Greco et al v. FMR LLC et al
Stephen A Greco and Spotlight Asset Group |
FMR LLC, National Financial Services LLC, TD Ameritrade Holding Corporation, TD AMERITRADE, Inc., Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Peter Mallouk, Creative Planning, LLC, CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, General Atlantic Service Company LP and General Atlantic (CP) Collections, LP |
1:2022cv02661 |
May 19, 2022 |
US District Court for the Northern District of Illinois |
Edmond E Chang |
LaShonda A Hunt |
Anti-Trust |
15 U.S.C. § 1 Antitrust Litigation |
Plaintiff |
Docket Report
This docket was last retrieved on June 29, 2023. A more recent docket listing may be available from PACER.
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Filing 89 MINUTE entry before the Honorable Edmond E. Chang: In light of the reassignment of the case, the tracking status hearing of 06/30/2023 for Judge Chang is vacated. Mailed notice (cn). |
Filing 88 MINUTE entry before the Honorable LaShonda A. Hunt: This case has been reassigned to the calendar of Judge Hunt. Defendants' motion to dismiss #58 is fully briefed and taken under advisement. The Court will rule by mail. Mailed notice (sxw) |
Filing 87 EXECUTIVE COMMITTEE ORDER: GENERAL ORDER 23-0023: IT APPEARING THAT, the civil cases on the attached list have been selected for reassignment to form the initial calendar of the Honorable LaShonda A Hunt; therefore IT IS HEREBY ORDERED that the attached list of 282 cases be reassigned to the Honorable Lashonda A Hunt; and IT IS FURTHER ORDERED that all parties affected by this Order must review the Honorable LaShonda A Hunt's webpage on the Court's website for the purpose of reviewing instructions regarding scheduling and case management procedures; and IT IS FURTHER ORDERED that any civil case that has been reassigned pursuant to this Order will not be randomly reassigned to create the initial calendar of a new district judge for twelve months from the date of this Order; and IT IS FURTHER ORDERED that the Clerk of Court is directed to add the Honorable LaShonda A Hunt to the Court's civil case assignment system during the next business day, so that she shall receive a full share of such cases; and IT IS FURTHER ORDERED that the Clerk of Court is directed to add the Honorable Lashonda A Hunt to the Court's criminal case assignment system ninety (90) days so that Judge Hunt shall thereafter receive a full share of such cases. Case reassigned to the Honorable LaShonda A. Hunt for all further proceedings. Honorable Edmond E. Chang no longer assigned to the case. Signed by Honorable Rebecca R. Pallmeyer on 6/02/2023.(tg, ) |
Filing 86 MINUTE entry before the Honorable Edmond E. Chang: Defendants Defendant TD Ameritrade Holding Corp., TD Ameritrade,Inc., The Charles Schwab Corp., and Charles Schwab & Co. Inc's motion to withdraw Katrina Robson as counsel #85 is granted. Emailed notice (mw, ) |
Filing 85 MOTION by Attorney Katrina Robson to withdraw as attorney for Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation. No party information provided (Attachments: #1 Notice of Filing Defendants' Agreed Motion to Withdraw as Counsel)(Schmeltz, Vincent) |
Filing 84 MINUTE entry before the Honorable Edmond E. Chang: Peter C. Herrick's motion for leave to appear pro hac vice for Defendants TD Ameritrade Holding Corp., TD Ameritrade, Inc., The Charles Schwab Corp., and Charles Schwab & Co. Inc #82 is granted. Emailed notice (mw, ) |
Filing 83 PAYMENT by Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation of Pro Hac Fee $ 150, receipt number AILNDC-20650386. (Schmeltz, Vincent) |
Filing 82 MOTION by Defendants Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation for leave to appear as counsel of record for Peter Herrick (Schmeltz, Vincent) |
Filing 81 MINUTE entry before the Honorable Edmond E. Chang: The motion #58 to dismiss is under advisement. The tracking status hearing of 04/07/2023 is reset to 06/30/2023 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Emailed notice (mw, ) |
Filing 80 MINUTE entry before the Honorable Edmond E. Chang: In light of fully briefed motion to dismiss, the tracking status hearing of 01/20/2023 is reset to 04/07/2023 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Emailed notice (mw, ) |
Filing 79 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Spotlight Asset Group (Pufahl, Bret) |
Filing 78 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by TD AMERITRADE, Inc. Supplemental Notice (Schmeltz, Vincent) |
Filing 77 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by TD Ameritrade Holding Corporation Supplemental Notice (Schmeltz, Vincent) |
Filing 76 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Charles Schwab & Co., Inc. Supplemental Notice (Schmeltz, Vincent) |
Filing 75 ANNUAL REMINDER: Pursuant to #Local Rule 3.2 (Notification of Affiliates)#, any nongovernmental party, other than an individual or sole proprietorship, must file a statement identifying all its affiliates known to the party after diligent review or, if the party has identified no affiliates, then a statement reflecting that fact must be filed. An affiliate is defined as follows: any entity or individual owning, directly or indirectly (through ownership of one or more other entities), 5% or more of a party. The statement is to be electronically filed as a PDF in conjunction with entering the affiliates in CM/ECF as prompted. As a reminder to counsel, parties must supplement their statements of affiliates within thirty (30) days of any change in the information previously reported. This minute order is being issued to all counsel of record to remind counsel of their obligation to provide updated information as to additional affiliates if such updating is necessary. If counsel has any questions regarding this process, this #LINK# will provide additional information. Signed by the Executive Committee on 12/29/2022: Mailed notice. (tg, ) |
Filing 74 REPLY by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation to Motion to Dismiss for Failure to State a Claim, #58 In Support (Robson, Katrina) |
Filing 73 MINUTE entry before the Honorable Edmond E. Chang: The "Creative Planning Defendants'motion to withdraw Stephen Swedlow as counsel #72 is granted. Emailed notice (mw, ) |
Filing 72 MOTION by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk For Leave to Withdraw Stephen A. Swedlow as Counsel (Attachments: #1 Text of Proposed Order Granting Motion For Leave To Withdraw)(Schapiro, Andrew) |
Filing 71 MINUTE entry before the Honorable Edmond E. Chang: The Plaintiff's motion for leave to file response brief to the joint dismissal motion of up to 55 pages and for an extension of one day to file it #68 is granted. The Defendants' unopposed motion to extend deadline and page limit #70 is granted. The Defendants' reply briefs are due on 12/05/2022. The Defendants may file collective reply briefs of but not more than 35 pages. The tracking status hearing of 01/13/2023 is reset to 01/20/2023 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Emailed notice (mw, ) |
Filing 70 Unopposed Motion to Extend Deadline and Page Limit for Reply Briefing by CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation (Attachments: #1 Text of Proposed Order Granting Unopposed Motion to Extend Deadline and Page Limit for Reply Brief)(Schapiro, Andrew) |
Filing 69 RESPONSE by Stephen A Greco, Spotlight Asset Groupin Opposition to MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Colle #58 (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Chavez, Kathleen) |
Filing 68 MOTION by Plaintiffs Stephen A Greco, Spotlight Asset Group for leave to file excess pages and extension of time to file response (Chavez, Kathleen) |
Filing 67 MINUTE entry before the Honorable Edmond E. Chang: On review of the motion #66 for sanctions filed by Peter Mallouk, Creative Planning LLC, Creative Planning Holdco, LLC, CPI Holdco A LLC, CPI Holdco B LLC, General Atlantic Service Company LP, and General Atlantic (CP) Collections LP, for now the motion is terminated without prejudice. This motion is intertwined with the pending litigation over the dismissal motion. It makes little sense to multiply the briefs on the issue until a decision on the dismissal motion is issued; the decision might moot the sanctions motion or make it less likely to be brought, or (conversely) provide the sanctions request with solid footing. So the motion is terminated without prejudice, and whatever shot-across-the-bow strategy has been accomplished. Emailed notice (mw, ) |
Filing 66 MOTION by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk for sanctions (Attachments: #1 Declaration of Peter Mallouk, #2 Declaration of Daniel Schwartz)(Wolfson, Adam) |
Filing 65 MINUTE entry before the Honorable Edmond E. Chang: On review of the status report, R. 64, the briefing schedule remains in place. The tracking status hearing of 09/23/2022 is reset to 01/13/2023 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Emailed notice (mw, ) |
Filing 64 STATUS Report JOINT INITIAL by Stephen A Greco, Spotlight Asset Group (Foote, Robert) |
Filing 63 MINUTE entry before the Honorable Edmond E. Chang: The supplemental brief of the CP Defendants, R. 60, is terminated on CM/ECF as a motion because it instead is a brief. Emailed notice (mw, ) |
Filing 62 MEMORANDUM by Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation in support of Motion to Dismiss for Failure to State a Claim, #58 (Attachments: #1 Exhibit A, #2 Exhibit B)(Schmeltz, Vincent) |
Filing 61 MEMORANDUM by FMR LLC, National Financial Services LLC in support of Motion to Dismiss for Failure to State a Claim, #58 (Attachments: #1 Index of Exhibits, #2 Exhibit A, #3 Exhibit B)(Smith, Charles) |
Filing 60 MOTION by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk to supplement Defendants' Joint Motion to Dismiss (Attachments: #1 Declaration of Melissa Hoag Sherman, #2 Exhibit A to Declaration of Melissa Hoag Sherman)(Schapiro, Andrew) |
Filing 59 MEMORANDUM by CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation in support of Motion to Dismiss for Failure to State a Claim, #58 Filed Jointly (Attachments: #1 Appendix A)(Schapiro, Andrew) |
Filing 58 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation Filed Jointly (Schapiro, Andrew) |
Filing 57 ATTORNEY Appearance for Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk by Andrew H. Schapiro (Schapiro, Andrew) |
Filing 56 ATTORNEY Appearance for Defendants FMR LLC, National Financial Services LLC by Evan Levicoff (Levicoff, Evan) |
Filing 55 MINUTE entry before the Honorable Edmond E. Chang: Brian Quinn's motion to appear pro hac vice for Defendants TD Ameritrade Holding Corp., TD Ameritrade, Inc., The Charles Schwab Corp., and Charles Schwab & Co. Inc. #52 is granted. Emailed notice (mw, ) |
Filing 54 MINUTE entry before the Honorable Edmond E. Chang: Evan Levicoff's motion to appear pro hac vice for Defendants FMR LLC and National Financial Services LLC #48 is granted. Emailed notice (mw, ) |
Filing 53 ATTORNEY Appearance for Defendants Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation by Brian Patrick Quinn (Quinn, Brian) |
Filing 52 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19798283. (Quinn, Brian) |
Filing 51 ATTORNEY Appearance for Defendants Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation by Khadija Syed (Syed, Khadija) |
Filing 50 ATTORNEY Appearance for Defendants Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation by Daniel Petrocelli (Petrocelli, Daniel) |
Filing 49 ATTORNEY Appearance for Defendants FMR LLC, National Financial Services LLC by Boris Bershteyn (Bershteyn, Boris) |
Filing 48 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19794802. (Levicoff, Evan) |
Filing 47 MINUTE entry before the Honorable Edmond E. Chang: Boris Bershteyn's motion to appear pro hac vice for Defendants FMR LLC and National Financial Services LLC #46 is granted. Emailed notice (mw, ) |
Filing 46 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19793033. (Bershteyn, Boris) |
Filing 45 ATTORNEY Appearance for Defendants FMR LLC, National Financial Services LLC by Danielle Elizabeth Simms (Simms, Danielle) |
Filing 44 ATTORNEY Appearance for Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk by Daniel Schwartz (Schwartz, Daniel) |
Filing 43 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Charles Schwab & Co., Inc., Charles Schwab Corporation, The, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation (Schmeltz, Vincent) |
Filing 42 MINUTE entry before the Honorable Edmond E. Chang: Although the agreed extension and page-expansion motion #41 is granted, the Court sets the following parameters on the briefing. The answer or response deadline (which presumably will be dismissal motions) is extended to 09/06/2022, as is the 75-page collective defense expansion request. The Court appreciates the coordination efforts on both sides, but imposes the following for the sake of more efficient judicial review: the Defendants shall file one motion to dismiss; the Defendants shall file a joint memorandum presenting jointly made arguments; and the Defendants may file separate memoranda on a per-Defendant basis (or per-sets-of-Defendants basis) for separately made arguments. The joint and separate memoranda may add up to 75 pages. The purpose of this structure is to avoid repetitive briefing (like setting forth the factual allegations multiple times or presenting overlapping arguments multiple times). If this structure requires additional time beyond 09/06/2022, the defense may file a concise motion asking for it. The Plaintiffs' response to the dismissal motions is due on 11/01/2022 and shall be filed in a single, combined brief of no more than 40 pages (as requested). The single response brief of course should address both the jointly made and individually made defense arguments, and if feasible, the Court would appreciate PDF bookmarks for the separate subsections of the brief. The defense replies are due on 12/01/2022, again taking the form of a joint reply and individual replies, consuming a total of 30 pages (even better would be a single reply brief with bookmarked individual sections). The tracking status hearing of 08/26/2022 is reset to 09/23/2022, but to track the case only (no appearance is required, the case will not be called). Instead, the parties shall file the joint initial status report by 09/16/2022. The Court assumes that discovery will be paused during pendency of dismissal motions, so there is no need to fill out that part of the initial status report. Mailed notice. (jjr, ) |
Filing 41 MOTION by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation for extension of time to Extend Deadlines and Page Limits Filed Jointly by All Parties and Uncontested (Attachments: #1 Text of Proposed Order)(Swedlow, Stephen) |
Filing 40 ATTORNEY Appearance for Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk by Adam Wolfson (Wolfson, Adam) |
Filing 39 MINUTE entry before the Honorable Edmond E. Chang: Daniel Petrocelli's, Scott Schaeffer's, Katrina Robson's, and Khadija Syen's motions to appear pro hac vice for Defendants TD Ameritrade Holding Corp., TD Ameritrade, Inc., The Charles Schwab Corp., and Charles Schwab & Co. Inc. #35 , #36 , #37 , #38 are granted. Emailed notice (mw, ) |
Filing 38 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19618209. for Khadija Syed (Schmeltz, Vincent) |
Filing 37 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19618205. for Katrina Robson (Schmeltz, Vincent) |
Filing 36 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19618204. for Scott Schaeffer (Attachments: #1 Supplement Admissions & Good Standing)(Schmeltz, Vincent) |
Filing 35 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 150, receipt number AILNDC-19618199. for Daniel Petrocelli (Attachments: #1 Supplement Admissions & Good Standing)(Schmeltz, Vincent) |
Filing 34 ATTORNEY Appearance for Defendant TD AMERITRADE, Inc. by Vincent P. Schmeltz, III (Schmeltz, Vincent) |
Filing 33 ATTORNEY Appearance for Defendant Charles Schwab & Co., Inc. by Vincent P. Schmeltz, III (Schmeltz, Vincent) |
Filing 32 ATTORNEY Appearance for Defendants Charles Schwab Corporation, The, TD Ameritrade Holding Corporation by Vincent P. Schmeltz, III (Schmeltz, Vincent) |
Filing 31 Corporate Disclosure Statement by CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP (Swedlow, Stephen) |
Filing 30 ATTORNEY Appearance for Plaintiffs Stephen A Greco, Spotlight Asset Group by Peter Lawrence Currie (Currie, Peter) |
Filing 29 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. Creative Planning Holdco, LLC waiver sent on 6/17/2022, answer due 8/16/2022. (Chavez, Elizabeth) |
Filing 28 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. General Atlantic (CP) Collections, LP waiver sent on 6/17/2022, answer due 8/16/2022. (Chavez, Elizabeth) |
Filing 27 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. General Atlantic Service Company LP waiver sent on 6/17/2022, answer due 8/16/2022. (Chavez, Elizabeth) |
Filing 26 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by FMR LLC, National Financial Services LLC (Smith, Charles) |
Filing 25 MINUTE entry before the Honorable Edmond E. Chang: The defense's unopposed extension motion to extend the time to answer or to respond to the complaint #23 is granted to 08/12/2022. For any Defendant without an attorney appearance on file, counsel must promptly file the appearance (or the pro hac vice application). The tracking status hearing of 08/05/2022 is reset to 08/26/2022 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Instead, the parties shall file the joint initial status report by 08/18/2022. For future reference, under Third Amended General Order 21-0027 (available on the District Court's website), Local Rule 5.3(b) remains suspended, so motions should not be noticed for presentment. Emailed notice (mw, ) |
Filing 24 Uncontested Joint NOTICE of Motion by Charles F. Smith, Jr for presentment of motion for extension of time to file answer,, #23 before Honorable Edmond E. Chang on 6/13/2022 at 08:30 AM. (Smith, Charles) |
Filing 23 MOTION by Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation for extension of time to file answer , Move Against, or Otherwise Respond to the Complaint (Uncontested, Joint) (Smith, Charles) |
Filing 22 ATTORNEY Appearance for Defendants FMR LLC, National Financial Services LLC by Lindsey Jane Sieling (Sieling, Lindsey) |
Filing 21 ATTORNEY Appearance for Defendants FMR LLC, National Financial Services LLC by Charles F. Smith, Jr (Smith, Charles) |
Filing 20 MINUTE entry before the Honorable Edmond E. Chang: In light of the 07/22/2022 answer deadline, the tracking status hearing of 07/15/2022 is reset to 08/05/2022 at 8:30 a.m., but to track the case only (no appearance is required, the case will not be called). Instead, the parties shall file the joint initial status report by 07/28/2022. Emailed notice (mw, ) |
Filing 19 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group National Financial Services LLC (Pufahl, Bret) |
Filing 18 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group TD Ameritrade Inc (Pufahl, Bret) |
Filing 17 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group Charles Schwab Corporation (Pufahl, Bret) |
Filing 16 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group Charles Schwab & Co Inc (Pufahl, Bret) |
Filing 15 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group FMR LLC (Pufahl, Bret) |
Filing 14 CERTIFICATE of Service by Plaintiffs Stephen A Greco, Spotlight Asset Group (Pufahl, Bret) |
Filing 13 ATTORNEY Appearance for Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Creative Planning Holdco, LLC, Creative Planning, LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk by Stephen A. Swedlow (Swedlow, Stephen) |
Filing 12 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. CPI Holdco B, LLC waiver sent on 5/23/2022, answer due 7/22/2022. (Chavez, Kathleen) |
Filing 11 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. CPI Holdco A, LLC waiver sent on 5/23/2022, answer due 7/22/2022. (Chavez, Kathleen) |
Filing 10 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. Creative Planning Holdco, LLC waiver sent on 5/23/2022, answer due 7/22/2022. (Chavez, Kathleen) |
Filing 9 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. Peter Mallouk waiver sent on 5/23/2022, answer due 7/22/2022. (Chavez, Kathleen) |
Filing 8 WAIVER OF SERVICE returned executed by Spotlight Asset Group, Stephen A Greco. Creative Planning, LLC waiver sent on 5/23/2022, answer due 7/22/2022. (Chavez, Kathleen) |
Filing 6 MINUTE entry before the Honorable Edmond E. Chang: Initial tracking status hearing set for 07/15/2022 at 8:30 a.m. to track the case only (no appearance is required, the case will not be called). Instead, the Court will set the case schedule after reviewing the written status report. The parties must file a joint initial status report with the content described in the attached status report requirements by 07/06/2022. Plaintiff must still file the report even if Defendants have not responded to requests to craft a joint report. If not all Defendants have been served, then Plaintiff must complete the part of the report on the progress of service. Also, counsel (or the parties, if proceeding pro se) must carefully review Judge Chang's Case Management Procedures, available online at ilnd.uscourts.gov (navigate to Judges / District Judges / Judge Edmond E. Chang). Because the Procedures are occasionally revised, counsel (or the party, if proceeding pro se) must read them anew even if the counsel or the party has appeared before Judge Chang in other cases. Emailed notice (Attachments: #1 Status Report Requirements) (mw, ) |
Filing 7 REFUND PROCESSED in the amount of $402.00, receipt no. AILNDC-19484605. (lw, ) |
SUMMONS Issued as to Defendants CPI Holdco A, LLC, CPI Holdco B, LLC, Charles Schwab & Co., Inc., Charles Schwab Corporation, The, Creative Planning Holdco, LLC, Creative Planning, LLC, FMR LLC, General Atlantic (CP) Collections, LP, General Atlantic Service Company LP, Peter Mallouk, National Financial Services LLC, TD AMERITRADE, Inc., TD Ameritrade Holding Corporation (lma, ) |
Filing 5 ATTORNEY Appearance for Plaintiffs Stephen A Greco, Spotlight Asset Group by Bret Koch Pufahl (Pufahl, Bret) |
Filing 4 ATTORNEY Appearance for Plaintiffs Stephen A Greco, Spotlight Asset Group by Elizabeth Christine Chavez (Chavez, Elizabeth) |
Filing 3 ATTORNEY Appearance for Plaintiffs Stephen A Greco, Spotlight Asset Group by Kathleen Currie Chavez (Chavez, Kathleen) |
Filing 2 ATTORNEY Appearance for Plaintiffs Stephen A Greco, Spotlight Asset Group by Robert M. Foote (Foote, Robert) |
Filing 1 COMPLAINT filed by Spotlight Asset Group, Stephen A Greco; Jury Demand. Filing fee $ 402, receipt number AILNDC-19484741. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Civil Cover Sheet)(Foote, Robert) |
CASE ASSIGNED to the Honorable Edmond E. Chang. Designated as Magistrate Judge the Honorable Maria Valdez. Case assignment: Random assignment. (cm, ) |
CLERK'S NOTICE: Pursuant to Local Rule 73.1(b), a United States Magistrate Judge of this court is available to conduct all proceedings in this civil action. If all parties consent to have the currently assigned United States Magistrate Judge conduct all proceedings in this case, including trial, the entry of final judgment, and all post-trial proceedings, all parties must sign their names on the attached #Consent To# form. This consent form is eligible for filing only if executed by all parties. The parties can also express their consent to jurisdiction by a magistrate judge in any joint filing, including the Joint Initial Status Report or proposed Case Management Order. (cm, ) |
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