Securities and Exchange Commission v. Caravette
| Securities and Exchange Commission |
| Daniel C Caravette |
| 1:2022cv05219 |
| September 26, 2022 |
| US District Court for the Northern District of Illinois |
| Marvin E Aspen |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on January 12, 2023. A more recent docket listing may be available from PACER.
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Filing 11
MINUTE entry before the Honorable Marvin E. Aspen: The status hearing and show cause hearing set for 12/1/2022 are stricken. A status hearing is set for 1/26/2023 at 10:30 a.m. Mailed notice (ags)
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Filing 10
REPLY by Plaintiff Securities and Exchange Commission to Response, #8 to the Application of the SEC (Attachments: #1 Declaration Declaration of Christy J White, #2 Exhibit Ex. 1 - AP Declaration, #3 Exhibit Ex. 2 - TOP Letter, #4 Exhibit Ex. 3 - 2018 AP Conversion Letter, #5 Exhibit Ex. 4 - Payment Plan Agreement, #6 Exhibit Ex. 5 - 2022 AP Conversion Letter)(White, Christy)
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Filing 9
DECLARATION OF DANIEL C. CARAVETTE IN SUPPORT OF RESPONSE TO DENY PROPOSED ORDER TO SHOW CAUSE ISSUED UPON THE APPLICATION OF THE SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER UNDER SECTION 20(c) OF THE SECURITIES ACT OF 1933, SECTION 21(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 42(D) OF THE INVESTMENT COMPANY ACT OF 1940 ENFORCING COMPLIANCE WITH A COMMISSION ORDER. (ph, )
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Filing 8
RESPONSE TO DENY PROPOSED ORDER TO SHOW CAUSE ISSUED UPON THE APPLICATION OF THE SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER UNDER SECTION 20(c) OF THE SECURITIES ACT OF 1933, SECTION 21(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 42(D) OF THE INVESTMENT COMPANY ACT OF 1940 ENFORCING COMPLIANCE WITH A COMMISSION ORDER by Defendant Daniel C Caravette. (ph, )
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Filing 7
PRO SE Appearance by Defendant Daniel C Caravette. (ph, )
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Filing 6
AFFIDAVIT of Service filed by Plaintiff Securities and Exchange Commission regarding Application for a Judgment served on Daniel Caravette on September 30, 2022 (White, Christy)
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Filing 5
ORDER to show cause. Hearing is set for 12/1/2022 at 10:30 a.m. Signed by the Honorable Marvin E. Aspen on 9/30/2022. Mailed notice (ags)
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Filing 4
MINUTE entry before the Honorable Marvin E. Aspen: Per our standing orders, the Securities and Exchange Commission is directed to resubmit its proposed order filed as Dkt. No. #1 -4 to Proposed_Order_Aspen@ilnd.uscourts.gov in Word format. Mailed notice (ags)
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Filing 3
MINUTE entry before the Honorable Marvin E. Aspen: Initial status hearing is set for 12/1/2022 at 10:30 a.m. Mailed notice (ags)
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Filing 2
ATTORNEY Appearance for Plaintiff Securities and Exchange Commission by Christy White (White, Christy)
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Filing 1
COMPLAINT for an Order to Enforce Compliance with a Commission Order filed by Securities and Exchange Commission; (Attachments: #1 Civil Cover Sheet Civil Cover Sheet, #2 Affidavit Declaration of Christy J. White, #3 Exhibit Ex. 1 - OIP, #4 Text of Proposed Order Proposed Order to Show Cause)(White, Christy)
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CASE ASSIGNED to the Honorable Marvin E. Aspen. Designated as Magistrate Judge the Honorable Jeffrey Cummings. Case assignment: Random assignment. (ey, )
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CLERK'S NOTICE: Pursuant to Local Rule 73.1(b), a United States Magistrate Judge of this court is available to conduct all proceedings in this civil action. If all parties consent to have the currently assigned United States Magistrate Judge conduct all proceedings in this case, including trial, the entry of final judgment, and all post-trial proceedings, all parties must sign their names on the attached #Consent To# form. This consent form is eligible for filing only if executed by all parties. The parties can also express their consent to jurisdiction by a magistrate judge in any joint filing, including the Joint Initial Status Report or proposed Case Management Order. (ey, )
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Christy White |
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| Defendant: Daniel C Caravette | |
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