Securities and Exchange Commission v. Fox
Plaintiff: Securities and Exchange Commission
Defendant: Joseph J Fox
Case Number: 1:2020cv04372
Filed: July 27, 2020
Court: US District Court for the Northern District of Illinois
Presiding Judge: Thomas M Durkin
Nature of Suit: Securities/Commodities
Jury Demanded By: None
Docket Report

This docket was last retrieved on October 13, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 14, 2020 Filing 10 TRANSCRIPT OF PROCEEDINGS held on 09/11/2020 before the Honorable Thomas M. Durkin. Order Number: 39165. Court Reporter Contact Information: Elia E. Carrion, EECarrionOfficialTranscript@gmail.com, (312) 408-7782. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 10/5/2020. Redacted Transcript Deadline set for 10/15/2020. Release of Transcript Restriction set for 12/14/2020. (Carrion, Elia)
September 11, 2020 Opinion or Order Filing 9 ORDER to Show Cause Issued upon the Application of the Securities and Exchange Commission for an Order under Section 20(c) of the Securities Act of 1933 and Section 21(e)(1) of the Securities Exchange Act of 1934 Enforcing Compliance with a Commission Order. Signed by the Honorable Thomas M. Durkin on 9/11/2020. Mailed notice. (ecw, )
September 11, 2020 Filing 8 MINUTE entry before the Honorable Thomas M. Durkin: Telephone conference held on 9/11/2020. The Government is to revise their proposed order to show cause. Any opposition by defendant to the proposed order is to be filed by 10/07/2020. A reply may be filed by 10/12/2020. Telephone conference set for 10/13/2020 at 9:00 a.m. The parties are to call (877)402-9757, access code 4410831. Mailed notice. (ecw, )
August 12, 2020 Filing 7 MINUTE entry before the Honorable Thomas M. Durkin:Telephone status hearing held on 8/12/2020. Defendant Joseph J. Fox is given 21 days to answer the petition. Telephone status hearing is continued to 9/11/2020 at 09:00 a.m. The parties are to call (877)402-9757, access code 4410831. Mailed notice (ewf, )
August 7, 2020 Filing 6 AFFIDAVIT of Service filed by Plaintiff Securities and Exchange Commission regarding Application for an Order Enforcing Compliance with a Commission Order served on Joseph J. Fox on August 5, 2020 (White, Christy)
July 29, 2020 Filing 4 ATTORNEY Appearance for Plaintiff Securities and Exchange Commission by Christy White (White, Christy)
July 28, 2020 Filing 3 MINUTE entry before the Honorable Thomas M. Durkin: Telephone Conference set for 8/12/2020 at 10:00 AM. Defendant is to appear personally or through counsel. The parties are to call 877-402-9757, access code 4410831. The filing of a joint status report is not required at this time. Mailed notice (srn, )
July 28, 2020 Filing 2 MINUTE entry before the Honorable Thomas M. Durkin:A joint status report is to be filed by 10/5/2020. Instructions for the status report may be found on Judge Durkin's webpage under new and reassigned cases.Mailed notice (srn, )
July 27, 2020 Filing 1 COMPLAINT filed by Securities and Exchange Commission; (Attachments: #1 Declaration, #2 Exhibit 1 - OIP, #3 Exhibit 2 - Initial Decision, #4 Text of Proposed Order Proposed Order to Show Cause, #5 Civil Cover Sheet)(White, Christy)
July 27, 2020 CASE ASSIGNED to the Honorable Thomas M. Durkin. Designated as Magistrate Judge the Honorable Gabriel A. Fuentes. Case assignment: Random assignment. (daj, )

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Defendant: Joseph J Fox
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Plaintiff: Securities and Exchange Commission
Represented By: Christy White
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