Legaspy v. Financial Industry Regulatory Authority
| Carlos Legaspy |
| Financial Industry Regulatory Authority and Financial Industry Regulatory Authority, Inc. |
| 1:2020cv04700 |
| August 11, 2020 |
| US District Court for the Northern District of Illinois |
| Joan H Lefkow |
| Contract: Insurance |
| 28 U.S.C. § 1330 |
| None |
Docket Report
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This docket was last retrieved on September 23, 2020. A more recent docket listing may be available from PACER.
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| Filing 36 MANDATE of USCA dated 9/23/20 regarding notice of appeal #16 ;USCA No.20-2535 ; No record to be returned. (aee, ) |
| Filing 35 CERTIFIED copy of order dated 9/23/20 from the 7th Circuit regarding notice of appeal #16 ; Appellate case no. : 20-2535. Upon consideration of the AGREED MOTION TO DISMISS APPEAL WITHOUT PREJUDICE, filed on September 23, 2020, by counsel for appellant and appellee, IT IS ORDERED that this case is DISMISSED, pursuant to Federal Rule of Appellate Procedure 42(b). (aee, ) |
| Filing 34 ATTORNEY Appearance for Defendant Financial Industry Regulatory Authority, Inc. by Michael K. Desmond Amended (Desmond, Michael) |
Filing 33
ORDER: The motion to vacate (dkt. #26 ) is granted, and the motion for indicative ruling (dkt. #27 ) is denied as moot. The dismissal with prejudice (dkt. #24 ) is converted to a voluntary dismissal without prejudice. The civil case is terminated. See statement. Signed by the Honorable Joan H. Lefkow on 9/17/2020. Mailed notice (ags)
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| Filing 32 MINUTE entry before the Honorable Joan H. Lefkow: Telephonic status hearing and motion hearing held. The motions are taken under advisement and ruling will be made by mail. Mailed notice (ags) |
| Filing 31 ATTORNEY Appearance for Defendant Financial Industry Regulatory Authority, Inc. by Michael K. Desmond (Desmond, Michael) "PDF not legible" Modified on 9/17/2020 (aee, ). |
| Filing 30 MINUTE entry before the Honorable Joan H. Lefkow: Telephonic motion hearing held with plaintiff's attorneys present. The defendant is given leave to file a response to the motion to vacate #26 by 9/15/2020. The motion is continued to be heard at the next status hearing set for 9/16/2020 at 9:45 a.m. Mailed notice (ags) |
| Filing 29 MINUTE entry before the Honorable Joan H. Lefkow: The motion hearing set for 9/9/2020 will be heard at 9:20 a.m. instead of the noticed time of 9:30 a.m. Throughout the telephonic hearing, each speaker will be expected to identify themselves for the record before speaking. Please note that the conference call-in will be used by all cases that are on the court's calendar for the said date, therefore counsel must be in a quiet area while on the line and must have the telephone muted until your case is called. Members of the public and media will be able to call in to listen to this hearing. The call-in number is (877) 402-9753 and the access code is 1564342. Counsel of record will receive an email the day before the telephonic hearing with instructions to join the call. Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, and rebroadcasting of court proceedings. Violation of these prohibitions may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed necessary by the Court. Mailed notice (ags) |
| Filing 28 NOTICE of Motion by Nicholas P. Iavarone for presentment of motion to vacate #26 , motion for miscellaneous relief #27 before Honorable Joan H. Lefkow on 9/9/2020 at 09:30 AM. (Iavarone, Nicholas) |
| Filing 27 MOTION by Plaintiff Carlos LegaspyUnder FRCP R. 62.1 for Indicative Ruling (Iavarone, Nicholas) |
| Filing 26 MOTION by Plaintiff Carlos Legaspy to vacate voluntary dismissal of case (Iavarone, Nicholas) |
| Filing 25 SEVENTH CIRCUIT transcript information sheet by Carlos Legaspy (Bartolucci, Elizabeth) |
| Filing 24 MINUTE entry before the Honorable Joan H. Lefkow: Motion to dismiss as moot #23 is granted. Civil case terminated. Mailed notice (ags) |
| Filing 23 MOTION by Plaintiff Carlos Legaspy to dismiss matter as moot (Iavarone, Nicholas) |
| Filing 22 MINUTE entry before the Honorable Joan H. Lefkow: A status hearing is set for 9/16/2020 at 9:45 a.m. and will be heard via telephone conference. Throughout the telephonic hearing, each speaker will be expected to identify themselves for the record before speaking. Please note that the conference call-in will be used by all cases that are on the court's calendar for the said date, therefore counsel must be in a quiet area while on the line and must have the telephone muted until your case is called. Members of the public and media will be able to call in to listen to this hearing. The call-in number is (877) 402-9753 and the access code is 1564342. Counsel of record will receive an email the day before the telephonic hearing with instructions to join the call. Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, and rebroadcasting of court proceedings. Violation of these prohibitions may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed necessary by the Court. Mailed notice (ags) |
| Filing 21 CERTIFIED copy of order dated 8/14/20 from the 7th Circuit regarding notice of appeal #16 ; Appellate case no. : 20-2535. Upon consideration of the MOTION FOR TEMPORARY RESTRAINING ORDER AND PRELIMINARY INJUNCTION PENDING RESOLUTION OF APPEAL OR, ALTERNATIVELY, FOR EXPEDITED BRIEFING OF APPEAL, filed on August 14, 2020, by counsel for the appellant, IT IS ORDERED that the motion for a temporary restraining order and preliminary injunction pending appeal, or alternatively for expedited briefing, is DENIED. (aee, ) |
| Filing 20 ACKNOWLEDGMENT of receipt of short record on appeal regarding notice of appeal #16 ; USCA Case No. 20-2535. (aee, ) |
| Filing 19 TRANSCRIPT OF PROCEEDINGS held on 8-12-2020 before the Honorable Joan H. Lefkow. Order Number: 38995. Court Reporter Contact Information: KRISTA BURGESON, krista_burgeson@ilnd.uscourts.gov, 312-435-5567. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings.< Redaction Request due 9/4/2020. Redacted Transcript Deadline set for 9/14/2020. Release of Transcript Restriction set for 11/12/2020. (Burgeson, Krista) |
| Filing 18 TRANSMITTED to the 7th Circuit the short record on notice of appeal #16 . Notified counsel. (aee, ) |
| Filing 17 NOTICE of Appeal Due letter sent to counsel of record regarding notice of appeal #16 . (aee, ) |
| Filing 16 NOTICE of appeal by Carlos Legaspy regarding orders #14 Filing fee $ 505, receipt number 0752-17313843. Receipt number: n (Attachments: #1 Exhibit Opinion and Order entered August 13, 2020)(Bartolucci, Elizabeth) |
| Filing 15 ATTORNEY Appearance for Plaintiff Carlos Legaspy by Elizabeth M Bartolucci (Bartolucci, Elizabeth) |
| Filing 14 OPINION and ORDER: Plaintiff Carlos Legaspy's motions for a temporary restraining order (dkt. #4 ) and a preliminary injunction (dkt. #10 ) against the Financial Industry Regulatory Authority, Inc. ("FINRA") are denied. Signed by the Honorable Joan H. Lefkow on 8/13/2020. Mailed notice (ags) |
| Filing 13 NOTICE of Motion by Sean Gifford Rohan for presentment of motion for preliminary injunction #10 before Honorable Joan H. Lefkow on 8/19/2020 at 09:30 AM. (Rohan, Sean) |
| Filing 12 CERTIFICATE of Service by Sean Gifford Rohan on behalf of Carlos Legaspy regarding MOTION by Plaintiff Carlos Legaspy for preliminary injunction #10 (Rohan, Sean) |
| Filing 10 MOTION by Plaintiff Carlos Legaspy for preliminary injunction (Iavarone, Nicholas) |
| Filing 9 MINUTE entry before the Honorable Joan H. Lefkow: Telephone motion hearing held. The motion for temporary restraining order #4 is taken under advisement. Mailed notice (ags) |
| Filing 8 ATTORNEY Appearance for Defendant Financial Industry Regulatory Authority by Terri L. Reicher (Reicher, Terri) |
| Filing 7 MINUTE entry before the Honorable Joan H. Lefkow: A motion hearing set for the motion for temporary restraining order #4 is set for 8/12/2020 at 10:00 a.m. and will be heard by telephone conference. Throughout the telephonic hearing, each speaker will be expected to identify themselves for the record before speaking. Please note that the conference call-in will be used by all cases that are on the court's calendar for the said date, therefore counsel must be in a quiet area while on the line and must have the telephone muted until your case is called. Members of the public and media will be able to call in to listen to this hearing. The call-in number is (877) 402-9753 and the access code is 1564342. Counsel of record will receive an email the day before the telephonic hearing with instructions to join the call. Persons granted remote access to proceedings are reminded of the general prohibition against photographing, recording, and rebroadcasting of court proceedings. Violation of these prohibitions may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed necessary by the Court. Mailed notice (ags) |
| Filing 6 ATTORNEY Appearance for Plaintiff Carlos Legaspy by Sean Gifford Rohan (Rohan, Sean) |
| Filing 5 MEMORANDUM by Carlos Legaspy in support of motion for temporary restraining order #4 (Iavarone, Nicholas) |
| Filing 4 MOTION by Plaintiff Carlos Legaspy for temporary restraining order (Iavarone, Nicholas) |
| Filing 3 ATTORNEY Appearance for Plaintiff Carlos Legaspy by Nicholas P. Iavarone (Iavarone, Nicholas) |
| Filing 2 CIVIL Cover Sheet (Iavarone, Nicholas) |
| Filing 1 COMPLAINT filed by Carlos Legaspy; Filing fee $ 400, receipt number 0752-17301683.(Iavarone, Nicholas) |
| CASE ASSIGNED to the Honorable Joan H. Lefkow. Designated as Magistrate Judge the Honorable Susan E. Cox. Case assignment: Random assignment. (sxh, ) |
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