not match the name of attorney on the signature block of the document. The name used for login must match the typed name on signature block of the document. This filing is a violation of Section 3J(1) of CM/ECF Admin Procedures and Local Rule 5.1(b). Filer must File a Notice of Striking, then refile document pursuant to CM/ECF Admin Procedures and Local Rules. (jao)
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Filing 56
STRICKEN per DE #58 NOTICE by Securities and Exchange Commission REGARDING FOOTNOTE NO. 4 OF PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS OPPOSITION TO DEFENDANTS MOTION TO COMPEL (Petrilla, Antony) Modified on 7/23/2021 (jao).
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Filing 55
PAPERLESS ORDER granting ECF No. #53 Motion for Partial Relief from Order and Local Rule Regarding Attendance at Mediation. The SEC shall be excused from the requirement to provide an official with full authority to negotiate a settlement at the August 4, 2021 mediation between the parties. The SEC shall provide an official who can recommend a settlement to the Commissioners of the SEC for their approval. Signed by Judge Beth Bloom (ta00)
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Filing 54
PAPERLESS ORDER granting in part and denying in part ECF No. #52 Motion for Leave to File Excess Pages. Each party is permitted to file a motion for summary judgment with 10 excess pages and a statement of material facts with 5 excess pages. Signed by Judge Beth Bloom (ta00)
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Filing 53
Unopposed MOTION Partial Relief from Order and Rule Requiring Atendance at Mediation of a Person with Authority to Approve a Settlement by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Order)(Petrilla, Antony)
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Filing 52
Defendant's MOTION for Leave to File Excess Pages (Motion for Summary Judgment and Incorporated Memorandum and Statement of Material Facts) by Justin W. Keener. (Attachments: #1 Text of Proposed Order Defendant's Motion for Leave to Exceed Page Limits)(Greenberg, Benjamin)
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Filing 51
PAPERLESS ORDER Setting Hearing re #47 Motion to Compel. A Motion Hearing is set for July 26, 2021 at 2:30 PM in Miami Division before Magistrate Judge Lauren Fleischer Louis, United States Courthouse, Clyde Atkins Bldg., 11th Floor, 301 North Miami Avenue, Miami, Florida 33128. Zoom appearance may also be made: Meeting ID: 160 930 0758; Passcode: 133954. Signed by Magistrate Judge Lauren Fleischer Louis on 7/19/2021. (aw)
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Filing 50
PAPERLESS ORDER granting ECF No. #49 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Adam Miller. Signed by Judge Beth Bloom (ta00)
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Filing 49
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Adam Miller. Filing Fee $ 200.00 Receipt # AFLSDC-14845705 by Justin W. Keener. Responses due by 7/28/2021 (Attachments: #1 Exhibit A - Certification of Adam Miller, #2 Exhibit B - Proposed Order)(Greenberg, Benjamin)
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Filing 48
RESPONSE in Opposition re #47 MOTION to Compel Communications between the SECs Office of Interpretation and Guidance and Third Parties filed by Securities and Exchange Commission. Replies due by 7/16/2021. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Braunstein, Joshua)
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Filing 47
MOTION to Compel Communications between the SECs Office of Interpretation and Guidance and Third Parties by Justin W. Keener. Responses due by 7/16/2021 (Attachments: #1 Declaration of Veena Viswanatha, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14, #16 Exhibit 15, #17 Exhibit 16, #18 Exhibit 17, #19 Exhibit 18, #20 Exhibit 19, #21 Exhibit 20, #22 Exhibit 21, #23 Exhibit 22, #24 Exhibit 23)(Greenberg, Benjamin)
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Filing 46
TRANSCRIPT of Discovery Hearing held on 6/18/21 before Magistrate Judge Lauren Fleischer Louis, 1-47 pages, Court Reporter: Bonnie J. Lewis, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/15/2021. Redacted Transcript Deadline set for 7/26/2021. Release of Transcript Restriction set for 9/22/2021. (hh)
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Filing 45
ORDER re #42 Notice of Discovery Hearing filed by Defendant Justin W. Keener. Signed by Magistrate Judge Lauren Fleischer Louis on 6/22/2021. See attached document for full details. (eb00)
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Filing 44
PAPERLESS Minute Entry for proceedings held before Magistrate Judge Lauren Fleischer Louis: Discovery Hearing held on 6/18/2021. The parties to adhere to the Court's rulings as stated on the record. Written order to follow. Total time in court: 1 hour(s) : 15. Attorney Appearance(s): Joshua E. Braunstein, Jan Folena, Christopher F. Regan, Benjamin Gerald Greenberg, Veena Viswanatha. (Digital LFL_01_6.18.2021 zoom) (aw)
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Filing 43
Zoom instructions for discovery hearing set on 6/18/2021 at 10:00 a.m., are as follows: Meeting ID: 160 742 6383; Passcode: 905386. (aw)
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Filing 42
NOTICE of Hearing by ATTORNEY: Discovery Hearing set for 6/18/2021 10:00 AM in Miami Division before Magistrate Judge Lauren Fleischer Louis. (Greenberg, Benjamin)
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Set/Reset Deadlines/Hearings per Order DE#41 . Pretrial Stipulation due by 11/15/2021. (drz)
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Filing 41
ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES granting #40 Unopposed Motion to Amend Order Setting Trial and Pre-Trial Schedule, and to Amend Order Scheduling Mediation. Discovery due by 8/2/2021. Expert Discovery due by 8/2/2021. Mediation Deadline 8/9/2021. Dispositive Motions due by 8/13/2021. In Limine Motions due by 8/13/2021. Motions due by 8/13/2021. Pretrial Stipulation due by 11/5/2021. Signed by Judge Beth Bloom on 2/2/2021. See attached document for full details. (drz)
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Set/Reset Deadlines/Hearings per Order DE#41 . Calendar Call set for 11/30/2021 01:45 PM in Miami Division before Judge Beth Bloom. Jury Trial set for 12/6/2021 09:00 AM in Miami Division before Judge Beth Bloom. (drz)
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Filing 40
Unopposed MOTION to Amend/Correct #23 Scheduling Order,,,,, Order Referring Case to Mediation,,,,, Order Referring Case to Magistrate Judge,,,, #28 ORDER Scheduling Mediation by Justin W. Keener. Responses due by 2/16/2021 (Attachments: #1 Text of Proposed Order Amended Scheduling Order)(Greenberg, Benjamin)
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Filing 39
TRANSCRIPT of discovery hearing held on 12-17-2020 before Magistrate Judge Lauren Fleischer Louis, 1-45 pages, Court Reporter: Dawn Savino, 305-523-5598 / Dawn_Savino@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/8/2021. Redacted Transcript Deadline set for 1/19/2021. Release of Transcript Restriction set for 3/18/2021. (Savino, Dawn)
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Filing 38
ORDER ON DISCOVERY DISPUTES re #36 Notice re Hearing by Attorney filed by Justin W. Keener, #31 Order Signed by Magistrate Judge Lauren Fleischer Louis on 12/17/2020. See attached document for full details. (drz)
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Filing 37
PAPERLESS Minute Entry for Zoom proceedings held before Magistrate Judge Lauren Fleischer Louis: Discovery Hearing held on 12/17/2020. Total time in court: 1 hour(s). Attorney Appearance(s): Joshua E. Braunstein and Antony Richard Petrilla appeared on behalf of the Plaintiff. Benjamin Gerald Greenberg, Veena Viswanatha, and Christopher F. Regan appeared on behalf of the Defendant. Order to follow. (Digital 10:32:30 - 11:41:28) (sl)
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Filing 36
NOTICE of Hearing by ATTORNEY: Discovery Hearing set for 12/17/2020 10:30 AM in Miami Division before Magistrate Judge Lauren Fleischer Louis. (Greenberg, Benjamin)
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Filing 35
PAPERLESS ORDER denying #32 Joint Motion for Protective Order. A hearing was conducted on the Motion, at which time the Court invited the Parties to submit an amended proposed order curing the deficiencies identified at the hearing. The Parties have not done so and accordingly the Motion is denied, without prejudice. If the Parties seek to amend their motion for entry of a protective order, they must set forth good cause as required by Fed. R. Civ. P. 26(c). Signed by Magistrate Judge Lauren Fleischer Louis on 12/1/2020. (agn)
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Filing 34
PAPERLESS Minute Entry for proceedings held before Magistrate Judge Lauren Fleischer Louis: Motion Hearing held on 11/18/2020 re #32 Joint Motion for Protective Order. Parties to amend and submit proposed order to the Court. Total time in court: 20 minutes. Attorney Appearance(s): Christopher F. Regan, Benjamin Gerald Greenberg, Veena Viswanatha, Joshua E. Braunstein, Antony Richard Petrilla. (Digital 13:14:45) (aw)
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Filing 33
PAPERLESS ORDER Setting Hearing on Motion #32 Joint Motion for Protective Order. Telephonic Motion Hearing set for November 18, 2020 at 1:30 PM in Miami Division before Magistrate Judge Lauren Fleischer Louis. Appearances may be made by dialing 1 (866) 434-5269, enter access code 9978869 followed by the (#) sign, and enter security code 5710 followed by the (#) sign. Signed by Magistrate Judge Lauren Fleischer Louis on 11/14/2020. (agn)
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Filing 32
Joint MOTION for Protective Order (Stipulated) by Justin W. Keener. (Attachments: #1 Text of Proposed Order Stipulated Protective, #2 Exhibit A - SEC Form 1662)(Greenberg, Benjamin)
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Filing 31
GENERAL ORDER ON DISCOVERY OBJECTIONS AND PROCEDURES. Signed by Magistrate Judge Lauren Fleischer Louis on 9/9/2020. See attached document for full details. (aw)
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Filing 30
ANSWER and Affirmative Defenses to Complaint by Justin W. Keener. (Greenberg, Benjamin)
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Filing 29
ORDER denying #15 Motion to Dismiss. Signed by Judge Beth Bloom on 8/13/2020. See attached document for full details. (drz)
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Set/Reset Answer Due Deadline: Justin W. Keener response due 8/27/2020 per Order DE#29 . (drz)
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Filing 28
ORDER Scheduling Mediation before Harry R. Schafer. Mediation Hearing set for 3/25/2021 10:00 AM Signed by Judge Beth Bloom See attached document for full details. (drz)
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Filing 27
Supplemental NOTICE of Mediator Selection. Selected/Added Harry R. Schafer as Mediator. (Attachments: #1 Text of Proposed Order Scheduling Mediation)(Greenberg, Benjamin)
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Filing 26
ORDER TO SHOW CAUSE. ORDERED AND ADJUDGED that no later than July 31, 2020, the parties shall file a supplemental notice and proposed order scheduling mediation, as required by the Scheduling Order. Show Cause Response due by 7/31/2020. Signed by Judge Beth Bloom on 7/27/2020. See attached document for full details. (drz)
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Filing 25
NOTICE of Mediator Selection. Selected/Added Harry R. Schafer as Mediator. (Attachments: #1 Text of Proposed Order Scheduling Mediation)(Greenberg, Benjamin)
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Filing 24
REPLY to Response to Motion re #15 MOTION TO DISMISS #1 Complaint FOR FAILURE TO STATE A CLAIM With Incorporated Memorandum of Law filed by Justin W. Keener. (Greenberg, Benjamin)
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Filing 23
ORDER SETTING TRIAL AND PRE-TRIAL SCHEDULE, REQUIRING MEDIATION, AND REFERRING CERTAIN MATTERS TO MAGISTRATE JUDGE: ( Amended Pleadings due by 9/4/2020., Discovery due by 3/23/2021., Expert Discovery due by 3/23/2021., Joinder of Parties due by 9/4/2020., Mediation Deadline 4/6/2021., In Limine Motions due by 4/14/2021., Dispositive Motions due by 4/14/2021., Motions due by 4/14/2021., Pretrial Stipulation due by 7/5/2021., Jury Trial set for 7/19/2021 09:00 AM in Miami Division before Judge Beth Bloom., Calendar Call set for 7/13/2021 01:45 PM in Miami Division before Judge Beth Bloom.), ( Mediation Deadline 4/6/2021.). Signed by Judge Beth Bloom on 7/6/2020. See attached document for full details. (drz) #Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here.
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Filing 22
Corrected Certificate of Other Affiliates/Corporate Disclosure Statement by Securities and Exchange Commission (Petrilla, Antony)
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Filing 21
RESPONSE in Opposition re #15 MOTION TO DISMISS #1 Complaint FOR FAILURE TO STATE A CLAIM With Incorporated Memorandum of Law filed by Securities and Exchange Commission. Replies due by 7/13/2020. (Petrilla, Antony)
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Filing 20
Certificate of Other Affiliates/Corporate Disclosure Statement - NONE disclosed by Justin W. Keener (Greenberg, Benjamin)
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Filing 19
Joint SCHEDULING REPORT - Rule 16.1 by Securities and Exchange Commission (Attachments: #1 Text of Proposed Order Proposed Scheduling Order)(Petrilla, Antony)
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Filing 18
Joint Notice and NON-CONSENT to Jurisdiction by US Magistrate Judge Louis. Filed by Securities and Exchange Commission (Petrilla, Antony)
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Filing 17
Plaintiff's Certificate of Other Affiliates/Corporate Disclosure Statement by Securities and Exchange Commission (Petrilla, Antony)
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Filing 16
PAPERLESS ORDER granting ECF No. #14 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Veena Viswanatha. Signed by Judge Beth Bloom (cb00)
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Filing 15
MOTION TO DISMISS #1 Complaint FOR FAILURE TO STATE A CLAIM With Incorporated Memorandum of Law by Justin W. Keener. Responses due by 7/6/2020 (Attachments: #1 Exhibit A - Proposed Order)(Greenberg, Benjamin)
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Filing 14
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Veena Viswanatha. Filing Fee $ 200.00 Receipt # AFLSDC-13066529 by Justin W. Keener. Responses due by 7/6/2020 (Attachments: #1 Certification, #2 Text of Proposed Order)(Greenberg, Benjamin)
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Filing 13
NOTICE of Attorney Appearance by Benjamin Gerald Greenberg on behalf of Justin W. Keener (Greenberg, Benjamin)
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Filing 12
NOTICE of Change of Address by Benjamin Gerald Greenberg (Greenberg, Benjamin)
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Filing 11
NOTICE of Attorney Appearance by Jane Serene Raskin on behalf of Justin W. Keener. Attorney Jane Serene Raskin added to party Justin W. Keener(pty:dft). (Raskin, Jane)
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Filing 10
PAPERLESS ORDER granting in part and denying in part #7 Motion for Extension of Time. The Defendant shall file a response to the Complaint by June 22, 2020 and the parties shall file the Joint Proposed Scheduling Order by July 6, 2020. Signed by Judge Beth Bloom (BB)
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Filing 9
PAPERLESS ORDER granting #8 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Christopher F. Regan. Signed by Judge Beth Bloom (BB)
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Filing 8
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Christopher F. Regan of the law firm of Buckley LLP. Filing Fee $ 200.00 Receipt # AFLSDC-12951854 by Justin W. Keener. Responses due by 6/11/2020 (Attachments: #1 Exhibit A - Certification, #2 Exhibit B - Proposed Order)(Dwyer, Jared)
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Filing 7
Consent MOTION for Extension of Time to Respond to the Commission's Complaint and to File the Joint Proposed Scheduling Order until July 31, 2020, to respond to the Complaint and 21 days from July 31, 2020, or until August 21, 2020, for the parties to file the Joint Proposed Scheduling Order re #1 Complaint by Justin W. Keener. Responses due by 6/11/2020 (Attachments: #1 Exhibit A - Proposed Order)(Dwyer, Jared)
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Filing 6
NOTICE of Attorney Appearance by Jared Edward Dwyer on behalf of Justin W. Keener. Attorney Jared Edward Dwyer added to party Justin W. Keener(pty:dft). (Dwyer, Jared)
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Filing 5
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Justin W. Keener waiver sent on 4/2/2020, answer due 6/1/2020. (Braunstein, Joshua)
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Filing 4
ORDER REQUIRING SCHEDULING REPORT AND CERTIFICATES OF INTERESTED PARTIES. Signed by Judge Beth Bloom on 3/24/2020. See attached document for full details. (cds)
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Filing 3
Clerks Notice to Filer re: Electronic Case. Party(ies) Improperly Formatted. The Filer failed to enter the party name(s) in accordance with the CM/ECF Format for Adding Parties for Attorneys Guide. The correction was made. It is not necessary to re-file the document. (drz)
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Filing 2
Clerks Notice of Judge Assignment to Judge Beth Bloom. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Lauren F. Louis is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. Pro se (NON-PRISONER) litigants may receive Notices of Electronic Filings (NEFS) via email after filing a Consent by Pro Se Litigant (NON-PRISONER) to Receive Notices of Electronic Filing. The consent form is available under the forms section of our website. (drz)
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Filing 1
COMPLAINT against Justin W Keener - D/B/A JMJ Financial. Filing fees $ 400.00. USA Filer - No Filing Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Braunstein, Joshua)
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