Securities And Exchange Commission v. Ferrone et al
| Securities and Exchange Commission |
| Stephen D. Ferrone, Douglas A. McClain, Sr., Douglas A McClain, Jr., James T. Miceli, Immunosyn Corporation, Argyll Biotechnologies, LLC, Argyll Equities, LLC and Padmore Holdings, Ltd. |
| 1:2011cv05223 |
| August 1, 2011 |
| US District Court for the Northern District of Illinois |
| Chicago Office |
| Cook |
| Elaine E. Bucklo |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| None |
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Filing
213
MEMORANDUM Opinion and Order: For the reasons stated in the Court's Memorandum Opinion and Order, the Court orders as follows. (1) Ferrone's Motion in Limine to Exclude as Trial Exhibits Privilege-Asserted Documents Produced after Discove ry Cut-Off [ECF No. 147] is denied. (2) Ferrone's Motion in Limine to Exclude Evidence Concerning McClain, Sr.'s Alleged Separate Fraud on the Texas Clinic Patients [ECF No. 146] is granted. (3) Ferrone's Daubert Motion to Restric t Testimony of Dr. Peter Rheinstein [ECF No. 149] is granted in part, denied in part, and reserved in part. (4) Ferrone's Motion in Limine to Exclude Testimony of Drs. Hazelwood and Kanter [ECF No. 148] is granted in part, denied in part, a nd reserved in part. (5) The SEC's Motion in Limine No. 2 for a Pre-Trial Ruling That the SEC Can Introduce into Evidence Two Documents Notwithstanding Flawed Privilege Claims [ECF No. 142] is granted. (6) The SEC's Motion in Limine No. 3 to Preclude Ferrone from Offering Evidence or Argument about Investor Reliance [ECF No. 144] is granted in part and denied in part. (7) The SEC's Motion in Limine No. 1 to Preclude Defendant from Offering Evidence of or Argument at Trial That He Reasonably Relied on Advice of Counsel Or the Involvement of Lawyers Or Other Professionals [ECF No. 140] is denied without prejudice. See attached Memorandum Opinion and Order for further details. Signed by the Honorable Jeffrey T. Gilbert on 2/22/2016. Mailed notice(ber, )
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Filing
204
ORDER: Plaintiff Securities and Exchange Commission's Motion to Allow Out-of-Town Investor Witness to Testify by Live Video at the Trial of the SEC's Claims against Defendant Stephen Ferrone [ECF No. 198] is denied. See attached Statement for further details. Signed by the Honorable Jeffrey T. Gilbert on 2/11/2016. Mailed notice (ber, )
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Filing
189
Enter MEMORANDUM Opinion and Order Signed by the Honorable Elaine E. Bucklo on 10/21/2015. Mailed notice (jdh)
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