Securities and Exchange Commission v. Fields
| Securities and Exchange Commission |
| Anthony Fields |
| 1:2018cv07059 |
| October 22, 2018 |
| US District Court for the Northern District of Illinois |
| Manish S Shah |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on November 21, 2018. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 10 MAIL RETURNED, for document #4 sent to Anthony Fields returned as undeliverable, return to sender. No new contact information received; therefore future mailings will not be sent until a new address is provided to the Clerk's Office using a Notification of Change of Address or Pro Se Appearance form (ek, ) |
| Filing 9 MINUTE entry before the Honorable Manish S. Shah: Petitioner's motion to withdraw case #7 is granted and the application is withdrawn. The show cause hearing on 12/18/18 is stricken and no appearance is necessary. Civil case terminated. Notices mailed. (psm, ) |
| Filing 8 MAIL RETURNED, for document #4 sent to Anthony Fields returned as undeliverable, return to sender. No new contact information received; however the document will be mailed a second time. (mma, ) |
| Filing 7 MOTION by Plaintiff Securities and Exchange Commission to withdraw miscellaneous case,, #1 (White, Christy) |
| Filing 6 AFFIDAVIT of Service filed by Plaintiff Securities and Exchange Commission regarding Application for an Order Enforcing Compliance with an SEC Order & Order to Show Cause (ECF Nos. 1, 5) served on Derek H. Oglesby on 10/23/2018 (White, Christy) |
Filing 5
ORDER to Show Cause. Signed by the Honorable Manish S. Shah on 10/23/2018. Show cause hearing is set for 12/18/18 at 9:30 a.m. [For further detail see attached order.] Notices mailed. (psm, )
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| Filing 4 NOTICE TO THE PARTIES - The Court is participating in the Mandatory Initial Discovery Pilot (MIDP). The key features and deadlines are set forth in this Notice which includes a link to the (MIDP) Standing Order and a Checklist for use by the parties. In cases subject to the pilot, all parties must respond to the mandatory initial discovery requests set forth in the Standing Order before initiating any further discovery in this case. Please note: The discovery obligations in the Standing Order supersede the disclosures required by Rule 26(a)(1). Any party seeking affirmative relief must serve a copy of the following documents (Notice of Mandatory Initial Discovery and the Standing Order) on each new party when the Complaint, Counterclaim, Crossclaim, or Third-Party Complaint is served. (mma, ) |
| Filing 3 ATTORNEY Appearance for Plaintiff Securities and Exchange Commission by Christy White (White, Christy) |
| Filing 2 CIVIL Cover Sheet (White, Christy) |
| Filing 1 MISCELLANEOUS CASE by Securities and Exchange Commission APPLICATION OF THE SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER UNDER SECTION 20(c) OF THE SECURITIES ACT OF 1933, SECTION 21(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 209(d) OF THE INVESTOR ADVISERS ACT OF 1940, AND SECTION 42(d) OF THE INVESTMENT COMPANY ACT OF 1940 ENFORCING COMPLIANCE WITH A COMMISSION ORDER (Attachments: #1 Declaration Christy J White, #2 Exhibit 1 - OIP, #3 Exhibit 2 - Initial Decision, #4 Exhibit 3 - Final Order, #5 Text of Proposed Order Order to Show Cause)(White, Christy) |
| CASE ASSIGNED to the Honorable Manish S. Shah. Designated as Magistrate Judge the Honorable Young B. Kim. Case assignment: Random assignment. (acm) |
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| Defendant: Anthony Fields | |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Christy White |
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