Gallagher v. Financial Industry Regulatory Authority, Inc.
| Heslin Gallagher |
| Financial Industry Regulatory Authority, Inc. |
| 9:2021cv81394 |
| August 10, 2021 |
| US District Court for the Southern District of Florida |
| Aileen M Cannon |
| Securities/Commodities |
| 15 U.S.C. ยง 0078 |
| Plaintiff |
Docket Report
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This docket was last retrieved on September 21, 2021. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 11 Defendant's REPLY to Response to Motion re #9 Defendant's MOTION to Dismiss for Lack of Jurisdiction #1 Complaint, and for Failure to State a Claim filed by Financial Industry Regulatory Authority, Inc.. (Attachments: #1 Exhibit (A) Saffoe Declaration, #2 Exhibit (B) 2008 Copyright Complaint, FINRA v. Training Consultants)(Mandel, David) |
| Filing 10 RESPONSE in Opposition re #9 Defendant's MOTION to Dismiss for Lack of Jurisdiction #1 Complaint, and for Failure to State a Claim filed by Heslin Gallagher. Replies due by 9/22/2021. (jao) |
| Filing 9 Defendant's MOTION to Dismiss for Lack of Jurisdiction #1 Complaint, and for Failure to State a Claim by Financial Industry Regulatory Authority, Inc.. Responses due by 9/27/2021 (Attachments: #1 Exhibit Plaintiff's Form U4, #2 Exhibit Form U4 Explanation of Terms)(Mandel, David) |
Filing 8
PAPERLESS ORDER granting in part and denying in part Defendant's #7 Motion for Extension of Time to Respond to the Complaint. Defendant shall file its answer or other responsive pleading on or before September 13, 2021. Signed by Judge Aileen M. Cannon on 8/28/2021. (ad)
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| Filing 7 Defendant's MOTION for Extension of Time to File Response/Reply/Answer as to #1 Complaint, by Financial Industry Regulatory Authority, Inc.. Attorney David Scott Mandel added to party Financial Industry Regulatory Authority, Inc.(pty:dft). (Attachments: #1 Text of Proposed Order)(Mandel, David) |
| Filing 6 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline pursuant to Fed. R. Civ. P. 12 Financial Industry Regulatory Authority, Inc. served on 8/13/2021, answer due 9/3/2021. (jao) |
| Filing 5 Consent by Pro Se Litigant (Non-Prisoner) Heslin Gallagher to receive Notices of Electronic Filing at email address: heslinlc@gmail.com (jao) |
| Filing 4 Summons Issued as to Financial Industry Regulatory Authority, Inc. (drz) |
| Filing 3 Clerks Notice of Receipt of Filing Fee received on 8/10/2021 in the amount of $ 402.00, receipt number FLS900007483. (drz) |
| Filing 2 Clerks Notice of Judge Assignment to Judge Aileen M. Cannon. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Bruce E. Reinhart is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. Pro se (NON-PRISONER) litigants may receive Notices of Electronic Filings (NEFS) via email after filing a Consent by Pro Se Litigant (NON-PRISONER) to Receive Notices of Electronic Filing. The consent form is available under the forms section of our website. (drz) |
| Filing 1 COMPLAINT AND PETITION FOR INJUNCTIVE RELIEF against Financial Industry Regulatory Authority, Inc.. Filing fees $ 402.00 paid, filed by Heslin Gallagher. (Attachments: #1 Civil Cover Sheet, #2 Exhibit)(drz) Modified on 8/10/2021 (drz). Modified Filers name on 8/10/2021 (cds). |
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| Plaintiff: Heslin Gallagher | |
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| Defendant: Financial Industry Regulatory Authority, Inc. | |
| Represented By: | David Scott Mandel |
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