Securities and Exchange Commission v. Kapoor et al
| Securities and Exchange Commission |
| Rishi Kapoor, Location Ventures, LLC, Urbin, LLC, Patriots United, LLC, Location Properties, LLC, Location Development, LLC, Location Capital, LLC, Location Ventures Resources, LLC, Location Equity Holdings, LLC, Location GP Sponsor, LLC, 515 Valencia Sponsor, LLC, LV Montana Sponsor, LLC, Urbin Founders Group, LLC, Urbin CG Sponsor, LLC, 515 Valencia Partners, LLC, LV Montana Phase I, LLC, Stewart Grove 1, LLC, Stewart Grove 2, LLC, Location Zamora Parent, LLC, Urbin Coral Gables Partners, LLC, Urbin Coconut Grove Partners, LLC, Urbin Miami Beach Partners, LLC and Urbin Miami Beach II Phase I, LLC |
| Truist Bank |
| Martin I Halpern |
| 1:2023cv24903 |
| December 27, 2023 |
| U.S. District Court for the Southern District of Florida |
| Cecilia M Altonaga |
| Lisette M Reid |
| Securities/Commodities |
| 15 U.S.C. § 0078 Securities Exchange Act |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on June 17, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 86
ORDER granting #81 Motion to Extend the Asset Freeze and to Re-Schedule Show Cause Hearing. The February 28, 2024 hearing is rescheduled to March 25, 2024, at 9:00 a.m. in the United States Courthouse located at 400 North Miami Avenue, Courtroom 13-3, Miami, Florida 33128. The Asset Freeze remains in effect. Signed by Chief Judge Cecilia M. Altonaga on 2/23/2024. See attached document for full details. (ps1)
|
|
Filing 85
Clerk's Notice to Filer re #81 Defendant's MOTION to Continue Extend Asset Freeze and to Reschedule Show Cause Hearing re #65 Unopposed MOTION to Extend Asset Freeze and to Schedule Show Cause Hearing filed by Securities and Exchange Commission. Motion with Multiple Reliefs Filed as One Relief; ERROR - The Filer selected only one relief event and failed to select the additional corresponding events for each relief requested in the motion. The docket entry was corrected by the Clerk. It is not necessary to refile this document but future filings must comply with the instructions in the CM/ECF Attorney User's Manual. (ls)
|
|
Filing 84
REPLY to Response to Motion re #81 Defendant's Motion for Extension of Time/Asset Freeze MOTION to Continue/Re-Schedule Show Cause Hearing filed by Rishi Kapoor. (Schwartz, Fred) Modified Text on 2/23/2024 (ls).
|
|
Set/Reset Hearings: Show Cause Hearing set for 3/25/2024 09:00 AM in Miami Division before Chief Judge Cecilia M. Altonaga. (ps1)
|
|
Filing 83
RESPONSE to Motion re #81 Defendant's Motion for Extension of Time/Asset Freeze MOTION to Continue/Re-Schedule Show Cause Hearing filed by Securities and Exchange Commission. Replies due by 2/29/2024. (O'Brien, Russell) Modified on 2/23/2024 (ls).
|
|
Filing 82
RESPONSE to Motion re #81 Defendant's Motion for Extension of Time/Asset Freeze MOTION to Continue/Re-Schedule Show Cause Hearing filed by Bernice C Lee. Replies due by 2/29/2024. (Rosendorf, David) Modified Text on 2/23/2024 (ls).
|
|
Filing 81
Defendant's Motion for Extension of Time/Asset Freeze by Rishi Kapoor. Responses due by 3/7/2024. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Text of Proposed Order)(Schwartz, Fred) Modified Relief on 2/23/2024 (ls). Added MOTION to Continue/Re-Schedule Show Cause Hearing on 2/23/2024 (ls).
|
|
Filing 80
AGREED ORDER AMENDING ASSET FREEZE ORDER (ECF NO. 10) BYINTERLINEATION TO CORRECT SCRIVENER'S ERROR, granting #79 Motion to Amend/Correct. Defendant Rishi Kapoor shall comply with Section II. A., as amended, within ten (10) days of the date of this Order. Signed by Chief Judge Cecilia M. Altonaga on 2/22/2024. See attached document for full details. (wc)
|
|
Filing 79
Unopposed MOTION to Amend/Correct #10 Order on Motion for Miscellaneous Relief, by Interlineation to Correct Scrivener's Error by Securities and Exchange Commission. Responses due by 3/6/2024. (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 78
ORDER granting #77 Motion for Extension of Time to File Response/Answer to a Complaint; the time for the Receiver to file a combined response or separate answers to the Complaint on behalf of the Receivership Defendants is extended through March 27, 2024. Signed by Chief Judge Cecilia M. Altonaga on 2/21/2024. See attached document for full details. (ps1)
|
|
Filing 77
Agreed MOTION for Extension of Time to File Response/Reply/Answer as to #14 Notice (Other), by Bernice C Lee. (Attachments: #1 Text of Proposed Order)(Rosendorf, David)
|
|
Filing 76
NOTICE of Attorney Appearance by Raul Morales on behalf of J&P TILES, INC.. Attorney Raul Morales added to party J&P TILES, INC.(pty:ip). (Morales, Raul)
|
|
Filing 75
ORDER STRIKING #74 Initial Disclosure(s) filed by Rishi Kapoor. Signed by Chief Judge Cecilia M. Altonaga on 2/21/2024. See attached document for full details. (ps1)
|
|
Filing 74
Initial Disclosure(s) by Rishi Kapoor (Schwartz, Fred)
|
|
Filing 73
ORDER denying #72 Motion to Compel. Signed by Chief Judge Cecilia M. Altonaga on 2/20/2024. See attached document for full details. (ps1)
|
|
Filing 72
Plaintiff's MOTION to Compel Compliance With Court Order Requiring Defendant Rishi Kapoor to Provide Sworn Accounting by Securities and Exchange Commission. Responses due by 3/5/2024. (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 71
ORDER granting #70 Unopposed MOTION to Strike #54 - Defendants Rishi Kapoor and Patriots United, LLC's Affirmative Defenses: Defendants Rishi Kapoor and Patriots United, LLC's eleven (11) affirmative defenses are stricken. Defendants Rishi Kapoor and Patriots United, LLC may file amended affirmative defenses within 10 days, up to and including February 26, 2024. Signed by Chief Judge Cecilia M. Altonaga on 2/16/2024. See attached document for full details. (ps1)
|
|
Filing 70
Unopposed MOTION to Strike #54 Answer to Complaint - Defendants Rishi Kapoor and Patriots United, LLC's Affirmative Defenses by Securities and Exchange Commission. Responses due by 2/29/2024. (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 69
ORDER Scheduling Mediation before Glenn J. Waldman; Mediation Hearing set for 11/14/2024 10:00 AM. The parties are reminded that a report of their mediation must be filed within seven (7) days thereafter. Signed by Chief Judge Cecilia M. Altonaga on 2/14/2024. See attached document for full details. (ps1)
|
|
Filing 68
Clerk's Notice to Filer re #67 Notice of Mediator Selection and/or Hearing,. Wrong Event Selected; ERROR - The Filer selected the wrong event. It is not necessary to refile this document. (ls)
|
|
Filing 67
NOTICE of Mediator Selection and Hearing. Joint Notice of Filing Proposed Order Scheduling Mediation Selected/Added Securities and Exchange Commission, Glenn J. Waldman as Mediator. Mediation Hearing set for 11/14/2024 at 10:00 a.m.. (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 66
ORDER granting #65 Plaintiff, Securities and Exchange Commission's Unopposed Motion to Extend Asset Freeze and to Schedule Show Cause Hearing. A hearing is set in the United States Courthouse located at 400 North Miami Avenue, Courtroom 13-3, Miami, Florida 33128 on February 28, 2024, at 8:30 a.m., to address the parties positions regarding the Asset Freeze. Signed by Chief Judge Cecilia M. Altonaga on 2/2/2024. See attached document for full details. (wc)
|
|
Filing 65
Unopposed MOTION to Extend Asset Freeze and to Schedule Show Cause Hearing by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 64
ORDER granting #58 Receiver, Bernice C. Lee's Motion for Authority to Close on Pending Sale and to Approve Sale. Signed by Chief Judge Cecilia M. Altonaga on 1/30/2024. See attached document for full details. (wc)
|
|
Filing 63
Fourth Certificate of Other Affiliates/Corporate Disclosure Statement by Rishi Kapoor identifying Other Affiliate Parag Mehta, Other Affiliate Keshal Parekh, Other Affiliate Vatsal Shah, Other Affiliate Yuri Denisenko, Other Affiliate Dimitri Serebrianik, Other Affiliate Andre Serebrianik for Rishi Kapoor (Schwartz, Fred)
|
|
Filing 62
Certificate of Other Affiliates/Corporate Disclosure Statement by Rishi Kapoor identifying Other Affiliate Jonathan Vilma, Other Affiliate Clement Zanzuri, Other Affiliate Marcel Navarro, Other Affiliate Gabriel Navarro, Other Affiliate Ghislain Gouraige, Other Affiliate Aaron Hollub, Other Affiliate Joseph Nadar, Other Affiliate Elizabeth Suchman, Other Affiliate Lawrence Suchman, Other Affiliate Philip Leitman, Other Affiliate JoAnn Zanzuri, Other Affiliate Michele Zuckerman, Other Affiliate Joseph Zanzuri, Other Affiliate Daniel De La Vega, Other Affiliate Eduardo Mueller, Other Affiliate Clifford Losh, Other Affiliate Chakameh Habibi, Other Affiliate Helene Lindenfeld, Other Affiliate Martin Lindenfeld, Other Affiliate Jay Bloom, Other Affiliate Jordan Bloom, Other Affiliate Jason Shapiro for Rishi Kapoor (Schwartz, Fred)
|
|
Filing 61
Second Certificate of Other Affiliates/Corporate Disclosure Statement by Rishi Kapoor identifying Other Affiliate Torry Watson, Other Affiliate Jonathan Hoffman, Other Affiliate Joel S Lawson, Other Affiliate Allen Furst, Other Affiliate Robert Gutlohn, Other Affiliate Niliana Garcia, Other Affiliate Ana Maria Lichter, Other Affiliate Irwin Lichter, Other Affiliate Otto, Jr. Porter, Other Affiliate Thomas, Jr. P Murphy, Other Affiliate Patrick Erin Murphy, Other Affiliate Leslie B Murphy, Other Affiliate Thomas C Murphy, Other Affiliate Sean M Murphy, Other Affiliate Rudy Touzet, Other Affiliate Martin Pico, Other Affiliate David Martin, Other Affiliate Frank Garcia, Other Affiliate Jorge Uribe, Other Affiliate Jason Fox, Other Affiliate Vivian Bonet for Rishi Kapoor (Schwartz, Fred)
|
|
Filing 60
First Certificate of Other Affiliates/Corporate Disclosure Statement by Rishi Kapoor identifying Other Affiliate Martin I Halpern, Other Affiliate Brij Kapoor, Other Affiliate Jan Kapoor, Other Affiliate DJ Motha, Other Affiliate Claudio Ravinet, Other Affiliate Alex Kleyner, Other Affiliate Diana Ulis, Other Affiliate Dmitry Levkov, Other Affiliate Jared Kaplan, Other Affiliate Jeff Donnelly, Other Affiliate Edwin Villegas, Other Affiliate Patrick Dwyer, Other Affiliate Rob Porges, Other Affiliate Mary Porges, Other Affiliate Jonathan Aibel, Other Affiliate Scott Robins, Other Affiliate Thomas Tharrington, Other Affiliate Bradley Houser, Other Affiliate Susana Houser, Other Affiliate Luis Leon for Rishi Kapoor (Schwartz, Fred)
|
|
Filing 59
Clerk's Notice to Filer re #58 MOTION for Authority to Close on Pending Sale and to Approve Sale (the Minorca Parcel). Filer Selected the Wrong Motion Relief(s); ERROR - The Filer selected the wrong motion relief(s) when docketing the motion. The correction was made by the Clerk. It is not necessary to refile this document but future motions filed must include applicable reliefs. (ls)
|
|
Filing 58
Motion for Order of Sale/Authority to Close on Pending Sale and to Approve Sale by Bernice C Lee. (Attachments: #1 Exhibit A - Annual Report, #2 Exhibit B - Operating Agreement, #3 Exhibit C - Affidavit, #4 Exhibit D - Mortgage, #5 Exhibit E - Modification Agreement, #6 Exhibit F - Assignment, #7 Exhibit G - Notice of Dismissal, #8 Exhibit H - Satisfaction and Release, #9 Exhibit I - Contract, #10 Exhibit J - Buyer's Affidavit, #11 Exhibit K - Proposed Order, #12 Exhibit L - Warranty Deed, #13 Exhibit M - Non-Foreign Certification)(Lee, Bernice) Modified Relief on 1/30/2024 (ls).
|
|
Filing 57
ORDER granting #56 Motion to Withdraw as Attorney. Fred Arthur Schwartz representing Patriots United, LLC (Defendant); Attorney John Joseph Shahady representing Patriots United, LLC (Defendant) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 1/26/2024. See attached document for full details. (ps1)
|
|
Filing 56
MOTION to Withdraw as Attorney for Patriots United, LLC by Fred A. Schwartz for / by Rishi Kapoor. Responses due by 2/8/2024. (Attachments: #1 Text of Proposed Order)(Schwartz, Fred)
|
|
Filing 55
Corrected ANSWER and Affirmative Defenses to Complaint by Rishi Kapoor. (Schwartz, Fred)
|
|
Filing 54
ANSWER and Affirmative Defenses to Complaint by Rishi Kapoor, Patriots United, LLC. (Schwartz, Fred)
|
|
Filing 53
ORDER granting #52 Motion for Extension of Time to Respond to Complaint on Behalf of Receivership Defendants. The time for the Receiver to file a combined response or separate answers to the Complaint on behalf of the Receivership Defendants is extended through February 26, 2024. Signed by Chief Judge Cecilia M. Altonaga on 1/24/2024. See attached document for full details. (ps1)
|
|
Filing 52
Agreed MOTION for Extension of Time to File Response/Reply/Answer as to #14 Notice (Other), by Bernice C Lee. (Attachments: #1 Text of Proposed Order)(Rosendorf, David)
|
|
Filing 51
ORDER approving #48 Stipulation filed by Bernice C. Lee. Signed by Chief Judge Cecilia M. Altonaga on 1/24/2024. See attached document for full details. (ps1)
|
|
Filing 50
Clerk's Notice to Filer re #47 Certificate of Other Affiliates/Corporate Disclosure Statement. Other Affiliates Not Entered; ERROR - The Filer failed to enter all Other Affiliates from the Certificate of Other Affiliates/Corporate Disclosure Statement. Filer is instructed to refile their Certificate of Other Affiliates/Corporate Disclosure Statement and enter the missing Other Affiliates. Note - Other Affiliates do not appear on the docket sheet. (ls)
|
|
Filing 49
ORDER Setting Trial and Pretrial Schedule, Requiring Mediation, and Referring Certain Matters to Magistrate Judge: Trial set for two-week period beginning 5/5/2025 in Miami Division before Chief Judge Cecilia M. Altonaga. Calendar Call set for 4/29/2025 09:00 AM in Miami Division before Chief Judge Cecilia M. Altonaga. Motions to amend pleadings or join parties due by 3/5/2024. All discovery, including expert discovery, due by 1/6/2025. Mediation Deadline 1/23/2025. In Limine Motions due by 2/18/2025. Motions due by 1/21/2025. Pretrial Stipulation due by 2/18/2025. REFERRING CASE to Magistrate Judge Lisette M. Reid for Discovery Matters. Signed by Chief Judge Cecilia M. Altonaga on 1/23/2024. See attached document for full details. (ps1)
|
|
Filing 48
STIPULATION Waiving Requirements of 28 U.S.C. 2001(a) and (b) in Connection with Real Property Sale Motion by Bernice C Lee (Attachments: #1 Exhibit A - Proposed Order)(Lee, Bernice)
|
|
Filing 47
Corporate Disclosure Statement by Rishi Kapoor, Patriots United, LLC (Schwartz, Fred)
|
|
Filing 46
Certificate of Other Affiliates/Corporate Disclosure Statement by Bernice C Lee identifying Other Affiliate Maria Yip, Other Affiliate Yip Associates, Other Affiliate Eric I. Bustillo, Other Affiliate Glenn S. Gordon, Other Affiliate Teresa J. Verges, Other Affiliate Eric Busto, Other Affiliate Mark Dee, Other Affiliate Francisco Armada for Bernice C Lee (Rosendorf, David)
|
|
Filing 45
Clerk's Notice to Filer re #43 Certificate of Other Affiliates/Corporate Disclosure Statement,,,,. Other Affiliates Not Entered; ERROR - The Filer failed to enter all Other Affiliates from the Certificate of Other Affiliates/Corporate Disclosure Statement. Filer is instructed to refile their Certificate of Other Affiliates/Corporate Disclosure Statement and enter the MISSING Other Affiliates Only. (ls)
|
|
Filing 44
Corporate Disclosure Statement by Securities and Exchange Commission (O'Brien, Russell)
|
|
Filing 43
Certificate of Other Affiliates/Corporate Disclosure Statement by Bernice C Lee identifying Other Affiliate Location Construction LLC, Other Affiliate Location Acquisitions, LLC, Other Affiliate Location Ventures Management LLC, Other Affiliate Location Ventures Marketing LLC, Other Affiliate Wells Redlands Sponsor, LLC, Other Affiliate 800 Dixie Manager LLC, Other Affiliate 1505 Ponce Sponsor LLC, Other Affiliate LV Bayshore Sponsor, LLC, Other Affiliate 619 Breakers Partners, LLC, Other Affiliate 1505 Ponce Partners, LLC, Other Affiliate 551 Bayshore Partners, LLC, Other Affiliate 619 Breakers SPE, LLC, Other Affiliate 8325 Cheryl Lane LLC, Other Affiliate 800 Dixie Partners LLC, Other Affiliate Redlands Phase 1, LLC, Other Affiliate Urbin FTL Partners, LLC, Other Affiliate CG Office SPE, LLC, Other Affiliate URBIN CG RESI SPE LLC, Other Affiliate URBIN Commodore Residential SPE, LLC, Other Affiliate URBIN Commodore SPE, LLC, Other Affiliate URBIN Miami Beach Owner, LLC, Other Affiliate 1505 Ponce SPE LLC, Other Affiliate 515 Valencia SPE, LLC, Other Affiliate 551 Bayshore SPE LLC for Bernice C Lee (Rosendorf, David)
|
|
Filing 42
Joint SCHEDULING REPORT - Rule 16.1 by Securities and Exchange Commission (Attachments: #1 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 41
RESPONSE Certified Statement to Order by TRUIST BANK. (Ayers, William)
|
|
Filing 40
NOTICE of Attorney Appearance by Thomas Ralph Lehman on behalf of Gregory Martini. Attorney Thomas Ralph Lehman added to party Gregory Martini(pty:ip). (Lehman, Thomas)
|
|
Filing 39
ORDER granting #38 Motion for Authorization of Employment of Maria M. Yip and Yip Associates as Forensic Accountants Retroactive to January 12, 2024. Signed by Chief Judge Cecilia M. Altonaga on 1/19/2024. See attached document for full details. (ps1)
|
|
Filing 38
MOTION for Authorization of Employment of Maria M. Yip and Yip Associates as Forensic Accountants, Retroactive to January 12, 2024 re #28 Order,, Terminate Motions,, Add Parties, by Bernice C Lee. (Attachments: #1 Exhibit A - Resume of Maria Yip, #2 Exhibit B - Proposed Order)(Rosendorf, David)
|
|
Filing 37
ORDER granting #33 Motion for Extension of Time. Signed by Chief Judge Cecilia M. Altonaga on 1/18/2024. See attached document for full details. (ps1)
|
|
Filing 36
Clerk's Notice of Docket Correction re 35 Order on Motion for Miscellaneous Relief. Document Restricted Due to Error; The correct document has been attached to this notice. (ps1)
|
|
SYSTEM ENTRY - Docket Entry 35 [order] restricted/sealed until further notice. (ps1)
|
|
Filing 34
MOTION for Authorization of Employment of Kozyak Tropin & Throckmorton LLP as Counsel, Retroactive to January 12, 2024 re #28 Order,, Terminate Motions,, Add Parties, by Bernice C Lee. (Attachments: #1 Exhibit A - Resume of David Rosendorf, #2 Exhibit B - Proposed Order)(Rosendorf, David)
|
|
Filing 33
MOTION for Extension of Time to provide Sworn Accounting by Rishi Kapoor. Responses due by 1/31/2024. (Attachments: #1 Text of Proposed Order)(Schwartz, Fred)
|
|
Filing 32
NOTICE of Attorney Appearance by Jane Serene Raskin on behalf of Rishi Kapoor. Attorney Jane Serene Raskin added to party Rishi Kapoor(pty:dft). (Raskin, Jane)
|
|
Filing 31
NOTICE of Attorney Appearance by Mark Francis Raymond on behalf of Martin I Halpern. Attorney Mark Francis Raymond added to party Martin I Halpern(pty:trust). (Raymond, Mark)
|
|
Filing 30
NOTICE of Attorney Appearance by David Lee Rosendorf on behalf of Bernice C Lee. Attorney David Lee Rosendorf added to party Bernice C Lee(pty:rc). (Rosendorf, David)
|
|
Filing 29
NOTICE of Attorney Appearance by Bernice Cindy Lee on behalf of Bernice C Lee. Attorney Bernice Cindy Lee added to party Bernice C Lee(pty:rc). (Lee, Bernice)
|
|
Filing 28
ORDER granting #16 EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief filed by Securities and Exchange Commission. Bernice C. Lee appointed. Signed by Chief Judge Cecilia M. Altonaga on 1/12/2024. See attached document for full details. (ps1)
|
|
Case Reopened (closed in error) (ps1) Modified on 1/12/2024 (ps1).
|
|
Civil Case Terminated. Closing Case. (ps1)
|
|
Filing 27
NOTICE of Compliance by Securities and Exchange Commission re #25 Order,, Set/Reset Motion/R&R Deadlines and Hearings, (O'Brien, Russell)
|
|
Filing 26
NOTICE of Filing Amended Certification of Pre-Filing Conference by Securities and Exchange Commission re #16 EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief (O'Brien, Russell)
|
|
Filing 25
ORDER re #16 EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief filed by Securities and Exchange Commission; Responses due by 1/16/2024, Replies due by 1/17/2024. Plaintiff shall serve the Defendants who have yet to appear with copies of this Order and file a notice to that effect by January 12, 2024. Signed by Chief Judge Cecilia M. Altonaga on 1/11/2024. See attached document for full details. (ps1)
|
|
Filing 24
RESPONSE to Motion re #16 EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief filed by Rishi Kapoor, Patriots United, LLC. Replies due by 1/17/2024. (Schwartz, Fred)
|
|
Filing 23
NOTICE of Attorney Appearance by John Joseph Shahady on behalf of Rishi Kapoor, Patriots United, LLC. Attorney John Joseph Shahady added to party Rishi Kapoor(pty:dft), Attorney John Joseph Shahady added to party Patriots United, LLC(pty:dft). (Shahady, John)
|
|
Filing 22
NOTICE of Filing Summons (Affidavit) Returned Executed by Securities and Exchange Commission as to Rishi Kapoor, served on 01/05/2024, response/answer due 1/26/2024. (O'Brien, Russell) Modified text on 1/9/2024 (kpe).
|
|
Filing 21
NOTICE of Filing Summons (Affidavit) Returned Executed by Securities and Exchange Commission as to 515 Valencia Partners, LLC, 515 Valencia Sponsor, LLC, Location Capital, LLC, Location Development, LLC, Location Equity Holdings, LLC, Location GP Sponsor, LLC, Location Properties, LLC, Location Ventures Resources, LLC, Location Ventures, LLC, Location Zamora Parent, LLC, LV Montana Phase I, LLC, LV Montana Sponsor, LLC, Patriots United, LLC, Stewart Grove 1, LLC, Stewart Grove 2, LLC, URBIN CG Sponsor, LLC, URBIN Coconut Grove Partners, LLC, URBIN Coral Gables Partners, LLC, URBIN Founders Group, LLC, URBIN Miami Beach II Phase 1, LLC, URBIN Miami Beach Partners, LLC, and URBIN, LLC served on 01/04/2024 response/answer due 1/25/2024. (O'Brien, Russell) Modified text on 1/9/2024 (kpe).
|
|
Filing 20
ORDER that Defendants, Rishi Kapoor and Patriots United, LLC, and all later served Defendants shall not file responses until all Defendants have been served. After all Defendants have been served, Defendants shall submit a single, combined response or separate answers within the time allowed for the last-served Defendant to respond. Although Defendants are not required to file responses to the Complaint until all Defendants have been served, each Defendant's counsel shall file a notice of appearance within 21 days of service of the Complaint upon that Defendant. Signed by Chief Judge Cecilia M. Altonaga on 1/8/2024. See attached document for full details. (ps1)
|
|
Filing 19
Order Requiring Joint Scheduling Report and Certificates of Interested Parties by 1/22/2024. Signed by Chief Judge Cecilia M. Altonaga on 1/8/2024. See attached document for full details. (ps1)
|
|
Filing 18
ORDER requiring expedited briefing on #16 EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief filed by Securities and Exchange Commission; Replies due by 1/10/2024. Objections to R&R due by 1/11/2024. Signed by Chief Judge Cecilia M. Altonaga on 1/8/2024. See attached document for full details. (ps1)
|
|
Filing 17
NOTICE of Attorney Appearance by Fred Arthur Schwartz on behalf of Rishi Kapoor, Patriots United, LLC. Attorney Fred Arthur Schwartz added to party Rishi Kapoor(pty:dft), Attorney Fred Arthur Schwartz added to party Patriots United, LLC(pty:dft). (Schwartz, Fred)
|
|
Filing 16
EXPEDITED MOTION for Appointment of Receiver, Asset Freeze, and Other Relief by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Text of Proposed Order)(O'Brien, Russell)
|
|
Filing 15
ORDER that service must be perfected by 3/26/2024. Signed by Chief Judge Cecilia M. Altonaga on 1/4/2024. See attached document for full details. (ps1)
|
|
Filing 14
NOTICE of Filing Redacted Documents by Securities and Exchange Commission re #12 Order, (Attachments: #1 Complaint, #2 Ex. 1 to ECF No. 6 Part 1, #3 Ex. 1 to ECF No. 6 Part 2, #4 Ex. 1 to ECF No. 6 Part 3, #5 Ex. 1 to ECF No. 6 Part 4, #6 Ex. 5 to ECF No. 6 Part 1, #7 Ex. 5 to ECF No. 6 Part 2) (O'Brien, Russell)
|
|
Filing 13
CLERK'S NOTICE of Compliance by Unsealing Documents with exception of [ECF Nos. [6-3]-[6-6]] & [ECF No. 6-10 and ECF No. 6-11] pursuant to DE #12 Order. (kpe)
|
|
Filing 12
ORDER granting #11 Motion to Lift the Seal and for the Court to Instruct the Clerk of Court to Place Previously Filed Documents on the Public Docket. Signed by Chief Judge Cecilia M. Altonaga on 1/2/2024. See attached document for full details. (kpe)
|
|
Filing 11
MOTION to Lift the Seal and for the Court to Instruct the Clerk of Court to Place Previously filed Pleadings, Exhibits, and Orders on the Public Docket by Securities and Exchange Commission. Responses due by 1/16/2024. (Attachments: #1 Text of Proposed Order)(kpe)
|
|
SYSTEM ENTRY - Docket Entry 1 [cmp] restricted/sealed until further notice. (kpe)
|
|
Filing 10
ORDER granting #6 Motion for Asset Freeze and Other Relief Against Defendant Rishi Kapoor. Signed by Chief Judge Cecilia M. Altonaga on 12/27/2023. See attached document for full details. (amb)
|
|
Filing 9
ORDER granting #4 Motion for Leave to File Excess Pages. Signed by Chief Judge Cecilia M. Altonaga on 12/27/2023. See attached document for full details. (amb)
|
|
Filing 8
ORDER granting #3 Motion to File Under Seal. Signed by Chief Judge Cecilia M. Altonaga on 12/27/2023. See attached document for full details. (amb) .
|
|
Filing 7
Summons Issued as to 515 Valencia Partners, LLC, 515 Valencia Sponsor, LLC, Rishi Kapoor, LV Montana Phase I, LLC, LV Montana Sponsor, LLC, Location Capital, LLC, Location Development, LLC, Location Equity Holdings, LLC, Location GP Sponsor, LLC, Location Properties, LLC, Location Ventures Resources, LLC, Location Ventures, LLC, Location Zamora Parent, LLC, Patriots United, LLC, Stewart Grove 1, LLC, Stewart Grove 2, LLC, Urbin CG Sponsor, LLC, Urbin Coconut Grove Partners, LLC, Urbin Coral Gables Partners, LLC, Urbin Founders Group, LLC, Urbin Miami Beach II Phase I, LLC, Urbin Miami Beach Partners, LLC, Urbin, LLC. (amb)
|
|
Filing 6
EMERGENCY EX PARTE MOTION for Asset Freeze and Other Relief Against Defendant Rishi Kapoor and Memorandum of Law by Securities and Exchange Commission. (kpe) (Additional attachment(s) added on 12/27/2023: #1 Text of Proposed Order, #2 Index of Exhibts, #3 Exhibit 1 Part 1, #4 Exhibit 1 Part 2, #5 Exhibit 1 Part 3, #6 Exhibit 1 Part 4, #7 Exhibit 2, #8 Exhibit 3, #9 Exhibit 4, #10 Exhibit 5 Part 1, #11 Exhibit 5 Part 2, #12 Exhibit 6) (kpe). Modified text on 12/27/2023 (kpe). Modified by sealing documents [6-3]-[6-6] & [6-10] and [6-11] on 1/2/2024 per DE #12 Order (kpe).
|
|
Filing 5
Certification Pursuant to Rule 65(b) of the Federal Rules of Civil Procedure by Securities and Exchange Commission. (kpe)
|
|
Filing 4
MOTION for Leave to File Its Emergency Ex Parte Motion for Asset Freeze and Other Relief Against Defendant Rishi Kapoor in Excess of the 20-Page Limit by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(kpe)
|
|
Filing 3
MOTION to File Under Seal by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(kpe)
|
|
Filing 2
Judge Assignment to Chief Judge Cecilia M. Altonaga (kpe)
|
|
DUPLICATE of DE 6.
|
Access additional case information on PACER
Use the links below to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.
Access this case on the Florida Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
