Securities & Exchange Commission v. Stock Purse Trading LLC et al
| Securities & Exchange Commission |
| Stock Purse Trading LLC, Liston Associates, Inc. and Carole A. Liston |
| 9:2025cv81026 |
| August 18, 2025 |
| U.S. District Court for the Southern District of Florida |
| Donald M Middlebrooks |
| Securities/Commodities |
| 15 U.S.C. ยง 0078 Securities Exchange Act |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 16, 2025. A more recent docket listing may be available from PACER.
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Filing 12
ORDER GRANTING #11 PLAINTIFF'S UNOPPOSED MOTION TO REOPEN CASE AND FOR EXTENSION OF TIME: The Clerk is directed to REOPEN the case. The Commission SHALL have 120 days after the government shutdown ends to file its motion for monetary relief or settlement papers. Signed by Judge Donald M. Middlebrooks on 10/16/2025. See attached document for full details. (wce)
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| Filing 11 Unopposed MOTION to Reopen Case and for Extension of Time or, in the Alternative, Administratively Close Case by Securities & Exchange Commission. (Attachments: #1 Text of Proposed Order)(Guerrier, Pascale) |
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Filing 10
ORDER CLOSING CASE: Re Orders of Judgment as to Defendants Liston Associates, Inc. (DE #7 ), and Stock Purse Trading, LLC (DE #8 ), docketed on September 18, 2025, and Carole A. Liston (DE #9 ), docketed on September 22, 2025. There being no further action to be taken in this matter, it is hereby ORDERED that the Clerk of Court shall CLOSE THIS CASE. Closing Case. Signed by Judge Donald M. Middlebrooks on 10/6/2025. See attached document for full details. (wce)
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| Filing 9 CORRECTED JUDGMENT AS TO DEFENDANT CAROLE A. LISTON. Signed by Judge Donald M. Middlebrooks on 9/22/2025. See attached document for full details. (wce) |
| Filing 8 JUDGMENT AS TO DEFENDANT STOCK PURSE TRADING, LLC in favor of Securities & Exchange Commission against Stock Purse Trading LLC. Signed by Judge Donald M. Middlebrooks on 9/15/2025. See attached document for full details. (pcs) |
| Filing 7 JUDGMENT AS TO DEFENDANT LISTON ASSOCIATES, INC. in favor of Securities & Exchange Commission against Liston Associates, Inc. Signed by Judge Donald M. Middlebrooks on 9/15/2025. See attached document for full details. (pcs) |
| Filing 6 JUDGMENT AS TO DEFENDANT CAROLE A. LISTON in favor of Securities & Exchange Commission against Carole A. Liston Signed by Judge Donald M. Middlebrooks on 9/15/2025. See attached document for full details. (pcs) |
| Filing 5 Unopposed MOTION for Judgment For Entry of Final Judgments by Securities & Exchange Commission. (Attachments: #1 Exhibit A. Stock Purse Proposed Judgment, #2 Exhibit B. Liston Assoc. Proposed Judgment, #3 Exhibit C. Carole Liston Proposed Judgment, #4 Exhibit D. Stock Purse Consent, #5 Exhibit E. Liston Assoc Consent, #6 Exhibit F. Carole Liston Consent)(Guerrier, Pascale) |
| Filing 4 AMENDED COMPLAINT for Injunctive and Other Relief against All Defendants, filed by Securities & Exchange Commission.(Guerrier, Pascale) |
| Filing 3 Summons Issued as to Carole A. Liston, Liston Associates, Inc., Stock Purse Trading LLC. (drz) |
| Filing 2 Clerks Notice of Judge Assignment to Judge Donald M. Middlebrooks. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge William Matthewman is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. (drz) |
| Filing 1 COMPLAINT for Injunctive and Other Relief against All Defendants. Filing fees $ 405.00. USA Filer - No Filing Fee Required, filed by Securities & Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Summon(s) Stock Purse Trading LLC, #3 Summon(s) Liston Associates, Inc., #4 Summon(s) Carole A Liston)(Guerrier, Pascale) |
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