US Securities and Exchange Commission v. Wallin
| US Securities and Exchange Commission |
| John F. Wallin |
| 1:2017cv07057 |
| September 29, 2017 |
| US District Court for the Northern District of Illinois |
| Chicago Office |
| Cook |
| Sharon Johnson Coleman |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 78 |
| Plaintiff |
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| Document Text |
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Filing
39
MOTION by Plaintiff US Securities and Exchange Commission for judgment (UNOPPOSED) (Attachments: # 1 Exhibit Proposed Final Judgment)(Qualls, Alyssa)
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Filing
28
MEMORANDUM Opinion and Order: The defendant, John Wallin, consented to the entry of judgment against him in this action alleging violations of the Securities Exchange Act of 1934. The United States Securities and Exchange Commission (SEC) now moves this Court to assess civil penalties against Wallin and to enter a final judgment in this matter. For the reasons set forth herein, that motion 15 is granted in part and denied in part. Final judgment is entered in favor of plaintiff, SEC and against defendant, Wallin in the amount of $50,000. Civil case terminated. Signed by the Honorable Sharon Johnson Coleman on 6/26/2018. Mailed notice. (ym, )
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